© 2026 Zoe. All rights reserved.
Zoe is a legal information platform. Always consult the Federal Register of Legislation for authoritative text.
[2019] FCA 979
Federal Court of Australia
2019-06-21
Thawley J
Original judgment source is linked above.
THE COURT ORDERS THAT:
THAWLEY J: 1 This is an appeal from orders of the Federal Circuit Court of Australia made on 19 December 2018, dismissing an application for judicial review of a decision of the Immigration Assessment Authority made on 8 August 2017: DZF17 v Minister for Immigration [2018] FCCA 3619. 2 The Authority had affirmed a decision of the delegate of the Minister for Immigration and Border Protection (now the Minister for Home Affairs) not to grant the appellant a protection visa.
background 3 The appellant is a Shia Muslim citizen of Iraq who arrived in Australia at Christmas Island on 23 June 2013 as an unauthorised maritime arrival. He applied for a protection visa on 10 January 2017. 4 In 2004, he commenced employment with the Intelligence Office, Department of Justice in Location A. He later transferred to Location B.
The Appellant's Statutory Declaration 5 The appellant described his duties in some detail in his statutory declaration made on 3 December 2016. He explained that he collected information by employing secret informants, performing character checks of the secret informants and checking their ideological backgrounds. He made inquiries in relation to militia movements, drug trafficking, sectarian killings and the methods by which terrorist attacks were implemented. The information he collected was sent to the intelligence analysis centre. He was responsible for gathering information about people suspected of and involved in terrorist activities such as car bombings and attacks on US bases. 6 In his statutory declaration he also stated he believed a lot of people in Location B knew he worked as an intelligence officer because of the interviews he carried out to obtain information. He reported to the Location B intelligence service which, in turn, reported to the General Directorate of Intelligence in Baghdad. 7 He also stated that, whilst his duty was to collect information, he was at times called to assist police and security forces within their operations against militia groups. He gave as an example that he would "witness the arrest of a person under the security forces", where he had been the source of the information which led to the arrest of the person. 8 He stated that, although he testified in court in a secretive way (as part of his duties), there were people who worked in the court system who might leak information: 9. Sometimes I would have to testify about my information collected before a court of law, and this was usually done in a very secretive way and I would never see the suspect face to face. However, the courts in Iraq are full of people who can tell the militias about my activities within the court and my role in testifying against someone who belongs to a terrorist militia, or those charged under section 4 of the Counter Terrorism Act. 9 In early 2013, the appellant was informed of a security brief from the General Directorate of Intelligence that militia groups had lists of various intelligence and security officers that the militia intended to target. 10 The appellant stated that, on the day he was informed of the security brief, he was also spoken to privately by his commander and told that the government was releasing a number of prisoners. Amongst those to be released was A, a prominent figure associated with the Mehdi army and militia. The appellant's commander had checked relevant records and seen that the appellant was the officer who had furnished the relevant information which had been used to secure the arrest of A. The commander was concerned for the appellant's safety because A had been heard to say that he knew who had collected the information against him and would punish him: 14. … [M]y commander [Captain R] at the intelligence office called me to his office. There he told me that the Government in Baghdad had an agreement with some of the parliamentarians who belong to some militia from mehdi army; asaeb ahlaq alhaq and alfadheela party, in which the Government facilitated the release of some of the militia members in order to calm down the critics against the government. He told me that some of the people who were released had plans to target the people who were behind their arrests. Specifically, he was concerned about a released person called [A] who was considered a prominent figure in the mehdi army and militias, as that he was overheard saying that he knew who gathered information against him and he will punish that person accordingly. My commander said he checked [A]'s file and found that I was the officer that provided all of the intelligence information against him. He said that he was gravely concerned that [A] actually lives in the same suburb where I did. 11 The appellant recorded in his statutory declaration that, after the security brief had been received, one of his colleagues had been targeted by the Mehdi army, had been sent a death threat letter and that his house had been shot at, resulting in his colleague's brother being injured. His colleague fled the country. 12 The appellant stated that he received a threat letter on 15 March 2013. He stated: 16. … It was placed under my door, it had a bullet in it and the letter read to the meaning of: 'to the supporters of the occupiers, warning to leave your work, we have received information that the collaborator [redacted] is supplying the government and the coalition forces with information presented to the intelligence agency to facilitate the arrest of mehdi army members (the mujahideen), note: you have to leave your work within three days', you been warned... The letter had a picture of [redacted] and his father, stamped by the mehdi army, dated 15/3/2013. I sent the letter as an image to my commander, and my commander stated that my colleague who fled Iraq received the exact same letter. I knew my life was in immediate and imminent risk at the time. 13 Thereafter, the appellant fled to a deserted area before leaving Iraq on 25 April 2013, leaving his wife and two children behind.
Protection Visa Interview 14 The appellant was interviewed by a delegate on 31 May 2017. He was represented by a migration agent. More is said about the Protection Visa interview (PV interview) below. At this point, it is sufficient to note that his evidence included that:
The Delegate's Decision 15 The delegate's decision to refuse the protection visa was made on 15 June 2017. The delegate accepted that the appellant had been employed as an intelligence officer. The delegate also accepted that the appellant played a role in the arrest and, consequently, the imprisonment of [A]. 16 The delegate recorded: The applicant claimed that he supplied incriminating photographs of [A] given to him by one of his informants. The applicant then testified in court which led to the arrest and imprisonment of [A]. 17 The delegate stated: The applicant stated in his PV interview and his SOC that he was told by his superiors to be careful as they had heard that upon [A]'s release from prison he had made claims saying that he knew who had gathered information against him and that he would punish that person accordingly. It was put to the applicant that the process of arresting and detaining someone would involve multiple people, not just himself, following a chain of command. Although I accept the applicant's claims that [A] may have made these threats, I am not satisfied that it was relating to the applicant specifically. The threat that was overheard, did not mention the applicant by name, nor would it be plausible that only the applicant's name would be listed as the only person responsible for all of the intelligence gathered against [A] as asserted by the applicant in his PV interview and consequently his arrest. 18 As to the threat letter the delegate stated: The applicant also claimed that he received a threatening letter with a bullet enclosed that was left underneath his door. Specifically, the applicant claims that the letter warned the applicant to leave his workplace within three days, this letter was purported to be from the Mahdi Army, however although it stated that the applicant was known to be supplying information to the government, it did not specify the applicant as being involved with the arrest of [A] and that [A] would be seeking revenge. The UNHCR's 2012 Eligibility Guidelines state that individuals associated with, or perceived to be supporting the Iraqi authorities, including members of the army, security and intelligence apparatus, are likely to be in need of international refugee protection. Further, the practice of sending threat letters with bullets enclosed has been documented by various sources, this practice has been used by various militia groups, the Mahdi Army have also been known to send out these types of letters accompanied with their insignia or stamp. On the information before me, although I accept that the applicant received a threatening letter ordering him to leave his work place, I am not satisfied that this is in connection with the release of [A] and his claims to seek revenge on those responsible for his arrest. I find it more likely that it was a general warning to those who were working for the Iraqi government and those perceived to be supporting the occupation of Iraq as supported by country information above. 19 The delegate disbelieved the appellant in respect of a claim he made during his PV interview that his brother had received adverse attention from [A] and members of the Mehdi army about 6 months after the appellant arrived in Australia. This disbelief was based on the fact that the appellant had not mentioned these events either in his entry interview or in his statutory declaration. As the Authority was later to observe, the appellant could not have mentioned these events in his entry interview because they had not, at that time, occurred. 20 The delegate concluded that the appellant was not of ongoing interest to individuals connected with the Mehdi army or other militia groups in Iraq. The visa application was refused. 21 Because the appellant was a "fast track review applicant", the delegate's decision was referred to the Authority for review under s 473CC of the Migration Act 1958 (Cth) on 20 June 2017.
The Authority 22 The Authority also accepted that the appellant was employed as an intelligence officer from 2004 until his departure from Iraq in 2013: A[6]. 23 As to what it described as the "central event", the Authority's reasons were contained in two paragraphs. At A[8] and A[9], the Authority stated: 8. The central event described by the applicant was the release from gaol, in early 2013, of a number of militia members. This was apparently done in an attempt by the Maliki government to garner the support of the militias and their political allies including Muqtada al-Sadr, the founder of the Mehdi Army. One of the men released was [A], known as "Devices" due to his skills in forming IEDs (improvised explosive devices). The applicant has stated that he was involved in gathering the intelligence that led to this man's arrest and incarceration in 2008 and I accept that he was. The applicant stated that, at the time that the militia members were being released, a meeting was held and all of the intelligence officers were advised of the event via communiqué from their Baghdad central office. They were further advised that there was a list of targets in the hands of the militias, these being the intelligence and security officers involved in their capture or who participated in their arrests. At the PV interview the delegate asked the applicant whether his name was on the list. He does not appear to have answered this question however has not at any point claimed that his name was on such a list. 9. I conclude that the applicant was one of many officers who had been involved in the arrests of the men being released. I am not satisfied that his name was on a list of targets. The applicant has stated that he was told that [A] had been overheard saying that he knew who had gathered information against him and that this person would be punished. I do not consider it plausible that [A] would have at any point been notified of the name of the intelligence officer who compiled any reports used in his arrest or conviction. I am not satisfied on the basis of this that there is credible information to conclude that a specific threat was made against the applicant. 24 As to the threat letter, the Authority stated at A[10]: 10. The applicant has stated that he received a letter under his door on 15 March 2013 from the Mehdi Army, addressed to "the people who are in alliance with the occupation, the American alliance" and stating that as a result of his deeds in supplying information and intelligence Mehdi Army supporters and members were being arrested. The letter demanded that he cease his job within three days. There was a bullet in the envelope with the letter. At least one of his fellow officers received a similar letter and this officer's house was sprayed with bullets, injuring his brother. The colleague left the country after the attack. I accept that the applicant received the letter as claimed however I am not satisfied that this required him to leave the country. He has stated that the letter required him to leave his job. He did so and moved to live in a rural area for some six weeks, before leaving the country. From the applicant's own evidence the letter does not state that he has been sentenced to death due to his actions against militia members or to being a collaborator or for any other reason. I conclude that, having complied with the demand and left his job in the Ministry of Defence, the applicant was of no further interest to the Mehdi Army. I find that the applicant no longer holds a position in the Ministry of Defence and there is no indication that he has any similar position to return to. 25 In relation to the events concerning the appellant's brother the Authority stated: 11. The applicant further stated at his PV interview that six months after his arrival in Australia the militia, including [A], went in black cars to his older brother's house. They told the applicant's brother that the applicant was working with "the hated occupying forces against us" and that they could kill him (the brother) too. The applicant's brother agreed that the militia were good people and that the applicant had abandoned his wife and children. As a result the militia did not kill his brother. The applicant stated that he had not mentioned this at his arrival interview because he was not able to give his full story at that time. I note that he could not in any event have mentioned it at the arrival interview of July 2013 as it had not then occurred. He has not explained why he did not include this event in his statutory declaration of December 2016. There is no explanation as to how his brother knew that [A] was among the visitors. It is not clear why the militia went to his brother's house, however the applicant's oral evidence is extensive and I conclude it is not fully translated. I am not satisfied on the basis of the evidence before me that this event occurred. 26 The Authority affirmed the decision not to grant the protection visa.
LEAVE TO ADVANCE NEW GROUNDS OF APPEAL AND EVIDENCE 27 The appellant sought leave to rely upon grounds which had not been argued before the Federal Circuit Court. The principles applicable to whether leave should be granted to rely upon grounds first advanced on appeal are well known. It is sufficient to refer to VUAX v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 238 FCR 588 at 598-599. One important consideration is the merit of the proposed new grounds. For the reasons identified below, Ground 1(a) has merit sufficient to warrant leave to rely upon it. 28 The appellant also sought leave under r 36.57 of the Federal Court Rules 2011 (Cth) to rely on fresh evidence being a double-translated transcript of the PV interview. This was said to demonstrate unsatisfactory interpretation of the appellant's evidence. Section 27 of the Federal Court of Australia Act 1976 (Cth) permits the Court to receive further evidence on appeal. As the Full Court stated in NASB v Minister for Immigration & Multicultural & Indigenous Affairs [2004] FCAFC 24 at [42] (Beaumont, Lindgren and Tamberlin JJ), two conditions must ordinarily be satisfied for the court to receive further evidence on appeal:
GROUND 1 31 The first proposed ground of appeal was: 1. The IAA failed to consider important and centrally relevant evidence in the review, in that the IAA did not consider the evidence that: a. the appellant gave evidence in Court against [A] and that the Courts are penetrated by agents acting for [A]; or b. there was an explanation for why the appellant had not earlier raised the claim that [A] had visited his brother's house in Iraq.
Paragraph (a) 32 In support of Ground 1(a), the appellant relied upon two aspects of the appellant's evidence which had been given at the PV interview, namely that:
Ground 1(b) 57 At the interview with the delegate, the appellant gave the following evidence: INTERVIEWER: Okay. I'm going to ask you specific questions now and I would like yes or no answers, if you can, because we're running out of time. You had never mentioned that your - that militia went to your brother's house in your statement of claims, in your application or in your entry interview. Why are you raising those claims now? INTERPRETER: (in Arabic) She says, I want your short answers now because the time is passing quickly and I want "yes or no answers". You, not at your first interview, not in your statement, ever mentioned that the militias went to your brother's house. Why are you mentioning it now? WITNESS: (In Arabic) I didn't mention it? Because I thought I would have the chance to explain it to you during this interview. Because I thought at the interview, I will be talking in detail. You see, nobody has ever asked me whether my family has been targeted or not. Now when you ask me about this, I simply gave my answer. INTERPRETER: (In English) He said that because here I said that I can talk freely about what happened, and never anyone before you now ask me about what happened to my family. 58 It was submitted that the interpretation given by the PV interview interpreter was inadequate to convey the answer in fact given. It was submitted that the evidence, given in Arabic, formed a part of the review material (together with the translation). It was submitted that the evidence (in Arabic) was not considered because the translation was inadequate. It does not matter that the failure to consider what was actually said involved no fault of the Authority - cf: SZFDE v Minister for Immigration and Citizenship (2007) 232 CLR 189 at [47]) 59 Ground 1(b) centred on A[11], set out at [25] above. 60 The Authority found that the appellant had "not explained why he did not include [the asserted visit by A and the militia to his brother's house] in his statutory declaration of December 2016". This might indicate that the Authority did not have regard to the answer given by the appellant set out at [57] above, which does contain an explanation. Reading the Authority's reasons literally, the Authority did not conclude that the explanation given was unsatisfactory. It concluded that the appellant had not given an explanation at all. 61 On the other hand, it may be that such a literal interpretation of the Authority's reasons contravenes the principle that its reasons should not be read with an eye keenly attuned to the perception of error: Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at 271 to 272.. 62 Ultimately, but with some doubt, I conclude that the better reading of the Authority's decision is that it was troubled by the fact that the appellant had not mentioned the event in his statutory declaration and it did not consider that the omission had been satisfactorily explained. The Authority was otherwise willing to give the appellant the benefit of the doubt that the perceived lack of explanation as to why the militia went to the appellant's brother's house might be explained by the fact that, on the Authority's view, there was not a full translation of the evidence at the PV interview. 63 That is, I conclude that the Authority did consider the appellant's explanation in that it considered the interpretation of what he said at the PV interview contained on the recording of the PV interview. There is insufficient difference between the interpretation given in the PV interview and what the appellant in fact said (as revealed by the double translation) to warrant granting leave to rely upon Ground 1(b).
GROUND 2 64 Ground 2 was as follows: 2. The decision of the IAA is affected by legal unreasonableness in that the IAA unreasonably failed to consider whether to invite the appellant to give new information in the review relating to the reason why [A] visited his brother's house in Iraq. 65 To make good this ground, the appellant bears the onus of establishing that:
CONCLUSION 73 The parties agreed that, if the appeal were successful, there should be no order with respect to the costs before the Federal Circuit Court because none of the grounds advanced in the appeal had been advanced before that court. The following orders should be made:
DZF17
Minister for Home Affairs
(2018) 261 FCR 35
(2017) 252 FCR 352
(2008) 23 VR 605
(2018) 92 ALJR 1003
(2014) 309 ALR 67
(1996) 185 CLR 259
(2001) 206 CLR 323
(2018) 353 ALR 600
(2007) 232 CLR 189
(1995) 57 FCR 451
(2004) 238 FCR 588
(2011) 241 CLR 594
(2013) 230 FCR 431