[2023] VSCA 85
General information, not legal advice.
Court of Appeal (Vic)
2023-04-19
Mr P, Forrest JA, MacAulay JA, Taylor JA
Original judgment source is linked above.
(a) The jury was wrongly directed that they could take into account the applicant's flight in assessing his credibility, in that that conduct could not possibly affect the applicant's credit absent a conclusion that the applicant had fled due to a guilty conscience; and/or > > (b) Despite the learned prosecutor's suggestion in cross-examining the applicant that he had waited for the complainant for a long period of time because he knew he had committed the offences charged, the jury was not directed that they could not so reason; and/or > > (c) In circumstances where the prosecutor placed an extraordinary focus on the applicant's suggested failure to assert his innocence, the jury was not directed as to how they could or could not use the evidence of this suggested failure to assert innocence.
(a) The applicant asked her to have a 'threesome' with him and Mr Smith. She said no. > > (b) The applicant asked if she would have sex with the applicant while Mr Smith watched. She said no. > > (c) The applicant asked if she would have sex with Mr Smith while the applicant watched. She said no. > > (d) The applicant asked if she would suck Mr Smith's penis. She said no. > > (e) The applicant offered her $100 to suck Mr Smith's penis. She said no. She also said 'I'm not a prostitute.'
[COMPLAINANT]: Do you in your mind think you like raped me or took advantage of me or do you think it was just like messing around fun kind of thing?
[APPLICANT]: No I don't think I raped you, like you said you don't want a three‑way just but how it played up seemed like you didn't mind kind of thing. Do you know what I'm trying to say?
[COMPLAINANT]: Yeah.
[APPLICANT]: Do you feel like it was?
[COMPLAINANT]: I feel like I got taken advantage of, I didn't think it was rape tho (sic).
[APPLICANT]: Okay, I'm so sorry, [Sarah].
...
[APPLICANT]: If you want to be angry be angry at me, I was the one who did everything, [Thomas] was just there going with it. I'm so sorry for what happened [Sarah].
...
[APPLICANT]: Oh okay, well I'm really sorry but honestly it seemed to me that you didn't mind that much, like I'm not trying to be mean or blame you or anything just, if I thought you'd get upset like this or anything I wouldn't have done anything, nothing would've happened.
Ground 1: Verdict is unreasonable or cannot be supported by evidence
[COMPLAINANT]: And like I feel like I've gone out my way to try and make you two safe and forgot about me. Yeah but I'm confused to what it was and I feel sick to my stomach when I think about it and knowing you two were smiling thinking it was funny and you're (sic) comment when you said 'family first' and all this but then I get angry at myself for not being more persistent on saying no and I don't understand how it happened and got to the point it did and idk I feel like I should be angry at your and [Thomas] but I'm not so idk I feel like shit. I came home and I've never had a shower so hot in my life. And I woke up this morning with that mark on my leg and a really sore through (sic) and idk I just don't know what to think or do.
[APPLICANT]: Yes and I'm so grateful for that thank you. Well you probably have forgotten about yourself, which isn't good because really you should be putting yourself first, you have to be selfish sometimes. If you want to be angry be angry at me, I was the one who did everything, [Thomas] was just there going with it. I'm so sorry for what happened [Sarah].
(a) Whether the jury was satisfied beyond reasonable doubt that the complainant did not consent to the acts that constituted the charges it was considering; and > > (b) Whether the jury was satisfied beyond reasonable doubt that the applicant did not reasonably believe that the complainant was consenting to those acts.
Ground 2: Inadequate or erroneous jury direction regarding post-offence conduct
The next topic I want to go to is ... not to engage in improper reasoning about the fact that [the applicant] gave evidence that he ran away from Murphy Street in the early hours of 12 February 2017, that he apologised and cried to [Ms Jackson] later in the morning of 12 February saying that he would always be known as the boy who raped a girl in Wangaratta.
Now repeating what I said to you earlier, I said that you might think that this makes it look like [the applicant] committed the offences charged, but I direct you as a matter of law there are all sorts of reasons why a person might behave in a way that makes it look as if he has committed an offence. Even if you conclude that he did both of these things and [the applicant] does not deny it, you must not use either of them to conclude that he is guilty of the offence charged, just with the fact that he did it.
What you may do, the Crown submits, is that you can use it to help assess his credibility in the whole of the circumstances and in your assessment of [the applicant] as a witness.
Now you will remember I told you that in assessing witnesses you may have regard to their credibility, that is, their honesty and reliability which is a question of accuracy. That is not to say that just because you found [the applicant] ran away and later apologised using the word rape you can conclude that he engaged in the sexual penetration of [Ms Jackson] without her consent and in circumstances where he did not reasonably believe he (sic) was consenting. Now the defence argue that [the applicant] ran away with good reason. He was confronted by [Emma Jones] and in effect to sit still while she got her posse of vigilantes together. Then [Michael Hooper] told he and [Mr Smith] to get out of town.
Now the defence admit that [the applicant] made the apology, and used that word but only after it had been bandied around by a number of people in Murphy Street earlier that morning. So in effect [the applicant] is not stating what it was he said he had done but what it was people were saying about him.
So if you are going to use either of these in the assessment of [the applicant]'s conduct or in his credibility as a witness, you need to be very careful how you do so and you must not reason that because he did these things he is guilty. Not evidence of his guilt. If they are relevant at all it can only be in your overall assessment of [the applicant]'s credibility.
(emphasis added)
(b) The applicant sitting and waiting for the complainant on Murphy Street
[Thomas] and you went back to Murphy Street, but you didn't go into the club? ---No.
Why not? ---Um, because, like [Sarah] said, 'I'll meet you back at the clubs', we were waiting for [Sarah] on the corner.
I see... and then you, what, sat outside for an hour, an hour and a half waiting for [Sarah]?---I'm not sure how long it was but I don't believe it was that long.
Well, I suggest to you it was certainly a long time?---Ah, I'm not sure. Like I said, I don't know long we sat there.
Well, look, you've heard the evidence. You've been here when the evidence that [Sarah] tried to ring another girl, and then she rung [Paige Peters]...
She's then got a taxi to [Paige Peters'], and then she's had a conversation with [Paige Peters]. And then she had [Emma Jones] come and pick her up and bring her back into town. You've heard all that evidence?---Ah, yes.
And the whole time you're sitting out in the street waiting for her to come?---Well, not just waiting for her but, yeah, we were hanging out, waiting. Like, just sitting on the corner.
Well, why didn't you go back into the club where your mates were?---Well, I'm not sure. That's just what we decided to do.
Was it because you were too scared because you knew what had happened? ---No. Certainly, not at all.
I see. You had gone out to be with your mates yet you refused to go back into the club, I suggest, because you knew what happened and you were worried about what was going to happen if you went back into the club?---No, not at all. And I was sitting there with [Thomas], my mate. We were just hanging out.
(c) The applicant's failure to assert his innocence in subsequent communications
(a) If 'it happened' the way the applicant said 'it happened' in his evidence, it was absurd that he would not have 'put' that to the complainant in the communications between them; > > (b) At no stage in the communications did the applicant 'put' to the complainant that she was consenting; > > (c) The applicant's failure to 'put' to the complainant in these communications that she consented goes to the issues of consent and his reasonable belief in consent; and > > (d) If he had a reasonable belief in consent, one would expect that he would 'take that up' with the complainant in these communications.
(a) direct the jury that there are all sorts of reasons why a person might behave in a way that makes the person look guilty; and > > (b) warn the jury that even if it thinks that the accused engaged in the conduct, it must not conclude from that evidence that the accused is guilty of the offence charged.
(a) Where the jury has arrived at a verdict that cannot be supported by the evidence in the case; > > (b) Where there has been an error or an irregularity in, or in relation to, the trial and the Court of Appeal cannot be satisfied that the error or irregularity did not make a difference to the outcome of the trial; and > > (c) Where there has been a serious departure from the prescribed processes for trial.'[23]
Ground 3: Impermissible reasoning in relation to complainant's intoxication
(a) The prosecutor outlined in detail when and where the complainant had consumed 4‑-5 vodka mixed drinks, the bottle of Passion Pop, some of the cask wine and 2-5 shots; > > (b) He said that she had described herself as being 'very drunk' in the laneway, and reiterated in detail the alcohol she had consumed; > > (c) He again referred to the complainant describing herself as 'very drunk', and that she had started to feel sick; > > (d) He described the three taking turns to drink from the wine cask; > > (e) He said the complainant had said, 'I'm intoxicated and I can't remember the exact order of things'; > > (f) He twice repeated, 'she said she was so drunk and she fell over the boys'; > > (g) He said that the complainant sent Ms Peters a text whilst in the taxi, stating 'I'm so drink (sic)'; > > (h) He said Ms Peters described the complainant as being 'pretty intoxicated'; > > (i) He said that Mr Hooper had described the complainant as 'obviously intoxicated at this stage but not completely impaired'; > > (j) He referred to the doctor's note that the complainant had said she had been intoxicated and drinking 'goon' in the alleyway; > > (k) He referred to the complainant consuming substantial amounts of alcohol to the point where she could not stand up properly and was feeling sick, 'and it was at that point that the sexual activity took place'; > > (l) He said that the complainant and the applicant had been 'drinking all day' and had 'consumed a substantial amount of goon in the dark alleyway', and that 'there's clearly a level of intoxication, whatever level you want to find but clearly the complainant ... has given her evidence as to how intoxicated she was ...'; > > (m) He concluded by saying to the jury, 'she said no, and yet he went ahead and took advantage of her. That's in effect what happened here. Took advantage of her in an intoxicated state. In a state where she couldn't respond or react in a rational way to what was happening to her at the time'.
Now the law says that a person can consent to an act only if they are capable of consenting and free to choose whether or not to engage in or allow the act. The law says that in some circumstances the complainant will be taken not to freely agree and such a circumstance will be where they have consumed alcohol and are so intoxicated as to be incapable of consenting to the act of penetration.
Now I gave you a direction on Tuesday afternoon and I give it to you now, I also gave it to you yesterday, the Crown is not, I repeat not putting its case on the basis that [Sarah Jackson] was so intoxicated through the consumption of alcohol as to be incapable of giving free agreement. You might think that that makes good sense given that Ms [Jackson] gave evidence that she was asked a series of questions by [the applicant] proposing sexual activity and she answered no to all of them. That was her evidence.
So in this way, the issue of the level of her alcohol consumption will not assist you in determining whether or not she consented. Her consumption of alcohol, if it has any relevance, is only a background circumstance. It is part of the context and circumstances in which it is alleged the offending occurred.
Ground 4: Failure to adduce evidence from applicant about complainant's intoxication
Ground 5: A combination or aggregation of defects
[1] This judgment has been anonymised by the adoption of pseudonyms to ensure that there is no possibility of identification of a victim of sexual offending.
[4] The Crown case opened on the bases that the complainant either did not consent or was so intoxicated as to be incapable of consenting. The trial judge found no evidence to sustain the second basis as the sexual activity occurred moments after she had communicated her non-consent to the applicant: DPP v [Smith] (Unreported, County Court of Victoria, 18 August 2022, Judge Lyon), [38]-[42].
[6] The trial judge found there was no evidence as to how her breasts had become exposed and no suggestion in the complainant's evidence or the evidence of others that the two accused continued this conduct after she said 'stop': DPP v [Smith] (Unreported, County Court of Victoria, 18 August 2022, Judge Lyon), [29]-[30].
[7] The complainant was unable to confirm whether Mr Smith was present during the conversation.
[11] M v The Queen [1994] HCA 63; (1994) 181 CLR 487, 493 (Mason CJ, Deane, Dawson and Toohey JJ); [1994] HCA 63 ('M').
[12] Pell v The Queen (2020) 268 CLR 123, 145 [39] (The Court); [2020] HCA 12 ('Pell').
[13] M [1994] HCA 63; (1994) 181 CLR 487, 492-4 (Mason CJ, Deane, Dawson and Toohey JJ).
[14] Ibid, 493-5 (Mason CJ, Deane, Dawson and Toohey JJ).
[15] See for example Bergman (a pseudonym) v The Queen [2021] VSCA 148, [26] (Maxwell P and Kaye JA, McLeish JA agreeing).
[17] The applicant's written submissions recorded 29 such challenges, but in oral submissions counsel for the applicant said the question had been asked '30 different times in 30 slightly different ways'.
[18] The prosecutor said, 'the tenor of those conversations both in the SMS and in the pretext call are that he's trying to placate her, calm her down because in my submission he knows that - it goes to credibility, you can assess the credibility of his account by what he does.'
[19] JDA, s 20(1)(b).
[20] DPP v Scriven (Ruling No 4) [2015] VSC 220, [26] (Maxwell P).
[21] Criminal Procedure Act 2009, ss 276(1)(b) and (c).
[22] Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469, 479 [26] (French CJ, Hayne, Crennan, Kiefel and Bell JJ); [2012] HCA 59 ('Baini').
[24] Baini [2012] HCA 59; (2012) 246 CLR 469, 482 [33] (French CJ, Hayne, Crennan, Kiefel and Bell JJ); [2012] HCA 59.
[26] [1999] VSCA 27; [1999] 2 VR 123, 138 [48] (Callaway JA), 157 [115]-[116] (Batt JA); [1999] VSCA 27.
Dwyer (a pseudonym)
The King [2023] VSCA 85
Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469 applied.
(2012) 246 CLR 469
(2020) 268 CLR 123
(1994) 181 CLR 487