[2024] WASC 147
General information, not legal advice.
Supreme Court of WA
2024-05-07
Forrester J
Original judgment source is linked above.
Maintain a daily diary of your movements, activities and associations. In recording daily events in your diary, you are required to include the following information:
(i) full address of any property
(ii) purpose of attendance at the address
(iii) mode of travel
(iv) duration of stay at the address
(v) name and surname (if known) of any individuals at the location
(vi) in the case of continuous travel without stopping you must include identifiable location of your travel, and if you stop, you must include duration of the stop and reason.
You are not permitted to collect any items from but not limited to residential bins, skip bins, kerbsides or any other parts of residential properties.
(a) the breach was trivial or technical;
(b) the appellant is subject to 62 conditions as part of the Supervision Order, with around 20 additional written lawful instructions;
(c) the appellant had otherwise complied with his conditions; and
(d) it is difficult to conceive of a situation in which the appellant's collecting items from a bin (which he would otherwise be allowed to possess) relates to a risk to which the HRSO Act is directed.
... I've heard the version of events put forward as to the items which you did take from the bin, and the mischief which the direction relevantly would be - would address and seek to address in any event, but - and I've heard the explanation that you were upfront about the conversation that you had, and that's how that came to the attention of Community Corrections. But in this case, I consider that the requirements are made for - are imposed for a reason.
It is important to adhere to them, and I don't consider that the breach is technical or trivial as such, and I will impose a financial penalty on this occasion. There is a need for personal deterrence in your case as well as general deterrence. It is important for offenders to comply with the requirements, and you shouldn't have been - you've got to comply with those requirements, and you shouldn't have taken those items from the bin, really. And more importantly, the conversation should have been recorded at that time ...
... it's important to - you know the obligations, and it's important in your case to comply with them, and you know that they're onerous, and you know what those requirements are, and you know that you need to comply, and the consequences of your failure to comply: you will face charges. On this occasion, because the breaches and the offences are towards the lower end of the scale of seriousness, I will impose a global fine.[5]
Statutory framework and legal principles Appeal from a court of summary jurisdiction
(1) An offender subject to a supervision order must not, without reasonable excuse, contravene a requirement of the order. Penalty for this subsection: imprisonment for 3 years.
Sentencing Act 1995 (WA)
(1) makes no mention of a fine;
(2) does not state that imprisonment must be imposed; and
(3) the offender is a natural person
a court may still impose one of the sentencing options contained in s 39(2) of the Sentencing Act.
Maximum fine ($) = Statutory penalty (in months) × 1000
Considerations when imposing fine
(1) Subject to Division 1 of Part 2, if a court decides to fine an offender then, in deciding the amount of the fine the court must, as far as is practicable, take into account -
(a) the means of the offender; and
(b) the extent to which payment of the fine will burden the offender.
(2) A court may fine an offender even though it has been unable to find out about the matters in subsection (1).
This provision gives statutory effect to the general principle that a fine which is properly proportionate to the seriousness of the offence, having regard to the circumstances of its commission and matters personal to the offender, will be one which takes into account the capacity of the offender to pay the fine within a reasonable period. But no authority was cited to me for the proposition that s 53 imposes upon the court an inquisitorial function to obtain information about means to pay, nor do I think that s 53 itself is so worded as to lead to such a conclusion. Given that the court has a duty to take the means of the offender to pay a fine into account, sentencing proceedings are, just as are proceedings leading to the determination of guilt or innocence, adversarial in character. Prima facie it is for the parties to place before the court such information as they think to be relevant to the issues to be determined by the court. Given that the appellant was unrepresented before the Court of Petty Sessions, he had been fined before and he must have appreciated that he might be fined again, upon his conviction. It was not too much to expect that when, after his conviction, the appellant was invited by his Worship to say anything he wished 'before I impose a penalty', he might have said something about his means to pay if he wished to do so. While the learned magistrate might well have made a specific inquiry about means to pay, it was not, in my view, incumbent upon him to do so.[18]
The inquiry is to be made only if there has in the first place been a decision to impose a fine. The means of an offender cannot be relevant to the decision as to whether a fine is the appropriate disposition. Moreover, the court is not prevented from fining an offender because it has not been possible to ascertain his financial circumstances ... In the present case no such inquiry was undertaken despite the fact that in the course of the plea for leniency the judge clearly indicated that the imposition of a fine was within his serious contemplation.
...
Counsel was well aware of the real possibility that a fine would be imposed. Realistically, if imposed, it was likely to be substantial. If it were considered that the amount of it would cause financial embarrassment by creating a substantial or unacceptable financial burden it was for counsel to alert the judge to such a circumstance.
Plainly, we think, it is for the offender to put material before the court relating to financial circumstances: see Higgins (1988) 10 Cr App R (S) 144. If he fails to do so he can hardly expect then to be entitled to a reassessment of his penalty, by an appellate court. At least that must be so, we think, if there are grounds for inferring that the amount of the fine is not such as to cause a burden to the offender which is disproportionate to his criminality.[25]
Clearly it was the intention of the legislature that fines not be imposed without regard to those matters which call into question the indiscriminate imposition of a fine with regard only to what may be regarded as a 'tariff'.
The other major question which arises is as to the way in which a court is to be informed about those matters. Obviously, there is an obligation on counsel for an accused to take instructions and inform the court about them. Failing that, it seems to me that there is an obligation on the court to inquire, a fortiori, if the offender is not legally represented.
It is provided in s 17(2) as follows: 'A court is not prevented from fining an offender only because it has been unable to find out the matters referred to in subsection (1). '
The use of the words 'unable to find out' import that there is a duty on the court. Amongst other things the Oxford English Dictionary defines 'find out' as (a) to discover by attention, scrutiny, study etc; (b) to come upon by searching or inquiry. All of that brings about the notion of activity by the court to ascertain the required information, not mere reception of information if any is offered.[26]
(a) consistently with the general proposition that it is incumbent on an offender to bring matters in mitigation to the attention of the sentencing court, a court is not required to assume an inquisitorial function, but only to take into account information provided to it;
(b) s 53(1) exists in a framework which contemplates that a sentencing judicial officer may impose a fine where the offender has not attended court at all, and thus may not have any information about an offender's financial circumstances; and
(c) s 53(1) is in similar terms to the general obligation in s 6(2) of the Sentencing Act which provides that the seriousness of an offence must be determined by taking into account any mitigating factors. Further, in s 53(1), the requirement is qualified by the words 'as far as is practicable'.
The ordinary meaning of 'practicable' is 'capable of being put into practice, done, or effected, esp. with the available means or with reason or prudence; feasible' (the Macquarie Dictionary (2nd ed) p 1388). Consistent with this meaning, the issue whether a given task is 'practicable', involves an enquiry as to the means and resources available to accomplish it.[28]
The words 'as far as' are synonymous with 'to the extent that'. The word 'practicable' connotes, relevantly, 'that can be done or used' or 'possible in practice'. See The Australian Oxford Dictionary, (2nd ed), pp 452, 1013.
not able (to do something); lacking ability or power (to do something); weak; impotent.
to learn, attain, or obtain by search or effort; to discover.
... are factors which, in the court's opinion, decrease the culpability of the offender or decrease the extent to which the offender should be punished.
At least that must be so, we think, if there are grounds for inferring that the amount of the fine is not such as to cause a burden to the offender which is disproportionate to his criminality.
Such an inference may be drawn in this case.
(1) the condition imposed on 14 November 2022 which restricted the appellant from removing items from bins is not clearly linked to the purpose of the HRSO Act, which is for the protection of the community and to provide continuing control, care or treatment for high risk serious offenders;
(2) the offending in relation to charge PE 7484 of 2023 was limited only to the taking of items from the bin (there was nothing which prevented the appellant rummaging through the bins);
(3) the appellant was frank and upfront about his failure to record the conversation with his CCO, bringing to light the offending where it would likely have gone undetected otherwise; and
(4) the short duration of the conversation, supporting the appellant's account that the failure to report the conversation was an easily made oversight.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] Transcript, Western Australia Police v Bradley Pen Dragon, Magistrates Court of Western Australia, 10 February 2023, 4 - 6 (ts 10 February 2023).
[9] Samuels v The State of Western Australia [2005] WASCA 193; (2005) 30 WAR 473 [56].
[11] Lowndes v The Queen [1999] HCA 29; (1999) 195 CLR 665 [15]; House v R [1936] HCA 40; (1936) 55 CLR 499.
[15] Appellant's submissions filed 20 March 2024 [5] - [6].
[16] Respondent's submissions filed 28 March 2024 [23] (Respondent's submissions 28 March 2024).
[17] Respondent's submissions 28 March 2024 [24] - [26].
[18] Gobby v Taylor (1998) 27 MVR 538, 543.
[19] Berry v Boggs [2009] WASC 378 [25] - [26].
[20] Hodder v Police Department of Western Australia [2011] WASC 142 [49] - [50].
[21] Hodder v Te Nahu [2023] WASCA 20 [13].
[22] Hodder v Te Nahu [2023] WASCA 20 [14] - [17].
[23] Cheshire v R (1994) 76 A Crim R 261.
[24] Nelson v Meredith [2001] NTSC 4; (2001) 118 A Crim R 433.
[25] Cheshire v R (1994) 76 A Crim R 261, 269 - 270.
[26] Nelson v Meredith [2001] NTSC 4; (2001) 118 A Crim R 433, 434.
[27] See Hussaini v Szolnoski [2013] WASC 64 [25] - [26]; Nang & Associates Pty Ltd v Chan [2022] WASC 12 [66] ‑ [68].
[28] Wright v Western Australia [2010] WASCA 199; (2010) 43 WAR 1; (2010) 203 A Crim R 339 [148].
[29] SJX v The State of Western Australia [2010] WASCA 243.
[30] Project Blue Sky Inc v Australian Broadcasting Authority [1998] HCA 28; (1998) 194 CLR 355; 153 ALR 490 [71].
[31] Higgins (1988) 10 Cr App R (S) 144.
[32] El Noor v The Queen [2001] WASCA 231; (2001) 123 A Crim R 123 [19].
[33] Magjarraj v The Queen [2001] WASCA 261; (2001) 123 A Crim R 458 [10].
[34] Cheshire v R (1994) 76 A Crim R 261, 261.
[35] Wright v Western Australia [2010] WASCA 199; (2010) 43 WAR 1; (2010) 203 A Crim R 339 [148].
[36] Gaskell v The State of Western Australia [2018] WASCA 8 [127(1)]; Guerinoni Nominees Pty Ltd v Cullen [2022] WASC 337 [161].
[37] Kabambi v The State of Western Australia [2019] WASCA 44 [21(2)].
[38] Appellant's submissions filed 22 January 2024, 7 - 8 (Appellant's submissions 22 January 2024).
[39] Appellant's submissions 22 January 2024 [31].
[40] Respondent's submissions filed 9 February 2024 [13], [15] (Respondent's submissions 9 February 2024).
[41] Respondent's submissions 9 February 2024 [22] - [25].
[42] Respondent's submissions 9 February 2024 [27] - [28].
[43] Ugle v Bailey [2023] WASC 398.
[44] CGF v The State of Western Australia [2023] WASCA 187 [340].
[45] Appellant's submissions 22 January 2024 [25].
[48] State of Western Australia v Dragon [No 2] [2022] WASC 189 [65] (Dragon).
[51] Appellant's submissions 22 January 2024 [25].
(2005) 30 WAR 473
(1999) 195 CLR 665
(1936) 55 CLR 499
(2010) 43 WAR 1
(1998) 27 MVR 538
(1998) 194 CLR 355