[2024] VSCA 192
General information, not legal advice.
Court of Appeal (Vic)
2024-09-05
Emerton P, Priest JA, Leish JA
Original judgment source is linked above.
CRIMINAL LAW - Appeal - Sentence - Crown appeal - Manslaughter - Unlawful and dangerous act - Deceased injured by slap and punches in course of an eviction - Respondent prevented deceased from obtaining medical treatment - Respondent concealed deceased's remains - Unable to determine cause of death due to body's state of decomposition - Plea of guilty - Sentenced to seven years and six months' imprisonment - Whether sentence manifestly inadequate - Appeal allowed.
The respondent's personal circumstances and his mental health
It is my view that [the respondent] displays very long term personality disturbances beginning in childhood and developing throughout adolescence and adulthood:
- From an early age [the respondent] would engage in frantic attempts to avoid real and or imagined abandonment within a context of periodic violence from his father, including an insecure attachment with his adoptive mother. [The respondent] associated his relationship with his father with a sense that he did not belong. He concealed his own emotional problems from his mother for fear that he would cause her distress and in turn the family would disown him (Criterion 1, Borderline Personality Disorder, BPD).
- [The respondent] presents with a very long term pattern of unstable interpersonal relationships. Whilst his relationship with his mother was somewhat protective, it was an unstable one nonetheless as he believed he was unworthy of her love. With exception of his current relationship, which he regards as protective, [the respondent] has struggled to maintain stable interpersonal relationships through his employment history and social experiences. A feature defining [the respondent's] social interactions is a sense of social isolation, paranoia and resentment (Criterion 2, BPD).
- [The respondent] presents with a profoundly unstable sense of self, and an identity defined by self loathing. [The respondent] also believes that he will be rejected and persecuted in every context of his life. He denies this to be the case in his current relationship. [The respondent] holds chronic fears for himself in prison, and alleges he is stood over regularly, despite his size (Criterion 3, BPD).
- [The respondent] presents with a 20 year pattern of self harm, specifically cutting and punching himself and walls (Criterion 5, BPD). Mrs Tiumalu lives in fear that her son will one day kill himself.
- [The respondent] presents with a chronic history of affect instability, attributable to a marked reactivity of mood. [The respondent] does not present with a stable mental state. There is evidence that he presents with a life long pattern of erratic mental state defined by irritability, anxiety and depressed or dysphoric mood (Criterion 6, BPD). Observations made during this assessment were consistent with psychological profiling using the MMPI-2, a standardised measure of psychological functioning.
- [The respondent] presents with a history of inappropriate, intense anger or difficulty controlling anger, leading to physical altercations. [The respondent] has experienced anger outbursts from childhood and these have continued intermittently throughout his life, although I note that [the respondent] has never previously come to the attention of the law for violence. [The respondent] reports he has sought to control his anger and evidence of no priors and no known work related incidents may corroborate this fact (Criterion 8, BPD).
- There is transient stress related paranoid ideation. [The respondent] maintains a view that with the exception of his mother, grandmother and partner, every aspect of his interpersonal life is defined by malevolent, significant others (Criterion 9, BPD).
[The respondent] fulfils the criterion for a Borderline Personality Disorder ...
is a very complex case, he is of borderline to low average intelligence. He experienced what would be described in clinical terms as an extreme childhood, and one that proved to be very confusing and traumatic. Adding to this are the known complexities associated with traumatic adoption, specially many survivors of adoption struggle to assimilate their subsequent attachment experiences. [The respondent] experienced the added hardship of severe bullying at school. [The respondent's] childhood and adolescence experience, coupled with the pattern of his interpersonal experiences and identity is consistent with a Borderline Personality Disorder. I would venture further to suggest that [the respondent] is a dual diagnosis client. Substances have been entwined with his personality disorder for many years. It is clear in my view that he has self medicated with alcohol and illicit substances for many years, at least from late adolescence. It is also my view that for at least a period of 3 years prior to the offending, [the respondent] was also suffering Alcoholism and fulfilled the necessary criterion for a Stimulant Use Disorder.
In my opinion [the respondent's] capacity to exercise appropriate judgement began to unravel when he was approached by Jackson the night before the offending. [The respondent] likened Jackson's experience of alleged standover by the victim to his own lifelong experience of mistreatment and bullying. [The respondent] lost perspective and felt an overwhelming compulsion to step in and help Jackson.
Whilst [the respondent's] capacity to exercise appropriate judgement to attend Jackson's home was distorted by his own experience of lifelong bullying, his judgement was not impaired immediately prior to striking the victim. [The respondent] maintains he had no desire to use violence, however hoped the victim would comply, based on [the respondent's] reputation and past interaction with the victim.[[7]]
When the victim verbally retaliated, [the respondent] experienced a combination of distorted feelings: specifically he felt unsafe and threatened by the victim. He also felt humiliated, secondary to a belief he was being socially humiliated or put on show in front of witnesses. These triggers in turn activated an instinctual, yet disproportionately violent reaction, and [the respondent] concedes that he assaulted the victim. Whilst [the respondent's] assaultive response was a disproportionate one, it was nonetheless a proportionate response when his background of familial violence; bullying; social humiliation and rejection is considered.
[The respondent] does not appear to have lost control of his violent potential throughout adulthood. For the most part his debt collection success was maintained on his past reputation and size only, not actual violence. It would appear that the alleged circumstances of offending were preceded with an inadvertent trigger from the victim, which activated memories of violent interactions preceded by rejection in childhood and adolescence. These flooding memories impaired [the respondent] to make calm and rational choices or to think clearly, which in turn activated a similarly disproportionate, violent response toward the victim.
It is of significance to the assessment of your level of moral culpability that you did not seek medical help for Mr Farrell after you had assaulted him. The evidence establishes that although he was injured, he was still alive for a period following the assault. You could have made sure he received medical treatment and given him a chance of survival with the simple act of dropping him at a hospital. However, you doubtless understood that his survival would have inevitably identified you as the person who attacked him. Your failure to ensure help for him led to his death. Your actions were reprehensible and deserve condemnation. In my opinion, this circumstance heightens the level of your culpability.
Another factor of significance in aggravating your culpability is that you attempted to cover up the assault on your victim, and the fact he had died. After some considerable time following your assault on Mr Farrell, and after he had died, his body was taken to the backyard of a house where you intended to bury him. You began digging a grave. It can only be inferred that by taking these steps you intended to continue to cover up your crime, the consequence being that your intention was to evade responsibility for what you had done. Equally as significant was that by covering up your crime, you must have known that Mr Farrell's family and friends would never know what happened to him, nor be able to at least have some degree of comfort by having the return of his remains. You wanted to make his body disappear. In this regard, your actions were cruel, lacked humanity and must be condemned and denounced as utterly unacceptable. ...
In assessing your level of moral culpability, I conclude that that your level of culpability is significant. However, in making that assessment I indicate that I accept the evidence provided by Mr Armstrong, as noted above, as to your suffering from BPD and Stimulant Use Disorder. I am prepared to accept that these factors impaired you to some extent from making calm and rational choices and from thinking clearly about not only your actions at the time you assaulted Mr Farrell, but also the circumstances that occurred following the assault. As a result I will extend to the sentence that will be imposed a modest application of principles one and three as expressed in the case of Verdins.
a conclusion that a sentence is manifestly inadequate does not depend upon attribution of identified specific error in the sentencing judge's reasoning. Manifest inadequacy is a conclusion. Inadequacy is, or is not, plainly apparent. A sentence is, or is not, unreasonable or plainly unjust.[28] Perhaps more often than not, a conclusion of manifest inadequacy does not admit of elaboration save to state the respect in which the sentence is inadequate, such inadequacy resulting because the wrong kind of sentence was imposed, or because the sentence imposed is manifestly too short. The members of the appellate court will weigh for themselves all relevant features of the respondent and the offending - including those that aggravate and those that mitigate - and intuitively synthesise each factor bearing on the exercise of the sentencing discretion. In so doing the court must balance the often incommensurable factors bearing on the exercise of the sentencing discretion, those factors frequently pulling in different directions.[29] Ultimately, appellate intervention on the ground of manifest inadequacy is not warranted unless, having regard to all of the relevant sentencing factors - including the degree to which the impugned sentence differs from sentences that have been imposed in cases which are truly comparable - the appellate court is 'driven to conclude that there must have been some misapplication of principle'.[30]
the respondent's disposal of his wife's body was a significant feature aggravating of his offending, and was emblematic of his complete lack of remorse. Thus in England, Brooking JA (with whom Batt and Chernov JJA agreed) said (albeit in the context of murder):[33]
The mere act of dumping the body after a murder has been viewed as an aggravating circumstance. So in R v Von Einem (1985) 38 SASR 207 King CJ, with whom Jacobs and Olsson JJ agreed, mentioned the dumping of the body in a remote spot as part of his 'recital of essential facts', which at 218 he described as amply justifying the sentencing judge's view that the crime was of unique seriousness. In R v Lowe [1997] 2 VR 465 a very short time after the killing, the body of the murdered child was wedged into a storm-water drain, where it was found three months later. The Court of Appeal, at 490, referred to the prisoner's heartless concealment of the child's body, and it is to be noted, having regard to what I shall say later about remorse, that the hiding of the body was plainly regarded as not limited in its significance to the light which it threw on remorse. For the court, having referred to the hiding of the body and other matters, went on to mention as a distinct matter the prisoner's signal and singular lack of remorse.
Not only does the dumping and concealment of the deceased's body per se constitute a significant aggravating feature of the respondent's offending, it also demonstrates that the respondent is not afflicted by any pangs of remorse. Thus, one can detect in the respondent no apparent sorrow or regret for what he has done, or any desire to atone for the harm he has caused and to redeem himself. Of course, the absence of remorse does not aggravate the respondent's offending, but it represents the absence of a feature which often significantly mitigates sentence.
In the course of the plea hearing, the prosecution submitted that the applicant's offence fell into the 'mid-range' of seriousness for the crime of manslaughter. And in this Court, counsel for the applicant initially contended that the applicant's offending fell toward the bottom end of the scale of seriousness for the crime of manslaughter. But as was recently observed by Maxwell P and Hargrave JA in Weybury (albeit in the context of the offence of dangerous driving causing death):
... it is in our opinion not helpful to debate whether, on the spectrum of cases from least to most serious, the offending in this case falls within a particular category such as 'mid-range' or 'bottom of the high-range' or other like classifications. Such an approach carries the risk that it will attract reference to current sentencing practices for offences which have previously been categorised in a particular range, whatever the circumstances of the offending and the mitigating circumstances. Such an approach may lead to sentencing judges unconsciously limiting their instinctive synthesis of a particular case by sentences in other cases classified within a particular range, rather than considering the individual facts of comparable cases.
In our opinion, it is best to avoid categorising cases as falling within a particular 'range' and, instead, for sentencing judges to have regard to relevantly comparable, and current, cases as 'yardsticks'. This approach involves considering where a case fits on the spectrum of offending, and is the preferable way for sentencing judges to have regard to current sentencing practices as a factor in the instinctive synthesis.
In that case, Priest JA also said:
Beyond saying that the maximum penalty must be reserved for cases in the 'worst category', and that a sentencing judge in every case is bound to consider where the facts of the particular offence and offender lie on the 'spectrum' that extends from the least serious instances of the offence to the worst category (properly so called), in my view, attempts to shoehorn particular cases into categories of seriousness such as 'upper', 'middle' or 'lower', or to characterise moral culpability as 'high' (or 'very high'), 'middle range' or 'low', are often calculated to obscure the essential nature of the sentencing task.
[2] Pursuant to s 6AAA of the Sentencing Act 1991, the judge declared that, but for the respondent's plea of guilty, he would have sentenced the respondent to 10 years' imprisonment with a non-parole period of 7 years and 6 months.
[3] Counsel for the Director submitted that a separate ground - that the sentencing judge 'erred in ruling that Verdins limbs 1 and 3 applied' - should be treated as a 'particular' of manifest inadequacy.
[4] The prosecution did not allege the bats were used to assault Mr Farrell.
[5] The prosecution did not allege that the blood came to be on the boots as a result of the respondent kicking Mr Farrell.
[6] DPP v Tiumalu [2023] VSC 233 ('Reasons').
[7] The respondent told Mr Armstrong that he had previously 'interacted' with Mr Farrell over a $20 debt owed to Jackson. On that occasion, Mr Farrell had 'complied' and paid the money.
[8] Counsel for the respondent distinguished the features of the respondent's offending from that in R v Hou [2010] VSCA 36 and XY v The Queen [2013] VSCA 261.
[9] R v Verdins [2007] VSCA 102; (2007) 16 VR 269 ('Verdins').
[10] Worboyes v The Queen [2021] VSCA 169; (2021) 96 MVR 344 ('Worboyes').
[15] They are (see Verdins, 276 [32]):
Impaired mental functioning, whether temporary or permanent ("the condition"), is relevant to sentencing in at least the following six ways:
1. The condition may reduce the moral culpability of the offending conduct, as distinct from the offender's legal responsibility. Where that is so, the condition affects the punishment that is just in all the circumstances; and denunciation is less likely to be a relevant sentencing objective.
3. Whether general deterrence should be moderated or eliminated as a sentencing consideration depends upon the nature and severity of the symptoms exhibited by the offender, and the effect of the condition on the mental capacity of the offender, whether at the time of the offending or at the date of sentence or both.
[21] The cases were: Philp v The Queen [2017] VSCA 320; Mitchell v The Queen [2018] VSCA 158.
[23] By s 5 of the Crimes Act 1958, the penalty for manslaughter is 25 years' imprisonment. The penalty was increased from 20 years' imprisonment by the Crimes Amendment (Manslaughter and Related Offences) Act 2020, with effect from 1 July 2020.
[24] Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571.
[25] The prosecutor provided the judge with Mitchell v The Queen [2018] VSCA 158 (a sentence of 10 years' imprisonment, with seven years and six months non-parole) and Phillips v The Queen [2017] VSCA 320 (a sentence of nine years' imprisonment, with six years non-parole).
[26] See Kentwell v The Queen (2014) 252 CLR 601.
[27] DPP v Weybury [2018] VSCA 120; (2018) 84 MVR 153, 169 [5] (Priest JA, in dissent as to result). See DPP v Ristevski [2019] VSCA 287, [1] (Ferguson CJ and Whelan JA), [62] (Priest JA) ('Ristevski').
[28] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321, 325-6 [6] (Gleeson CJ and Hayne J).
[29] See Elias v The Queen [2013] HCA 31; (2013) 248 CLR 483, 494 [27] (French CJ, Hayne, Kiefel, Bell and Keane JJ); DPP v Dalgliesh [2017] HCA 41; (2017) 262 CLR 428, 433 [4] (Kiefel CJ, Bell and Keane JJ); 452 [79] (Gageler and Gordon JJ).
[30] See R v Pham [2015] HCA 39; (2015) 256 CLR 550, 559 [28] (French CJ, Keane and Nettle JJ); Dalgliesh, 447 [59] (Kiefel CJ, Bell and Keane JJ). See also DPP v Zhuang [2015] VSCA 96; (2015) 250 A Crim R 282, [39]-[49]; DPP v McInnes [2017] VSCA 374, [75].
[31] Wilson v The Queen [1992] HCA 31; (1992) 174 CLR 313, 332-3 (Mason CJ, Toohey, Gaudron and McHugh JJ); R v Lavender [2005] HCA 37; (2005) 222 CLR 67, 75 [17], 86 [53] (Gleeson CJ, McHugh, Gummow and Hayne JJ).
[32] Ristevski, [73]-[74] (Priest JA, Ferguson CJ and Whelan JA agreeing). See also Mocenigo v The Queen [2013] VSCA 231, [86] (Priest JA, Buchanan and Neave JJA agreeing).
[33] England [1999] VSCA 95; [1999] 2 VR 258, 266 [27].
[34] Lee v The Queen [2018] VSCA 343, [31]-[32] (Ferguson CJ, Priest and Beach JJA) ('Lee').
DPP
Tiumalu [2024] VSCA 192
(1985) 38 SASR 207
(2007) 16 VR 269
(2021) 96 MVR 344
(2013) 249 CLR 571
(2014) 252 CLR 601
(2018) 84 MVR 153
(2000) 202 CLR 321
(2013) 248 CLR 483
(2017) 262 CLR 428
(2015) 256 CLR 550
(1992) 174 CLR 313
(2005) 222 CLR 67