[2023] VSCA 241
General information, not legal advice.
Court of Appeal (Vic)
2023-10-12
Mr J, Emerton P, Priest JA, Taylor JA
Original judgment source is linked above.
[2023] VSCA 241
[2022] VCC 2060 (Judge Brookes)
CRIMINAL LAW - Appeal - Sentence - Crown appeal - Trafficking in large commercial quantity of drug of dependence - Where offender already serving sentence - Where offending breached parole - Where offender suffered stroke and had acquired brain injury - Total effective sentence 4 years - Non-parole period 3 years - Sentence to be served cumulatively upon sentence currently being served - Whether sentence manifestly inadequate - Whether too much weight given to R v Verdins factors - Whether judge erred in application of totality principle - Whether judge erred in application of principle of mercy - Appeal dismissed.
Director of Public Prosecutions v Jabbour [2023] VSCA 204, Director of Public Prosecutions v Leach [2003] VSCA 96; (2003) 139 A Crim R 64, R v Clarke [1996] VicRp 83; [1996] 2 VR 520, R v Osenkowski (1982) 30 SASR 212, Director of Public Prosecutions v Bowen (2021) 65 VR 385, applied.
The individual sentence on charge 1, the orders for cumulation and the total effective sentence and non-parole period are manifestly inadequate.
(a) On 2 June 2021, the unknown person sent the respondent photographs of four wooden boxes containing silver plastic bags and confirmed that he had packed 100 kgs of the goods.[9]
(b) On 11 June 2021, the unknown person advised the respondent that the shipment had sailed the day before and requested identification.[10]
(c) In response to the request for identification, the respondent forwarded photographs of a Victorian driver's licence, a Medicare card and a Working with Children Check card in the name of another person. The respondent confirmed that he had created a company and logo. He explained that his previous company, Richardson Plastics, was legitimate and manufactured ABS plastics and polyurethane, but that the Australian Federal Police had intercepted him with 3.76 tons of 1,4-BD. He stated that the new company had no ties to him whatsoever; 'even the email address was fabricated for this purpose'.
(d) On 15 June 2021, the respondent asked the person his opinion on whether it was wise to begin processing another order or to wait to see the outcome of this one. The respondent was advised to wait for the shipment to reach the address and he responded with, 'Okay. No problem and if it is successful can we put through an order for 500 kilograms or a tonne next time, please.'[11]
(e) On 23 June 2021, the respondent was told that the ship was leaving Shanghai the following day. The respondent expressed surprise that the ship had not yet left China and concern that it had taken over three weeks to do so. He texted: 'the only major problem is that in order for consistency and longevity of the product a month at most is already exuberant [sic]'.
(a) a screenshot provided by the unknown person showing the details of the ship carrying the shipment of 1,4-BD;
(b) photographs showing that the amount to be paid for the 1,4-BD was USD3,240 and the details of the bank account into which the money was to be paid;
(c) a screenshot of the respondent's bank account confirming the transfer of AUD3,291.42 to the relevant bank account; and
(d) screenshots of Michael Dugless' profile. The image depicts details of the alias identity with a recorded address of 9 Ireland Street, Ringwood, Victoria, and a mobile phone number that was utilised by the respondent and the Hong Kong company to which the bank account belonged.
(a) three small bottles of 1,4-BD;
(b) a Ziploc bag of methylamphetamine;
(c) 1.4 grams of buprenorphine;
(d) three vials of steroids;
(e) a Commonwealth Bank card in the name of Robert Rune;
(f) a Visa debit card in the name of Minh Nguyen;
(g) an invoice from the company to which the respondent made payments on 22 and 23 May 2021.[14]
(a) He had been living with his mother.
(b) He had had a stroke either at the end of 2020 or the start of 2021.
(c) He did not use any drugs.
(d) He had bad anxiety and felt like 'absolute shit'. He had not left the house since the stroke. He very rarely interacted with people as it made him anxious. He had mental and physical damage from the stroke.
(e) A friend had stolen his laptop and had 'gone berserk' on his bank and phone accounts.[15]
(f) The phone seized by police on 30 June 2021 did not belong to him. He had purchased it in order to resell it, and had been in the process of wiping it. He had not been using that phone as a mobile phone. He had only had it for a couple of days or a week prior to its seizure by police. He did not use the phone to contact anyone or have conversations in relation to the purchase of 1,4-BD.
(g) When the messages and photographs of the containers were put to him -
It doesn't look like my name on it. Can you tell me anything about it?[16]
(h) He had not sent the messages; a friend had been using his identity -
I can't read and write properly any more. Have a look at my text messages. ... I can't read and write properly with dyslexia. That ... whole thing is a load of crap straightaway because - look at the date on it. ... And then look at the text messages and the ... language that I'm speaking in. So ... there's a ... pretty obvious fatal flaw there that I'm not the person talking in those messages.
(i) When told about the crates seized by police and asked if he could tell the police anything about them -
Where's it going? Where's the crate forwarder? Well, it's not going to my house, is it? It's not going to me so how can you assume it's me it's going to be - it's going to be me?
(j) When asked what his intent was in relation to the 100 kgs of 1,4‑BD -
I haven't made the order so I don't know. I had no intents as far as that was concerned to me. So, again, I suggest you go to the house that it was delivered to or delivery to. Speak to the people there.
(k) When asked if he had any associates in Ringwood -
I haven't left my house for the last eight months so I've apparently done all of this, what, from my bedroom?[17]
(l) With respect to the GPS tracking -
You know exactly where I'm at, where I've been at. Have a look, you've got the GPS - if ... it's on my tracking ... that wouldn't even provide a nail in the head.
(m) When asked if he could recall what he had purchased for $6,500 in May -
I dunno ... it's something I've bought or ... I'm not sure. But my - my numbers are stuffed now. My - my short term memory - I can't even remember, like, yesterday.
(n) He did not know what the bottles of liquid located in his room contained. They did not belong to him. However, a bottle of 1,4-BD located elsewhere could have been his for personal use.
(a) trafficking a drug of dependence in a commercial quantity;
(b) attempting to possess a drug of dependence;
(c) dealing with property suspected to be proceeds of crime; and
(d) trafficking a drug of dependence.
There was a clear and consistent account in the record that despite having had anxiety with features of catastrophising prior to the stroke, Mr Richardson's mental health was much worse after the stroke. His mother contacted the care team on 9.3.21 reporting significant concerns about her son's mental health. She was advised to contact [the] local psychiatric triage service and organise an urgent review with the CATT team (emergency mental health assessment service). Mr Richardson was reviewed by a psychiatric nurse on 16.3.21 via telephone. He presented as 'quite unwell' with paranoia, persecutory themes of being electronically monitored (eg by Optus, TPG, Google and Microsoft), grandiosity and thought disorder. His language was circumstantial, tangential and pressured. He required constant redirection to the topic. He was reportedly waking 12 times overnight though food intake was appropriate with supervision from his family. He was described as presenting with fixated thoughts, extreme anxiety and stress as well as irrational thinking but no acute suicidality.
[The respondent] presents with a history of similar offending as well as reporting heavy drug use around the time of offending which are well known risk factors for offending. However, there is clear evidence of an ABI in the months prior to offending and an acute deterioration in mental state just prior to the alleged offending. Significant symptoms of both of these conditions continue to be evident now after a year of abstinence from drugs and were likely to have been more severe at the time of offending due to the expected progression of natural recovery post ABI. As such, it seems reasonable to conclude that [the respondent's] symptoms of ABI and mental illness were likely significant additional contributors to his decision making and offending behaviour at that time.
Regarding your decision to become involved in the attempted trafficking you reported that you've been approached several times whilst in gaol and after you were approached by drug using acquaintances who wanted you, 'To do what I had done before'. You had refused to become involved prior to the stroke; however, after the stroke you changed your mind. You formed a belief that you had, 'A method to do it', without being caught by the police. You were attracted by the prospect of earning large sums of money. You decided to show a friend how to do it. You believed that since the material was not being delivered to you and since you were not buying it you would not be 'tied to it'.
Looking back, you expressed a disbelief and incredulity at your thoughts and actions. You were readily able to appreciate that your thinking had been distorted, 'I just didn't think'. You strongly regretted your decision to become involved in the trafficking attempt, saying it was the worst decision you ever made. Several times during the interview you referred to this choice stating, 'I don't know what I was thinking. Now I can see it for what it is. I look back and think what the hell was I thinking, especially since I've done so much gaol time in the past'.[22]
I accept the evidence of Ms Scott that the physical conditions subsisting at the time after the stroke concerning the ABI impairment, together with the mental illness as described, was a significant contributing factor in your decision to commit the offences from which you fall to be charged.
...
Obviously the ABI is clear evidence of a compromised ability to function intellectually ...[23]
(a) The respondent's total mental impairment reduced his moral culpability. His ability to exercise appropriate judgment, make calm and rational choices, and appreciate the wrongfulness of the offending conduct was impaired. The need for punishment and denunciation was reduced (limb 1). His Honour stated:
I find that your total mental impairment has reduced your moral culpability of the offending conduct. I find that your ability to exercise appropriate judgment was impaired and that it impaired your ability to make calm and rational choices and impaired your ability to appreciate the wrongfulness of the conduct. Punishment can, therefore, be mitigated, and the need for denunciation is reduced ...[25]
(b) General deterrence should be moderated as a consideration based on the nature and severity of the symptoms exhibited and the effect of them on the respondent's mental capacity, at the time of the offending (and currently) (limb 3).[26]
(c) Specific deterrence should also be moderated based on the nature and severity of the symptoms exhibited and the effect on his mental capacity at the time of the offending (limb 4).[27]
(d) If a term of imprisonment were imposed, the respondent would find it more onerous due to his diagnosed conditions (limb 5).[28]
(a) The quantity of drugs that the respondent attempted to traffick was significant, being five times a large commercial quantity.
(b) The offending was sophisticated. The respondent provided the supplier with the driver's licence of another person and a fake address, utilised a fake company name and paid a total of $6,570.84 to the supplier prior to the drug being shipped. His role in the offending was towards the highest end, being the principal and sole offender, and he stood to gain from the offending.
(c) The respondent had previously been sentenced to 4 years' imprisonment for trafficking 4 kgs (a commercial quantity) of 1,4-BD. Police intercepted him while he was on parole for this earlier offending.
(d) Trafficking in a drug of dependence in a large commercial quantity is a standard sentence offence. The standard sentence for an offence under s 71(1) is 16 years' imprisonment. While the standard sentence scheme does not apply to the offence of attempting to traffick a drug of dependence in a large commercial quantity,[39] it nonetheless also attracts the maximum penalty of life imprisonment. Trafficking and attempting to traffick would therefore be expected to attract similar penalties.
(a) in Bruce v The Queen,[40] the offender received a sentence of 12 years for trafficking 4.8 times a large commercial quantity of methamphetamine;
(b) in Al Janabe v The Queen,[41] the offender received a sentence of 10 years for trafficking 12 times a large commercial quantity of methylamphetamine;
(c) in Director of Public Prosecutions v Kumas,[42] the offender was resentenced to 10 years for trafficking 1.92 times a large commercial quantity of methylamphetamine and cocaine;
(d) in Quah v The Queen,[43] the offender received a sentence of 15 years for trafficking 3.8 times a large commercial quantity of methylamphetamine; and
(e) in Rahmani v The Queen,[44] the offender received a sentence of 9 years for trafficking 1.5 times a large commercial quantity on the basis of pure weight and 1.3 times a large commercial quantity on the basis of mixed weight of methylamphetamine.
(a) his disordered mental state, reducing his moral culpability and the need for general and specific deterrence;
(b) the utility of his early plea of guilty, having regard to the way in which the evidence against him was obtained by the police and its benefit in helping to reduce court backlogs at the time; and
(c) the principle of totality, which required the judge, charged with imposing a sentence that had to be served cumulatively on an existing sentence, to reach a sentence that was just having regard to the overall criminality involved.
We did not take the appellant to be submitting that the quantity of drugs concerned in a given case was required to bear any direct or even rough relationship to the sentence imposed in that case. Such an approach would fail to recognise that, while nearly always important, the quantity of drugs involved is only one of the factors that bears on sentencing. The judgments in Pham explained:
- [T]o treat the weight of the narcotic as the chief factor in fixing sentence, without taking into account the many conflicting and contradictory elements which bear upon sentencing an offender, represents a departure from fundamental sentencing principle.[53]
and
- It is well settled that the quantity of the drug is not the controlling factor when it comes to the assessment of the seriousness of an importation offence (or other drug offence). The quantity of the drug imported (or trafficked or possessed) will usually be relevant to assessment of the seriousness of the offence. In some cases it will be the most significant consideration in this regard and in other cases it may be of little moment.[54]
More generally, current sentencing practices, as revealed by the sentences imposed in comparable cases, do not constitute the fixed boundaries within which sentences in a given case must be fitted. Rather, current sentencing practices are one of a number of factors that are required to be taken into account by a sentencing judge pursuant to s 5(2)(b) of the Sentencing Act.[55]
[1] See generally Criminal Procedure Act 2009, ss 207-9.
[2] The maximum penalty for possessing a drug of dependence is 1 year and/or 30 penalty units if the court is satisfied, on the balance of probabilities, that the offence was not committed for any purpose related to trafficking in that drug of dependence. Otherwise, the penalty is 5 years' imprisonment and/or 400 penalty units: Drugs Act s 73(1). In his Reasons, the sentencing judge did not make a finding on this point.
[3] Section 209(1) of the Criminal Procedure Act 2009 provides: 'If ... the court gives a sentence indication under section 207; and ... the accused pleads guilty to any charge to which the sentence indication relates at the first available opportunity ... the court, when sentencing the accused for the offence, must not impose a more severe sentence than the sentence type or maximum total effective sentence indicated.'
[4] See DPP v Richardson [2022] VCC 2060, [1], [14]-[20] ('Reasons').
[5] See Drugs Act, s 4(1) (definition of 'drug of dependence'), sch 11 pt 3.
[6] See ibid s 70(1) (definition of 'large commercial quantity'), sch 11 pt 3.
[24] R v Verdins (2007) 16 VR 269; [2007] VSCA 102 ('Verdins').
[28] Reasons, [95]. The judge addressed the considerations arising from limb 5 as referrable to 'limb 2'. This appears to have been a typographical error.
[30] (2021) 96 MVR 344; [2021] VSCA 169 ('Worboyes').
[31] Reasons, [98], quoting Worboyes [2021] VSCA 169; (2021) 96 MVR 344, 357 [39] (Priest, Kaye and T Forrest JJA); [2021] VSCA 169.
[32] Reasons, [99]-[101], citing Victoria, Parliamentary Debates, Legislative Assembly, 6 February 2019, 231-2 (Lisa Neville, Minister for Police).
[33] Reasons, [102], citing Dawid v DPP [2013] VSCA 64, [35] (Kaye AJA).
[35] Reasons, [105]-[106], citing DPP v Leach [2003] VSCA 96; (2003) 139 A Crim R 64, 74 [48] (Eames JA) ('Leach'); [2003] VSCA 96; R v Jurisic [1998] NSWSC 423; (1998) 45 NSWLR 209, 221 (Spigelman CJ).
[36] Reasons, [104], citing DPP v Dalgliesh (a pseudonym) (2017) 262 CLR 428; [2017] HCA 41 ('Dalgliesh').
[39] Citing Sentencing Act 1991, s 5A(2).
[40] [2022] VSCA 100, [5] (Maxwell P and Kennedy JA).
[41] [2021] VSCA 252, [2], [24] (Priest JA, Kennedy JA agreeing at [38]) ('Al Janabe').
[42] [2021] VSCA 215 ('Kumas').
[43] [2021] VSCA 164; (2021) 290 A Crim R 136, 139 [4], 139-40 [9]-[10] (Maxwell P and Beach JA); [2021] VSCA 164 ('Quah').
[45] Citing Kumas [2021] VSCA 215, [4] (Maxwell P, T Forrest and Walker JJA); Quah [2021] VSCA 164; (2021) 290 A Crim R 136, 151 [57] (Maxwell P and Beach JA); [2021] VSCA 164; Al Janabe [2021] VSCA 252, [33] (Priest JA).
[46] Although the judge's order did not reflect this requirement.
[47] Quoting R v Kane [1974] VicRp 90; [1974] VR 759, 766 (Gowans J for the Court).
[48] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321, 325 [6] (Gleeson CJ and Hayne J); [2002] HCA 54.
[49] DPP v Karazisis [2010] VSCA 350; (2010) 31 VR 634, 663 [127] (Ashley, Redlich and Weinberg JJA, Warren CJ and Maxwell P agreeing at [1]); [2010] VSCA 350, quoting R v Boaza [1999] VSCA 126, [42] (Winneke P).
[50] See, eg, Ayol v The Queen [2014] VSCA 151, [30] (Maxwell P), quoting Clarkson v The Queen [2011] VSCA 157; (2011) 32 VR 361, 384 [89] (Maxwell ACJ, Nettle, Neave, Redlich and Harper JJA); [2011] VSCA 157.
[51] R v Pham [2015] HCA 39; (2015) 256 CLR 550, 559 [28] (French CJ, Keane and Nettle JJ); [2015] HCA 39 ('Pham').
[52] [2023] VSCA 204, 56 (Emerton P, Beach and McLeish JJA) ('Jabbour').
[53] Pham [2015] HCA 39; (2015) 256 CLR 550, 562 [36] (French CJ, Keane and Nettle JJ).
[54] Ibid 564 [45] (Bell and Gageler JJ).
[55] Jabbour [2023] VSCA 204, [57] (Emerton P, Beach and McLeish JJA). See also Dalgliesh [2017] HCA 41; (2017) 262 CLR 428, 450 [68] (Kiefel CJ, Bell and Keane JJ); [2017] HCA 41.
[56] Leach [2003] VSCA 96; (2003) 139 A Crim R 64, 74 [49] (Eames JA); [2003] VSCA 96.
[57] [1996] VicRp 83; [1996] 2 VR 520, 523 (Winneke P agreeing at 524, Hayne JA agreeing at 524) ('Clarke').
[58] (1982) 30 SASR 212, 212-13 (King CJ) ('Osenkowski').
[59] Leach [2003] VSCA 96; (2003) 139 A Crim R 64, 74 [49] (Eames JA); [2003] VSCA 96.
[60] (2021) 35 VR 385; [2021] VSCA 355 ('Bowen').
[61] Ibid 391 [26] (Maxwell P, Priest, McLeish, T Forrest and Walker JJA).
[62] Ibid 396 [42] (Maxwell P, Priest, McLeish, T Forrest and Walker JJA).
[63] Postiglione v The Queen [1997] HCA 26; (1997) 189 CLR 295, 308 (McHugh J) ('Postiglione'), citing R v Holder [1983] 3 NSWLR 245, 260 (Street CJ).
[64] Mill v The Queen [1988] HCA 70; (1988) 166 CLR 59, 67 (Wilson, Deane, Dawson, Toohey and Gaudron JJ).
DPP
Richardson [2023] VSCA 241
(1982) 30 SASR 212
(2021) 65 VR 385
(2007) 16 VR 269
(2021) 96 MVR 344
(1998) 45 NSWLR 209
(2017) 262 CLR 428
(2000) 202 CLR 321
(2010) 31 VR 634
(2011) 32 VR 361
(2015) 256 CLR 550
(2021) 35 VR 385
(1997) 189 CLR 295
(1988) 166 CLR 59