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[2003] VSCA 140
Court of Appeal (Vic)
2003-09-12
PHILLIPS, C.J., VINCENT, J.A. and ASHLEY, A.J.A.
Original judgment source is linked above.
[ 2003] VSCA 140
CRIMINAL LAW - Culpable driving and negligently causing serious injury - Two deaths and two serious injuries resulting - Appeal against sentence by Director of Public Prosecutions - Sentences on some counts and the cumulation direction found to be manifestly inadequate - Appeal allowed and increased sentence imposed.
"GROUND OF APPEAL The individual sentences imposed in relation to Counts 1, 2, 3 and 4, the total effective sentence and the non-parole period are each manifestly inadequate. PARTICULARS In imposing the individual terms of imprisonment for Counts 1, 2. 3 and 4 and in making the orders with respect to cumulation as between those counts and in fixing the non-parole period, the learned sentencing judge: (a) failed to adequately reflect the gravity of these offences generally and in this case in particular; (b) failed to take into account or sufficiently to take into account the aspect of general deterrence; (c) failed to take into account or sufficiently to take into account the aspect of specific deterrence; (d) gave too much weight to factors going to mitigation; (f) ordered an insufficient degree of cumulation between the sentences imposed on Counts 3 and 4 and between each of those counts with the sentence on Count 1."
"When Daniel and the boys arrived they appeared to me to be pretty drunk. Daniel was affected by alcohol but he looked more angry than drunk. By affected by alcohol I could tell that he had been drinking. I just know that he was affected by alcohol...I don't know exactly how to describe it but he was affected."
"1. Mr Caldarera was driving after having consumed alcohol and had a blood alcohol concentration between 0.107% and 0.125% at the time of the collision. 2. His driving skills would have been adversely affected by the effects of alcohol at the time of the collision."
"Occasions may arise for the bringing of a Crown Appeal (a) When a sentence reveals such manifest inadequacy or inconsistency in sentencing standards as to constitute error in principle (Everett at 300)..."
"At about 3.30 on the morning you and other passengers in the car responded to a female friend's call for assistance at a nearby service station. In the course of travelling to that location in the vicinity of Lower Plenty Road View Bank, and approaching the intersection of Broadlea Crescent, you lost control of the car, the car skidded from the road, collided with a fence, crashed through a garden and ultimately collided with a house." (34)
Such a description - of the collision occurring during a "rescue mission" - was to seriously mistake what occurred, counsel submitted.
(a) failed to adequately reflect the gravity of these offences generally and in this case in particular;
(b) failed to take into account or sufficiently take into account the aspect of general deterrence;
(c) failed to take into account or sufficiently take into account the aspect of specific deterrence;
(d) gave too much weight to factors going to mitigation;
(e) ordered an insufficient degree of cumulation as between the sentences imposed on counts 1and 2; and
(f) ordered an insufficient degree of cumulation between each of those counts with the sentence on count 1.
"There is no standard sentence. I would not give currency to the idea that five years' imprisonment is a standard sentence. Every case depends on its own facts; but, in a case such as I have just described, general deterrence is of paramount importance." (6)
In Wareham, a sentence of five years' imprisonment with a non-parole period of two and a half years for an offence of culpable driving was the subject of an appeal by the Director of Public Prosecutions. It was held that the head sentence was manifestly inadequate. O'Bryan, A.J.A., with whom Winneke, P. and Buchanan, J.A. agreed, cited McGrath:
"There is no standard sentence, but general deterrence is of paramount importance for culpable driving." (6)
The sentence was increased to one of six years' imprisonment with a non-parole period of four years.
In Taylor (which was apparently the first case to come before the Court of Appeal after Parliament had increased the maximum sentence for culpable driving to 20 years' imprisonment), an application for leave to appeal against a sentence of seven years with a non-parole period of three and a half years was dismissed. The offences involved were a count of culpable driving and two counts of negligently causing serious injury. Brooking, J.A. (Phillips and Buchanan, JJ.A. agreeing), observed:
"(Counsel) relied on the applicant's youth and submitted that the requirements of general deterrence ought to have been moderated by the youth of the offender and the importance of rehabilitation. But these offences are, unfortunately, often committed by young men. General deterrence must be emphasised." (6)
In Sherpa a sentence of seven years' imprisonment with a non-parole period of five years for culpable driving was reduced on appeal. Callaway, J.A., (with whom Ormiston, J.A. and O'Bryan, A.J.A. agreed) said:
"General deterrence must usually be emphasised in the punishment of this offence and there is correspondingly less scope than in the case of some other crimes for leniency on a count of an offender's youth." (3)
Bekhazi was a case where an application for leave to appeal against a sentence of seven years' imprisonment with a non-parole period of five years for offences of culpable driving and reckless conduct endangering life, was dismissed. It had been argued that the sentence was manifestly excessive and that error had occurred in the cumulation direction made as both offences were constituted by one act. Winneke, P., presiding, observed:
"In the light of the evidence before him, his Honour was entitled to conclude that this was a bad example of the offence of culpable driving and that the principles of deterrence should play their part in fixing an appropriate penalty." (332) (Charles and Vincent, JJ.A. agreed.)
Scott was a case of a Director's appeal against a sentence of four and a half years' imprisonment with a non-parole period of two years. Offences of culpable driving and negligently causing serious injury were involved. Vincent, J.A. (with whom Cummins, A.J.A. and I agreed) said:
"...the level of personal culpability of the applicant for the commission of the offences presently under consideration must be regarded as extremely high. Both general and specific deterrence assumed importance as relevant sentencing considerations."
The appeal was allowed and the sentence increased to five and a half years' imprisonment with a non-parole period of three years.
"Similarly, in this case, no reason was given for fixing a non-parole period of six and a half years. That does not inevitably betoken error, ...but a failure to give reasons invites scrutiny if the non-parole period is unusual either by comparison with other cases or having regard to the facts of the instant case or the course of the plea." (3)
"If there is still a residual opinion existing in this community that the offence of culpable driving is not to be treated like other criminal offences because it is `a tragedy for all concerned' - and I use those words advisedly in the context in which arguments have been advanced in this case - then, in my view, the time has come for such views to be dispelled. Offences of culpable driving are commonly committed by persons who are of good character, but it must be understood that the community will not tolerate the taking of human life by acts of gross negligence of the sort that occurred in this case. The offence is a species of involuntary manslaughter, and it must be treated as such."
"No different principle is involved, in my view, where the offences have resulted in multiple deaths, save that the maximum penalties available are much greater. So long as the cumulation does not offend the principle of totality it is, as I see it, properly within the exercise of a sound discretion to recognise the fact that the culpable driving has caused multiple deaths by cumulating a sensible portion of the sentence imposed for one offence upon the sentence imposed for the other." (7) (Brooking and Charles, JJ.A. agreed.)
"What makes this sentence unappellable is all those matters which, in combination, make this case different to all the cases provided to the Court by the appellant."
(a) the respondent's pleas of guilty to each of the offences for which he fell to be sentenced;
(b) the consequences of the respondent's pleas of guilty;
(c) the age of the respondent (namely, 18½ years) at the time of his commission of the offences for which he fell to be sentenced;
(d) the age of the respondent (namely, 20 years) at the time of the imposition of sentence;
(e) the respondent's good family background;
(f) the respondent's otherwise good character; he had not been otherwise charged with the commission of any offence; and
(g) the respondent had been rendered unable to continue wit his tertiary studies.
- the letter dated 11 November, 2002 provided by Ms Gilliam Moseley, Counsellor (Exhibit 1);
- the report dated 11 November, 2002 prepared by Mr Patrick Newton, Psychologist (Exhibit 2);
- the report dated 4 February, 2003 prepared by Mr Patrick Newton Psychiatrist (Exhibit 3)
- the reported dated 1 February, 2003 [sic] prepared by Dr Paul Brown Psychiatrist (Exhibit 4).
(a) the respondent was genuinely and deeply remorseful and ashamed of his offending and its consequences;
(b) the respondent was experiencing and suffering from profound distress and anxiety;
(c) the respondent was suffering from a major depressive disorder; and
(d) the respondent had a post-traumatic stress disorder.
"For present purposes, I would accept that a sentence of five years' imprisonment for a single fatality culpable driving offence based upon gross negligence and without aggravating features would be within the range available to a sentencing judge. The particular circumstances might justify a greater or lower sentence." (6)
In Scott similar observations by the same judge, and quoted by Vincent, J.A., occur.
"I would accept that a sentence of four years' imprisonment for a culpable driving offence based upon gross negligence and without aggravating features is within the range available to a sentencing judge." (10)
"Finally, we consider that, even if sentencing error had been established, we ought not in the exercise of our discretion intervene so as to pass a different sentence. The existence of such a discretion in such circumstances is beyond question. See R. v. Myers and Ward (unreported, Full Court, 31 August 1993) and the cases referred to therein. The application of the double jeopardy principle to the present case would have the effect of `discounting' any increase in the sentence. Such an increase would thus be minor bearing in mind the length of the original sentence. In such circumstances we consider that the intervention of this court could not be justified." (105)
* That this is a bad case of culpable driving has never been seriously disputed.
* The respondent's decision to plead guilty was a relatively late one - the first indication coming in October 2002. The respondent had reserved his plea after a contested committal in July of that year when 17 prosecution witnesses were cross-examined. The respondent, of course, should not have this used against him, but the degree of discount for the plea, which might otherwise have been allowed, is affected accordingly.
* On the related matter of remorse, the learned judge found that there had been "a degree of remorse" despite assertions of a higher level of it in some of the reports tendered.
* Early in the plea the judge expressed concern about the time it had taken to bring this matter to completion but the respondent's able senior counsel came to concede "...there hasn't been substantial delay. There has been some delay but not of any magnitude." (32) I think this was said in the context of the timing of the plea indication, but, in any event, there was certainly no evidence of culpable delay on the part of the prosecution.
* The learned judge's description in his reasons for sentence of the timing of the collision was clearly wrong but I am unable to determine whether this was a true mistake of understanding or simply an error in the drafting of the reasons.
the cumulation direction and the non-parole period are manifestly inadequate.
[2] [2002] VSCA 110 at 16
[3] [1999] VSCA 197 at 18
[5] [2001] VSCA 145 at 11
[6] [2001] VSCA 178; (2001) 3 VR 321 at 18
[8] [1998] VSCA 32 at 15
[10] [1999] VSCA 55 at 19
[11] [1999] VSCA 197 at 17
[12] [2002] VSCA 110 at 11
[13] [2002] VSCA 52; [2002] 4 VR 457 at 32
[14] [2001] VSCA 178; [2001] 3 VR 321 at 14 and 24
[15] [2001] VSCA 27 at 20-21
[16] [1996] VICSC 30; [1996] 2 VR 520 at 522
[17] [1994] VicRp 54; [1994] 2 VR 98 at 104
DPP
Caldarera [2003] VSCA 140
(2001) 3 VR 321