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[2023] VSCA 13
Court of Appeal (Vic)
2023-02-10
Mr J, Kyrou JA, Forrest JA, Kennedy JA
Original judgment source is linked above.
[2022] VCC 1210 (Judge Cahill)
CRIMINAL LAW - Sentence - Crown appeal - Dangerous driving causing death - Reckless conduct placing a person in danger of serious injury - Respondent sentenced to 3 year community correction order with 250 hours of unpaid community work - Whether sentence manifestly inadequate - Appeal allowed.
CRIMINAL LAW - Sentence - Crown appeal - Sentence indication given by sentencing judge - Whether sentence indication relevant to Court of Appeal's residual discretion to dismiss Crown appeal notwithstanding sentence manifestly inadequate - Whether plea of guilty in reliance upon sentence indication involves element of double jeopardy which Court of Appeal is prohibited from taking into account - Whether other factors sufficient to warrant exercise of residual discretion - Residual discretion not exercised.
CRIMINAL LAW - Sentence - Respondent complied with community correction order for 6 months and completed 64 per cent of unpaid community work - Early plea of guilty during COVID-19 pandemic, impaired mental functioning, profound remorse, excellent prospects of rehabilitation, family support and community involvement - Concession by appellant that very powerful mitigating circumstances warrant considerable leniency in resentence - Respondent resentenced to 15 months' imprisonment with a non-parole period of 6 months.
Sentencing Act 1991 ss 5(2H)(c)(ii); Criminal Procedure Act 2009 ss 207-209, 289, 290, considered.
Stephens v The Queen [2016] VSCA 121; (2016) 50 VR 740; Peers v The Queen [2021] VSCA 264; (2021) 97 MVR 379; Green v The Queen [2011] HCA 49; (2011) 244 CLR 462; Director of Public Prosecutions v Karazisis [2010] VSCA 350; (2010) 31 VR 634; Director of Public Prosecutions v Lombardo (2022) 102 MVR 19.
In sentencing an offender for a category 2 offence, a court must make an order under Division 2 of Part 3 (other than a sentence of imprisonment imposed in addition to making a [CCO] in accordance with section 44) unless -
...
(c) the offender proves on the balance of probabilities that -
(ii) the offender has impaired mental functioning that would result in the offender being subject to substantially and materially greater than the ordinary burden or risks of imprisonment; ...
(1) At any time after the indictment is filed but before the trial commences, the court may indicate that, if the accused pleads guilty to any charge on the indictment at that time or another charge, the court would be likely to impose on the accused -
(a) a sentence of a specified type; or
(b) a specified maximum total effective sentence.
...
208 Application for sentence indication
(1) A sentence indication under section 207 -
(a) may be given only on the application of the accused; and
(a) the court gives a sentence indication under section 207; and
(b) the accused pleads guilty to any charge to which the sentence indication relates at the first available opportunity -
the court, when sentencing the accused for the offence, must not impose a more severe sentence than the sentence type or maximum total effective sentence indicated.
(6) This section does not affect any right to appeal against sentence.
Crown appeals against sentence and double jeopardy
Any offence which involves the loss of a human life is serious, and because dangerous driving causing death is a category 2 offence, a prison sentence is mandated unless a statutory exception is established. I am satisfied [the respondent] has suffered severe symptoms of [PTSD] caused by the grief of the loss of his son. And because of it, the burden of prison would be substantially and materially ... greater for him.
That is not the end of the matter. I have to decide whether imprisonment is the only available sentence, taking into account the objective gravity of the offender's conduct and the circumstances of the specific case.
...
I accept the prosecution submission [that] this a serious example of the offence [of dangerous driving causing death], and moral culpability is high for the reasons advanced, in particular, ignoring the safety warnings, exceeding the passenger capacity of the vehicle, overriding the seatbelt speed interlock, and having his son unrestrained.
While I find it difficult to categorise, I do find [the respondent's] driving involved a serious degree of irresponsible behaviour, so as to place it in the mid category of seriousness of the offence.
Ordinarily, because of the primacy of general deterrence, a prison term would be warranted. However, in this case there are powerful mitigating factors, [including the respondent's] profound remorse, the high utilitarian value of a guilty plea, particularly during the times of the health pandemic, and also the severe psychological effects of the sight of the accident and the awareness of its consequences.
Having carefully considered all the material provided by prosecution and defence, and the oral submissions of [the prosecutor] and [defence counsel], I am in a position to give a sentence indication.
This would be a difficult sentencing task. In all the circumstances, I am satisfied all sentencing objectives could be met by a [CCO]. And I indicate in the event [the respondent] pleaded guilty to a charge of dangerous driving causing death and a charge of reckless conduct endangering serious injury, I would not impose a custodial sentence.
(a) on 22 June 2022, a new indictment was filed over and the respondent pleaded guilty to a charge of dangerous driving causing death and a charge of reckless conduct placing a person in danger of serious injury; > > (b) on 11 August 2022, the judge sentenced the respondent to a 3 year CCO with a condition that he perform 250 hours of unpaid community work; and > > (c) on 7 September 2022, the Director filed a notice of appeal against the sentence on the ground that it is manifestly inadequate.
Understandably, [the respondent has] suffered deep guilt and sadness which has manifested itself in severe symptoms of PTSD.
[The respondent has] said to [his] counsellor, more than once, the only thing keeping [him] going is a sense of responsibility to look after [his] wife and [his] younger child.
The suffering and loss, [he has] brought upon [himself], involves a punishment more than any court could impose.
Accordingly, in my view, the sentencing objectives of just punishment and specific deterrence are to be given less weight.
And, in the circumstances of [the respondent's] case, the weight to be given to general deterrence should be moderated.[15]
(a) Is the sentence manifestly inadequate? > > (b) If the sentence is manifestly inadequate, should the Court nevertheless dismiss the Director's appeal in the exercise of its residual discretion? This question gives rise to a subsidiary issue of whether the sentence indication is relevant to the exercise of the residual discretion. > > (c) If the sentence is manifestly inadequate and the residual discretion is not exercised, how should the respondent be resentenced?
Principles relevant to the offence of dangerous driving causing death
This Court has previously noted that the offence of dangerous driving causing death is a serious one, and 'it is difficult to see how any sentence other than one of immediate imprisonment could possibly meet the needs of general deterrence, adequate punishment, and denunciation'. This Court has previously upheld sentences of imprisonment comparable to that received by the applicant, and found in the case of Borg, that the imposition of a five-year CCO without any period of incarceration was a wholly inadequate sentence.
[E]ach case must be considered having regard to its own facts. In our view, a term of imprisonment is required. The speed at which the applicant drove and the overtaking manoeuvre plainly rendered the driving dangerous and general deterrence is important ... It is the necessary reality for offending of this kind that people with unblemished records, undoubted remorse, and with little or no prospect of re-offending, will receive an immediate term of imprisonment. [23]
(a) The respondent's guilty plea and its utilitarian value, particularly in the context of the COVID-19 pandemic. > > (b) The respondent's impaired mental functioning - particularly his PTSD - which resulted in the burden of imprisonment for him being substantially and materially greater than would ordinarily be the case, and his willingness to engage in psychological therapy for his mental condition. > > (c) The respondent's overwhelming remorse, his immediate admissions to police and his acceptance of direct and full responsibility for the offending. > > (d) The judge's finding that the weight to be given to general deterrence should be moderated in the present case. > > (e) The respondent's relative youth, good character and community involvement.
Should the Court exercise its residual discretion to dismiss the Director's appeal?
Principles relevant to the residual discretion[30]
First, the court considered the nature of the sentencing error in order to determine whether it satisfied the common law requirements ... and did not unduly circumscribe the sentencing discretion. Secondly, even if the error met those requirements, the court would consider whether, for reasons of principle or because of discretionary considerations, it should decline to intervene because it did not consider that a different sentence should be imposed. For example, the court would exercise what it regarded as an overriding, or residual, discretion not to intervene where it did not consider that there was a sufficient difference between the sentence imposed at first instance, and any sentence it regarded as appropriate. Thirdly, if the court did intervene, because it was a Crown appeal the court would impose a lesser sentence than it would otherwise have imposed, which was generally toward the lower end of the appropriate range.[34]
When an offender is given a non-custodial sentence and has complied with its terms for a significant period, there may be powerful reasons why that sentence should not be disturbed. A similar point can be made in situations where an offender, who received a short custodial sentence, has served the entirety of that sentence and been released by the time the Crown appeal is heard.
...
Rehabilitation has always been regarded by this court as an important factor in determining whether to interfere with a sentence that was designed to enhance its prospects. This applies as well to custodial sentences which are ordered to be served in less punitive ways than actual imprisonment. For example, an offender who has been sentenced to a term of imprisonment, to be served by way of an intensive correction order, may already have completed a good part of that sentence by the time the Crown appeal is heard. That is plainly a matter to be accorded considerable weight in determining whether the court should, in the exercise of its residual discretion, dismiss such an appeal. Rehabilitation will also play its part in the sentencing discretion in the event that the court resolves to intervene and impose a different sentence.[43]
[W]hen an offender appeals against an allegedly excessive sentence the court concerns itself almost exclusively with circumstances presented to the trial judge whereas when the Crown appeals the court also shows great interest in what has happened since imposition of sentence. To this extent the review of a lenient sentence is in some ways analogous to choice of a sentence following breach of a bond or of a probation order.[44]
Matters such as damage to reputation, legal costs, hardship to third parties, the completion by the respondent of the sentence, the imminent release of the respondent from custody, delay by the Crown, the adoption of a position by the prosecutor at the plea that may have led the sentencing judge into error and an appropriate exercise of mercy by the sentencing judge can lead to an appeal being dismissed.[45]
(a) the offender given a non-custodial sentence has complied with its terms for a significant period; > > (b) the offender given a 'lenient disposition' has made productive use of that disposition, including by finding 'employment and stability in their personal life'; > > (c) the offending falls short of 'criminality of the highest order'; > > (d) there has been a delay between the imposition of sentence and the Crown appeal; and > > (e) the sentence first imposed is of a type which enhances the prospects of the offender's rehabilitation, particularly where the offender is young.[46]
Additional evidence adduced in connection with residual discretion and resentence
(a) The three houses upon which he is currently working are due to be completed by the end of May, June and July 2023, respectively, and he is also working on another property which is due to be completed in the next six weeks. > > (b) He is due to commence work on: a property in about April 2023, with an estimated completion time of 10 to 12 months; a property in about May 2023, with an estimated completion time of 18 to 24 months; and a property in about August 2023, with an estimated completion time of 12 to 18 months. > > (c) Local builders to whom he has spoken have told him that, if he is not able to continue with any property, they could not take over any of the work because they are at capacity. > > (d) If he is incarcerated, his four employees, six regular contractors, clients and creditors would be adversely affected. There is a real risk that his home building business would go into liquidation if he is not able to keep working. > > (e) He is worried about the financial and emotional stress that his wife would experience if his business were to go into liquidation. > > (f) Since he affirmed his first affidavit, he has continued with his unpaid community work and has now completed 160 hours.
Parties' submissions on the residual discretion
(a) He had complied with the CCO and has demonstrated a real attempt to complete its requirements, having performed a substantial proportion of the required hours of unpaid community work. > > (b) Even if this Court finds that the CCO is manifestly inadequate, he has taken advantage of it by continuing with his family life, work and community service, and making progress with his rehabilitation. > > (c) He and his wife are expecting another child, which again indicates that he wishes to get on with his life. > > (d) His mental health issues, his willingness to accept treatment for them, and the additional concern he will have if he is in prison while his wife is pregnant.
(a) The respondent's plea of guilty and its additional utilitarian value due to its timing during the COVID-19 pandemic. > > (b) The respondent's immediate cooperation with police, his overwhelming remorse and his excellent prospects of rehabilitation. > > (c) The respondent's PTSD, which would result in the burden of imprisonment being substantially and materially greater for him than other prisoners who did not suffer from this condition, and his willingness to seek treatment for his mental health problems. > > (d) The fact that the respondent not only does not have a criminal record but he is a person of good character who has an impressive work history and makes valuable contributions to his local community. > > (e) The family support enjoyed by the respondent. > > (f) The additional anxiety that the respondent will experience having regard to the fact that his wife is expecting another child. > > (g) The absence of any risk that the respondent will reoffend, resulting in protection of the community and specific deterrence requiring little, if any, weight as part of the intuitive synthesis. > > (h) Importantly, the fact that six months have elapsed since the respondent was sentenced to a CCO and that, during that period, he has complied with the CCO and completed 64 per cent of the unpaid community work component of the CCO.
[1] Contrary to Crimes Act 1958, s 318(1). The maximum penalty is 20 years' imprisonment.
[2] Contrary to Crimes Act, s 319(1). The maximum penalty is 10 years' imprisonment.
[3] Contrary to Crimes Act, s 23. The maximum penalty is 5 years' imprisonment.
[4] DPP v Browne [2022] VCC 1210 ('Sentencing remarks').
[10] Sentencing remarks [62], [63].
[11] Sentencing remarks [64], [65].
[12] [2016] VSCA 121; (2016) 50 VR 740 ('Stephens').
[13] (2021) 97 MVR 379; [2021] VSCA 264 ('Peers').
[14] [2014] VSCA 342; (2014) 46 VR 308, 377 [25].
[15] Sentencing remarks [71]-[75] (citations omitted).
[16] [2016] VSCA 121; (2016) 50 VR 740, 745 [21].
[17] [2016] VSCA 121; (2016) 50 VR 740, 746 [21].
[18] DPP v Stephens [2015] VCC 1847, [55], [57], [71].
[19] DPP v Stephens [2015] VCC 1847, [48], [58].
[21] Stephens [2016] VSCA 121; (2016) 50 VR 740, 748 [31].
[23] Peers [2021] VSCA 264; (2021) 97 MVR 379, 293-4 [72]-[73]; [2021] VSCA 264 (citations omitted).
[24] [2009] VSCA 116; (2009) 22 VR 466 ('Neethling').
[25] Neethling [2009] VSCA 116; (2009) 22 VR 466, 474 [38].
[26] (2022) 102 MVR 19, 43 [100]; [2022] VSCA 204 ('Lombardo').
[27] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321, 325-6 [6].
[28] The factors are discussed further below, under the heading 'Resentence'.
[30] Paragraphs [64] to [72] are based upon DPP v Oksuz [2015] VSCA 316; (2015) 47 VR 731, 771-4 [165]-[171], [173], [176].
[31] [2011] HCA 49; (2011) 244 CLR 462 ('Green').
[32] Green [2011] HCA 49; (2011) 244 CLR 462, 465 [1], 477 [36], quoting Griffiths v The Queen (1977) 137 CLR 293, 310.
[33] Green [2011] HCA 49; (2011) 244 CLR 462, 478 [37], quoting R v Borkowski [2009] NSWCCA 102; (2009) 195 A Crim R 1, 18 [70]; [2009] NSWCCA 102.
[34] [2010] VSCA 350; (2010) 31 VR 634, 648 [50] (citations omitted) ('Karazisis').
[35] In Karazisis [2010] VSCA 350; (2010) 31 VR 634, 652, in the heading above [73], the majority refer to '[t]he continued existence of the residual discretion in determining whether to intervene (stage 2) and in fixing a different sentence (stage 3)'.
[36] Karazisis [2010] VSCA 350; (2010) 31 VR 634, 648-9 [52]-[53], 657-8 [100], 658 [103], 661 [119].
[37] Cumberland v The Queen [2020] HCA 21; (2020) 379 ALR 503, 511 [33]; [2020] HCA 21 ('Cumberland').
[38] Karazisis [2010] VSCA 350; (2010) 31 VR 634, 657 [100].
[39] Green [2011] HCA 49; (2011) 244 CLR 462, 477 [36].
[40] Green [2011] HCA 49; (2011) 244 CLR 462, 466 [2], 477 [37], 480 [44].
[41] Green [2011] HCA 49; (2011) 244 CLR 462, 466 [2], 479 [43]. See also Munda v Western Australia [2013] HCA 38; (2013) 249 CLR 600, 624 [72]; Cumberland [2020] HCA 21; (2020) 379 ALR 503, 505 [6]; [2020] HCA 21.
[42] Karazisis [2010] VSCA 350; (2010) 31 VR 634, 658 [104].
[43] Karazisis (2020) 31 VR 634, 658-60 [107], [112].
[44] Fiori Rinaldi, 'Dismissal of Crown Appeals Despite Inadequacy of Sentence' (1983) 7 Criminal Law Journal 306, 308, quoted in Karazisis [2010] VSCA 350; (2010) 31 VR 634, 660 [113].
[45] [2011] VSCA 86, [18] (emphasis added).
[46] (2022) 102 MVR 19; 44 [108]; [2022] VSCA 204 (citations omitted).
[48] (1994) 34 NSWLR 200, 210 ('Warfield').
[49] (1994) 73 A Crim R 299, 304 ('Glass').
[50] (1994) 34 NSWLR 200, 210-11, 214.
[51] [2010] VSCA 105; (2010) 30 VR 589, 591 [5], 594 [15].
[52] (1996) 90 A Crim R 510, 515-16.
[53] By his or her lawyers, or, in the case of a self-represented accused, by the judge who provides the sentence indication.
DPP
Browne [2023] VSCA 13
(2016) 50 VR 740
(2021) 97 MVR 379
(2011) 244 CLR 462
(2010) 31 VR 634
(2022) 102 MVR 19
(2014) 46 VR 308
(2007) 16 VR 269
(2009) 22 VR 466
(2000) 202 CLR 321
(2015) 47 VR 731
(1977) 137 CLR 293
(2020) 379 ALR 503
(2013) 249 CLR 600
(2020) 31 VR 634
(1994) 34 NSWLR 200
(2010) 30 VR 589