© 2026 Zoe. All rights reserved.
Zoe is a legal information platform. Always consult the Federal Register of Legislation for authoritative text.
[2004] VSCA 129
Court of Appeal (Vic)
2004-07-23
BATT, VINCENT and EAMES, JJ.A.
Original judgment source is linked above.
[ 2004] VSCA 129
CRIMINAL LAW - Sentencing - Director's appeal - Aggravated burglary, rape (2 counts) and indecent assault - Female victim asleep alone in her residence - No victim impact statement - Offender disinhibited by alcohol and drugs - Early plea of guilty, great remorse, and admissions to police - No relevant prior conviction - Good prospects of rehabilitation - Unlikely to re-offend - 38 days' pre-sentence detention - Total effective sentence of 2 years 9 months' imprisonment wholly suspended held (by majority) not manifestly inadequate - Sentencing Act 1991, ss.6D(a), 6E.
"Your action was a spontaneous response to an unusual situation and your inhibitions were reduced by your alcohol and substance abuse. When repelled, you desisted.[2] No force or violence was used although, of course, at no time did you have any reason to believe that you could have consensual sex with the victim."
" ... that, as a hardworking and responsible person, who has been convicted for the first time for offences of this kind, I shall impose a wholly suspended sentence of imprisonment."
His Honour then made the reference to the respondent's being sentenced as a serious sexual offender that I have already mentioned. Then he pronounced the sentences already referred to. He ended his sentencing remarks as follows:
"You are fortunate that you will not immediately serve a period of imprisonment. You must guard against any use of illicit drugs. ... I wish you success in the future."
* the offences were impulsive, opportunistic and unplanned;
* the offences resulted from diminished inhibition resulting from tiredness and ingestion of alcohol and drugs;
* the respondent desisted upon being asked to do so;
* the respondent was apologetic and attempted to explain himself;
* there was no force or violence, or threat of violence, other than that necessarily involved in the offending;
* the interview with police was "unusually frank";
* it was clear to investigating police that the respondent was remorseful: he showed "extraordinary" remorse.
Orally, reliance was placed also on the fact that the respondent was hard-working and industrious. To the above was added the fact that the respondent had pleaded guilty at the committal mention. Reliance was placed on his Honour's findings that the respondent had good prospects of rehabilitation and was unlikely to re-offend, which, it was pointed out, correctly, bore directly upon considerations of specific deterrence and community protection. "Apparently in order to promote rehabilitation", it was said, the judge imposed a suspended sentence, with actual imprisonment being the almost inevitable result of breach. In other words, it was submitted, the protection of the community was best served by a sentence which was directed to the respondent's rehabilitation. It was thus "desirable" (within s.27(1) of the Sentencing Act) to suspend the sentence of imprisonment. The discussion in Director of Public Prosecutions v. Buhagiar and Heathcote[7] as to the nature and desirability of a suspended sentence was cited.
"certainly wouldn't submit ... this is at the lower end of the scale. I think it's clearly not. I would, however, say that it's probably somewhere in the mid-range ... "
I do not suggest that the particular offences were near the upper end of the scale of seriousness, but the fact that three of the four offences carried a maximum penalty of 25 years' imprisonment shows that they are considered by the Parliament to be inherently very serious. Moreover, the respondent fell to be sentenced on counts 3 and 4 as a serious offender[11], so that, leaving entirely aside s.6D(a) of the Sentencing Act, s.6E prima facie required cumulation of the sentences on counts 3 and 4.[12]
"My own view is that, generally speaking, a digital rape should result in an immediate custodial sentence of substantial duration, and that the sentencer should ensure that a substantial part of that sentence will be actually served. Of course, there are no absolute rules, but, generally speaking, notwithstanding a plea of guilty, previous good character and genuine remorse, a rapist, whether the rape is digital or of a different kind, stands in very grave danger of an immediate custodial sentence."
In the same case Winneke, P. stated[15], "[T]here will be very few crimes of rape, digital or otherwise, which in my opinion will warrant a non-custodial sentence." It is clear from the context, in my opinion, that by "non-custodial" his Honour meant "not immediately custodial". Those two passages have been cited with approval in several subsequent decisions of this Court.[16] Indeed, in Director of Public Prosecutions v. Fellows[17] Phillips, C.J. said that it was appropriate that their Honours' views be affirmed and also that Schubert stood for the proposition that the setting in which non-custodial sentences for rape should be imposed is to be described as "in exceptional circumstances". Again, it is clear that his Honour used "non-custodial" as meaning "not immediately custodial". In Mason Winneke, P. stated[18] that the crime of rape, whatever the circumstances, and upon whomsoever committed, is regarded by the courts as a grave insult to its victim and a crime which can rarely give rise to a non-custodial sentence.
the Director was to decline to intervene. Those factors were that the respondent had been in custody for 38 days after his arrest and had had his freedom between the date of sentence and the determination of the appeal. The second factor constituted an "exacerbation" of the double jeopardy the respondent faced and that was exacerbated further by reason of the first factor, the combination constituting "an exquisite feature". I acknowledge that those two factors bear upon the court's discretion, but, whatever might be the position in another case, this case is, to my mind, one in which there is a clear duty on the Court to intervene, a duty not only clear but insistent. For the reasons I have given earlier I consider that the sentence here reveals such manifest inadequacy as to constitute error in point of principle, that it is so disproportionate to the seriousness of the offences as to shock the public conscience and that intervention is required to maintain adequate standards of punishment.[19]
but to promote it, and in recognition of the fact that the sentencing judge is more often in a better position than an appeals court to perform the very difficult task of balancing all relevant factors in the sentencing of an offender. The restraint also acknowledges the very significant factor of double jeopardy whereby an offender, having been dealt with by the sentencing judge, is brought back before the courts to face possible re-sentencing. That latter factor is of particular significance in a case where the offender had been released into the community by the sentencing judge and where, many months later, the Director, on appeal, sought his immediate imprisonment.
that it was not open to the judge to take the course he did, having regard to all of the special features of this case which, in my opinion, he carefully weighed. I am not persuaded that the judge failed to have regard to any relevant factor in this case. Nor am I persuaded that it was not open to the judge to adopt the course that he did, in the exercise of his discretion. I would dismiss the appeal.
"Of course there are no absolute rules, but, generally speaking, notwithstanding a plea of guilty, previous good character and genuine remorse, a rapist, whether the rape is digital or of a different kind, stands in very grave danger of an immediate custodial sentence."
But, as Eames, J.A. has pointed out, the sentencing judge here had to take into account a number of factors which militated powerfully in mitigation of penalty and which may have moved this matter into that rare or exceptional category recognised by all of the judges who have addressed this matter in the various authorities. Included in the considerations which had to be taken into account, among other matters, were the absence of any relevant prior criminal history of the respondent, the judge's assessment that the respondent would be unlikely to re-offend, the remarkably frank fashion in which the respondent accepted responsibility for his conduct, his evident and deep remorse for what he had done, and his plea of guilty entered at the earliest opportunity. Whilst the protection of the community assumed primary significance as a sentencing consideration in this matter, as a practical proposition, neither that need nor the need for specific deterrence in the case of this respondent could be seen to present problems. The respondent had no psychiatric or psychological disability. He had a good employment and social history. No question arose as to his level of responsible living generally, and in summary his prospects for rehabilitation were good.
The respondent is granted a certificate under s.15(1) of the Appeal Costs Act 1998.
[1] As explained earlier, however, the respondent was unable to remember the digital penetration.
[2] There may be some doubt whether this is true of the digital penetration, but I find it unnecessary to explore the question.
[3] The alternative to total suspension actually sought was imprisonment with a significantly reduced minimum term: see T7 (where "longer" is clearly a slip for "shorter") and T25.
[4] She had undoubtedly already told him to stop the cunnilingus, but whether he had understood may be doubtful.
[6] Sentencing Act, s.27(1). Compare sub-s.(3).
[7] [1998] 4 V.R. 540 at 547-8.
[8] For example, Director of Public Prosecutions (Cth) v. Wright (1994) 74 A.Crim.R. 152 at 160; Director of Public Prosecutions (Cth) v. Reynolds [1999] VSCA 224 at para.[24]; and Director of Public Prosecutions (Cth) v. Milne [2001] VSCA 93 at para.[10].
[9] As that expression is explained in R. v. Mantini [1998] 3 V.R. 340 at 349.
[10] Presumably his Honour meant ordinarily responsible.
[11] The aggravated burglary satisfied the terms of sub-para.(xviii) of para.(a) of clause 1 of Schedule 1 to the Sentencing Act.
[12] This would, however, be of less significance if count 4 were used (as I consider it should have been) as the base count for cumulation as containing the most serious offence.
[13] R. v. Clarke [1996] VICSC 30; [1996] 2 V.R. 520 at 522, para.2(e).
[14] [1999] VSCA 25 at para.[16].
[16] R. v. Latham [1999] VSCA 132 at para.[15]; R. v. Mason [2001] VSCA 62 at para.[7]; Director of Public Prosecutions v. Fellows [2002] VSCA 58 at para.[32]; R. v. Browne; Director of Public Prosecutions v. Browne [2002] VSCA 143 at para.[29]; and Director of Public Prosecutions v. Stewart [2003] VSCA 197 at para.[24], referring to the cases in para.[22]. In Fellows and Browne the Director's appeal against a wholly suspended sentence was allowed, whilst in Stewart it was dismissed in circumstances described by Winneke, A.C.J. in para.[33] as "exceptional". The cases of R. v. Sheriff (unreported, Court of Appeal, 19 March 1998) at p.12, Schubert, and R. v. Brown [2002] VSCA 207; (2002) 5 V.R. 463 at para.[57] rejected as heretical the contention - not, I hasten to add, advanced by Mr Priest - that digital rape was inherently less serious than penile rape, making it clear that in that regard each case depended on its own circumstances.
[19] R. v. Clarke at 522, paras.(a), (c) and (e).
[20] DPP v. Buhagiar and Heathcote [1998] 4 V.R.540, at 547, per Batt and Buchanan, JJ.A.
[21] R. v. Clarke [1996] VICSC 30; [1996] 2 V.R. 520, at 522.
[22] See R. v. Buhagiar and Heathcote, at 547; R. v. Osenkowski (1982) 30 SASR 212, at 212-213, per King, C.J.
[23] See DPP v. Carter [1998] 1 V.R. 601, at 607-8, per Winneke, P.
[24] In all but one of the cases cited by Batt, J.A. in par.[20] and in fn.16 the sentencing judge, and the appeal court, had the benefit of a victim impact statement, to which reference was made by the appeals court. The one exception was R. v. Mason, but that was not a Director's appeal and, in any event, was a rape which was accompanied by a violent assault and other aggravating circumstances. In the present case no victim impact statement was provided to the sentencing judge and the sentencing judge and the judges on appeal were necessarily confined as to any inferences which might properly be drawn as to the consequences of the offences for the victim. [The present case may be compared and contrasted with DPP v. Brown [2004] VSCA 133, a case which was heard by the same Judges of Appeal on the day before the hearing of the present appeal. The Director's appeal was allowed in Brown, and my reasons for decision in that case should be read with those given by me in the present case. - G.M.E.]
[25] [1999] VSCA 25 at para.[16].
Director of Public Prosecutions
Sims [2004] VSCA 129
(1982) 30 SASR 212