Interests of justice
25 Finally the CFMEU argues strongly, in summary, that it should not be bound to the admissions it has made, when in fact those admissions are (in essence) contrary to law, and further that it would be the subject of substantial injustice were the Court to refuse leave to file its interlocutory application.
26 The CFMEU has filed detailed submissions as to the proper construction of s 793 of the FW Act, which provides:
Liability of bodies corporate
Conduct of a body corporate
(1) Any conduct engaged in on behalf of a body corporate:
(a) by an officer, employee or agent (an official) of the body within the scope of his or her actual or apparent authority; or
(b) by any other person at the direction or with the consent or agreement (whether express or implied) of an official of the body, if the giving of the direction, consent or agreement is within the scope of the actual or apparent authority of the official;
is taken, for the purposes of this Act and the procedural rules, to have been engaged in also by the body.
State of mind of a body corporate
(2) If, for the purposes of this Act or the procedural rules, it is necessary to establish the state of mind of a body corporate in relation to particular conduct, it is enough to show:
(a) that the conduct was engaged in by a person referred to in paragraph (1)(a) or (b); and
(b) that the person had that state of mind.
Meaning of state of mind
(3) The state of mind of a person includes:
(a) the knowledge, intention, opinion, belief or purpose of the person; and
(b) the person's reasons for the intention, opinion, belief or purpose.
Disapplication of Part 2.5 of the Criminal Code
(4) Part 2.5 of Chapter 2 of the Criminal Code does not apply to an offence against this Act.
Note: Part 2.5 of the Criminal Code deals with corporate criminal responsibility.
(5) In this section, employee has its ordinary meaning.
27 It has also filed submissions in respect of s 500 of the FW Act which provides:
A permit holder exercising, or seeking to exercise, rights in accordance with this Part must not intentionally hinder or obstruct any person, or otherwise act in an improper manner.
28 Further, the CFMEU refers to the terms of s 550 of the FW Act, which provides:
Involvement in contravention treated in same way as actual contravention
(1) A person who is involved in a contravention of a civil remedy provision is taken to have contravened that provision.
(2) A person is involved in a contravention of a civil remedy provision if, and only if, the person:
(a) has aided, abetted, counselled or procured the contravention; or
(b) has induced the contravention, whether by threats or promises or otherwise; or
(c) has been in any way, by act or omission, directly or indirectly, knowingly concerned in or party to the contravention; or
(d) has conspired with others to effect the contravention.
29 The crux of CFMEU's case in respect of its interlocutory application was explained in paragraph 7 of its written submissions, namely:
There is no admission supported by evidence of any factual material capable of supporting a contravention by the CFMEU of s 500 of the FW Act. An essential element of a s 500 contravention is not and cannot be present in the case of the CFMEU. The CFMEU is not and cannot be a permit holder. As a consequence, the CFMEU seeks to contend, following the leave to file the interlocutory application that the application should be dismissed insofar as it seeks remedies against the CFMEU.
30 As I noted earlier in this judgment the CFMEU relies on the recent decision of this Court in Robinson where, relevantly, Charlesworth J observed:
48. Section 793 does not, of itself, fix upon a body corporate liability for contraventions found to have been committed by its officers, employees or agents. Rather, it attributes to the body corporate the conduct and state of mind of its officers, employees and agents in prescribed circumstances. The question of whether the body corporate has contravened the FW Act (and, if so, on how many occasions) must be answered by assessing the facts, namely the conduct and state of mind attributed to the body corporate, against the elements of the contravention said to have been committed by it.
49. Two further things should be said about s 793 of the FW Act. The first is that s 793 does not exhaustively prescribe the legal means by which the state of mind held by, or the conduct engaged in by, a body corporate may be ascertained. Its purpose is to provide for an expanded range of persons whose conduct and state of mind might be ascribed to a body corporate than that which exists at common law, whilst at the same time preserving the common law doctrines: Walplan Pty Ltd v Wallace [1985] FCA 479; (1985) 63 ALR 453, (1986) ATPR 40-650 at 74,252; Tesco Supermarkets Ltd v Nattrass [1971] UKHL 1; [1972] AC 153).
50. The second thing to be said about s 793 arises from my earlier observation that it does not directly operate to fix liability for a contravention on a body corporate; it is not to be regarded as a codification of the doctrine of vicarious liability: cf Trade Practices Commission v Tubemakers of Australia Ltd (No 2) [1983] FCA 93; (1983) 76 FLR 455 (at [474]-[475])[1983] FCA 93; 47 ALR 719 (at 739) (Toohey J). The mere fact that two employees of the CFMEU have each contravened the FW Act does not of itself, demand the conclusion that the CFMEU is liable for two contraventions.
31 Further, in his affidavit Mr Ats deposed:
10. The judgment in Robinson concerned an admitted contravention of s 417 of the FW Act (a contravention concerning industrial action and not concerning rights of entry).
11. On 17 May 2016 in the course of the hearing in SAD58/2015, the issue mentioned in paragraph 48 of the judgment in Robinson was raised by the Court.
12. The amended statement of claim in SAD58/20 15 relies only on s 793 of the FW Act in alleging that the CFMEU contravened s 500 of the FW Act because of the contraventions pleaded against officials or a former official of the CFMEU.
13. Notwithstanding that the CFMEU in its amended defence in SAD58/20 15 admitted contraventions of s 500 of the FW Act,9 the Court Ordered that the question of whether the Fourth Respondent [being the CFMEU] has contravened s 500 of the Fair Work Act 2009 (Cth) by reason of the conduct and state of mind of the First and Third Respondents is to be tried separately from the issue of whether the First, Second and Third Respondents have contravened s 500 of the Fair Work Act 2009 (Cth). A copy of that Order is annexed and marked MA2.
(Footnotes omitted.)
32 In my view none of this material is compelling in support of the current matter before me.
33 At this interlocutory stage it is not appropriate for me to undertake a detailed examination of s 793 of the FW Act, its application in the three proceedings, or the application of principles discussed in Robinson at [48]-[49] in either the completely unrelated proceedings in SAD 58 of 2015 or the present cases. It is, however, relevant for me to note the following points:
Section 793 of the FW Act, in substance, statutorily attributes to the corporation the conduct of the individuals referred to in the section: Hanley v Automotive, Food, Metals, Engineering, Printing and Kindred Industries Union (2000) 100 FCR 530 at [58]; Australian Workers' Union v Leighton Contractors Pty Limited [2013] FCAFC 4 at [86]; Australian Nursing and Midwifery Federation v Kaizen Hospitals (Essendon) Pty Ltd [2015] FCAFC 23 at [121].
Section 793 is of broad application: Katzmann J in Australian Workers Union v Leighton Contractors Pty Ltd at [87].
Section 793 provides that the relevant conduct is taken, for the purposes of this Act and the procedural rules, to have been engaged in also by the body corporate. There is no distinction in s 793 between attribution of knowledge of contraventions by "permit holders", and other contraventions of the FW Act.
There is existing authority of this Court to the effect that a union can be liable for contraventions by a permit holder in respect of unlawful entry pursuant to s 500 of the FW Act: for example Darlaston v Parker [2010] FCA 771; Director of the Fair Work Building Industry Inspectorate v Construction, Forestry, Mining and Energy Union (No 2) [2015] FCA 199.
34 In light of these principles I do not consider that an evident mistake of law was made by the lawyers of the CFMEU in any of the three proceedings. Further, I do not consider that the interests of justice require either that the CFMEU be given leave to withdraw its admissions of contravention of s 500 of the FW Act or that the CFMEU be permitted to advance an alternative statutory construction of s 793 as set out in its written submissions.