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[2014] VCAT 643
Victorian Civil and Administrative Tribunal
2014-05-30
Original judgment source is linked above.
Review & Regulation List - Dentists - failure to gain required consents from persons living in aged care and to keep proper clinical files - Health Professions Registration Act 2005
Dental Board of Australia v Hussain (Review and Regulation) [2014] VCAT 643
The Tribunal makes the following findings and determinations.
Mr A. Clements SC of Counsel with Ms N. Mollard of Counsel
(b) conduct that violates or falls short of, to a substantial degree, the standard of professional conduct observed by members of the profession of good repute or competency;
Before orally examining her and providing oral hygiene instructions, Dr Hussain failed to take sufficient steps to ensure he obtained fully informed consent from her or a person empowered to give consent on her behalf. He recommended FK have her 43, 42, 41 and 33 teeth extracted. He failed to inform FK's legal guardian, or her treating GP of the recommendations. After the treatment, he arranged an unknown person to sign a Medicare assignment form on FK's behalf. He failed to inform staff that he had not obtained the consent;
Before orally examining him and providing oral hygiene instructions, Dr Hussain failed to take sufficient steps to ensure he obtained fully informed consent from him or a person empowered to give consent on his behalf. After the treatment, he arranged an unknown person to sign a Medicare assignment form on HF's behalf. He failed to inform staff that he had not obtained the consent;
Before orally examining HL and providing her with oral hygiene instructions, Dr Hussain failed to take sufficient steps to ensure he obtained fully informed consent from her or her daughter. After the treatment, Dr Hussain arranged for aged care facility staff to sign a consent form for HL, telling them that it was for Medicare purposes and without telling them that he had not properly and fully satisfied himself that informed consent to treatment had been given;
Before orally examining her and providing oral hygiene instructions, Dr Hussain failed to take sufficient steps to ensure he obtained fully informed consent from her or a person empowered to give consent on her behalf. After the treatment, he arranged an unknown person to sign a Medicare assignment form on NT's behalf.
he engaged in unprofessional conduct within the meaning of paragraph (a) of s 3(1) of the HPR Act.
On or around 4 March 2010, Dr Singh requested and obtained the signature of a registered nurse on a Consent for Dental Treatment form on behalf of FG. Dr Singh knew or ought to have known, the nurse was not authorised to and therefore unable to give such consent.
Dr Singh radiographed FG's teeth and extracted teeth numbered 45, 44, 43, 32, 33 and 34 under local anaesthetic in the dental van and gave her Gelatamp;
She orally examined HF's teeth, radiographed his teeth numbered 47 and 12 and informed him she was going to extract his teeth without obtaining informed consent. At this point HF objected and she did not proceed;
FG - Inappropriate treatment and pre-operative care
Findings under s 77 of the HPR Act - Dr Hussain
The compulsory conferencing of disciplinary proceedings now occurs in many jurisdictions across Australia in a wide range of vocations. Conferencing enables the expeditious resolution of disputes through a narrowing of the issues. It frequently results in notifiers and other vulnerable witnesses being relieved from the stress and inconvenience of giving evidence before the tribunal. It enables regulatory authorities and practitioners to engage in constructive discussions, which are educative and therapeutic rather than adversarial.
The process in this Tribunal is that an independent Member of the Tribunal assists the parties in their endeavours during the conference. The Member may provide their insights and suggestions for dispute resolution but will not make any binding determinations on the parties. The decision as to which allegations the Board proceeds with is a matter for the Board. The decision as to which allegations a practitioner will accept is a matter for the practitioner. Frequently the parties will arrive at a Statement of Agreed Facts and Submissions on determination.
The decision as to appropriate determination, remains a matter for the Tribunal. Accordingly, where a disciplinary matter has been referred to a compulsory conference, it will not conclude at that stage. A differently constituted Tribunal will bring an independent mind(s) to the matter. The reconstituted Tribunal is of course, greatly assisted by submissions made by the parties based on the evidence, comparable cases and other relevant material. However, it is statutorily bound to reach its own conclusions.
In proceedings in respect of civil penalties there is now a well established line of authority in support of the proposition that where a regulatory body and a respondent have reached a negotiated settlement and the penalty proposed is, broadly speaking, within the 'permissible range' (having regard to all the circumstances) the court (or in this case the Tribunal) should not depart from the agreed sanction. ...
Registered doctors and dentists (practitioners) cannot treat a patient without valid agreement (consent) from the patient to undertake the treatment.
A person over the age of 18 years can consent to treatment if they can understand the practitioner's information about the proposed treatment and can make an informed decision. If a person lacks this capacity to understand, another person must make decisions on their behalf.
Informed consent is a person's voluntary decision about health care that is made with knowledge and understanding of the benefits and risks involved. A useful guide to the information that practitioners need to give to patients is available in the National Health and Medical Research Council (NHMRC) publication General Guidelines for Medical Practitioners in Providing Information to Patients (www.nhmrc.gov.au). The NHMRC Guidelines cover the information that practitioners should provide about their proposed management or approach, including the need to provide more information where the risk of harm is greater and likely to be more serious and advice about how to present information.
... when working with a patient or client whose capacity to give consent is or may be impaired or limited, obtaining the consent of people with legal authority to act on behalf of the patient or client and attempting to obtain the consent of the patient or client as far as practically possible ...
Where there has been a lengthy postponement, whether due to an interstate sentence or otherwise, fairness to the prisoner requires weight to be given to the progress of his rehabilitation during the term of his earlier sentence, to the circumstance he has been left in a state of uncertain suspense as to what will happen to him when in due course he comes up for sentence on the subsequent occasion, and to the fact that sentencing for a stale crime, long after the committing of the offences, calls for a considerable measure of understanding and flexibility of approach -- passage of time between offence and sentence, when lengthy, will often lead to considerations of fairness to the prisoner in his present situation playing a dominant role in the determination of what should be done in a matter of sentence; at times this can require what might otherwise be quite undue degree of leniency being extended to the prisoner.
[1] Concerning these patients neither aged care staff nor family were present.
[2] See www.publicadvocate.vic.gov.au. While the commentary is in the context of Victorian law, the law in other Australian States is similar.
Dental Board of Australia
Hussain