[2015] TASSC 10
General information, not legal advice.
Supreme Court of Tasmania
2015-03-23
Pearce J
Original judgment source is linked above.
(a) The Magistrates Court is a court of record: Magistrates Court Act 1987, s 3A(2).
(b) The Evidence Act 2001 applies to all proceedings in a Tasmanian court: Evidence Act, s 4(1). In hearing and determining complaints made under the Justices Act, magistrates are required to apply the rules of evidence.
(c) A judge or magistrate must try a case before him or her on the evidence and arguments presented in open court by the parties or their legal representatives and by reference to those matters alone unless Parliament provides otherwise: Re JRL; Ex parte CJL [1986] HCA 39; (1986) 161 CLR 342 at 350.
(d) A criminal trial is an adversarial, not an inquisitorial, process: Dietrich v The Queen [1992] HCA 57; (1992) 177 CLR 292 at 334. It is not a pursuit of the truth: Whitehorn v The Queen [1983] HCA 42; (1983) 152 CLR 657 per Dawson J at 682. The question in a trial is whether the prosecution has proved its case against the accused beyond reasonable doubt: R v Griffis (1996) SASR 170; 91 A Crim R 203.
(e) The protagonists in a trial are the prosecution on the one hand and the accused on the other. Each is free to decide what evidence to call and what questions are to be asked in examination-in-chief or in cross-examination, always subject to the rules of evidence, fairness and admissibility: Rattan v The Queen [1974] HCA 35; (1974) 131 CLR 510 at 517. It is generally left to the parties to define the issues and select the evidence: Crampton v The Queen 206 (2000) CLR 161 at 173. If a party's evidence is deficient the ordinary consequence is that it does not succeed: Whitehorn at 682.
(f) A judicial officer should take care not to descend into the adversarial arena: Yuill v Yuill [1945] 1 All ER 183 at 189. The role of the judge or magistrate is to "hold the balance between the contending parties without himself taking part in their disputations": Whitehorn at 682. He or she should objectively evaluate the evidence from a detached distance: R v T, WA (2013) 118 SASR 382 per Kourakis CJ at [38], repeated in Zanker v Kupsch [2014] SASCFC 13. It is permissible and proper practice for a judge to ask a question or questions to elucidate answers given by the witness where he or she considers this course desirable in the interests of justice: Re Damic [1982] 2 NSWLR 750 per Street CJ at 762-763. In Galea v Galea (1990) 19 NSWLR 263 at 281-282 Kirby ACJ set out a series of principles concerning complaints about judicial intervention. It is not necessary that I repeat them here but I respectfully adopt his Honour's remarks. The boundary between permissible judicial intervention in a criminal trial and intervention of a kind that results in an unfair trial is not capable of clear definition: R v Thompson (2002)130 A Crim R 24 at [38]. In R v Esposito (1998) 45 NSWLR 442; 105 A Crim R 27 at 56 it was said that the task of destroying the credit of a defence witness should always be left by the judge to the prosecutor. The care that is required of a judge conducting a criminal trial involving a jury is explained by Wood CJ at CL in Esposito at 56-57:
"The line that a trial judge walks when asking questions of a witness is a narrow one. There is nothing wrong with questions designed to clear up answers that may be equivocal or uncertain, or, within reason, to identify matters that may be of concern to himself. However, once the judge resorts to extensive questioning, particularly of the kind that amounts to cross-examination in a criminal trial before a jury, then he is treading on thin ice. The thinness of that ice will depend upon the identity of the witness being examined (here the person on trial), and on whether the questions appear to be directed towards elucidating an area of evidence that has been overlooked or left in an uncertain or equivocal state, or directed towards establishing a point that is favourable or adverse to the interests of one or other of the parties."
(g) Greater latitude should be allowed to a judge sitting alone and, by extension, a magistrate: see Galea v Galea at 281-282 per Kirby ACJ. The Magistrates Court is a court of summary jurisdiction. The demands on the time of a magistrate are heavy. It is in the public interest that a magistrate is able to control the proceedings of his or her court so as to enable the timely and efficient disposition of court business. As a general rule, I think it is quite proper for a magistrate to intervene, within reasonable and legitimate boundaries, to clarify evidence and identify issues, to overcome unclear, imprecise, repetitive or irrelevant questioning and so prevent undue delay or unnecessary prolongation of hearings: see FB v Regina; Regina v FB [2011] NSWCCA 217 per Whealy J at [90]-[110]. The motivation for judicial intervention and the reason for allowing latitude were discussed by Vanstone J in R v T, WA at [93]. The conduct of criminal trials remains subject to different and more stringent requirements than a civil trial. It is impossible and undesirable to mark out the permissible limits of judicial intervention. As I earlier pointed out, the boundary is inevitably unclear and will depend on the circumstances of each case. As Kirby ACJ said in Galea v Galea, at 282, when considering whether excessive judicial intervention amounted to prejudgment of issues, "the decision on whether the point of unfairness has been reached must be made in the context of the whole trial and in the light of the number, length, terms and circumstances of the interventions". It is a question of balance, degree and judgment: R v Thompson [2002] NSWCCA 149; (2002) 130 A Crim R 24 at [44].
"And what was he trying to hit you with?.....His fists.
WITNESS: No, no, heading towards Launceston, so there's several houses.
WITNESS: So it was about where your mouse pointer is there, someone in there.
"HIS HONOUR: Just so I can understand, can you see that screen?
HIS HONOUR: Is there where you're parked in here somewhere?
WITNESS: There's a Jacket Potato place and a Panda Chinese shop.
HIS HONOUR: This is a more up-to-date photograph, but in terms of the pharmacy, you talked about a pharmacy?
WITNESS: Yes, there's a white sign near that black telegraph pole.
WITNESS: No, to the right a bit, yep, I was about there.
HIS HONOUR: And you're parked in here somewhere, is that right?
MISS LYDON: Yes. [The transcript records this as an answer of Miss Lydon but it seems to me to be an answer by the witness, Ms Edwards]
HIS HONOUR: And what was happening was somewhere over here was it?
WITNESS: Yeah, around, no back the other way, there's a red brick fence. Yeah, that's the garden just there.
WITNESS: The bottle, back further, there's a rise up on the footpath on the right hand side.
WITNESS: From the best of my knowledge, yes, there was a rise and the cyclists were, yes.
HIS HONOUR: Anything arising out of that Miss Lydon you want to ask any questions about?
HIS HONOUR: Anything you want to - I've raised some questions, but is there anything?
MISS LYDON: (Resuming) Yes just to clarify Miss Edwards, the physical struggle between the two males appears to be a lot further away from where the bottle incident unfolded?.....Yeah, when the cyclist when she got - whether it her or whether it hit the ground - they kept riding a little bit forwards-
Towards?.....Towards town still. And then she yelled out 'stop' and he got off and that's when they went up onto the footpath.
But you were still standing at your car at that point. Were you walking towards the grassy ledge?.....Yep.
And from the grassy ledge to - on that map the house with the red brick fence and the bushes, how far would you say, what that distance was?.....Nowhere near 50 metres down the road, not even that far, 30, I would think."
"HIS HONOUR: Now Mr Denney just have a look at this, can you see - is that the place?
HIS HONOUR: So you're coming down this driveway were you and this is where you tripped somewhere down there?
WITNESS: It was towards the end near where the road was.
HIS HONOUR: This might be a different photo, but that's where the gates would have been?
WITNESS: Yeah that's the house, yeah. And that's the fence there.
WITNESS: Yeah. The whole scene happened there your Honour there was no - that was as far as I got to the end of the driveway and a couple of steps on the street.
"And you haven't tripped over there, you've continued to walk along Westbury Road until you've walked closer to the shopping complex and where there is an area where the footpath rises to be higher than the road. Do you know the area I am talking about? Did you hear Miss Edwards give evidence where the footpath rises to be a bit higher than the road. Do you understand where that is?.....I don't understand where it is, but I did hear her say that, yes.
Well it's an area just opposite - just about opposite the complex prior to the in-drive for cars?
HIS HONOUR: Here, and just relevant to that, that's the house there, and I think this is the area that was identified here.
HIS HONOUR: And you were on your way to go and get some more.
HIS HONOUR: Yes. I think you said you were on your way to the IGA?
HIS HONOUR: So that's the IGA down in the complex there, isn't it? So that would have had you walking from 188 back up this way from there?
HIS HONOUR: Anything to flow from that from either."
"Miss Edwards was cross examined essentially in relation to the position from which she said she had viewed what had occurred. According to her evidence she had an unobstructed view from a relatively close distance such as she was able to identify by description the parties involved and as to what actions the had - that were taken by each. It was put to her, but she did not accept, that she may have had her attention directed to the locking of her car and not seen everything that had happened. She was not, however, challenged on her evidence that Mr Denney threw a container towards the second cyclist..."
"With regard to the charge of discharging a missile to the danger of another I do not accept Mr Denney's evidence that he tripped and that the bottle fell from his hand, an account that was never put to Miss Edwards. The location that Mr Denney said he tripped was different to the location that Miss Edwards placed him and the location where Mr Atkinson said that his partner had stopped and where he saw the broken glass. I am satisfied the object discharged by Mr Denney was thrown towards Miss Innes and her bicycle.
"... I am satisfied on the evidence of Mr Atkinson and the uncontested evidence of Miss Edwards that Mr Denney did strike Mr Atkinson in the way he described ...
Mr Atkinson candidly admitted that he was concerned and angry when he approached Mr Denney and that at least by his tone of voice he was the aggressor. Mr Denney conceded that during the struggle with Mr Atkinson he may have punched him but that was in self-defence. I am satisfied however that at the time of the confrontation the behaviour of Mr Atkinson did not in any way justify Mr Denney's responding in the way in which he did such as to constitute self-defence."
"So am I correct to say that the distance between you and the incident may have made things difficult for you to see exactly what had happened as it was unfolding?....Well when it was unfolding it was when I was on the phone to the police walking over to it."
"What's to say that you simply stumbled across a scuffle between two people, could you tell who pushed who or who started?....Because the defendant punched the cyclist and then the cyclist pushed him away and then they just started wrestling with each other".
(a) For the charge of recklessly discharging a missile to the danger of another, that the applicant discharged a missile, that the discharge caused danger to another, and that the applicant was aware of the risk of danger and acted regardless of the risk. His Honour could only have found the charge proved if he was satisfied beyond reasonable doubt that, amongst other things, the applicant "discharged" the bottle to the danger of Miss Innes. It was not necessary to prove that the bottle struck Miss Innes or her bicycle. Apart from some circumstantial evidence, his Honour could only have been satisfied if he accepted Miss Edwards' evidence of what she saw and heard and rejected the evidence of the applicant.
(b) For the charge of assault, that the applicant applied force to the person of Mr Atkinson and that his act was not justified or excused by self-defence. His Honour could only have found the charge proved if he accepted the evidence of Mr Atkinson and Miss Edwards that the applicant punched Mr Atkinson without first being grabbed, rejected the evidence of the applicant, and was satisfied beyond reasonable doubt that the applicant did not have a genuine and honest belief that some force was necessary in defence of himself, or that the force he used was not reasonable in the circumstances as he believed them to be.
(a) His Honour's duty was to conduct the hearing and reach a decision based, except as authorised by legislation, on the admissible evidence. By reference to and use of the images his Honour generated on the court computer screen, his Honour resorted to material which had no evidentiary status. The images were extrinsic material. It was not disclosed how, or from where, the images were produced. The images were not evidence which had been introduced by either party. Their provenance and accuracy was not established and could not be tested. Although the answers given to the questions asked about the images are evidence, the images themselves, once displayed in court, were not tendered and were not evidence. The answers cannot be properly understood or scrutinised without the images. The question of whether such images were admissible evidence at all, even if they had been tendered by a party, was not raised. If it had been, then his Honour would have been required to consider the provisions of the Evidence Act concerning whether the images were a document and, if so, rule as to the admission of documents. Without knowing what the images were or where they came from I cannot say whether they could have been received into evidence in some form or not. I tend to think it unlikely and the issue was not explored. His Honour, if he had wished to do so, could have undertaken a view and inspected the scene provided it was properly undertaken under the Evidence Act, ss 53 and 54. I am well aware magistrates do not generally have time to undertake such inspections, but that does not justify resort to inadmissible material. This was not a case of the learned magistrate taking judicial notice of facts which are "not reasonably open to question" and "common knowledge" or "capable of verification by reference to a document the authority of which cannot reasonably be questioned": Evidence Act, s 144(1). No document was identified so as to determine its "authority". No party was given the opportunity to make submissions about whether the information should be taken into account: Evidence Act, s 144(4). His Honour went much further than simply taking notice of matters of common knowledge and used the images as part of the evidence of witnesses about contentious facts.
(b) Introduction and use of the computer images was unfair to the applicant. The image or images were introduced when the reliability of the observations of the prosecution witnesses was very much in issue. The reliability of Ms Edwards' observations, as an independent witness, was of particular importance. Her location and ability to observe the relevant events was the subject of challenge. The images of the scene were displayed to her at the learned magistrate's own initiative after cross-examination of the witness by counsel for the applicant had been completed. The passage of her evidence set out earlier in these reasons demonstrates that the material bolstered the force and effect of her evidence. As was explained by Whealy J in FB v Regina; Regina v FB, it is not necessarily unfair if otherwise proper questioning by a magistrate has the indirect effect of strengthening the case of one party. However in this case, I have concluded that unfairness resulted. Use of the images enabled the witness to remedy what I regard as inadequacies in her evidence until then. Counsel for the applicant at the hearing had little, if any, real opportunity to test or challenge the evidence that had been elicited from the witness on the material the magistrate, not the prosecutor, had introduced. Until the moment it was introduced, counsel was not informed of, or given the opportunity to deal with, the nature and content of material the learned magistrate used and then apparently took into account.
(c) The use of the images before, during and at the conclusion of the cross-examination of the applicant was unfair. His Honour first asked questions in the nature of cross-examination of the applicant about his evidence, based on the images. Then, in an exchange with the prosecutor set out earlier in these reasons, there appeared to have been some understanding reached between them about the position of the applicant as described by Miss Edwards and shown on the images, to which the applicant was not given an opportunity to respond. The learned magistrate then questioned the applicant again based on the images. His Honour's reasons give a strong indication that the answers he elicited from the applicant were a factor in his assessment of the credibility of the applicant, and his Honour's rejection of the applicant's account. Use of material not in evidence in that way was unfair. Moreover, if his Honour intended to use the material in a manner that was prejudicial to the applicant, his duty was to disclose that to the applicant and allow his counsel a reasonable opportunity to address the admissibility and use of the material. In my judgment, by using the images to question the witnesses in the way he did, the learned magistrate crossed the line between questioning to clarify evidence and impermissible judicial intrusion into the adversarial process.
(d) The importance of a tribunal of fact, whether it be a judge, magistrate or jury, refraining from independent inquiry was stated in the clearest terms in Re JRL; Ex parte CJL (above) at 350. What happened in this case is different from the factual circumstances in JRL, which involved an approach by a counsellor to a judge's private chambers. However, although the images his Honour viewed were displayed in open court, they were, apart from that limited extent, beyond the scrutiny of the parties. It is difficult to determine how much his Honour relied on the extrinsic material beyond what was disclosed at the hearing. It is hard to avoid the conclusion that his Honour looked at and used the images himself without fully disclosing to the parties how he intended to use them. The learned magistrate appears to have made his own independent observations of the images and used them determine the credibility and reliability of the applicant and other witnesses. The conclusion that they were a factor in his determination is inescapable. It is also important to note that the material his Honour introduced and used is now entirely beyond the scrutiny of an appellate court.
Ground 4 - Inferences based on the rule in Brown v Dunn
"In relation to the container alleged to being thrown [sic] at the second cyclist by the defendant her evidence was clear, consistent and importantly unchallenged. It was never put to her that Mr Denney had tripped on a gate stopper sticking out of the ground and the bottle had slipped from his hand smashing to the ground. That scenario was heard for the first time when Mr Denney gave his evidence." [My emphasis.]
"... I do not accept Mr Denney's evidence that he tripped and that the bottle fell from his hand, an account which was never put to Miss Edwards." [My emphasis.]
"The rule is essentially that a party is obliged to give appropriate notice to the other party, and any of that person's witnesses, of any imputation that the former intends to make against either of the latter about his or her conduct relevant to the case, or a party's or a witness' credit."
"... for reasons explained, for example, in R v Birks (1990) 19 NSWLR 677 at 686-691, and R v Manunta [1989] SASC 1628; (1989) 54 SASR 17 at 23, it is a principle that may need to be applied with some care when considering the conduct of the defence at criminal trial. Fairness ordinarily requires that if a challenge is to be made to the evidence of a witness, the ground of the challenge be put to the witness in cross-examination. This requirement is accepted, and applied day by day, in criminal trials. However, the consequences of a failure to cross-examine on a certain issue may need to be considered in the light of the nature and course of the proceedings."
"It is legitimate, of course, to draw appropriate conclusions from counsel's failure to put in cross-examination some matter to which his client or his witnesses subsequently depose. It is a process of reasoning, however, which is fraught with peril and should therefore be used only with much caution and circumspection. There may be many explanations of the omission which do not reflect upon the credibility of the witnesses. Counsel may have misunderstood his instructions. The witnesses may not have been fully co-operative in providing statements. Forensic pressures may have resulted in looseness or exactitude in the framing of questions. The matter might simply have been overlooked. I think that where the possibility of drawing an adverse inference is left to the jury, the jury should be assisted, generally speaking, by some reference to the sort of factors which I have mentioned."
The proviso - has there been a substantial miscarriage of justice?
Denney
Lusted [2015] TASSC 10
MWJ v The Queen [2005] HCA 74; (2005) 80 ALJR 329, applied.
(2005) 80 ALJR 329
(2009) 19 Tas R 21
(1986) 161 CLR 342
(1992) 177 CLR 292
(1983) 152 CLR 657
(1974) 131 CLR 510
(2013) 118 SASR 382
(1990) 19 NSWLR 263
(1998) 45 NSWLR 442
(1990) 19 NSWLR 677
(1989) 54 SASR 17
(1988) 164 CLR 365
(2005) 224 CLR 300
(1998) 197 CLR 250
(2008) 232 CLR 438
(2015) 69 MVR 333
(2006) 15 Tas R 375
(1992) 28 NSWLR 282