austlii:cth/APO/2025/42
General information, not legal advice.
APO
2025-12-19
Jagot J
Original judgment source is linked above.
Patent attorney for the requestors: Phillips Ormond Fitzpatrick
Title: A Process For Extracting Values From Lithium Slag
I declare under s36(1)(c)(ii) that Tianqi Lithium Kwinana Pty Ltd and the Commonwealth Scientific and Industrial Research Organisation are both eligible persons for Australian Patent Application 2018406693. I award costs according to Schedule 8 against Tianqi Lithium Kwinana Pty Ltd.
(i) identify the "inventive concept" of the invention; > > (ii) determine inventorship including the person responsible for the inventive concept and the time of conception as distinct from its verification and reduction into practice; and > > (iii) determine how contractual or fiduciary relationships give rise to proprietary rights in the invention.
"CSIRO Mineral Resources was asked to examine approaches to the recovery of this aluminium and from a set of three "scoping" tests was able to develop a two-stage process that allows near quantitative recovery of the aluminium.
The "scoping" tests conducted identified the caustic conversion (at 250°C) of the spodumene leach residue to produce a zeolite that can be represented by an equation such as the following:
3HAlSi2O6 + 4NaOH + 4H2O ➔ Na4(AlSiO4).OH.H2O + 3Si(OH)4 (1)
Here the excess silicon dissolves; more particularly at this temperature any quartz present is also dissolved. In order to minimise the amount of dissolved silicon the presence of added aluminium is required, and notably will utilise a portion of the caustic soda:
3NaAl(OH)4 + 3Si(OH)4 + NaOH ➔ Na4(AlSiO4)3OH.H2O + 11 H2O (2)
The zeolite produced by caustic treatment can then be dissolved in acid, e.g. hydrochloric, enabling the aluminium to be dissolved:
Na4(AlSiO4)3OH.H2O + 13HCl ➔ 3AlCl3 + 4NaCl + Si(OH)4 + H2O (3)
The aluminium can be recovered from this solution using an approach such as the Altech HPA Process while the neutralised silica residue has also potential value."
"a process for extracting values from lithium slag comprising: > > (a) hydrothermally treating lithium slag with an alkaline aqueous solution at selected temperature and duration; > > (b) performing an ion exchange step on the alkaline treated lithium slag; and > > (c) recovering values selected from the group consisting of aluminium compounds, silicon compounds and compounds containing silicon and aluminium"[36]
Dr David Maree (MSP on behalf of Tianqi) engages CSIRO (Dr McDonald) to investigate aluminium extraction from aluminosilicate residue, initially with acid leaching.
Consulting Services Agreement between MSP and CSIRO to carry out leaching tests.
Dr McDonald suggests caustic soda leaching, Dr David Maree agrees.
Dr McDonald reports phase transition to zeolite due to caustic treatment to Dr David Maree.
Dr McDonald reports high solubility of aluminium in two-step (NaOH followed by HCl) process to Dr David Maree.
Dr David Maree reports CSIRO success in converting TAS to zeolite to Dr Maree.
Research agreement between Tianqi (Phil Thick) and CSIRO to further develop the two-step process.
Dr Maree employed at Tianqi by Phil Thick, researching methods of converting TAS to zeolites.
Dr Maree commissions research on acid leaching of TAS, conversion of TAS to zeolite with caustic soda, acid leaching of zeolite, and precipitation of aluminium chloride
Dr David Maree directs CSIRO to terminate research project
Dr Maree and other named inventors develop ion exchange technique to remove sodium contamination from zeolite
"the invention or inventive concept of a patent or patent application should be discerned from the whole of the specification including the claims"[37]
"the inventive concept should principally be discerned from the specification, in particular admissions of drawbacks of the prior art, the objects of the invention and what are the claimed features that contribute to overcoming one or more of these drawbacks and achieving the objects of the invention"[38]
"it is not possible to be very specific about how [identifying the inventive concept] is to be done. But as a general rule one will start with the specific disclosure of the patent ... What one is normally looking for is "the heart" of the invention. There may be more than one "heart" ..."[39]
"consideration of the requirements of patentability under s 18 of the Act, including the existence of an inventive step within the meaning of s 7(2) of the Act, is not part of the entitlement calculus"[40]
"an invention disclosed in the specification filed in relation to the application for the patent" as per s36(1)(c), as opposed to post grant procedure under s191A which are limited to a determination regarding "entitlement to a patent", that is, based on the invention claimed" (my emphasis).
(a) hydrothermally treating lithium slag with an aqueous solution of an alkaline compound at selected temperature and duration; > > (b) performing an ion exchange step on the alkaline treated lithium slag; and > > (c) recovering values selected from the group consisting of aluminium compounds, silicon compounds and compounds containing silicon and aluminium.
Submissions and consideration - inventive concept
"As Newcomer J observed ... 'the exact parameters of what constitutes joint inventorship are quite difficult to define. It is one of the muddiest concepts in the muddy metaphysics of the patent law"[48] > > " 'To be a joint inventor, an individual must make a contribution to the conception of the claimed invention that is not insignificant in quality' and the inventors must 'have some open line of communication during or in temporal proximity to their inventive efforts'."[49] > > "A person must be able to say that without his or her contribution to the final conception it would have been less"[50]
"A may have invented something; he made have made a few experiments with the invention, and then abandoned it (without publication). B may subsequently have invented the same thing, altogether independently of A. If B applies for letters patent he is at law the first inventor; but if it is shown that the process of invention was not carried on in B's mind at all, but that A communicated his ideas to B, although with the full intention of abandoning them, B will not be the first inventor."
[1] All references to legislation herein relate to this Act or the corresponding Patent Regulations 1991.
[2] [2009] FCAFC 116 ("Gray") (paraphrased from [253])
[3] Dr Maree's husband - I will refer to the inventor as Dr Maree and her husband by including his given name.
[4] Cf RGM-17 where it is explained that Tianqi Lithium Australia did not have direct employees at the time but was paying for the services of staff seconded from MSP.
[5] Apparently the parent company of the Applicant
[9] RGM-9 which is an email chain spanning 2 June - 5 August 2016
[13] I note that this passage refers to caustic soda extraction of beta-spodumene which is the virgin lithium ore, not the leached residue which was the subject of the research agreement then in place.
[14] RGM-14, apparently with reference to RGM-13 (undated) which disclosed a two-step treatment with NaOH followed by HCl treatment on the residue. See also McDonald #1 at 22-23
[17] RGM-22, which had identical IP provisions to that of the previous agreement
[18] See e.g. RGM-26 which is an email chain during March 2017
[25] Dr Maree indicates at 5 that Tianqi Lithium Australia changed its name to Tianqi Lithium Kwinana (the Applicant) - she refers to both as Tianqi
[26] Dr Maree explained at 8 that TAS was an aluminosilicate waste product from lithium extraction, also referred to as lithium slag. SEM-2 and SEM-3 both define TAS as "Talison Alumino Silicate", with Talison referring to the WA mine supplying the Kwinana refinery.
[36] Australian provisional patent application 2018900329 at [0006], certified copy available from the WIPO Patentscope database under WO2019148233
[37] Polwood at [60], affirmed in Gray at [222]
[38] Michael John Arieni v Sun-Wizard Holdings [2021] APO 20 at [49]
[41] Cf Neurim Pharmaceuticals (1991) Ltd v Generic Partners Pty Ltd (No 5) [2024] FCA 360 at [289], and Sartas No 1 Pty Ltd v Koukourou & Partners Pty Ltd [1994] FCA 936 at [21]
[42] Although not explicitly defined in the description, I understand the term "values" to refer to substances with value, rather than value per se.
[43] Step 10 is not mentioned in the description but may have been intended to refer to calcining mentioned in paragraph [0017] - however nothing turns on this.
[44] Cf Andrew Bodlovich and Kevin William (Hogan) Gleeson v Green Camel Pty Limited [2024] APO 26 at [26], noting that in that case I did not have the benefit of submissions from either party and the background of the specification was of little assistance in determining the objects of the invention or the disadvantage
[45] Requestor's summary of submissions at 39
[46] Applicant's written summary of submissions at 55
[48] Polwood at [45], citing Mueller Brass Co v Reading Industries Inc 352 F. Supp. 1357 (1972)
[49] Polwood at [49], citing Cook Biotech Inc v Acell Inc [2006] USCAFED 149; 460 F.3d 1365 (2006) and Eli Lilly & Co v Aradigm [2004] USCAFED 155; 376 F.3d 1352 (2004)
CSIRO
Tianqi Lithium Kwinana Pty Ltd [2025] APO 42