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[2012] HCA 20
High Court of Australia
2012-05-04
Taylor J, McInerney J, French CJ, Bell JJ
Original judgment source is linked above.
The questions reserved in the special case dated 28 November 2011 be answered as follows:
Question 1: Is s 154A of the Crimes (Administration of Sentences) Act 1999 (NSW), in its purported application to the plaintiff, invalid, in that it has the effect of:
varying or otherwise altering a judgment, decree, order or sentence of the Supreme Court of New South Wales in a "matter" within the meaning of s 73 of the Constitution?
Question 2: Who should pay the costs of the special case?
B W Walker SC with G E S Ng for the plaintiff (instructed by Legal Aid NSW)
M G Sexton SC, Solicitor-General for the State of New South Wales with N J Adams and A M Mitchelmore for the first defendant (instructed by Crown Solicitor (NSW))
S J Gageler SC, Solicitor-General of the Commonwealth with K C Morgan intervening on behalf of the Attorney-General of the Commonwealth (instructed by Australian Government Solicitor)
W Sofronoff QC, Solicitor-General of the State of Queensland with G J D del Villar intervening on behalf of the Attorney-General of the State of Queensland (instructed by Crown Law (Qld))
S G E McLeish SC, Solicitor-General for the State of Victoria with E A Bennett intervening on behalf of the Attorney-General for the State of Victoria (instructed by Victorian Government Solicitor)
R M Mitchell SC with C S Bydder intervening on behalf of the Attorney-General for the State of Western Australia (instructed by State Solicitor (WA))
M G Evans QC with A J Keane intervening on behalf of the Attorney-General for the State of South Australia (instructed by Crown Solicitor (SA))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Constitutional law (Cth) - Judicial power of Commonwealth - Constitution, Ch III - Sentencing and parole procedure - Whether determination made under s 13A of Sentencing Act 1989 (NSW) is a "matter" within s 73 of Constitution - Whether s 154A of Crimes (Administration of Sentences) Act 1999 (NSW) invalid for setting aside, varying, altering or otherwise stultifying a judgment, decree, order or sentence of Ch III court.
Crimes (Administration of Sentences) Act 1999 (NSW), ss 143, 154A.
"I believe that you should spend the rest of your lives in gaol and there you should die. If ever there was a case where life imprisonment should mean what it says - imprisonment for the whole of your lives - this is it."
At that time his Honour's remarks to the effect that the plaintiff should never be released had no statutory consequences[5]. Later, however, the New South Wales Parliament legislated to attach statutory consequences to such non-statutory, non-release recommendations[6]. The validity of that legislation was upheld in Baker v The Queen[7].
"As a result of this amendment, these offenders will be considered for release at a time specified by a Supreme Court judge. It is important to emphasise, however, that this date is only a date at which the prisoner will be considered for release. Whether a particular offender will or will not be released will be a matter for the Offenders Review Board."
"those relatively few prisoners serving life sentences under the old system who deserve never to be released will not in fact be released into the community."
The amendment was also said to reflect the "Government's commitment to ensure that any decision never to release an old life prisoner will remain with the judiciary, where it properly resides, free of Executive interference."[40]
"For the murder of Mr Lamb, Crump is sentenced to a minimum term of penal servitude of 30 years commencing on 13 November 1973 and concluding on 12 November 2003. Crump will be eligible for release on parole on 13 November 2003.
I set an additional term for the remainder of Crump's natural life.
For the conspiracy to murder Mrs Morse, Crump is sentenced to 25 years' penal servitude commencing on 13 November 1973 and concluding on 12 November 1998."
The source of the power to resentence the plaintiff for the conspiracy offence is not apparent, but that sentence was not the subject of any appeal and is not in issue in these proceedings. Importantly, the statement that the plaintiff would be eligible for release on parole on 13 November 2003 was not a part of the resentencing determination. It was a consequence of that determination under the statutory scheme for release on parole then in place.
. on 13 November 2003 the plaintiff would, without having to satisfy any further requirements, have at the very least some prospect, however minimal, of being released on parole; and
. following the sixtieth day before 13 November 2003, and in the absence of an opinion having been formed by the Parole Board for the purpose of engaging s 143(2), the plaintiff would be entitled to seek relief in the nature of mandamus if the Parole Board had, by that time, failed to give preliminary consideration as to whether a parole order should be made in relation to him.
It was the alteration by s 154A of that state of affairs that was the focus of the plaintiff's contention that s 154A is invalid in its application to him.
"These changes mean Baker, Crump and the other never-to-be released prisoners can only ever be released on their death beds or be so incapacitated that they would pose a threat to nobody. It means that the community is protected from these killers forever."
"1. Is s 154A of the Administration Act, in its purported application to the plaintiff, invalid, in that it has the effect of:
varying or otherwise altering a judgment, decree, order or sentence of the Supreme Court of New South Wales in a 'matter' within the meaning of s 73 of the Constitution;
In considering the resentencing order made by McInerney J in April 1997, it is necessary to have regard to the limits of his Honour's order and of the exercise of judicial power which was expressed in making it.
"This separation of the functions of the trial judge and that of the parole board is a clearly expressed policy of the legislation."
In fixing a minimum term before a prisoner can be considered for release on parole, the sentencing judge determines, as McInerney J determined in 1997, that "all the circumstances of the offence require that the offender serve no less than that term, without the opportunity of parole"[69]. The purpose of parole generally is "to provide for mitigation of the punishment of the prisoner in favour of his rehabilitation through conditional freedom, when appropriate, once the prisoner has served the minimum time"[70]. Subject to the particular provisions of the applicable statute, once sentenced the responsibility for the future of a prisoner passes to the executive branch of the government of the State[71]. Even within an unchanging statutory framework, the executive decision to release or not to release a prisoner on parole may reflect policies and practices which change from time to time. There nevertheless remains only one judicial sentence[72]. As Mason J said in Lowe v The Queen[73]:
"although the recommendation of the non-parole period may operate in some circumstances to reduce the period of time which the applicant would spend in prison, it leaves the sentence unaffected as a judicial assessment of the gravity of the offence which he committed."
. whether a law of a State altering a judicial decision would be a purported exercise of judicial power by the legislature of the State;
. whether the State Constitution authorises the exercise of judicial power by the legislature[80];
. whether, in any event, the State legislature is prevented from enacting such a law by an implication drawn from the provisions of Ch III of the Constitution.
"legislative and administrative changes to systems of parole and remission usually affect people serving existing sentences. The longer the original sentence, the more likely it is that an offender will be affected by subsequent changes in penal policy."
Consistently with that observation, as was pointed out by the Solicitor-General for Victoria, this Court said in PNJ v The Queen[83]:
"It may be greatly doubted that the punishment imposed on an offender is sufficiently described by identifying only the term which the court fixes as the least period of actual incarceration that must be served ... for it is always necessary to recognise that an offender may be required to serve the whole of the head sentence that is imposed."
"a sentencing judge is not ordinarily required or empowered to determine whether a convicted person should in fact be released on parole at some future time. He or she is concerned to decide whether a prisoner should be eligible to be considered for release on parole at that future time."
Their Honours pointed out that when a person is considered by an administrative authority for release on parole factors relevant to the sentencing judge's consideration might have varied[85]:
"by reason of change of government policy or the intervention of special circumstances, between the time of sentencing and the time when the parole authority considers whether a prisoner should be released on parole."
"Whilst s 463 remained in force, the judicial power to impose sentence upon a person convicted of murder was confined: the only sentence that could be passed was that the offender suffer penal servitude for life. Upon passing that sentence the judicial power was exhausted. Whether the offender served the sentence in prison or at large was a matter which then was to be decided by the Executive, not a court. If the Executive exercised the power given by s 463, the offender obtained a mercy. But in no sense (whether as a matter of substance or as a matter of form) can later legislation, altering the circumstances in which such mercy could or would be extended to a prisoner sentenced to life imprisonment, make that sentence of life imprisonment more punitive or burdensome to liberty."
"Section 13A was an illustration of legislation which performed a double function of creating new rights and conferring jurisdiction to administer a remedy[89]. These rights and that remedy were subsequent to, and independent of, the determination of the criminal guilt of the appellant and the imposing of the sentences by Taylor J. Undoubtedly the earlier steps had appertained exclusively to the exercise of judicial power.
The effect of an order under s 13A, setting for an existing life sentence both a minimum term of imprisonment and an additional term during which the prisoner might, by the exercise of statutory authority given a non‑judicial body, be released on parole, is to alter or vary the order of the sentencing judge. Accordingly, the new jurisdiction conferred by s 13A may readily be seen as attracting the exercise of judicial power."
"(2) A person serving an existing life sentence may apply to the Supreme Court for the determination of a minimum term and an additional term for the sentence.
(3) Any such person is not eligible to make such an application unless the person has served at least 8 years of the sentence concerned.
(4) The Supreme Court may, on application duly made for the determination of a minimum term and an additional term for a sentence:
(i) a minimum term of imprisonment that the person must serve for the offence for which the sentence was originally imposed; and
(ii) an additional term during which the person may be released on parole (being either an additional term for a specified period or for the remainder of the person's natural life); or
(b) decline to determine a minimum term and an additional term.
(5) The minimum term set under this section is to commence on ..., if the person was remanded in custody for the offence, the date on which the first such remand commenced.
(6) If the Supreme Court sets a minimum term and an additional term under this section, the sentence comprising those terms replaces the original sentence of imprisonment for life.
(9) The Supreme Court, in exercising its functions under this section, is to have regard to:
(a) the knowledge of the original sentencing court that a person sentenced to imprisonment for life was eligible to be released on licence under section 463 of the Crimes Act 1900 and of the practice relating to the issue of such licences; and
(b) any report on the person made by the Review Council and any other relevant reports prepared after sentence (including, for example, reports on the person's rehabilitation), being in either case reports made available to the Supreme Court; and
(c) any relevant comments made by the original sentencing court when imposing the sentence; and
(d) the age of the person (at the time the person committed the offence and also at the time the Supreme Court deals with the application),
(12) An appeal lies to the Court of Criminal Appeal in relation to:
(a) the determination of a minimum term and an additional term under this section ...
The Criminal Appeal Act 1912 applies to such an appeal in the same way as it applies to an appeal against a sentence." (emphasis added)
"(3) A person is not eligible to make such an application unless the person has served:
(a) at least 8 years of the sentence concerned, except where paragraph (b) applies, or
(b) at least 20 years of the sentence concerned, if the person was the subject of a non‑release recommendation.
(3A) A person who is the subject of a non‑release recommendation is not eligible for the determination of a minimum term and an additional term under this section, unless the Supreme Court, when considering the person's application under this section, is satisfied that special reasons exist that justify making the determination." (emphasis added)
"(1) Section 143 does not require the Parole Authority to give preliminary consideration as to whether or not a serious offender the subject of a non‑release recommendation should be released on parole unless an application for that purpose is made to the Parole Authority by or on behalf of the offender.
(2) An application under this section must be lodged with the Secretary of the Parole Authority.
(3) After considering the application, the Parole Authority may make an order directing the release of the offender on parole if, and only if, the Parole Authority:
(a) is satisfied (on the basis of a report prepared by the Chief Executive Officer, Justice Health) that the offender:
(i) is in imminent danger of dying, or is incapacitated to the extent that he or she no longer has the physical ability to do harm to any person, and
(ii) has demonstrated that he or she does not pose a risk to the community, and
(b) is further satisfied that, because of those circumstances, the making of such an order is justified.
(4) In this section serious offender the subject of a non‑release recommendation means a serious offender:
(a) who is serving a sentence for which a determination has been made under clause 4 of Schedule 1 to the [Sentencing Act], and
(b) who is the subject of a non‑release recommendation within the meaning of that Schedule, as in force from time to time." (emphasis added)
"Subject to the appellate system established by the Criminal Appeal Act, the exercise of judicial power with respect to the trials upon indictment of Elliott and Blessington was spent upon the subsequent imposition of the sentences upon them. The controversy represented by the indictment had been quelled and, allowing for any applicable statutory regime, the responsibility for the future of the appellants passed to the executive branch of the government of the State[95]."
"What must always be unknown to a sentencing judge ... are the paths that may be taken with respect to any status quo by future legislation."
The plaintiff did not challenge the correctness of either Baker v The Queen or Elliott v The Queen. Section 154A left the terms of McInerney J's order untouched. It merely altered the conditions to be met before the plaintiff could be released on parole.
Imposed as a mandatory sentence pursuant to s 19 of the Crimes Act 1900 (NSW). ↑
The plaintiff and his co-offender were charged in New South Wales with conspiracy to murder Mrs Morse rather than with the substantive offence of murder because that offence had been committed in Queensland. The offence of the murder of Mr Lamb was committed in New South Wales. ↑
Section 4 of the Parole of Prisoners Act 1966 (NSW) required a sentencing judge to fix a non-parole period unless by reason of the nature of the offence or antecedents of the convicted person it was "undesirable" to do so. Notwithstanding the judge's refusal to fix a non-parole period, a mechanism for release on licence was in place under s 463 of the Crimes Act 1900 (NSW), a provision repealed by the Prisons (Serious Offenders Review Board) Amendment Act 1989 (NSW), s 5. See Baker v The Queen (2004) 223 CLR 513 at 527-528 [27]‑[29] per McHugh, Gummow, Hayne and Heydon JJ; [2004] HCA 45. The remaining mechanism for release was the exercise of the Royal Prerogative of Mercy applicable, inter alia, to remissions subject to conditions analogous to parole conditions: Kelleher v Parole Board of New South Wales (1984) 156 CLR 364 at 368 per Mason J; [1984] HCA 77. ↑
Remarks on Sentence of Taylor J, unreported, Supreme Court of New South Wales, 20 June 1974. ↑
See discussion in Baker v The Queen (2004) 223 CLR 513 at 520-521 [7]-[8] per Gleeson CJ, 533-534 [46]-[49] per McHugh, Gummow, Hayne and Heydon JJ. ↑
Crimes (Sentencing Procedure) Act 1999 (NSW), Sched 1; Crimes (Sentencing Procedure) Amendment (Existing Life Sentences) Act 2005 (NSW), Sched 1, Item 1. ↑
(2004) 223 CLR 513 at 522 [9] per Gleeson CJ, 534 [49]-[50] per McHugh, Gummow, Hayne and Heydon JJ. ↑
Application of Crump, unreported, Supreme Court of New South Wales, 24 April 1997. ↑
The Offenders Review Board created by the 1989 Act was renamed the Parole Board by the Sentencing Amendment (Parole) Act 1996 (NSW), Sched 1, Item 1. The Parole Board was reconstituted as the State Parole Authority by the Crimes (Administration of Sentences) Amendment (Parole) Act 2004 (NSW), Sched 1, Item 49 with effect from 10 October 2005: New South Wales Government Gazette, No 122, 7 October 2005 at 8167. ↑
Section 154A of the Administration Act was introduced by the Crimes Legislation Amendment (Existing Life Sentences) Act 2001 (NSW), which commenced operation on 20 July 2001. ↑
An earlier parole system and a parole board were created by s 464A of the Crimes Act 1900 (NSW) inserted by the Crimes (Amendment) Act 1950 (NSW). ↑
This followed the recommendations of the Muir Committee, appointed in 1978 after the Report of the Nagle Royal Commission into Prisons. The 1983 Act was subject to a number of amendments until replaced by the provisions of Pt 3 of the 1989 Act. ↑
New South Wales, Legislative Assembly, Parliamentary Debates (Hansard), 10 May 1989 at 7910. ↑
Figgis and Simpson, "Dangerous Offenders Legislation: An Overview", New South Wales Parliamentary Library Research Service Briefing Paper No 14/97 (1997) 31-32. ↑
Crimes (Life Sentences) Amendment Act 1989 (NSW); Prisons (Serious Offenders Review Board) Amendment Act 1989 (NSW); Sentencing (Life Sentences) Amendment Act 1989 (NSW). ↑
New South Wales, Legislative Assembly, Parliamentary Debates (Hansard), 30 November 1989 at 14052. ↑
Correctional Services Act Amendment Act 1984 (SA), s 38; Crimes (Amendment) Act 1986 (Vic), s 14; Crimes Legislation Amendment Act (No 2) 1989 (Cth), s 28(1). ↑
Baker v The Queen (2004) 223 CLR 513 at 529-530 [33] per McHugh, Gummow, Hayne and Heydon JJ. ↑
New South Wales, Legislative Assembly, Parliamentary Debates (Hansard), 30 November 1989 at 14055. ↑
Application of Crump, unreported, Supreme Court of New South Wales, 10 December 1992. ↑
R v Crump, unreported, New South Wales Court of Criminal Appeal, 30 May 1994. ↑
Sentencing (Life Sentences) Amendment Act 1993 (NSW). ↑
New South Wales, Legislative Assembly, Parliamentary Debates (Hansard), 14 October 1993 at 3885. ↑
New South Wales, Legislative Assembly, Parliamentary Debates (Hansard), 14 October 1993 at 3885. ↑
1989 Act, s 22A. The term "serious offender" had the same meaning as in Pt 10 of the Prisons Act 1952 (NSW) which, in 1996, was renamed the Correctional Centres Act 1952 (NSW): 1989 Act, s 4; Prisons (Amendment) Act 1996 (NSW), s 3, Sched 5, cl 2. A "serious offender" included "a person serving any sentence for which a minimum term and an additional term have been set by the Supreme Court under section 13A of the Sentencing Act 1989": Correctional Centres Act 1952 (NSW), s 59(b). ↑
An applicant under s 13A whose application was refused could not apply again until two years from the date of the Court's decision: 1989 Act, s 13A(8B). ↑
Application of Crump, unreported, Supreme Court of New South Wales, 24 April 1997 at 60-61. ↑
Reasons of Gummow, Hayne, Crennan, Kiefel and Bell JJ at [54]. ↑
New South Wales, Legislative Assembly, Parliamentary Debates (Hansard), 30 May 2001 at 13972. ↑
Winsor v Boaden (1953) 90 CLR 345 at 347; [1953] HCA 46. ↑
(1974) 131 CLR 623 at 627 per Barwick CJ, Menzies, Stephen and Mason JJ; [1974] HCA 26. ↑
Bugmy v The Queen (1990) 169 CLR 525 at 538 per Dawson, Toohey and Gaudron JJ; [1990] HCA 18. ↑
Deakin v The Queen (1984) 58 ALJR 367 at 367; 54 ALR 765 at 766; [1984] HCA 31; Bugmy v The Queen (1990) 169 CLR 525 at 530-531 per Mason CJ and McHugh J, 536 per Dawson, Toohey and Gaudron JJ. ↑
Elliott v The Queen (2007) 234 CLR 38 at 42 [5] per Gummow, Hayne, Heydon, Crennan and Kiefel JJ; [2007] HCA 51. ↑
Power v The Queen (1974) 131 CLR 623 at 629 per Barwick CJ, Menzies, Stephen and Mason JJ. ↑
(1984) 154 CLR 606 at 615, see also 624 per Dawson J, Wilson J agreeing at 616; [1984] HCA 46. ↑
(1996) 189 CLR 51 at 103 per Gaudron J, 111 per McHugh J, 139 per Gummow J; K-Generation Pty Ltd v Liquor Licensing Court (2009) 237 CLR 501 at 543-544 [151]-[153] per Gummow, Hayne, Heydon, Crennan and Kiefel JJ; [2009] HCA 4. ↑
International Finance Trust Co Ltd v New South Wales Crime Commission (2009) 240 CLR 319; [2009] HCA 49. ↑
South Australia v Totani (2010) 242 CLR 1 at 52 [82] per French CJ, 67 [149] per Gummow J, 160 [436] per Crennan and Bell JJ, 173 [481] per Kiefel J, see also 92‑93 [236] per Hayne J; [2010] HCA 39. ↑
Wainohu v New South Wales (2011) 243 CLR 181 at 210 [47] per French CJ and Kiefel J; [2011] HCA 24. ↑
Kirk v Industrial Court (NSW) (2010) 239 CLR 531; [2010] HCA 1. ↑
See Twomey, The Constitution of New South Wales (2004) at 196; cf Kable v Director of Public Prosecutions (NSW) (1996) 189 CLR 51 at 109 per McHugh J. ↑
Crump
New South Wales
[2004] HCA 45
[1984] HCA 77
[1984] HCA 31
[2009] HCA 4
[2010] HCA 39
[2001] HCA 64
[2012] HCA 19
(2004) 223 CLR 513
(1984) 156 CLR 364
(1953) 90 CLR 345
(1974) 131 CLR 623
(1990) 169 CLR 525
(1984) 58 ALJR 367
(2007) 234 CLR 38
(1984) 154 CLR 606
(1996) 189 CLR 51
(2009) 237 CLR 501
(2009) 240 CLR 319
(2010) 242 CLR 1
(2011) 243 CLR 181
(2010) 239 CLR 531
(2009) 83 ALJR 384
(1991) 173 CLR 48
(1998) 196 CLR 53
(2001) 207 CLR 584
(1982) 31 SASR 129
(1970) 123 CLR 361
[2010] HCA 1