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[2021] HCA 26
High Court of Australia
2021-05-14
Kiefel CJ, Gleeson JJ
Original judgment source is linked above.
B F Kissane QC with J C J McWilliams for the appellant (instructed by Office of Public Prosecutions (Vic))
D A Dann QC with C T Carr SC for the acquitted person (instructed by C. Marshall & Associates)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Director of Public Prosecutions Reference No 1 of 2019
Criminal law - Recklessness - Where s 17 of Crimes Act 1958 (Vic) provides that person who, without lawful excuse, recklessly causes serious injury is guilty of indictable offence - Where Court of Appeal of Supreme Court of Victoria in R v Campbell [1997] 2 VR 585 held that recklessness means person foresaw that serious injury probably will result from act or omission - Where Crimes Act amended following Campbell with significant, substantive and direct effect on s 17 - Where High Court cast doubt on correctness of Campbell in Aubrey v The Queen (2017) 260 CLR 305 - Where accused charged with recklessly causing serious injury under s 17 of Crimes Act - Where trial judge directed jury in relation to recklessness consistently with Campbell - Where accused acquitted - Where Director of Public Prosecutions (Vic) referred correctness of Campbell as point of law to Court of Appeal - Whether Parliament left meaning of recklessness in s 17 of Crimes Act to courts - Whether recklessness in s 17 of Crimes Act has meaning stated in Campbell.
Words and phrases - "culpability and criminality", "elements of the existing offences", "expert review of the law", "extensive consultation with key stakeholders", "foresight of possibility", "foresight of probability", "gross violence offences", "injury", "maximum penalty", "offences against the person other than murder", "recklessness", "re-enactment presumption", "serious injury", "specialised and politically sensitive fields", "temporal proximity".
"Unless and until it is altered by legislation, the meaning of 'recklessly' in s 17 of the Crimes Act 1958 is that stated by the Court of Appeal in [Campbell]."
"Whilst it is true that, where an inference can be drawn from the terms in which subsequent legislation has been passed that Parliament itself has approved of a particular judicial interpretation of words in an earlier statute, a court should adhere to that interpretation, the difficulty is in discerning the existence of parliamentary approval".
"11. In sections 17, 25 and 27, for the penalty set out at the foot of the section substitute 'Penalty: Level 4 imprisonment (15 years maximum).'."
"the decision to increase the maximum for recklessly causing serious injury by 50% can only be understood on the basis that the legislature was aware of, and accepted, the Campbell interpretation. That is, the increased maximum was seen to be both necessary and appropriate given the high degree of culpability involved in the causing of serious injury in circumstances where the offender was aware of the probability that serious injury would result and proceeded nonetheless. This was, in effect, a re-enactment of s 17 - with a higher maximum - on the basis of the interpretation adopted in Campbell."
"This wide-ranging process of consultation was designed to find out where the sentencing system was failing. A key aim was to identify ways to ensure that the courts pass sentences which reflect community expectations. The community has clearly indicated dissatisfaction with sentencing levels for certain serious offences; this bill will address these concerns so as to restore the faith and confidence of the public in the criminal justice system."
"[t]he element of 'recklessness' will be satisfied for this offence if the prosecution proves beyond reasonable doubt that the accused foresaw that his or her actions would probably cause serious injury and that he or she was indifferent as to whether or not serious injury would actually result"
and the fact that the passage contains a footnote to Nuri[45].
"To be guilty of recklessly causing serious injury, the offender must have intended to commit the act or acts that caused the injury, and foresaw that those actions could cause serious injury, but was indifferent as to whether or not serious injury would actually result." (emphasis added)
The meaning of "recklessly" in the offence of recklessly causing serious injury (s 17 of the Crimes Act 1958 (Vic)) is not as stated in R v Campbell [1997] 2 VR 585. It requires that an accused had foresight of the possibility of relevant consequences and proceeded nevertheless.
"[T]he decision to increase the maximum for recklessly causing serious injury by 50% can only be understood on the basis that the legislature was aware of, and accepted, the Campbell interpretation. That is, the increased maximum was seen to be both necessary and appropriate given the high degree of culpability involved in the causing of serious injury in circumstances where the offender was aware of the probability that serious injury would result and proceeded nonetheless. This was, in effect, a re‑enactment of s 17 - with a higher maximum - on the basis of the interpretation adopted in Campbell."
"New section 15B introduces the new offence of causing serious injury recklessly in circumstances of gross violence, without lawful excuse. The maximum penalty for the offence is level 4 imprisonment (15 years maximum). The new offence has the same maximum penalty as the offence of causing serious injury recklessly (section 17 of the Crimes Act 1958).
The new gross violence offences are intended to be a subset of the serious injury offences category under Subdivision (4) of Division 1 of Part I of the Crimes Act 1958. The new offences identify circumstances of offending that involve a particularly high level of harm and culpability. Adult offenders who are found guilty of one of the new gross violence offences are liable to be sentenced to a statutory minimum sentence of a term of imprisonment with a non-parole period of at least four years.
There may be serious injury cases that involve a high level of harm and culpability but do not occur in the prescribed circumstances of gross violence. These cases will continue to be dealt with under the existing causing serious injury offences." (emphasis added)
"The element of 'recklessness' will be satisfied for this offence if the prosecution proves beyond reasonable doubt that the accused foresaw that his or her actions would probably cause serious injury and that he or she was indifferent as to whether or not serious injury would actually result [R v Nuri [1990] VR 641 at 643]."
Re‑enactment presumption and s 17 of the Crimes Act
Section 17 and the principled meaning of recklessness
"A professional variety artist, with many years of accident-free experience of juggling, is performing before an audience with a dozen Indian clubs. He admits that he foresaw that in such a performance he might misjudge a throw and wound a spectator but, in view of his long experience and skill, he thought there was no more than a very remote risk of a spectator being so injured. He in fact misjudges a throw, as a result of which a spectator is wounded."
The appellant correctly submitted that the juggler would not be reckless. Running the various threads in Aubrey together, the appellant equated the enquiry as to the "social utility" of juggling with the enquiry as to the reasonableness of the act in the circumstances known to the juggler, and with the enquiry as to whether the juggler had "run the risk". These various expressions, however, carry different connotations. The preferable formulation for the further requirement of recklessness, which has been adopted in England[151], should be the unreasonableness of taking the risk in the circumstances known to the accused. As the joint judgment in Aubrey acknowledged, in cases where it becomes relevant (namely, where it was suggested to be reasonable to take the risk) it may be that "the kind of directions that are now given in England will prove to be of assistance"[152].
"where serious injury is inflicted there is a sufficient difference in moral turpitude - sufficient to justify distinct defences - between one who does so intentionally in the sense of desiring to cause serious injury and one who does so recklessly - aware that an injury might result to another but goes ahead anyway".
"A statute can pick 'up as a criterion for its operation a body of the general law' and 'in the absence of a contrary indication in the statute, the statute speaks continuously to the present, and picks up the case law as it stands from time to time'. Generally, broadly expressed criteria can be expected to be given content as 'the technique of judicial interpretation [gives] content and more detailed meaning on a case to case basis. Rules and principles emerge which guide or direct courts in the application of the standard.'"
Sometimes the judicial development of such statutory rules is simply described as "common law"[183], even where "the relevant common law that is relied on may itself have a statutory basis"[184]. The description is not inapt because the "scope and purpose of the [term or provision] will expand, contract and diversify to follow the shifts in the common law"[185].
The contraction effected by Campbell should not be overstated
"Unless and until it is altered by legislation, the meaning of 'recklessly' in s 17 of the Crimes Act 1958 is that stated by the Court of Appeal in R v Campbell [1997] 2 VR 585."
That answer was correct. The combination of the three reasons discussed above entrenched the meaning of recklessness taken in Campbell to the offence under s 17 of the Crimes Act.
(2004) 221 CLR 309; see also Vella v Commissioner of Police (NSW) (2019) 93 ALJR 1236 at 1243-1244 [19]; 374 ALR 1 at 7. ↑
Salvation Army (Victoria) Property Trust v Fern Tree Gully Corporation (1952) 85 CLR 159 at 174. ↑
Flaherty v Girgis (1987) 162 CLR 574 at 594 per Mason A-CJ, Wilson and Dawson JJ. ↑
Re Alcan Australia Ltd; Ex parte Federation of Industrial, Manufacturing and Engineering Employees (1994) 181 CLR 96 at 106-107; Fortress Credit Corporation (Australia) II Pty Ltd v Fletcher (2015) 254 CLR 489 at 503 [16]. ↑
(1962) 107 CLR 381 at 388; see also Salvation Army (Victoria) Property Trust v Fern Tree Gully Corporation (1952) 85 CLR 159 at 174. ↑
Bennion, Bailey and Norbury on Statutory Interpretation, 8th ed (2020) at 720 [24.6]. ↑
Barras v Aberdeen Steam Trawling and Fishing Co Ltd [1933] AC 402 at 447; Bennion, Bailey and Norbury on Statutory Interpretation, 8th ed (2020) at 720 [24.6]. ↑
Electrolux Home Products Pty Ltd v Australian Workers' Union (2004) 221 CLR 309 at 346-347 [81]; Fortress Credit Corporation (Australia) II Pty Ltd v Fletcher (2015) 254 CLR 489 at 502-503 [15]; Herzfeld and Prince, Interpretation, 2nd ed (2020) at 168 [8.60]. ↑
Director of Public Prosecutions Reference (No 1 of 2019) (2020) 284 A Crim R 19 at 25 [20]. ↑
Sentencing and Other Acts (Amendment) Act 1997 (Vic), s 60, Sch 1 items 10-12. ↑
Director of Public Prosecutions Reference (No 1 of 2019) (2020) 284 A Crim R 19 at 25-26 [21]. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 27 May 1997 at 1059. ↑
Director of Public Prosecutions Reference (No 1 of 2019) (2020) 284 A Crim R 19 at 26 [25]. ↑
Sentencing Advisory Council, Statutory Minimum Sentences for Gross Violence Offences (2011). ↑
Sentencing Advisory Council, Statutory Minimum Sentences for Gross Violence Offences (2011) at 4 [1.20]. ↑
See, eg, R v Ruano [1999] VSCA 54 at [8]; R v Le Broc (2000) 2 VR 43 at 60 [56]; R v Kucma (2005) 11 VR 472 at 474 [4], 482 [29]; R v Wilson [2005] VSCA 78 at [17]; R v Pota [2007] VSCA 198 at [26]; R v Abdul‑Rasool (2008) 18 VR 586 at 603‑604 [67]‑[69]; Ignatova v The Queen [2010] VSCA 263 at [36]‑[37]; Paton v The Queen [2011] VSCA 72 at [46]‑[49], [68]; James v The Queen (2013) 39 VR 149 at 179 [148]; Ejupi v The Queen [2014] VSCA 2 at [34]; Phillips v The Queen [2017] VSCA 313 at [43]. ↑
Sentencing and Other Acts (Amendment) Act, Sch 1, item 11. ↑
The 1997 amendments also increased the maximum penalty for intentionally causing serious injury to 20 years' imprisonment and for intentionally causing injury to ten years' imprisonment: Sentencing and Other Acts (Amendment) Act, Sch 1, items 10 and 12. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 27 May 1997 at 1059. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 27 May 1997 at 1058. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 27 May 1997 at 1058. ↑
Director of Public Prosecutions Reference (No 1 of 2019) (2020) 284 A Crim R 19 at 25-26 [21]. ↑
Director of Public Prosecutions Reference (No 1 of 2019) (2020) 284 A Crim R 19 at 25 [21]. ↑
Crimes Amendment (Gross Violence Offences) Act, s 3. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 13 December 2012 at 5550. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 13 December 2012 at 5550-5551. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 13 December 2012 at 5551. ↑
Crimes Amendment (Gross Violence Offences) Act, s 4. ↑
Victoria, Legislative Assembly, Crimes Amendment (Gross Violence Offences) Bill 2012, Explanatory Memorandum at 4. ↑
Victoria, Legislative Assembly, Crimes Amendment (Gross Violence Offences) Bill 2012, Explanatory Memorandum at 4. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 13 December 2012 at 5550. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 13 December 2012 at 5550, referring to Sentencing Advisory Council, Statutory Minimum Sentences for Gross Violence Offences (2011). See Sentencing Act, Pt 9A, especially ss 108B and 108C. ↑
Sentencing Advisory Council, Statutory Minimum Sentences for Gross Violence Offences (2011) at vii. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 13 December 2012 at 5550. ↑
Sentencing Advisory Council, Statutory Minimum Sentences for Gross Violence Offences (2011) at 4 [1.20]. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 13 December 2012 at 5550. See also Sentencing Advisory Council, Statutory Minimum Sentences for Gross Violence Offences (2011) at 4 [1.20]. ↑
See, eg, Registrar of Titles (WA) v Franzon (1975) 132 CLR 611 at 618; McGraw‑Hinds (Aust) Pty Ltd v Smith (1979) 144 CLR 633 at 643; Federal Commissioner of Taxation v Australian Building Systems Pty Ltd (In liq) (2015) 257 CLR 544 at 560 [27]; Regional Express Holdings Ltd v Australian Federation of Air Pilots (2017) 262 CLR 456 at 466-467 [21]. ↑
Sentencing Advisory Council, Statutory Minimum Sentences for Gross Violence Offences (2011) at 19 [2.25]-[2.26]. ↑
Crimes Amendment (Gross Violence Offences) Act, s 5. ↑
Re Alcan Australia Ltd; Ex parte Federation of Industrial, Manufacturing and Engineering Employees (1994) 181 CLR 96 at 106; Electrolux Home Products Pty Ltd v Australian Workers' Union (2004) 221 CLR 309 at 346-347 [81]; Fortress Credit Corporation (Australia) II Pty Ltd v Fletcher (2015) 254 CLR 489 at 502 [15]; Brisbane City Council v Amos (2019) 266 CLR 593 at 606 [24], 615 [45], 615-616 [48]-[49], 617-618 [56]; Vella v Commissioner of Police (NSW) (2019) 93 ALJR 1236 at 1243‑1244 [18]-[19], 1250 [52]; 374 ALR 1 at 6-7, 15-16. ↑
See, eg, Ex parte Campbell; In re Cathcart (1870) LR 5 Ch App 703 at 706; Sargood Bros v The Commonwealth (1910) 11 CLR 258 at 272, 283, 305-306; Pillar v Arthur (1912) 15 CLR 18 at 22; Barras v Aberdeen Steam Trawling and Fishing Co [1933] AC 402 at 412, 438, 442, 446; Platz v Osborne (1943) 68 CLR 133 at 141. ↑
Zickar v MHG Plastic Industries Pty Ltd (1996) 187 CLR 310 at 329. ↑
Herzfeld and Prince, Interpretation, 2nd ed (2020) at 168 [8.60]. See also Fortress Credit (2015) 254 CLR 489 at 502 [15], quoting Electrolux (2004) 221 CLR 309 at 346-347 [81]. ↑
Fortress Credit (2015) 254 CLR 489 at 502 [15], quoting Electrolux (2004) 221 CLR 309 at 346-347 [81]. ↑
Fortress Credit (2015) 254 CLR 489 at 503 [15]. ↑
See, eg, Brisbane City Council (2019) 266 CLR 593 at 607-608 [25]-[26]; Jackmain (a Pseudonym) v The Queen (2020) 102 NSWLR 847 at 888-889 [175]. ↑
See, eg, Re Alcan (1994) 181 CLR 96 at 107; Fortress Credit (2015) 254 CLR 489 at 503 [15]-[16]. ↑
Electrolux (2004) 221 CLR 309 at 324-325 [8], 346 [81], 370‑371 [161]‑[162], 398 [251]. See also R v Commonwealth Court of Conciliation and Arbitration; Ex parte Whybrow & Co (1910) 11 CLR 1 at 47. ↑
Vella (2019) 93 ALJR 1236 at 1243-1244 [18]-[19], 1250 [52]; 374 ALR 1 at 6-7, 15-16. ↑
See, eg, Electrolux (2004) 221 CLR 309 at 346-347 [81]; Fortress Credit (2015) 254 CLR 489 at 503 [16]. See also Pearce, Statutory Interpretation in Australia, 9th ed (2019) at 127-128 [3.51]; Zickar (1996) 187 CLR 310 at 329, quoting Flaherty v Girgis (1987) 162 CLR 574 at 594. ↑
Sentencing and Other Acts (Amendment) Act, Sch 1, item 11. ↑
Crimes Amendment (Gross Violence Offences) Act, s 3. ↑
Zickar (1996) 187 CLR 310 at 329, quoting Flaherty (1987) 162 CLR 574 at 594. ↑
Williams, Criminal Law: The General Part, 2nd ed (1961) at 52. ↑
Fitzgerald, "Carelessness, Indifference and Recklessness: Two Replies" (1962) 25 Modern Law Review 49 at 54-55. ↑
Williams, Criminal Law: The General Part, 2nd ed (1961) at 60. ↑
See Galligan, "Responsibility for Recklessness" (1978) 31 Current Legal Problems 55 at 70. ↑
Williams, Criminal Law: The General Part, 2nd ed (1961) at 61. ↑
Wyong Shire Council v Shirt (1980) 146 CLR 40 at 47-48. ↑
Pemble v The Queen (1971) 124 CLR 107 at 119; Stokes & Difford (1990) 51 A Crim R 25 at 40; Miller v The Queen (2016) 259 CLR 380 at 419‑420 [115]. ↑
Turner, Kenny's Outlines of Criminal Law, 16th ed (1952) at 186. Dr Kenny was later the Downing Professor of the Laws of England. ↑
Williams, Criminal Law: The General Part, 2nd ed (1961) at 53. ↑
Williams, The Mental Element in Crime (1965) at 30. ↑
Williams, Criminal Law: The General Part, 2nd ed (1961) at 60. ↑
Williams, The Mental Element in Crime (1965) at 30. ↑
Hart, "Negligence, Mens Rea and Criminal Responsibility", in Punishment and Responsibility: Essays in the Philosophy of Law (1968) 136 at 137 (emphasis added). ↑
American Law Institute, Model Penal Code (1962), s2.02(2). ↑
Vallance v The Queen (1961) 108 CLR 56 at 59. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 25 September 1985 at 201. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 25 September 1985 at 202. See England and Wales, Criminal Law Revision Committee, Fourteenth Report: Offences against the Person (1980). ↑
England and Wales, Criminal Law Revision Committee, Fourteenth Report: Offences against the Person (1980) at 3‑4 [6]‑[7]. ↑
England and Wales, Criminal Law Revision Committee, Fourteenth Report: Offences against the Person (1980) at 5 [12]. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 22 October 1985 at 1040 (emphasis added). See also Victoria, Legislative Council, Parliamentary Debates (Hansard), 25 September 1985 at 201. ↑
John v Federal Commissioner of Taxation (1989) 166 CLR 417 at 439‑440, referring to Babaniaris v Lutony Fashions Pty Ltd (1987) 163 CLR 1 at 13. ↑
Vella v Commissioner of Police (NSW) (2019) 93 ALJR 1236 at 1259 [86]; 374 ALR 1 at 27 (footnotes omitted). ↑
Bell Lawyers Pty Ltd v Pentelow (2019) 93 ALJR 1007 at 1021‑1022 [63], 1026 [82]‑[83], 1028 [93]; 372 ALR 555 at 569‑570, 575‑576, 578. See also (2019) 93 ALJR 1007 at 1012‑1013 [2]‑[3], 1014 [16], 1016 [26]‑[28], 1018 [39], 1019 [46], 1020 [53], [54]; 372 ALR 555 at 557, 559, 562, 565, 566, 567. ↑
Burrows, "The Relationship Between Common Law and Statute in the Law of Obligations" (2012) 128 Law Quarterly Review 232 at 235. ↑
Gummow, Change and Continuity: Statute, Equity, and Federalism (Clarendon Law Lectures) (1999) at 7. ↑
See R v A2 (2019) 93 ALJR 1106 at 1141 [173]; 373 ALR 214 at 257. ↑
See Aubrey v The Queen (2017) 260 CLR 305 at 320 [24]. ↑
See also the example in Blackwell v The Queen (2011) 81 NSWLR 119 at 146 [155]. ↑
Sentencing and Other Acts (Amendment) Act 1997 (Vic), Sch 1, item 11. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 27 May 1997 at 1058. ↑
Commissioner of Stamps (SA) v Telegraph Investment Co Pty Ltd (1995) 184 CLR 453 at 463. See also at 479. ↑
Crimes Amendment (Gross Violence Offences) Act 2013 (Vic), ss 3, 4. ↑
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 13 December 2012 at 5550. ↑
Criminal law - Recklessness - Where s 17 of Crimes Act 1958 (Vic) provides that person who, without lawful excuse, recklessly causes serious injury is guilty of indictable offence - Where Court of Appeal of Supreme Court of Victoria in R
Campbell
[1999] VSCA 54
[2005] VSCA 78
[2007] VSCA 198
[2010] VSCA 263
[2011] VSCA 72
[2014] VSCA 2
[2017] VSCA 313
(2017) 260 CLR 305
(1985) 156 CLR 464
(1990) 19 NSWLR 467
(1994) 181 CLR 96
(1952) 85 CLR 159
(2004) 221 CLR 309
(2019) 93 ALJR 1236
(1987) 162 CLR 574
(2015) 254 CLR 489
(1962) 107 CLR 381
(2011) 81 NSWLR 119
(1987) 163 CLR 1
(2000) 2 VR 43
(2005) 11 VR 472
(2008) 18 VR 586
(2013) 39 VR 149
(1975) 132 CLR 611
(1979) 144 CLR 633
(2015) 257 CLR 544
(2017) 262 CLR 456
(2019) 266 CLR 593
(1910) 11 CLR 258
(1912) 15 CLR 18
(1943) 68 CLR 133
(1996) 187 CLR 310
(2020) 102 NSWLR 847
(1910) 11 CLR 1
(1999) 196 CLR 141
(1988) 165 CLR 543
(2010) 241 CLR 539
(2019) 93 ALJR 1007
(1961) 108 CLR 56
(2019) 93 ALJR 1106
(1980) 146 CLR 40
(1971) 124 CLR 107
(2016) 259 CLR 380
(2005) 224 CLR 262
(1976) 136 CLR 62
(1989) 166 CLR 417
(1939) 62 CLR 464
(1995) 184 CLR 453