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[2025] FCA 277
Federal Court of Australia
2025-03-28
Anderson J
Original judgment source is linked above.
CONSTRUCTION, FORESTRY AND MARITIME EMPLOYEES UNION
Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.
(a) that it is a matter that the respondent is entitled to investigate; and
(b) the relationship between the matter being investigated and the documents sought under the Notice.
I am investigating whether the CFMEU and its officers, officials and/or employees (collectively, CFMEU Representatives) contravened provisions of the FW Act between 18 February 2021 and 31 October 2022. The allegations relate to action taken, or organised, by the CFMEU and/or the CFMEU Representatives that prevented, or prejudiced, Marda Dandhi Downunder Pty Ltd (Business) from performing work on commercial construction sites in Victoria.
PRINCIPLES ON CONSTRUCTION OF NOTICES TO PRODUCE
(a) first, the power to issue such a notice is constrained by the requirement in s 706 for inspectors to exercise their powers for a compliance purpose as defined in that section;
(b) second, the notice must show on its face that it is a proper exercise of the power in furtherance of the particular purpose. In other words, the notice must specify that it has been issued pursuant to s 712;
(c) third, the reference in s 706(1)(a) to compliance with the Act is to be understood as a reference to compliance with a particular provision (or provisions) of the Act and that provision (or those provisions) should ordinarily be identified in the notice;
(d) fourth, in order for a notice under s 712 to be valid, it must not only disclose that it is an exercise of the power conferred on an inspector by that section, but it must also, "on a non-technical and fair reading of its terms":
(i) specify with reasonable clarity the records or documents that the recipient is required to provide; and
(ii) disclose the relationship between the records or documents being required and the matter (the particular inquiry as to non-compliance) which is the subject of the exercise of the power, so as to enable its recipient to determine whether the inspector is exercising the power for a "compliance purpose" (s 706(1)).
Artificial dissection, in the cause of determined obfuscation, can introduce an argumentative element of uncertainty into words which, when read reasonably in context, are adequate to convey a plain and clear meaning. Provided a notice makes it reasonably clear, in the circumstances in which it is given and on a fair reading of its terms, what information or documents are required, the requirements of s. 155 (1) as to clarity will be satisfied. In this regard, the mere fact that parsing and analysis in the artificial atmosphere of the courtroom can lead to the identification of a number of latent ambiguities will not invalidate what, as a matter of common sense, is reasonably clear.
The investigation in question may be at an incipient or early stage. For those reasons, in considering the validity of the notice in a particular case, it is important to bear in mind the caution, that has been reiterated in a number of the cases, that the issue, of the validity of such a notice, should not be addressed in an over-technical or hyper-critical manner.
[I]t should be stressed that the question whether a notice discloses the necessary relatedness between documents or information sought and the identified "matters" is, like the question whether the terms of the notice are sufficiently clear, not to be approached in an overtechnical or hypercritical way. As was pointed out in Melbourne Home of Ford Pty Ltd v. Trade Practices Commission (No. 3) [(1980) 47 FLR. at 173], the power conferred by s. 155(1) is an investigative power which authorizes questions both wide in scope and unspecific in subject matter. The fact that the recipient of the notice is or will, in the event, be unable to supply relevant information or disclose relevant documents will not, in itself, preclude the validity of a requirement in a s. 155 notice. The relevant question is whether the information or documents sought are capable, in a broad investigative context, of being properly regarded as related to anyone of the "matters" which the notice identifies.
Specificity in language may have regard to the knowledge of the person upon whom a notice is served... The "clarity" of a notice served under s 264 of the [Income Tax Assessment] 1936 Act, it has been said, "must be considered against the background of the knowledge and circumstances of the Respondent to the Notice and the contextual facts"... A document may be specified if the description of the document required to be produced is sufficiently certain to identify it to the person upon whom a notice is served - even if that description may mean little (if anything) to a person without such knowledge.
[I]n determining whether a statutory notice sufficiently discloses the relationship between the information sought and the "matters" identified in the notice, it is permissible to take account of the identity of the recipient and the knowledge available to that person. What may be required of a notice directed to an individual member of the public might be different from what must be included in a notice directed to a large commercial organisation whose officers can be expected to be familiar with the regulatory framework affecting their organisation.
(a) what conduct is being investigated;
(b) who allegedly undertook the conduct on behalf of the Union;
(c) where the conduct occurred;
(d) what third parties were involved in the alleged contraventions; or
(e) other than by reference to a period in excess of 8 months, when the conduct was alleged to have occurred.
(a) what conduct is being investigated;
(b) who allegedly undertook the conduct on behalf of the applicant;
(c) where the conduct occurred;
(d) what third parties were involved in the alleged contraventions; or
(e) when the conduct was alleged to have occurred.
The complaint from the union is it's unable to tell from the face of the notice whether the first requirement as to there being a valid matter or purpose is made out.... it is unable to see the connection between that matter and the document sought, but it knows what documents are being sought. This isn't a clarity issue where it says, "We don't know what documents are caught by this notice".
(a) taking adverse action against the Business because it had a workplace right, or had (or had not) exercised a workplace right in contravention of s 340 of the Act;
(b) taking, or threatening to take, action with the intent to coerce the Business to exercise or not exercise a workplace right in contravention of s 343 of the Act;
(c) knowingly or recklessly making false or misleading representations about the Business's workplace rights in contravention of s 345 of the Act;
(d) discriminating against the Business because of a particular type of workplace instrument, or because it proposed that its employees be covered by a particular type of workplace instrument, in contravention of s 354 of the Act;
(e) taking, or threatening to take, action with the intent to coerce a third person to not engage the Business in contravention of s 355 of the Act;
(f) taking, or threatening to take, action with the intent to coerce a third person to take adverse action against the Business in contravention of s 362 of the Act;
(g) permit holders (who were exercising, or seeking to exercise, their rights) hindering or obstructing the Business, or its employees, or otherwise acting in an improper manner in contravention of s 500 of the Act.
I certify that the preceding fifty-nine (59) numbered paragraphs are a true copy of the Reasons for Judgment of the Honourable Justice Anderson.
Pursuant to Section 712 of the Fair Work Act 2009
To: Construction, Forestry and Maritime Employees Union
I, Will Brandon-Baker, a Fair Work Inspector appointed under section 700 of the Fair Work Act 2009 (Cth) (FW Act), require the Construction, Forestry and Maritime Employees Union (CFMEU), to produce to me the records or documents set out in paragraphs 1 to 3 below that are in the custody, possession or control of the Construction and General Division of the CFMEU including any Divisional Branches.
COMPLIANCE PURPOSE OF THE DOCUMENTS SOUGHT IN THE NOTICE
I am investigating whether the CFMEU and its officers, officials and/or employees (collectively, CFMEU Representatives) contravened provisions of the FW Act between 18 February 2021 and 31 October 2022. The allegations relate to action taken, or organised, by the CFMEU and/or the CFMEU Representatives that prevented, or prejudiced, Marda Dandhi Down under Pty Ltd (Business) from performing work on commercial construction sites in Victoria.
Specifically, I am investigating whether the CFMEU and CFMEU Representatives have contravened the FW
Representatives and any CFMEU delegate working at MFU2 relating to the Business.
You are required to produce the above records and/or documents at Will.Brandon-Baker@fwo.gov.au, by post at GPO Box 9887, Melbourne VIC 3001, or in person at Level 12, 414 La Trobe Street, Melbourne VIC 3000 by 5.00pm AEDT on Friday 31 January 2025.
This Notice seeks the production of original records or documents, or if the original is not available, a copy or duplicate of the record or document.
You may be liable to a civil remedy under the FW Act for giving false or misleading information or producing false or misleading documents. It is also a serious offence under the Criminal Code (Cth).
Failure to comply with this Notice, without reasonable excuse, is a contravention of subsection 712(3) of the FW Act and may attract a maximum penalty of $495,000 for companies that are not small business employers (with 15 or more employees), $99,000 for companies that are small business employers (with less than 15 employees) or $19,800 in respect of an individual.
(b) anything on which there are marks, figures, symbols or perforations having a meaning for persons qualified to interpret them;
(c) anything from which sounds, images or writings can be reproduced; and
Should you require further information or wish to discuss this Notice, please contact me on (07) 3404 4714,
or by email at Will.Brandon-Baker@fwo.gov.au. Please quote the reference number MAT-25657-LSML
Construction, Forestry and Maritime Employees Union
Brandon-Baker [2025] FCA 277
(1982) 57 FLR 368
(2007) 240 ALR 135
(2004) 140 FCR 192