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[2016] ACAT 88
ACT Civil and Administrative Tribunal
2016-08-08
Commissioner For, Member Robinson, Member Daniel
Original judgment source is linked above.
I encourage you to attend Canberra Community Law (formerly Welfare Rights and Legal Centre) to seek legal advice.
Ms Gould: Did they explain anything about the documents? --- They didn't explain and I didn't worry about it.
Did they tell you anything about the Tribunal hearing? --- No. They just told me that the paperwork was to do with the Tribunal.
Okay, so you knew there was a tribunal hearing? --- I didn't know there was a tribunal hearing.
What did you think the paperwork was? --- I knew it was paperwork to do with the tribunal but I didn't read it and I still haven't read it to this day.[5]
[CCL] would need to review a copy of her documents before we could consider representation.
The advisor also notes that the phone cut out at this stage and she could then not get back through to Ms Krutsky's phone. The advisor seemed to be unaware that Ms Krutsky had in fact already provided documents to CCL including directions stating that the matter had in fact been listed for a substantive hearing.
...was answered by a lady on the phone. I'm not sure 100 per cent by names or anything but I think she was front reception. I told her that we were going to be needing legal representation. I told her that we were going through the tribunal. I told her why. I told her that we had been through the tribunal previously and that we used this branch previously before they were renamed I believe. She then told me that because of the changes that there would be a good chance that they wouldn't be able to represent me but they should be able to give advice. I got pretty upset at that at the time because I could not see how you couldn't like represent a family in need, I suppose, when you're there to do that. At that point they hadn't explained to me why they couldn't so I just left it.
The second time I called back, I'm not sure whether it was a week or maybe two later, I thought maybe, just by some chance, after I'd talked to Legal Aid, that I might be able to get someone to help and they still said that they wouldn't be able to represent, only to give advice so I left it.[7]
We called Welfare Rights and Legal Centre but they had changed to Canberra Community Law. They said that they could no longer help us. They could only offer advice and I said that I'd probably have to represent myself and could I get some advice on how to even go about representing myself in the case and they said that they could probably do that but like you said, we didn't get a call back. We tried to call them back again. We were told that we wouldn't be able to be helped and then my partner spoke to them the other day, after we got the notice, the warrant to actually leave, and we realised that we had two days to leave and then we were helped.[9]
we encourage you to attend the ACT Civil and Administrative Tribunal (ACAT) on that date (5 April at 9.30am).
MR PHILLIPSON: So you chose to read the witness statements; is that correct?---Yes.
But you didn't choose to read any of the other documents that were sent to you?---No.
You chose not to?---No, it's not that I chose not to. It's that I understood what the witnesses were doing. I understood what that was about. I'm not going to just sit there and read what I don't understand because that's just useless to understand.
SENIOR MEMBER ROBINSON: So what did you think the witness statements were for?
What did you think the witness statements were for?---The witness statements are their versions of what they think I've done.
And why do you think they were given to you?---To read.
(i) the order was made after hearing an application in the absence of a party; or
_In exercising its functions under this Act, the tribunal must - _
(a) ensure the procedures of the tribunal are as simple, quick, inexpensive and informal as is consistent with achieving justice; and
(b) observe natural justice and procedural fairness.
It is a principle of justice that a decision-maker, at least one exercising public power, must ordinarily afford a person whose interests may be adversely affected by a decision an opportunity to present material information and submissions relevant to such a decision before it is made. The principle lies deep in the common law. It has long been expressed as one of the maxims which the common law observes as "an indispensable requirement of justice" Re Brook and Delcomyn [1864] EngR 418; (1864) 16 CB (NS) 403 at 416 per Erle CJ [1864] EngR 418; [143 ER 1184 at 1190]. The maxim is audi alteram partem, audiatur et altera pars. See Broom, A Selection of Legal Maxims, 10th ed (1939) at 65; cf Cameron v Cole [1944] HCA 5; (1944) 68 CLR 571 at 589; The Commissioner of Police v Tanos [1958] HCA 6; (1958) 98 CLR 383 at 395-396. It is a rule of natural justice or "procedural fairness" Kioa v West [1985] HCA 81; (1985) 159 CLR 550 at 583. It will usually be imputed into statutes creating courts and adjudicative tribunals ... [18]
... Sometimes, through stubbornness, confusion, misunderstanding, fear or other emotions, a party may not take advantage of the opportunity to be heard, although such opportunity is provided. Affording the opportunity is all that the law and principle require.
Decision-makers, including the courts, cannot generally force people to protect their own rights, to adduce evidence or other materials, to present submissions or to act rationally in their own best interests. This consideration may be especially relevant in relation to the Family Court where emotions, often engendered by the highly personal issues involved, can sometimes cloud rational thought.
Nor are courts obliged to delay proceedings indefinitely because one party, although proved to be on notice of the proceedings, refuses or fails to appear in person or to be represented by a lawyer or some other individual permitted to speak for them who can explain the need for an adjournment. The rights of other parties are commonly involved. In the Family Court, the rights of non-parties (especially children) may be affected. Additionally (as this Court has itself accepted), the rights of the public in the efficient discharge by courts of their functions must be weighed against unreasonable delay in concluding litigation. [19]
If no reasonable explanation is given for the default, it is not an injustice to deny the party in default a second opportunity to be heard. That opportunity is taken to have been waived or forfeited. Nowadays, the consideration of the reasonableness of an explanation will take into account the legitimate interests of any other party affected by the court's order (including any innocent third parties) as well as the general public. The interests at stake include a general respect for the finality of judicial orders and for the efficient management of judicial proceedings that is consistent with their fundamental objectives, including the attainment of justice.
Similarly, there will be no miscarriage of justice if the party affected by the impugned order cannot demonstrate an arguable case that reopening the matter might reasonably produce a materially different result which is more favourable to that party. If the process by which that order is made is flawed, but it is not shown that the outcome might reasonably be materially different, the party offended by the process may be upset by a sense of procedural injustice. However, upon analysis, that feeling will not find reflection in the ultimate disposition of the rights and duties of the parties with which the law is finally concerned. Correction concentrates on any supposed error in the ultimate judicial orders and not exclusively on the procedures leading to, or reasons given for, those orders_._
The first test is, is there a good reason why the applicant did not turn up at the original hearing? And secondly, if that is the case, is there then a reasonable case? Does the applicant actually have a reasonable case which indicates the matter should be set aside and the case be heard?
It is a two-pronged test. Both are needed to succeed. [20]
The consideration which informs the power conferred by s 79A of the Act is that the court be satisfied that there was "a miscarriage of justice". And whether exercising inherent power or a power of the kind conferred by s 79A of the Act, a court will, ordinarily, be satisfied that there has been a miscarriage of justice if a person has suffered an adverse order in circumstances where his or her failure to appear is adequately explained unless it also appears that no different result would be reached on a rehearing or that a rehearing would work an irremediable injustice to the other side. In this last regard, it should be noted that injustice will often be capable of remedy by the imposition of terms as to costs. However, where, as here, orders have been carried into effect, injustice may not be capable of remedy except on terms that those orders stand and that the matter be reopened only to a limited extent.
It is important to note that the factors potentially relevant to the exercise of discretion under paragraph 56(c)(i) should not be considered as limited to the two factors identified by the parties in this matter. Paragraph 56(c)(i) provides a power that is available to the Tribunal across a multiplicity of jurisdictions, and factors such as the nature of the jurisdiction and decision; whether the requirements of natural justice have been met; the length of time which has passed; reliance upon the decision by the respondent and third parties; whether an order for costs could address the disadvantage suffered by the other party; and other matters may be relevant in appropriate cases.
**Did the respondents have a "reasonable explanation" for non attendance?
the evidence from the respondents indicated that although they knew legal proceedings were on foot, they did not feel equipped to access the Tribunal unrepresented.
The respondents' claim that they felt they were incapable of prosecuting their own defence
...based on their current life experiences it was both of their understanding that the correct thing to do in the circumstances was to obtain legal representation. Rightly or wrongly, it was the belief of the respondents that it would be futile to try to self-represent in Tribunal proceedings. Rightly or wrongly, it was the respondent's subjective belief that they were no capable of prosecuting their own defence.
MS GOULD: Okay. So did you think these were important documents?**---**Yes, I did. Obviously I did. I still do think they're important. I just knew that I didn't have any representation or anything. I didn't understand that I could just call the tribunal and say, "I can't make it" or I suppose I might have had a thought cross my mind to be worried that if I came in here with nobody and then still got kicked out then I'd just have to take it.
... I understand that, you know, the tribunal would think or feel that we have wasted its time and we have wasted its resources and it's gone on without us. We should have been here. I accept that we should have been here but, yes, I don't know. I don't know what I would have said if I'd come here. I don't know whether I would have said the right things or like now, I get emotional and it's not the best way to, you know, to put a case forward.
MS GOULD: So you were putting all your eggs in the basket of having a lawyer; is that right?---Pretty much, yes.
The respondents' explanation must be viewed in light of their previous court experience
The proceedings were complicated and the respondents confused
The respondents were unaware that they could contact the tribunal
Would the respondents' attendance have made a difference?
[1] Transcript of proceedings 2 June 2016, page 33, line 25
[2] Transcript of proceedings 2 June 2016 page 49, lines 1-3
[3] Transcript of proceedings 2 June 2016 page 29, lines 11-12
[4] Transcript of proceedings 2 June 2016, page 29, lines 1-5
[5] Transcript of proceedings 2 June 2016, page 28, lines 33-37
[6] Respondent's submissions dated 3 June 2016
[7] Transcript of proceedings 2 June 2016, page 32 at line 33 to page 33 at line 4
[8] Transcript of proceedings 2 June 2016, page 33 at lines 4-6
[9] Transcript of proceedings 2 June 2016, page 43 at lines 10-20
[10] Transcript of proceedings 2 June 2016, page 33 at line 44
[11] Transcript of proceedings 2 June 2016, page 42 line 44 to page 43 line 1.
[12] Transcript of proceedings 2 June 2016, page 27, lines 23-25; page 34, lines 5-6; page 43, line 12
[13] Transcript of proceedings 2 June 2016, page 34, lines 42-44.
[14] Transcript of proceedings 2 June 2016, page 35, lines 1-20
[15] Transcript of proceedings 2 June 2016, page 35, lines 33-34
[16] Transcript of proceedings 2 June 2016 page 42, lines 34-35
[17] SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs [2006] HCA 63; (2006) 228 CLR 152 at [25]
[21] At [28] per Gaudron, McHugh, Gummow and Hayne JJ
[22] See: Davies v Pagett [1986] FCA 186; (1986) 10 FCR 226; Ezekiel-Hart v Law Society [2012] ACTSC 103 at [29]
[25] Dietrich v the Queen (1992) 177 CLR 202
[26] Section 21 of the Human Rights Act 2004
[29] (1975) 1 EHRR 524 at [28]-[36]
[30] European Convention on Human Rights (ECHR)
[31] See: The Right to a Fair Hearing and Access to Justice: Australia's Obligations; submission to the Senate Legal and Constitutional Affairs Committee inquiry into Australia's Judicial System, the Role of Judges and Access to Justice (6 March 2009) at [36] to [49]
[32] Kang v R&D Regional Constructions Pty Ltd (2013) ACAT 24; Day And Munday Trading As Gone Postal & Proactive Airconditioning Pty Ltd [2013] ACAT 40 at [18-19]
[34] See discussion in Elringtons Pty Ltd v Dee (Civil Dispute) [2016] ACAT 87 at [14] to [25].
[35] See: Legal Practitioner v The Council of the Law Society of the ACT [2011] ACTSC 207 per Refshauge J; cited in B & T Constructions (ACT) Pty Ltd v Construction Occupations Registrar and Anor [2013] ACTSC 219 at [11] per Burns J
COMMISSIONER FOR SOCIAL HOUSING
HUTCHINGS & GOTTSCHALK-KRUTSKY [2016] ACAT 88
Legislation cited: ACT Civil and Administrative Tribunal 2008 ss 7, 44, 56, 58, 79, 82
Residential Tenancies Act 1997 ss 51, 57
Subordinate
Legislation: ACT Civil and Administrative Tribunal Procedure Rules 2009 (No.2) r 45
Cases cited: Allesch v Maunz [2000] HCA 40
Commonwealth of Australia v Davies Samuel Pty Ltd (No 3) [2008] ACTSC 76
Day And Munday Trading As Gone Postal & Proactive Airconditioning Pty Ltd [2013] ACAT 40
Commissioner for Social Housing v Pesi [2012] ACAT 38
Davies v Pagett [1986] FCA 186; (1986) 10 FCR 226
De Flumeri v Canberra Discount Chemicals Pty Ltd and Anor [2016] ACAT 50
Dietrich v the Queen (1992) 177 CLR 202
Ezekiel-Hart v Law Society [2012] ACTSC 103
Golder v United Kingdom (1975) 1 EHRR 524
Kang v R&D Regional Constructions Pty Ltd [2013] ACAT 24
Legal Practitioner v The Council of the Law Society of the ACT [2011] ACTSC 207
SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs [2006] HCA 63; (2006) 228 CLR 152
Thornthwaite v Commissioner for Social Housing [2012] ACAT 11
List of
Texts/Papers cited: The Right to a Fair Hearing and Access to Justice: Australia's Obligations; submission to the Senate Legal and Constitutional Affairs Committee inquiry into Australia's Judicial System, the Role of Judges and Access to Justice (6 March 2009)
(1986) 10 FCR 226
(1992) 177 CLR 202
(2006) 228 CLR 152
(1944) 68 CLR 571
(1958) 98 CLR 383
(1985) 159 CLR 550