austlii:nsw/NSWPIC/2025/390
General information, not legal advice.
NSWPIC
2025-08-08
Original judgment source is linked above.
Dr Brian Hsu is, at the present time, reasonably necessary as a result of the injury on
A brief statement is attached setting out the Commission's reasons for the determination.
7 September 2023. Liability for the injury was accepted by the respondent's insurer. 2. On 2 July 2024, orthopaedic surgeon, Dr Brian Hsu wrote to the insurer requesting approval for the applicant to undergo a two stage L5-S1 Anterior Lumbar Interbody Fusion and L5-S1 Posterior Decompression and Fusion surgery. 3. Liability for the surgery was disputed in a notice issued pursuant to s 78 of the Workplace Injury Management and Workers Compensation Act 1998 (the 1998 Act) on
15 November 2024. That decision was maintained following internal review on 7 May 2025. 4. The applicant commenced the current proceedings in the Personal Injury Commission (Commission) on 23 May 2025. The applicant seeks compensation under s 60 of the Workers Compensation Act 1987 (the 1987 Act) for the costs of and incidental to the proposed surgery.
(a) whether the proposed surgery is reasonably necessary as a result of the injury.
PROCEDURE BEFORE THE PERSONAL INJURY COMMISSION
(a) Application to Resolve a Dispute and attached documents, and
(b) Reply and all attachments.
"Thank you for seeing Andrew Clarke, aged 50 yrs, Warehouse storeperson/relief truck driver, for review of his persisting injury separating heavy aluminium at work on 7 Sept 2023, and ongoing management lower back pain since recommendations. Bilateral L5 pars defects. Lower back pain with intermittent referral Rt leg to ankle and Lt leg to above knees. He has had regular physio with initial improvement, however this has plateaued more recently."
"Mr Clarke is a very pleasant 51 year old gentleman who has been experiencing significant back pain and right leg pain. Back pain is mainly in the lower lumbar region slightly to the right side. He has been experiencing back pain after work related injury from September 2023. His non-operative treatment has included bed rest, pool therapy, physiotherapy, medication and hot packs. Back pain is rated 7/10 in severity and leg pain is 6/10 in severity."
"Mr Clarke has trialled a lumbar injection which did not provide him with any relief, and he continues to experience significant symptoms. Surgery is now reasonably necessary."
imaging - CT lumbar spine, MRI L spine - 22/ 1 /2024
ortho 10/3, psychologist 24/2/2024, psychiatrist 13/3, independant medical assessment 19/3
awaiting otrthopaedic specialist correspondance - ? planning surgery - has follow up review 29/6
- awaiting spinal fusion surgery/vascular surgeon part of surgery team"
8 December 2024 and 12 January 2025. Dr Hsu summarised those consultations as follows:
"Mr Clarke reported significant back and leg pain from lumbar intervertebral disc disease. He underwent an L5-S1 epidural steroid injection which only gave him short-term relief and I have recommended surgical intervention in the form of an L5-S1 anterior and posterior fusion."
"I disagree with Dr Smith's opinion that the structural variation at L5-S1 is not producing any symptoms. Mr Clarke reports significant back and leg symptoms as a result of the intervertebral disc pathology."
Dr Smith noted that the report of an MRI was not available although he was able to see MRI images undertaken on 22 January 2024, described as follows:
"I was able to see an MRI image of his lumbar spine undertaken on 22 January 2024. There is a slight reduction in the lumbar lordosis. There is disc height loss at L5-S1, with a small annular bulge. There is minimal forward slipping of L5 on S1. All the disc spaces are somewhat narrow and dehydrated. The best preserved disc is at L4-5. The endplates undulate. There is facet joint arthritis at every level. There is some mild narrowing of the outlet canal at L5-S1."
"The diagnosis is aggravation to lumbar degenerative disease. In my opinion, the spondylolisthesis and pars defects at L5-S1 are not the cause of any symptoms."
"The pars defects in L5 bilaterally and the subsequent spondylolisthesis are familial inherited and long predate 2023. They are not responsible, in my opinion, for any symptoms."
"In my opinion, he has not been adequately treated nonoperatively. In my opinion, an operation is not indicated. He has had an epidural injection. That is unlikely to produce any worthwhile benefits, and it did not.
Disregarding his treatment to date, he should have had manipulative physiotherapy and traction three times a week, for two to three weeks, augmented with an effective anti-inflammatory medication. Voltaren works better than anything else. 90% of the population can take this medication without side effects. He would have required 1 mg per kilogram twice a day, for three or four weeks, beginning with physiotherapy.
Injections into the facet joints on the symptomatic side at L4-5 and L5-S1 would be the appropriate guided injections. 90 to 95% of all low back problems emanate from pathology at L4-5 and L5-S1, no matter what the x-rays look like. Such guided injections have some 7 chances out of 10 of providing worthwhile benefit.
In my opinion, there is a very good chance he could return to normal work if he were appropriately treated nonoperatively."
"The operation of anterior spinal fusion dates back to 1928/1930. There was a paper published by Percival in the Annals of Surgery in 1930, outlining an L5- S1 anterior body fusion on the 26- year-old man with a spondylolisthesis at L5- S1. The operation performed along the lines recommended by Percival has the effect that 95% of the time, fusion can be seen to occur in follow-up x-rays. In his age group, one would do L4-5 and L5-S1. It is not necessary to do a posterior procedure. The advent of cages and the non-removal of the endplates has led to a significant increment of non-union in anterior interbody fusion."
"An alternative surgical method is to fuse L4-5 and L5-S1 with a posterolateral approach, with pedicle screw fixation, taking autogenous bone graft. That method of treatment has a 10% failure rate."
"I refer to my letter of 6 August 2024. In my opinion, the pathology seen at L5-S1 is a structural variation, and dates back years, and is not producing any symptoms. No operation is required on his lumbar spine. He might have lumbar degenerative disease. That occurs with or without pars defects, and with or without spondylolisthesis. Symptoms from lumbar degenerative disease generally emanate from pathology at L4-5 and L5-S1 in combination. Injecting the facet joints at L4-5 and L5-S1 on the painful side would be an appropriate treatment. Operation is not appropriate."
"It is my opinion that the structural variation at L5-S1 is not producing any symptoms. There is, in my opinion, no indication to do an operation on L5-S1."
"(1) If, as a result of an injury received by a worker, it is reasonably necessary that:
(a) any medical or related treatment (other than domestic assistance) be given, or
(d) any workplace rehabilitation service be provided,
the worker's employer is liable to pay, in addition to any other compensation under this Act, the cost of that treatment or service and the related travel expenses specified in subsection (2)."
"Treatment, in the medical or therapeutic context, relates to the management of disease, illness or injury by the provision of medication, surgery or other medical service designed to arrest or abate the progress of the condition or to alleviate, cure or remedy the condition. It is the provision of such services for the purpose of limiting the deleterious effects of a condition and restoring health. If the particular 'treatment' cannot, in reason, be found to have that purpose or be competent to achieve that purpose, then it is certainly not reasonable treatment of the condition and is really not treatment at all. In that sense, an employer can only be liable for the cost of reasonable treatment."
"In the context of s 60, the relevant matters, according to the criteria of reasonableness, include, but are not necessarily limited to, the matters noted by Burke CCJ at point (5) in Rose (see [76] above), namely:
(a) the appropriateness of the particular treatment;
(b) the availability of alternative treatment, and its potential effectiveness;
(c) the cost of the treatment;
(d) the actual or potential effectiveness of the treatment, and
(e) the acceptance by medical experts of the treatment as being appropriate and likely to be effective.
With respect to point (d), it should be noted that while the effectiveness of the treatment is relevant to whether the treatment was reasonably necessary, it is certainly not determinative. The evidence may show that the same outcome could be achieved by a different treatment, but at a much lower cost. Similarly, bearing in mind that all treatment, especially surgery, carries a risk of a less than ideal result, a poor outcome does not necessarily mean that the treatment was not reasonably necessary. As always, each case will depend on its facts.
While the above matters are 'useful heads for consideration', the 'essential question remains whether the treatment was reasonably necessary' (Margaroff v Cordon Bleu Cookware Pty Ltd [1997] NSWCC 13; (1997) 15 NSWCCR 204 at 208C). Thus, it is not simply a matter of asking, as was suggested in Bartolo, is it better that the worker have the treatment or not. As noted by French CJ and Gummow J at [58] in Spencer v Commonwealth of Australia [2010] HCA 28, when dealing with how the expression 'no reasonable prospect' should be understood, '[n]o paraphrase of the expression can be adopted as a sufficient explanation of its operation, let alone definition of its content'."[4]
7 September 2023 with intermittent referred pain into both legs. The applicant had initially improved with physiotherapy although this had plateaued. Dr Fernando attached the CT scan and noted the presence of bilateral L5 pars defects. 9. Dr Hsu saw the applicant on 27 January 2024 and his clinical note of that consultation also referred to significant back pain and right leg pain since the injury in September 2023. Dr Hsu said he had seen the MRI scans which demonstrated intervertebral disc disease with mild to moderate loss of disc height and foraminal narrowing. No indication was given as to the particular levels affected. At that stage, Dr Hsu recommended that a bone scan be performed to better delineate the pathology. As noted above, the bone scan did not appear to demonstrate any relevant findings. 10. In the materials before the Commission there are no other clinical records or correspondence from Dr Hsu until the request for approval for a two-part surgery at L5-S1, apparently with the involvement of a vascular surgeon, Dr Theivendran, on 2 July 2024. 11. It is evident that the applicant did return to see Dr Hsu on three further occasions before the recommendation for surgery was given and on a number of subsequent occasions. What was discussed in those consultations, including Dr Hsu's view as to the symptomatic pathology, and any recommendations for non-operative treatment, is simply unknown. 12. In a report for the insurer on 29 October 2024, Dr Hsu said the applicant had undergone a lumbar injection which did not provide him with any relief. That injection was further described in the report for the applicant's solicitor dated 23 April 2025. On that occasion,
Dr Hsu said that the applicant underwent an L5-S1 epidural steroid injection which provided short-term relief. 13. Dr Hsu's responses suggest that the surgery was recommended after the epidural injection. As the parties have noted, however, there is some inconsistency in the reporting as to the effect of the epidural injection. Dr Smith commented that that an epidural injection was unlikely to produce any benefits and did not. 14. As the respondent's submissions observe, there are significant gaps in the applicant's evidence. 15. It remains unclear what Dr Hsu's opinion is as to the nature of the work injury and the pathology involved. No reasoned response has been given to Dr Smith's opinion that the pars defects and spondylolisthesis at L5-S1 pre-dated the injury and were not producing symptoms. Dr Hsu has simply expressed disagreement with that view without explaining why. The radiological investigations do show other pathology at L5-S1 but also at every other level of the lumbar spine. It is clear that the surgery proposed by Dr Hsu is directed at L5-S1, however, there is simply no explanation as to why surgery at that level has been proposed or how the surgery relates to the particular work injury on 7 September 2023. 16. Doubt has also been cast on the appropriateness of the particular surgical procedure proposed by Dr Hsu. Dr Hsu has sought approval for a two-stage anterior and posterior procedure, with the apparent involvement of a vascular surgeon during the anterior stage. Dr Smith has suggested that the posterior procedure was not necessary. Dr Smith also suggested that a procedure at both L4-5 and L5-S1 and a posterolateral approach could be considered. No response to those opinions is before the Commission, nor has there been any explanation or justification for the particular procedure recommended. 17. Dr Smith's primary position is that the applicant has not undergone appropriate non-operative treatment. I am prepared to accept on the limited material before me that the applicant has attempted a range of conservative treatment modalities. According to Dr Hsu's initial clinical note, this included bedrest, pool therapy, physiotherapy, medication and hot packs. There is also reference in the materials to exercise physiology and psychological treatment. There is, however, no evidence with regard to the nature, extent or duration of the trials of these treatments or their effects. 18. There is some indication in the referral from Dr Fernando that there was initial improvement with regular physiotherapy although this had plateaued. The applicant had at some point been certified fit to return to suitable duties at work although this appears to have been curtailed due to the onset of psychological symptoms. 19. Dr Smith has recommended some specific non-operative treatments, including facet joint injections at L4-5 and L5-S1. Dr Smith also recommended the use of anti-inflammatory medications such as Voltaren and intensive manipulative physiotherapy and traction. No response to those recommendations has been provided. 20. It is the applicant's onus to establish on the balance of probabilities that the surgical procedure proposed is reasonably necessary as a result of the work injury. The cases referred to above require the Commission to consider matters such as the appropriateness of the particular treatment, the availability of alternative treatments and their potential effectiveness, the actual or potential effectiveness of the particular treatment proposed, the views of other medical experts and the cost of the treatment. 21. On the evidence that has been presented to the Commission in these proceedings, I am not satisfied, at the current time, that the particular procedure proposed by Dr Hsu is an appropriate form of treatment for the applicant's work injury. There appear to be alternative, potentially effective and less costly treatments available. It remains unclear what the potential effectiveness of the treatment proposed would be. The only expert opinion before the Commission, other than Dr Hsu's, suggests that the treatment proposed is not appropriate. Other than Dr Hsu's bare assertion that the surgery is appropriate, Dr Smith's opinions are largely unchallenged. 22. For all the reasons above, I am not satisfied that the applicant has discharged his onus. I am not satisfied that the surgery proposed by Dr Hsu is, at the present time, reasonably necessary as a result of the injury on 7 September 2023.
[2] [1986] NSWCC 2; (1986) 2 NSWCCR 32 (Rose).
Clarke
Great Lakes Glass & Aluminium Pty Ltd [2025] NSWPIC 390;
(1986) 2 NSWCCR 32
(1997) 15 NSWCCR 204