[2024] QCAT 329
General information, not legal advice.
Queensland Civil and Administrative Tribunal
2024-08-23
Original judgment source is linked above.
ADMINISTRATIVE LAW - ADMINISTRATIVE TRIBUNALS - QUEENSLAND CIVIL AND ADMINISTRATIVE TRIBUNAL - general administrative review - where applicant made complaint about alleged defective residential building work - where Queensland Building and Construction Commission ('QBCC') decided not to give a direction to rectify to the builder - where applicant sought internal review of decision - where QBCC confirmed decision - where applicant applied to the Tribunal for external review of that decision - where application to review filed more than 6 years and 6 months after completion of the building work - whether Tribunal had jurisdiction to review the decision - where Appeal Tribunal previously found that the Tribunal had no jurisdiction to review in analogous circumstances - whether Tribunal sitting at first instance is bound by the Appeal Tribunal decision
Acts Interpretation Act 1954 (Qld), s 38
Agius v Queensland Building and Construction Commission & anor [2023] QCATA 145
Barry & Anor v Queensland Building and Construction Commission [2015] QSC 50
Body Corporate for Parkside Bulimba CTS46539 v Queensland Building and Construction Commission and De Luca Corporation Pty Ltd [2023] QCAT 139
Frugtniet v Australian Securities and Investments Commission [2019] HCA 16; (2019) 266 CLR 250
Garlett v Western Australia (2022) 404 ALR 182, [2022] HCA 30
Gedeon v Commissioner of the New South Wales Crime Commission [2008] HCA 43; (2008) 236 CLR 120
Interlink Developments Pty Ltd v Queensland Building and Construction Commission [2020] QCAT 480
Jorg & Anor v Queensland Building and Construction Commission [2021] QCATA 134
McNab Constructions Australia Pty Ltd v Queensland Building Services Authority [2013] QSC 57
Murphy v Queensland Building and Construction Commission [2024] QCATA 27
Powell & Anor v Queensland University of Technology & Anor [2017] QCA 200; [2018] 2 Qd R 234
Queensland Building and Construction Commission & Anor v Groupline Constructions Pty Ltd [2020] QCA 245
Rosecove Pty Ltd v Queensland Building and Construction Commission & Anor [2023] QCAT 101
TAJ (costs) [2023] QCAT 133
Tanna v Queensland Building and Construction Commission [2023] QCATA 81
Vunilagi v R (2023) 411 ALR 224, [2023] HCA 24
Does the Tribunal have jurisdiction to review the Review Decision?
A direction to rectify or remedy cannot be given more than 6 years and 6 months after the building work to which the direction relates was completed or left in an incomplete state unless the tribunal is satisfied, on application by the commission, that there is in the circumstances of a particular case sufficient reason for extending the time for giving the direction and extends the time accordingly.
(b) the renovation, alteration, extension, improvement or repair of a building; or
(c) the provision of lighting, heating, ventilation, air conditioning, water supply, sewerage or drainage in connection with a building; or
(e) any site work (including the construction of retaining structures) related to work of a kind referred to above; or
(f) the preparation of plans or specifications for the performance of building work; or
(fa) contract administration carried out by a person in relation to the construction of a building designed by the person; or
(h) carrying out site testing and classification in preparation for the erection or construction of a building on the site; or
(i) carrying out a completed building inspection; or
(j) the inspection or investigation of a building, and the provision of advice or a report, for the following -
but does not include work of a kind excluded by regulation from the ambit of this definition.
We have now completed your new dwelling at [Roma] - Turf is going down today - please see photo's [sic] attached.
(a) the word 'relates' is a word 'of broad import' and the use of the word 'does nothing more than simply identify the whole of the building work that is to be completed';[9]
(b) 'the ordinary meaning of the word 'completed' involves an element of finality and an identifiable end point from which the time limit begins';[10]
(c) in applying the statutory definition of 'building work', the starting point should be the relevant building contract.[11]
(a) the 'works' were described as:[12]
(b) 'Practical completion' was defined to mean the stage when the works:[13]
(a) have been completed in accordance with this contract and all relevant statutory requirements apart from minor defects or minor omissions; and
(b) are reasonably suitable for habitation.
(a) the definition of 'building work' in the QBCC Act includes 'the erection or construction of a building' and 'any site work (including the construction of retaining structures) related to work of a kind referred to above';[14]
(b) the 'works' under the contract constitute the relevant 'building work' for the purposes of s 72A(4) of the QBCC Act;
(c) as noted above, the definition of 'practical completion' refers to the stage when the 'works' (as defined in the contract) have been completed in accordance with the contract and all relevant statutory requirements (apart from minor defects for minor omissions);
(d) both the statement in the email that 'We have now completed your new dwelling ...' (underlining added) and the statement in the Notice that the works reached practical completion on 23 April 2015 comprise prima facie evidence that the 'works' reached practical completion on that date;
(e) in my view, the issue of the Form 21 does not, without more:
(i) establish that all of the building work under the contract was completed as at the date of issue;
(ii) counter the prima facie evidence that the 'works' reached practical completion on 23 April 2015;
(f) there is no evidence which contradicts the prima facie evidence that the 'works' reached practical completion on that date.[15]
Calculation of 6 years and 6 months from the date on which the work was completed
(1) If a period beginning on a given day, act or event is provided or allowed for a purpose by an Act, the period is to be calculated by excluding the day, or the day of the act or event, and -
(a) if the period is expressed to be a specified number of clear days or at least a specified number of days - by excluding the day on which the purpose is to be fulfilled; and
(b) in any other case - by including the day on which the purpose is to be fulfilled.
(2) If the time, or last day of a period, calculated forwards that is provided or allowed by an Act for doing anything falls on an excluded day, the time, or last day, is taken to fall on the next day later that is not an excluded day.
(3) If the time, or earliest day of a period, calculated backwards that is provided or allowed by an Act for doing anything falls on an excluded day, the time, or earliest day, is taken to fall on the next day earlier that is not an excluded day.
(4) If no time is provided or allowed for doing anything, the thing is to be done as soon as possible, and as often as the relevant occasion happens.
(a) for filing or registering a document - means a day on which the office is closed where the filing or registration must or may be done; or
(b) otherwise - means a day that is not a business day in the place in which the thing must or may be done.
The operative event to enliven the Tribunal's jurisdiction
(a) the contracted building work was completed on 12 July 2012;[17]
(b) the relevant limitation period for the purposes of s 72A(4) expired on 14 January 2019 (factoring in an 'excluded day');[18]
(c) the two reviewable decisions in issue were made within the 6 years and 6 months period prescribed by s 72A(4) of the QBCC Act;[19]
(d) the two applications to review were filed outside the 6 years and 6 months period;[20]
(e) no application for an extension of time under s 72A(4) was made by the QBCC.[21]
[40] The Jorgs say that the tribunal failed to take into consideration a number of relevant matters. The sole ground of the application to dismiss relied upon by the QBCC was that the applications to review the reviewable decisions had been filed more than 6 years and 6 months after the building works had been completed and that, absent an application by the commission, the applications must fail. The grounds of appeal relied upon by the Jorgs relating to the failure by the tribunal to take into account relevant considerations might arguably be relevant to the exercise of a discretion by the tribunal if there was, in fact, a discretion to be exercised. But there was not. As we have explained earlier in these reasons, the relevant period for the purposes of s 72A(4) of the QBCC had passed at the time the Jorgs filed in the tribunal the applications to review. There can be no extension of time under s 72A(4) unless the commission applies for such an extension and even then the tribunal must be satisfied that there is, in the circumstances of the case, sufficient reason for extending time. No such application was made by the commission in the present case. Once the learned member, correctly in our view, found that the applications had been filed outside the time limit imposed by s 72A(4), and in the absence of an application by the commission to extend the time limit, the Jorgs' applications had no prospects of success. The matters referred to by the Jorgs in their grounds of appeal were not relevant to the determination of the application to dismiss.
[41] The final ground of appeal relates to what the Jorgs say was the failure by the learned member to exercise the discretion conferred by s 24(2)(b) of the QCAT Act.
[42] In a proceeding for a review of a reviewable decision the tribunal may, inter alia, confirm or amend the decision or set aside the decision and substitute its own decision. Subject to any contrary order of the tribunal, the decision takes effect from when the reviewable decision takes or took effect.
[43] Section 24(1) of the QCAT Act begins with the words 'In a proceeding for a review of a reviewable decision...'. The section assumes that the tribunal has jurisdiction in a particular review proceeding. The jurisdiction of a court, or in this case a tribunal, is not to be confused with its powers. Where, as here, an application to review a decision not to issue a direction to rectify is not filed within 6 years and 6 months of the completion of the building work and where, as here, there is no application by the commission to extend the time limit, the tribunal has no jurisdiction to review the decision. Section 24(2)(b) cannot be relied upon to create a jurisdiction that does not exist.
[38] When the tribunal is acting in an administrative capacity it is probably unnecessary and inappropriate for the doctrine of precedent to apply. For example, in DVL v Director General, Department of Justice and Attorney General [2022] QCAT 33, [76], when reviewing a child related employment decision, where the tribunal was to reach the correct and preferable decision applying the principle that the welfare and best interests of a child are paramount, Member Pennell found it to be inappropriate to be asked to follow an Appeal Tribunal decision about which charges or convictions could be considered as part of the criminal history of an applicant for a blue card.
[39] In many other types of cases heard by the tribunal, it will be acting in a judicial capacity and further, the tribunal is a court of a State within the purview of Chapter III of the Commonwealth Constitution. In such matters it may well be more appropriate for the doctrine of precedent to apply at least where the Appeal Tribunal decision is made by a judicial member, or by the deputy president or the president. However, having regard to the tribunal's internal appeal arrangements it is not obvious that the doctrine of precedent should apply where the Appeal Tribunal decision is made at a lower level.
[40] I believe that any consideration as to whether the doctrine of precedent applies to bind a member sitting at first instance in QCAT to follow an Appeal Tribunal decision would be informed by things which are not immediately obvious, but which may apply in other 'super tribunals' which have an internal appeal arrangement like QCATs.
[41] Close contact between tribunal's decision makers is encouraged by the QCAT Act which requires the tribunal to 'encourage members and adjudicators to act in a way that promotes the collegiate nature of the tribunal', and in practice the internal appeal arrangement provides a fluidity between sitting at first instance and on appeal. This helps to achieve efficiency and consistency, but it is arguable that it may weaken the authority of the Appeal Tribunal to bind members sitting at first instance.
[42] My overall conclusion is that, despite one of the objects of the tribunal being to promote and enhance the quality and consistency of tribunal decisions, until the Appeal Tribunal itself, or a higher court, expresses a view, members of the tribunal sitting at first instance are not bound by Appeal Tribunal decisions at least those made below the level of judicial member, deputy president or president.
(a) the jurisdiction conferred on the Tribunal by s 26 of the QCAT Act; and
(b) the jurisdiction conferred on the Tribunal by an enabling Act to hear and decide an appeal against a decision of another entity under that Act.
[89] Section 164 of the QCAT Act establishes the Tribunal as a court of record. This is not a mere technicality. It connotes two things. First a court of record possesses an inherent power to punish for contempt. Indeed, s 219 of the Act confers upon the Tribunal "all the protection, powers, jurisdiction and authority [of] the Supreme Court ... in relation to contempt".
[90] For present purposes, it is the second characteristic of courts of record that is significant. It is that the record of a court is conclusive evidence of what is recorded therein.
A court of record is that where the acts and judicial proceedings are enrolled in parchment for a perpetual memorial and testimony: which rolls are called the records of the court, and are of such high and supereminent authority, that their truth is not to be called in question. For it is a settled rule and maxim that nothing shall be averred against a record, nor shall any plea, or even proof, be admitted to the contrary. And if the existence of a record be denied, it shall be tried by nothing but itself ...
(1) A person may appeal to the Court of Appeal against a decision of the appeal tribunal to refuse an application for leave to appeal to the appeal tribunal.
(2) A party to an appeal under division 1 may appeal to the Court of Appeal against the following decisions of the appeal tribunal in the appeal -
(3) However, an appeal under subsection (1) or (2) may be made -
(b) only if the party has obtained the court's leave to appeal.
(a) a hierarchy is established for appeals from the Appeal Tribunal to be heard and determined by the Court of Appeal; and
(b) the Appeal Tribunal will be, in the large majority of cases, the final appeal body from decisions of the Tribunal at first instance, given the constraints imposed by s 150(3).
(1) The tribunal is to be constituted for an appeal or an application for leave to appeal, under chapter 2, part 8, division 1, by 1, 2 or 3 judicial members.
(2) If the president considers it appropriate for a particular appeal or application for leave to appeal, the president may choose 1, 2 or 3 suitably qualified members to constitute the tribunal for the appeal or application, whether or not in combination with a judicial member.
(3) Subsection (2) does not apply in relation to an appeal or an application for leave to appeal if the appeal or application relates to a decision of the tribunal as constituted by a magistrate.
(a) the doctrine applies in respect of the ratio decidendi of the Appeal Tribunal decision (the ratio decidendi being 'the binding principle of law at an appropriate level of generality that can be identified from the reasons of a majority that is sufficient for the decision')[41];
(b) the principle of law must be applicable to the facts of the case at hand; and
(c) the Member at first instance is not bound to follow the decision if there is a contrary decision of the High Court or the Queensland Court of Appeal, or if the Appeal Tribunal has elsewhere expressed a contrary principle (and the reasoning in the other Appeal Tribunal decision is preferred by the Member at first instance).
A direction to rectify cannot now be validly given
(1) In a proceeding for a review of a reviewable decision, the tribunal may -
(a) confirm or amend the decision; or
(b) set aside the decision and substitute its own decision; or
(c) set aside the decision and return the matter for reconsideration to the decision-maker for the decision, with the directions the tribunal considers appropriate.
(2) The tribunal's decision under subsection (1)(a) or (b) for a reviewable decision -
(a) is taken to be a decision of the decision-maker for the reviewable decision except for the tribunal's review jurisdiction or an appeal under part 8; and
(b) subject to any contrary order of the tribunal, has effect from when the reviewable decision takes or took effect.
Depending on the nature of the decision the subject of review, the AAT may sometimes take into account evidence that was not before the original decision-maker, including evidence of events subsequent to the original decision. But subject to any clearly expressed contrary statutory indication, the AAT may do so only if and to the extent that the evidence is relevant to the question which the original decision-maker was bound to decide; really, as if the original decision-maker were deciding the matter at the time that it is before the AAT. The AAT cannot take into account matters which were not before the original decision-maker where to do so would change the nature of the decision or, put another way, the question before the original decision-maker. As Kiefel J observed in Shi, identifying the question raised by the statute for consideration will usually determine the facts that may be taken into account in connection with the decision. The issue is one of relevance, to be determined by reference to the elements of the question necessary to be addressed in reaching a decision.
(1) This section applies if the commission is of the opinion that -
(a) building work is defective or incomplete; or
(b) consequential damage has been caused by, or as a consequence of, carrying out building work.
(2) The commission may direct the person who carried out the building work to do the following within the period stated in the direction -
(a) for building work that is defective or incomplete - rectify the building work;
(2A) The commission must make the direction no later than the end of the period prescribed by regulation.
(3) In deciding whether to give the direction, the commission may take into consideration all the circumstances it considers are reasonably relevant and, in particular, is not limited to a consideration of the terms of the contract for carrying out the building work (including the terms of any warranties included in the contract).
(4) The period stated in the direction must be the period prescribed by regulation unless the commission is satisfied that, if the direction is not required to be complied with within a shorter period -
(a) a substantial loss will be incurred by, or a significant hazard will be caused to the health or safety of, a person because of the defective or incomplete building work or consequential damage; or
(b) the defective or incomplete building work, or consequential damage, will cause a significant hazard to public safety or the environment generally.
(5) The commission is not required to give the direction if the commission is satisfied that, in the circumstances, it would be unfair to the person to give the direction.
The commission might decide not to give a direction for the rectification of building work because an owner refuses to allow a building contractor to return to the owner's home or because an owner's failure to properly maintain a home has exacerbated the extent of defective building work carried out on the home.
[4] [2021] QCATA 134 (Senior Member Brown, Member Howe).
[5] Gedeon v Commissioner of the New South Wales Crime Commission [2008] HCA 43; (2008) 236 CLR 120, [43].
[8] Namely 72(8), which was in materially the same terms as s 72A(4) save that the limitation period was then 6 years and 3 months.
[14] I reject Mr Clark's submission (Mr Clark's written submissions, [29]) that the issue of the Notice and a progress payment claim fell within the definition of 'contract administration' for the purposes of the definition of 'building work' because, as Mr Marckwald accepted in closing submissions, the Builder did not design the house. In those circumstances, subsection (fa) of the definition is not applicable.
[15] I do not consider it necessary to have regard to a Jones v Dunkel inference.
[22] The Builder's submissions, [28].
[23] [2023] QCATA 81, [99]-[102] (Member King-Scott).
[24] [2023] QCAT 139, [58] (Member King-Scott).
[25] Mr Clark's written submissions, [51](d).
[26] [2023] QCAT 133, [42].
[27] Mr Clark's written submissions, [49], [51](b).
[29] Which is governed by Division 2 of Part 1 of Chapter 2 of the QCAT Act.
[30] Which is governed by Division 3 of Part 1 of Chapter 2 of the QCAT Act.
[31] Which is governed by Division 4 of Part 1 of Chapter 2 of the QCAT Act.
[33] Section 142 appears in Division 1 of Part 8 of Chapter 2 of the QCAT Act which governs appeals to the Appeal Tribunal.
[40] Regardless of whether the Appeal Tribunal is composed of a Judicial Member or otherwise a 'suitable qualified member'.
[41] Garlett v Western Australia (2022) 404 ALR 182, [2022] HCA 30, [239] (Edelman J). See also Vunilagi v R (2023) 411 ALR 224, [2023] HCA 24, [155] (Edelman J).
[42] The observations below include addressing the decision in Interlink (see below) which was raised by Mr Marckwald in oral submissions in relation to s 72A(4).
[45] [2019] HCA 16; (2019) 266 CLR 250, [15]. See also Interlink Developments Pty Ltd v Queensland Building and Construction Commission [2020] QCAT 480, [36]-[39].
[46] See Frugtniet v Australian Securities and Investments Commission [2019] HCA 16; (2019) 266 CLR 250, [14].
[48] See [45]-[47]. A similar conclusion was reached by the Appeal Tribunal in the context of a decision by the QBCC not to give a direction to rectify: Murphy v Queensland Building and Construction Commission [2024] QCATA 27, [19] (Senior Member Brown).
[49] At, or immediately after, midnight on 25 October 2021.
[50] McNab Constructions Australia Pty Ltd v Queensland Building Services Authority [2013] QSC 57, [18] (Dalton J, as her Honour then was). See also Rosecove Pty Ltd v Queensland Building and Construction Commission & Anor [2023] QCAT 101, [16] (Senior Member Browne).
[51] Agius v Queensland Building and Construction Commission & anor [2023] QCATA 145, [25] (Senior Member Traves).
[52] Barry & Anor v Queensland Building and Construction Commission [2015] QSC 50, [18].
[53] Queensland Building and Construction Commission & Anor v Groupline Constructions Pty Ltd [2020] QCA 245, [80].
[54] And, for completeness, I note that a direction to rectify could not have been validly given at the date of filing of the Review Application.
Clark
Queensland Building and Construction Commission & Anor [2024] QCAT 329
(2019) 266 CLR 250
(2022) 404 ALR 182
(2008) 236 CLR 120
(2023) 411 ALR 224