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[2014] WASCA 112
Court of Appeal (WA)
2014-06-12
Murphy JA
Original judgment source is linked above.
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
CITATION : CITY OF KWINANA -v- LAMONT [2014] WASCA 112
Jurisdiction : SUPREME COURT OF WESTERN AUSTRALIA
Citation : LAMONT -v- TOWN OF KWINANA [2013] WASC 326
Statutory construction - Local Government (Miscellaneous Provisions) Act 1960 (WA) s 374(1) - Failure to apply for building licence - Meaning of 'alter' - Meaning of 'structure' - Whether building works altered the structure of a building - Ordinary meaning - Need to consider facts and circumstances of the particular case - Subordinate legislation impermissible aid to construction of statute
Building Regulations 1989 (WA), r 11, pt 6, sch 4
Building Regulations 2012 (WA), pt 6, sch 4
Health Act 1911 (WA), s 139
Local Government (Miscellaneous Provisions) Act 1960 (WA), s 373(4), s 374, s 374A, s 374B, s 374AA, s 374AAD, s 375, s 378, s 379, s 399(4), s 401, s 401A, s 403(4), s 404, s 408(1), s 433, pt XV
Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue [2009] HCA 41; (2009) 239 CLR 27
Federal Commissioner of Taxation v Consolidated Media Holdings Ltd [2012] HCA 55; (2012) 87 ALJR 98
Lamont v Town of Kwinana [2013] WASC 326
Project Blue Sky Inc v Australian Broadcasting Authority [1998] HCA 28; (1998) 194 CLR 355
Thiess v Collector of Customs [2014] HCA 12
W Thomas & Co Pty Ltd v The Commissioner of Taxation of the Commonwealth of Australia [1965] HCA 54; (1965) 115 CLR 58
(a) lay out for building, or commence or proceed with a building on, land in a district; or
(b) in respect of the structure of a building already erected on land in a district, amend, alter, extend, or enlarge, or commence or proceed with the amendment, alteration, extension, or enlargement of the structure of the building,
until he has caused to be submitted to the local government, and the local government has approved by the issue to the person of a building licence in the prescribed form and on payment of the prescribed fee, a copy of the specifications of, and a plan showing clearly, the building or the buildings proposed to be built, or the amendment, alteration, extension, or enlargement proposed to be made, as the case may be, and the area of land to be occupied by each building, or by the amendment, alteration, extension or enlargement of the existing buildings, as the case may be, and the position of the privies and drains and unless he complies with the conditions, if any, that are specified in the licence.
Penalty: $50 000 and in addition a daily penalty of $5 000 for each day during which the offence continues. (emphasis added)
(1) Where, in contravention of this Act, a building is being constructed, erected, adapted, amended, enlarged, added to, repaired or taken down, the local government may, by notice in writing served on the builder, order the builder to stop all work specified in the notice as being done in contravention of this Act.
...
(5) A person who -
(a) has been served with a notice under this section or knows that a notice under this section is in force; and
(b) causes or suffers work to be done in contravention of the notice,
builder means the person who is employed to build, or to execute work on, a building, or, where no person is so employed, the owner of the building. (emphasis added)
In respect of the structure of a building already erected on land within the district of the Town of Kwinana proceeded with the alteration of the structure of the building without having caused to be submitted to the Town of Kwinana and the Town having approved by the issue of a building licence in the prescribed form and on payment of the prescribed fee a copy of the specifications of and a plan showing clearly the alteration proposed to be made, contrary to Section 374(1)(b) of the Local Government (Miscellaneous Provisions) Act 1960 (RO 9637/10). (emphasis added)
(a) there was a sunken section of the roof where the roof had collapsed;
(b) the roof collapse meant that all the load from the roof had been put through to the external wall and had pushed the external wall out, with the result that the wall and the roof were not in alignment;
(c) in this regard, the southern wall had been 'pivoted out from the base so it [was not in] position';
(d) the collapse of the roof and the pushing out of the southern wall had created a major structural problem to the house, and the roof structure was 'certainly dangerous'; and
(e) the roof structure was not structurally adequate to take the complete roof load without collar ties being in place.
'[T]hat the uncontroverted evidence ... is that the building works to the roof and the southern wall of the dwelling were being carried out between 19 October 2010 and 1 December 2010, including the installation of new ridge beams, new tile batten, new struts, new collar ties, as well as new brackets, screws to the roof structure and the realignment and recladding of the southern wall (ts 9/10/12, page 8).'
Clearly the property was being altered. It was not simply a case of replacing like for like. The property was in a considerable state of disrepair and dangerous. There was a need to restore the building by altering it to its pre-damaged state, and that in my view, is within the definition of 'alter'. Here the southern wall of the building formed part of the structure of the dwelling. The southern wall was altered by it being realigned and reattached to the roof structure and by having new exterior cladding affixed to it, and that again is demonstrated by the photographs, exhibits that have been referred to (ts 23/10/12, pages 9 - 10).
The judge's reasoning in overturning the magistrate's decision
The issue however is more nuanced than simply describing the work as an 'alteration' and thus within s 374B.
It does not appear that the magistrate had the advantage of detailed submissions as to the meaning of the word 'repair' and the difference between 'repair' and 'alter'. Certainly I had no such assistance. Nevertheless, there are many authorities on the issue. The authorities establish that there is a difference between alteration and repair as legal concepts.
The error made by the magistrate was to assume that restoring a building to a pre-damaged state may be classified an alteration. In the context of the LG(MP) Act a repair is not an alteration that requires building approval [19] - [21].
The notice being an acknowledgement by the prosecution that the work was repair work, the magistrate erred in failing to consider as a matter of fact and degree whether the prosecution had established beyond reasonable doubt that the work being undertaken was an alteration requiring building approval. In the light of the First Schedule and the evidence of the Kwinana building surveyors and photographs tendered as exhibits, it could not be safely concluded beyond reasonable doubt that the works were an alteration within LG(MP) Act s 374. There is at least a reasonable doubt that the works may have been repair works not requiring a building approval [48].
(1) the judge erred in finding that it was necessary to distinguish between 'repair' and 'alteration' for the purpose of s 374(1)(b) and that he should have found that every repair to a building constitutes an alteration to a building and that where an alteration is made to the structure of a building, a building licence is required;
(2) the judge erred in finding that a repair which constitutes the restoration of a damaged building to its pre-damaged state is not an alteration of the building within the meaning of s 374(1)(b), whereas he should have found that where a repair to a building constitutes an alteration to the structure of the building, a building licence is required under s 374(1)(b); and
(3) for the purposes of s 374(1)(b), in order to determine whether the structure of the building has been altered it is necessary to compare the structure of the building immediately prior to the works carried out with the structure of the building after the works have been carried out.
In certain extreme cases of very extensive renew and replacement it could be argued that an alteration occurred (BB 23).
unauthorised building work means the erection of a building or the amendment, alteration, extension or enlargement of the structure of a building -
(a) which is carried out without the permission of the local government where that permission is required; or
(b) which is not in compliance with, or is a departure from, plans and specifications for the building that have been approved by the local government under section 374(1).
(2) The owner of a building on which unauthorised building work has been carried out may apply to the local government for the issue of a building approval certificate in respect of the unauthorised building work.
...
(4) The local government -
(a) may, if it is satisfied that the unauthorised building work substantially conforms with the requirements of this Act, issue a building approval certificate in respect of the unauthorised building work; or
(b) may refuse to issue a building approval certificate in respect of the unauthorised building work.
(5) A building approval certificate may be issued subject to such conditions as are specified in it.
(b) which is not in compliance with the approved plans and specifications;
(d) which has been carried out without permission where permission was required;
and requiring the builder or owner to 'pull down or so alter the building as to remove the cause of the objection'.
The Building Act 2011 (WA)
Now, you were aware then that the matter was taken to SAT, the State Administrative Tribunal, to try and prevent the demolition?---I am aware of that and I have attended SAT and - - -
And who was it that was a primary behind that ...? The health department are the ones that served the notice. The health department - - -
How convenient. You attended but they served it so you don't know now?---I do know because I attended - - -
If you could explain?---I attended SAT - - -
Who was the primary driver? The health department, I said that.
Who was the primary driver for - on [the elderly lady's] behalf?---You [ie, the respondent].
As her acting building surveyor?---Not that it was made mention in the hearing that we attended. It was also brought up at that SAT hearing but I believe you did not give any information as to your relationship with the owner or your relationship with the property albeit subsequent to that a caveat was found listed on the property for $10 which gave, I believe, yourself or a company the right to purchase the property off [the elderly lady] for, I believe, a value of $128,000. At that time the public - - -
...
At that time the Public Trustees were asked to intervene into the matters and affairs of [the elderly lady] because it could be proven that she was not in a state of mind to deal with financial matters and to protect her interest the Public Trustee got involved in the case and during the SAT hearing you were asked to present a number of documents to which you did not and you failed to attend the final outcome of the SAT hearing whereby the Public Trustees once again reiterated to the town - - -
...
That they would like to see the building demolished (GB 234 - 235).
(2009) 239 CLR 27
(1998) 194 CLR 355
(2012) 87 ALJR 98
(1965) 115 CLR 58