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[2008] AATA 726
Administrative Appeals Tribunal of Australia
2008-08-20
Connolly AM
Original judgment source is linked above.
DECISION AND REASONS FOR DECISION [2008] AATA 726
The reviewable decisions are set aside and substituted are the decisions to grant the Applicants Australian citizenship pursuant to subsection 13(9) of the Australian Citizenship Act 1948.
..................[sgd]............................
IMMIGRATION AND CITIZENSHIP - applications for Australian citizenship - applicants born in South Korea - applicants satisfy requirements of Australian Citizenship Act 1948 - policy guidelines advise permanent residence usual expectation - permanent residence not a condition precedent to exercise of discretion under the Australian Citizenship Act 1948 - applicants would suffer hardship or disadvantage if refused citizenship - discretion exercised in favour of applicants
Australian Citizenship Act 1948 - Sections 10, 13, 52A
Migration Regulations 1994 - Schedule 4 - Clause 4014
Khan v Minister for Immigration and Ethnic Affairs (1987) 14 ALD 291; [1987] FCA 457
Surinakova v Minister for Immigration, Local Government and Ethnic Affairs [1991] FCA 596; (1991) 33 FCR 87
Wong v Minister for Immigration and Ethnic Affairs (AAT 10830, 27 March 1996)
Ishri v Minister for Immigration and Ethnic Affairs (AAT 9748, 16 September 1994)
Raisani and Aryantie and Minister for Immigration and Citizenship [2008] AATA 640
Re Lee and Department of Immigration and Ethnic Affairs (1988) 10 AAR 270
Re Drake and Minister for Immigration and Ethnic Affairs (No 2) [1979] AATA 179; (1979) 2 ALD 634
Australian Citizenship Instructions - Paragraphs 4.2, 4.3.33, 4.4.3, 4.4.4, 4.4.5, 4.4.18
13(9) Subject to subsection (11), the Minister may, in the Minister's discretion, upon application in accordance with the approved form, grant a certificate of Australian citizenship to a person:
(a) who has not attained the age of 18 years;
(b) ...
4.4.3 As a matter of policy, applications under s 13(9)(a) and 13(9)(b) will usually be approved if:
4.4.4 In considering an application under s13(9), applications are not usually approved unless all of the following are satisfied:
4.4.5 Delegates are reminded that they must consider the full circumstances of the case. For example, it may be appropriate to approve a case outside policy if the child (other than an adopted child) has a responsible parent who is an Australian citizen and there are exceptional circumstances which would make it unreasonable for the applicant to apply for a permanent visa.
4.4.18 As a matter of policy, an applicant 16 years or over will usually be approved if the following requirements are satisfied:
Subject to this section, the Minister may, in the Minister's discretion, upon application in accordance with the approved form, grant a certificate of Australian citizenship to a person who satisfies the Minister that:
(c) the person understands the nature of the application;
(d) the person has been present in Australia as a permanent resident for a period of, or for periods amounting in the aggregate to, not less than one year during the period of 2 years immediately preceding the date of the furnishing of the application;
(e) the person has been present in Australia as a permanent resident for a period of, or for periods amounting in the aggregate to, not less than 2 years during the period of 5 years immediately preceding the date of the furnishing of the application;
(g) the person possesses a basic knowledge of the English language;
(h) the person has an adequate knowledge of the responsibilities and privileges of Australian citizenship; and
(j) if granted a certificate of Australian citizenship, the person is likely to reside, or to continue to reside, in Australia, or to maintain a close and continuing association with Australia.
The Tribunal heard evidence regarding the two applicants.
28. Kyung Jik Kwak. A Korean Attorney at Law and former Judge currently practicing in New York gave evidence to the tribunal by telephone. He told the tribunal that Korean law does not generally provide for dual citizenship except in specific involuntary circumstances, for example, a baby born of Korean parents in the United States thus acquiring both Korean and US citizenship up to age 22 when a choice must be made. The witness stated that in the case of the applicants, if granted Australian citizenship they would loose their Korean nationality but if they subsequently returned to Korea they could easily regain Korean citizenship or acquire the status of a special ethnic Korean foreigner (Tung Tu) which would allow them to live and work in Korea permanently. The evidence was inconclusive on the question as to whether or not Mr Choi would be liable for military service on his return to Korea if he held this status. The tribunal has not given this evidence further weight because it regards military service as a law of common application.
29. The Applicants and Respondent accepted that the statutory discretion in s 13(9) is a broad one, and neither contends that s 13(9) requires the Applicants to be permanent residents. However, the ACI includes this as a usual expectation. Paragraphs 4.4.3, 4.4.4, and 4.4.18 of the guidelines explain that a decision maker would not "usually" approve an application where the person is not a permanent resident.
30. The Applicants are not eligible for the grant of permanent residency visas under the Migration Act 1958. Their parents had previously applied to the Minister for a grant of residence under s 417 of the Migration Act, but that application was unsuccessful. Their parents were still in Australia at the time of the hearing and the Applicants' father gave evidence to the tribunal through an interpreter. The Applicants and their parents would be expected to leave Australia when their bridging visas expire.
31. The Respondent argued that it is not the intention of s 13(9)(a) to grant citizenship to a child who has been unlawfully in Australia, so that he or she may then sponsor their parents, and pointed out that it was by no means certain the parents would be granted visas if their children were granted citizenship.
32. The Applicants did not deny that they hoped their parents would be able to return to Australia with their help if they were granted citizenship. The Applicants told the tribunal when giving their oral evidence, that it was their ardent desire that they be granted Australian citizenship so that they could remain in Australia and enjoy a normal life.
33. The tribunal noted the Respondent's claim that by exercising discretion in favour of a child the consequence may permit the legal entry of a parent who has been previously refused a visa. However, this matter was not addressed in s 13 or in the policy guidelines regarding ss 13(9)(a) and (b). Therefore, the tribunal has not given this issue much weight. The power to change the law rests with the lawmakers not this tribunal.
34. The Applicants presented themselves before the tribunal as normal, well integrated Australian teenagers who want to remain in Australia with the full rights of citizens. The tribunal examined the various alternatives, including how they would manage if their parents were required to return to Korea. It is satisfied that the Applicants are members of a close family network and that their paternal aunt (an Australian citizen) and her family will take them in and support them as their own children, while they require that standard of care.
35. Paragraph 4.4.4 of the ACI states that citizenship applications for those under 16 are not usually approved unless the child is living with a responsible parent. Even so, the ACI state that if the child is in the care of another person, such as an uncle, the case should be referred to a senior delegate. The proposed arrangement with the Applicants' aunt appears to meet this requirement and the tribunal does not see this as a ground for refusing the grant of citizenship even though Sung Min Choi is under the age of 16.
36. Both Applicants told the tribunal that they would miss their parents and, subject to finances, they expected to be able to visit them in South Korea in the event that they were unable to sponsor their return to Australia. There is no evidence that the Applicants would face problems with the Korean authorities, such as future military service for Sung Min Choi, as they would be travelling to Korea as Australian citizens and on Australian passports. (See evidence from Mr Kwak above).
37. The tribunal has noted that the Applicants come within the exception to the rule under s 52A(2) of the old Citizenship Act, that persons who are not permanent residents are not entitled to review of a decision under section 13. Children who seek citizenship under ss 13(9)(a) and (b), however, may seek review. Although this should not, in any sense, be seen as a guarantee of success, it does create a perception or expectation that applications may be successful.
38. Although the ACI do not specify that the "best interests" of the Applicants must be borne in mind, s 13(9)(a) applies, as they had not attained 18 years of age at the time of application and the Tribunal's hearing. In the opinion of the tribunal, the best interests of both Applicants would be best served if they were granted Australian citizenship. The tribunal is satisfied that both Applicants would experience serious difficulties over language and cultural issues, although it accepts that both Applicants appear to have above average language skills. Nevertheless, their lack of previous Korean cultural and social assimilation normally experienced by attending school in Korea, together with the concurrent re-integration difficulties which would be faced by their parents, are factors which must be taken into account by the tribunal when determining hardship.
39. The two Applicants do not have an entitlement to permanent residency in Australia. They have remained on temporary bridging visas ever since their arrival as dependents. Although their parents have made a number of applications for visas over many years, including for refugee status, these applications have not been successful.
40. The tribunal has taken note of the decision by Senior Member Hunt in her decision Raisani and Aryantie and Minister for Immigration and Citizenship [2008] AATA 640 ('Raisani'), where the Applicants claimed that the policy provisions which established these criteria as a consideration for the exercise of the unfettered discretion in s 13(9) were unlawful because no element of compulsion existed in the provision. The tribunal does not accept that the policy is unlawful unless it applied 4.2 indiscriminately to the Applicants. Other policy guidelines do not make the 4.2 criteria compulsory, but leave the possibility of competing considerations for the exercise of discretion. These competing considerations are set out in 4.4.18.
41. As noted in Re Lee and Department of Immigration and Ethnic Affairs (1988) 10 AAR 270, The discretionary powers in ss 13(1) and 13(9) are separate and distinct, although there may be common policy considerations when exercising the separate discretion afforded by s 13(9).
42. The Applicants' submission was that the omission of a requirement for permanent residence from s 13(9) was deliberate, and that this omission leaves open the possible grant of citizenship where a child does not meet the requirements for permanent residence. The ACI do explain under what circumstances the Minister may expect that lack of permanent residency would usually affect the grant of citizenship, but this does not lead to the conclusion that the ACI are unlawful or exceed power by suggesting matters which may affect the exercise of discretion.
43. Paragraph 4.4.3 offers an opportunity for a grant where an applicant is aged over 16 and meets the criteria in 4.2. Paragraph 4.2 sets out guidelines for s 13(1), but is relevant to the Applicants because of the connection made in the ACI via 4.4.3 The Respondent objected to this, as s 13(1)(a) says the applicant must be a permanent resident and this is not a requirement under s 13(9). The tribunal accepts the argument that this requirement should not apply in a mandatory fashion to the Applicants because it is not a requirement of s 13(9).
44. It was also pointed out that there is a distinction between the requirement under s 13(1) that a person be a permanent resident, and the requirement that a person be an "ordinary resident" in Australia in order to become a citizen under s 10(2)(b) of the old Act and s 12(1)(b) of the new Act. There are clearly two tests here, and the differences in ss 13(1) and 13(9) and the ACI for ss 13(9)(a) and (b) indicate that Parliament was aware of the difference.
45. Where a legislative provision creates a general discretion, it is well established that the tribunal should follow publicly declared Ministerial policy or Departmental guidelines unless there is a good reason not to: per Brennan J in Re Drake and Minister for Immigration and Ethnic Affairs (No2) [1979] AATA 179; (1979) 2 ALD 634. Policy concerning permanent residence may appear imprecise but it is clear that persons having no expectation of a permanent visa should not be granted citizenship unless they show significant hardship or disadvantage.
46. The tribunal is required by 4.4.5 to have regard to the full circumstances of the case and concedes that there may be circumstances where it is appropriate to grant citizenship outside policy. It would be unreasonable to require these Applicants to apply for permanent residency in this instance, as they would fail. Whether requiring them to meet this requirement would cause "significant hardship or disadvantage" as noted in 4.4.18 or require "exceptional circumstances" as in 4.4.5 is a question which requires a response by the tribunal.
47. What constitutes exceptional circumstances is not specified by 4.4.5, which only requires that the decision maker must consider the "full circumstances" of the case. The tribunal has taken account of the Macquarie Dictionary's definition of "Exceptional" as "forming an exception or unusual instance". The Oxford English Dictionary defines exceptional circumstances as "of the nature of or forming an exception; out of the ordinary course, unusual, special". The tribunal accepts that the particular circumstances of these Applicants would not be regarded as "exceptional" because they are unable to qualify for permanent residency. However, they came to Australia as minors and remained here as a result of their parents' actions and through no fault of their own have had, what can be described as, an exceptional period of residence in Australia which precludes them from applying for visas, as they remain ineligible and cannot be helped by 4.4.5.
48. Paragraph 4.4.18 states that an applicant need not meet the "usual residency requirements" in some circumstances. This tribunal agrees with Senior Member Hunt's conclusion in Raisani that this should include permanent residency as well as those included in s 13(4).
49. The tribunal noted that discretion available under s 13(4)(b)(iv) was also covered under paragraphs 4.3.33 and 4.3.34 of the ACI, but the examples referred to do not cover the Applicants' situation. The tribunal has concluded that the Applicants do not meet the normal residency requirements despite their desire to remain in Australia and agrees with Senior Member Hunt that "intention and length of residence" is not sufficient for the Applicants to warrant exercise of discretion in their favour.
50. The tribunal has considered whether the Applicants would suffer hardship, disadvantage or detriment if not granted citizenship as they do not meet normal residency requirements. The Applicants have given evidence in regard to the difficulties which they would have to face if they moved to South Korea. There is also further evidence from Professor Wells of the Research School of Pacific and Asian Studies, and from Psychologists Professor Hayes and Dr Apler. Although there is some divergence, the tribunal has given greater weight to the evidence of Dr Apler, as he conducted a fuller examination of the Applicants. He concluded that they would be unlikely to suffer from mental illness as a result of the stress of migration or if they remained in Australia without their parents. However, the evidence of Professor Wells satisfied the Tribunal that adjusting to life in Korea with limited language capabilities would create issues which would seriously disadvantage both Applicants. Should she remain in Australia, Ms Hai Min Choi would be eligible for entry into a tertiary institution in 2009, but in Korea such an outcome would be virtually impossible given her limited knowledge of the Korean language. While Professor Wells identified some private institutions in Korea, the tribunal is satisfied that the cost of entry would preclude Ms Choi, as her parents would be financially unable to pay the high fees. Furthermore, if the education of Ms Choi is severely disrupted, immediately following her return to Korea, there is no guarantee that she will be able to obtain employment commensurate with her abilities or interests. Her brother, Sung Min Choi, aged 15 years and entering year 11 in 2009, will also face severe disruption to his education should he return to Korea, which would impact adversely upon his future employment and career opportunities.
51. Although the tribunal is not required to make a determination on the status of the parents, it has kept in mind the evidence given by the Applicants' father that he and his wife would be facing problems of relocation to Korea, with very limited means and no foreseeable employment. The tribunal accepts that this situation would impact adversely upon the Applicants. There is no evidence before the tribunal which would lead it to conclude, with confidence, that the parents have the financial resources to help them maintain for their children a reasonable standard of living in Korea (their small business was declared bankrupt and they have been running a small cleaning business in Sydney) while they seek employment and assist their children to obtain the necessary language skills to enter either the workforce or further education.
52. Given the evidence from professor Wells that a good education is essential for any future employment prospects in Korea, this may well be a task which the parents find insurmountable within a reasonable time, and would bring severe hardship and disadvantage to the Applicants. The tribunal was not convinced by the Respondent's claim that any extra work the children might have to do in order to achieve good results in Korean schools does not amount to hardship within the meaning of the policy discretion.
53. The tribunal agrees with the findings of Senior Member Hunt in Raisani that the terms in 4.4.18 which form the basis of the discretion are "significant hardship", "disadvantage" and "detriment". These terms are not the same as the degree of hardship used to determine, for instance, whether a child of a person who is refused a business skills visa is able to stay in Australia on the grounds of hardship. The test under s 134(5) of the Migration Act 1958 for the exercise of discretion in favour of a member of a family of a former primary visa holder whose visa is cancelled is "extreme hardship." The Macquarie Dictionary defines "hardship" as "a condition that bears hard upon one." Certainly, on the basis of Professor Wells' evidence, the Applicants will face severe hardship in reaching a sufficient standard in Korean for Hai Min Choi to enter tertiary education in 2009 and, in the case of Sung Min Choi, completing his secondary education in 2010.
54. The tribunal is satisfied that the Applicants will suffer injury if they are not granted Australian citizenship. As they are not eligible for permanent residence visas they will have no alternative but to leave Australia with their parents, and in Korea their prospects of continuing with their tertiary education would be severely compromised in comparison to what they could expect if they remained in Australia. This is a consequence which, in the view of the tribunal, amounts to significant hardship as it could impact detrimentally on the entire lives of the two Applicants. The tribunal has taken note of the Respondent's claim that the Applicants may have the opportunity to apply for visas and return to Australia as students, but this is by no means certain, and clearly dependent upon the financial capability of their parents to pay significant education fees in Australia. Although the Tribunal heard evidence from the Applicants' aunt that she was willing to support them while completing their education, it was not suggested that this included the payment of university or other fees.
55. The tribunal has taken note of the Respondent's claim that to allow the Applicants to obtain Australian citizenship and to remain in Australia would encourage other persons who enter Australia on limited visas and use the legal processes under the Migration Act 1958 to stay in Australia indefinitely. While the Tribunal accepts that this may well be an undesirable consequence, it would contend that the remedy rests with the law makers of the day, not this tribunal. In these cases, the Applicants arrived as minors in 1993 and remained in Australia with their parents on bridging visas and for a period illegally. Their parents repeatedly applied for permanent entry under various visa categories, including seeking Refugee status. All their applications were rejected and on review upheld. The apparent failure of the Department to institute deportation proceedings at an earlier date is at the root of this situation and is not an adequate reason for the tribunal to find in favour of the Respondent.
56. For the reasons above, I find that the Applicants should be granted Australian citizenship.
57. The reviewable decisions are set aside and substituted are the decisions to grant the Applicants Australian citizenship pursuant to subsection 13(9) of the Australian Citizenship Act 1948.
I certify that the 57 preceding paragraphs are a true copy of the reasons for the decision herein of Mr D Connolly AM
Signed: .............[sgd]...................................................................
Solicitor for the Respondent Mr G Johnson, DLA Phillips Fox
(1991) 33 FCR 87