[2018] WASC 332
General information, not legal advice.
Supreme Court of WA
2018-10-26
Smith J
Original judgment source is linked above.
(This judgment was delivered extemporaneously on 26 October 2018 and has been edited from the transcript).
(a) the conviction should be set aside as a miscarriage of justice has occurred because the appellant's plea of guilty was entered in circumstances where:
(i) the appellant was unable to provide instructions to his counsel without the benefit of an interpreter and as such was unable to instruct counsel that he did not agree with the statement of facts read by the prosecutor and misunderstood the legal advice given to him which resulted in the appellant being sentenced on an incorrect factual basis (grounds 4, 5 and 7);
(ii) the appellant had insufficient time to meet with and instruct counsel prior to the commencement of the sentencing process (ground 6);
(iii) the additional (new and/or fresh) evidence of the victim provides evidence that the appellant was acting in selfdefence (ground 8);
(i) the sentence of immediate imprisonment was manifestly excessive (ground 1);
(ii) the magistrate impliedly erred in failing to suspend the term of imprisonment (grounds 2, 9 and 10).
Legal principles - appeal against conviction - miscarriage of justice
(i) made an error of law or fact, or of both law and fact;
(iii) imposed a sentence that was inadequate or excessive;
(1) where the applicant did not understand the charge or did not intend to plead guilty;
(2) where on the admitted facts the applicant could not in law be guilty of the offence; and
(3) where the plea of guilty has been obtained by inducement, fraud or intimidation.
See Borsa v The Queen [2003] WASCA 254 and Webster v The Queen [2015] WASCA 20.
These are not however the only circumstances that might justify a change of plea and such a change should be permitted by a court whenever not to do so would result in a miscarriage of justice. Where an application is made to change a plea, the onus is on the applicant to show why he or she should be permitted to do so: Glover v Reyne [2001] WASCA 305; (2001) 124 A Crim R 496. This is not an easy thing to do in circumstances where the person had legal representation at the time of entering the plea.
Attempts to change a plea are approached by the courts with caution bordering on circumspection: Liberti v The Queen (1991) 55 A Crim R 120. This is because there is a strong public interest in the finality of proceedings and because a plea of guilty is taken to be an admission by the person of the necessary ingredients of the offence. This is all the more so when the person has had the benefit of legal advice: Pilkington v The Queen [1955] TASStRp 11; [1955] Tas SR 144; Wright v McMurchy [2012] WASCA 257.
A distinction must be drawn between argument or advice to a client by a lawyer to plead guilty and improper pressure or harassment. Reasoned argument or advice from a lawyer does not involve the use of improper means and does not detract from the ability to make a voluntary choice as to whether to plead guilty: Meissner v The Queen. The courts must be wary of the possibility that a person who pleads guilty may later regret it and wish to falsely attribute blame for their voluntary plea on bad or inadequate advice or improper pressure.
An accused person may enter a plea of guilty for reasons other than a belief as to his or her guilt. For example, a person may plead guilty to avoid worry, inconvenience or expense; to avoid publicity; to protect family or friends; or in the hope of obtaining a more lenient sentence than he or she would if convicted after trial. The entry of such a plea is valid and a conviction based upon it will not be set aside unless it can be shown that a miscarriage of justice has occurred: Meissner v The Queen [157] Dawson J, see also Wilhelm v The State of Western Australia [2013] WASCA 188, Mazza JA [51].
If it appears to a sentencing judge that a plea of guilty is not unequivocal and not made in circumstances suggesting that it is a true admission of guilt it cannot be accepted and the court is obliged to enter a plea of not guilty: Maxwell v The Queen [1996] HCA 46; (1996) 184 CLR 501, 511.
The appellant's family background and education
The proceedings before the Magistrates Court - did the appellant appear to have any difficulties in communicating adequately in oral English? (grounds 4, 5 and 7)
HER HONOUR: Do you understand that charge?
ACCUSED: Yes, ma'am.
HER HONOUR: Do you plead guilty or not guilty?
ACCUSED: I plead guilty.
At 9.40 in the evening on Monday, 17 April 2018 [the appellant] arrived at his house in Wellard ... The [appellant's wife] was sitting on the couch in the theatre room watching television. The [appellant] walked to the entrance to the theatre room and began an argument with [his wife]. He walked towards her and was standing over her whilst arguing. The argument continued and the [appellant] turned towards the television, kicked it, pulled it onto the ground and started jumping on it.
The [appellant's wife] stood up and tried to leave the theatre room. The [appellant] grabbed [her] by the right arm and pulled her back to the couch. The [appellant] raised his left arm and cocked it back. He then slapped [her] once with an open hand to the right side of her face. The slap caused [his wife] to partially lose consciousness, fall to the couch, not see properly and have pain on the right side of her jaw. [She] began crying, stood up and tried to leave the theatre room.
The [appellant] blocked [his wife] with his body from leaving the theatre room. [She] tried to get past the [appellant]. The [appellant] pushed [his wife] backwards, pushed and kicked her with his left foot, aiming at her stomach ... The [appellant] managed to slightly avoid the kick and it caused it to connect with [her] right hip, causing pain. [She] tried to get past the [appellant] again. The [appellant] pushed [her] back and kicked her once more with the same result.
[His wife] tried to get past the [appellant] again, and the [appellant] pushed [her] back and push kicked her in the stomach. [She] managed to catch the kick and push the [appellant] backwards out of the theatre room whilst he was hopping on one foot. The [appellant] reached forward and grabbed [her] by the head, causing her to let go of his leg. The [appellant] then placed [her] in a head lock under his left armpit and began choking [her]. [His wife] managed to get herself free, ran down the hallway towards the front door.
The [appellant] followed [his wife], kicking out at her buttock and lower back pain region with his right foot. Four of the kicks connected, causing [her] pain. [She] unlocked and began opening the front door. The [appellant] forced the door shut, wrapped his left arm around [her] neck, choking her. He pulled [her] backwards down the hallway and tried to push her into the master bedroom. [She] braced herself against the door frame with both of her arms.
The [appellant] let go of [his wife]. [She] ran towards the garage door ... the [appellant] followed [her] and kicked her twice to the buttocks with his right foot, causing pain. The [appellant] then rushed past [her] and blocked her from accessing the door. [She] turned around and ran to the front door. The [appellant] followed [her] and kicked her twice to the buttocks with his right foot, causing pain. [She] then grabbed the front door handle with her left hand, turned it and opened the door.
The [appellant] kept trying to grab [his wife] and pull her back inside. She kept wriggling and was slowly opening the door wider and making her way outside. The door was about three-quarters open and perpendicular to [her] body. The [appellant] grabbed [her] head and thrust it forward once into the corner of the door, causing [her] forehead and right eyebrow to connect with it. That caused immediate pain, swelling and two lacerations to [her] right eyebrow and forehead.
[His wife] got outside, ran to a different address and received assistance from the occupants and requested they call police. At 10.25 in the evening, police attended and arrested the [appellant]. [The appellant] was conveyed to the Rockingham Police Station, where he refused [to participate in] a record of interview.
I questioned Mr Chidoti as to what he meant by that and what he specifically pointed to was in the statement of material facts where it says that he was trying to aim at the stomach. Mr Chidoti said simply, 'I wasn't trying to aim at the stomach.'
And that was the only matter that he raised that was in issue in the facts in terms of he feels that they were trying to say that he was aiming specifically for the stomach for a particular reason. And he said that wasn't the case.
... has already selfreferred after this ... he has shown remorse in that he wants to deal with it, take full responsibility of what has happened. In terms of the comments that were made that he may be minimised, I question whether that was possibly difficulty in Mr Chidoti's - English being his second language because he was he didn't show that at all to me and was able to explain himself well.
...works in a position that demands he has a great deal of patience and the requirement for clear communication and clear directions that are needed to be given and completely understood. It also requires him to work with different work scopes, work groups and trades from different companies and liaise directly with Engineers, Vendors representing their companies and equipment, EPCM management and the client's representatives, under differing levels of expectation and time limits.
I have only had glowing reports back concerning all the dealings he has had with all these differing work groups and representatives, no matter the situation or pressure he has been required to work under.
Does a miscarriage of justice arise because of additional evidence that would suggest on the balance of probabilities the appellant may have acted in selfdefence?
(4) A person's harmful act is done in selfdefence if
(a) the person believes the act is necessary to defend the person or another person from a harmful act, including a harmful act that is not imminent; and
(b) the person's harmful act is a reasonable response by the person in the circumstances as the person believes them to be; and
(c) there are reasonable grounds for those beliefs.
So, it is apparent that s 248(4) enumerates four elements. First, the accused (subjectively) believes the harmful act is necessary to defend the accused or another person from a harmful act, including a harmful act that is not imminent (s 248(4)(a)). Secondly, the accused's harmful act is a reasonable (objective) response by the accused in the circumstances as the accused (subjectively) believes them to be (s 248(4)(b)). Thirdly, there are reasonable (objective) grounds for the accused's (subjective) belief that the harmful act is necessary to defend the accused or another person from a harmful act, including a harmful act that is not imminent (s 248(4)(a) read with s 248(4)(c)). Fourthly, there are reasonable (objective) grounds for the accused's (subjective) belief as to the circumstances (s 248(4)(b) read with s 248(4)(c)).
If the accused satisfies the evidential onus in relation to selfdefence then the burden is on the State to negative the defence by excluding at least one of its elements beyond reasonable doubt.
The relevant principles on which an appellate court operates are dictated by the Criminal Appeals Act 2004 (WA) and by previous decisions of the High Court and of this court that we are bound to follow or that represent persuasive authority. Those principles include the following.
Did the sentencing magistrate expressly consider the sentencing option of suspending a term of imprisonment?
(a) referred to the fact that the appellant had previously been convicted of an unlawful assault in circumstances of aggravation against the victim;
(b) conceded the offence (for which the appellant was now convicted) was serious, protracted and the victim had received serious injuries to her face; and
(c) made a submission to the sentencing magistrate that her Honour consider a noncustodial term with conditions[14] but conceded that 'the first port of call for considering a sentence is one of imprisonment' and submitted that the court could suspend the imprisonment with conditions, or impose a presentence order.[15]
As the prosecutor quite rightly said, it was a sustained attack whereby [the victim] was persistently prevented by you from escaping from the assault by you upon her. As an assault occasioning bodily harm, in my view, it is very much at the upper end. It has been submitted to me that if I were to consider a term of imprisonment that I ought to either suspend it or conditionally suspend it.
I've given consideration to the material that's in the presentence report. I'm also conscious of the fact that you are supporting children from a prior marriage, that there are significant financial issues that are involved with two mortgages and, of course, the support of those children. I also acknowledge that you pleaded guilty to this offence on the very first opportunity and that you have sought counselling of your own volition to try and address the reasons for your offending behaviour.
Having considered the facts that have been alleged and accepted by you and having considered all of the matters personal to you, Mr Chidoti, I am of the view that only an immediate term of imprisonment can be imposed because of the serious and persistent assault upon [the victim]. So there will be an immediate term, and the term will be nine months. That takes into account the plea of guilty at the earliest opportunity, and I have afforded you a 25 per cent discount on the term as a result of that plea of guilty. So it's nine months with eligibility for parole.
Is express error demonstrated in the sentencing process?
(a) the seriousness of the offence is such that only imprisonment can be justified; or
Sentencing discretion - suspended or immediate imprisonment - general principles
... the court must look again at all matters relevant to the circumstances of the offence and the personal circumstances of the offender.
The discretion to suspend or conditionally suspend a term of imprisonment is not confined by considerations relating to rehabilitation. The objective features of an offence may, in a particular case, outweigh the personal considerations of rehabilitation. Even if a term of imprisonment is generally the appropriate penalty, the sentencing judge must determine the appropriate penalty for the particular case, having regard to all relevant sentencing factors.
In Fogg v The State of Western Australia, McLure P explained the approach to an appeal against the refusal to suspend a term of imprisonment on the ground of implied error. A court must not order immediate imprisonment unless positively satisfied that suspension of the term of imprisonment is not appropriate. Whether the suspension is appropriate involves a discretionary value judgment which, by its nature, gives some latitude to the decisionmaker. In borderline cases, different types of sentence may be reasonably open. In such a case, the decision to decline to suspend the term of imprisonment would not be unreasonable or unjust, and would reveal no implied error.
Thus, in the absence of express error, it is for the appellant to satisfy the court that the primary sentencing court's judgment that suspension was not appropriate was a conclusion that was not reasonably open.
Section 76(3)(b) of the Sentencing Act provides that suspended imprisonment is not to be imposed if the offender is serving or is yet to serve a term of imprisonment that is not suspended. Similarly, s 81(3)(b) provides that conditional suspended imprisonment is not to be imposed if the offender is serving or is yet to serve a term of imprisonment that is not suspended.
The fact that the aggravated assault occurred in a domestic setting is a significant aggravating factor of the offence. An offence of this nature generally involves an abuse of the trust which one partner places in another, often where the victim is in a vulnerable position by reason of greater physical strength of the offender. The vulnerability of the victim is generally increased by the difficulty which she (it is usually a she) may have in extricating herself from the situation. As McLure P has noted, the readiness of many victims to return to, or remain in, a relationship with the perpetrator is a hallmark of domestic violence. Recognising that common feature, it remains important for a court sentencing an offender for that kind of offence to take account of the need to protect persons in that vulnerable position, so far as the courts can do so by the imposition of a sentence, bearing a proper relationship to the overall criminality of the offence, which has a deterrent effect and, in an appropriate case, removes the offender to a place where there is no opportunity to violently attack their partner.
... In Holden v The State of Western Australia Wheeler JA reviewed previous authorities and concluded that in cases involving pleas of guilty for that offence, sentences expressed in posttransitional terms from 6 months' suspended imprisonment, to 2 years' immediate imprisonment, were commonly imposed. It must, of course, be borne in mind that a discount for a plea of guilty will result in a lower sentence than in a case where the offender has proceeded to trial. In any event, her Honour's summary of the posttransitional range of sentences customarily imposed should not be understood as suggesting that a sentence outside that range would be erroneous.
Most of the cases mentioned above were decided a decade or more ago. Older authorities must be considered with some caution because they may not reflect contemporary sentencing standards. In addition, legislative amendments to recognise the commission of assaults within family and domestic relationships as a specific aggravating factor has encouraged firmer sentences for such offences. Some signs of that firming up may be discerned, for example, in the context of the sentences imposed for aggravated grievous bodily harm, which were considered in Hansen v The State of Western Australia, in The State of Western Australia v Smith and in Baker v The State of Western Australia.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] Meissner v The Queen [1995] HCA 41; (1995) 184 CLR 132, 157 (Dawson J).
[2] Snook v The State of Western Australia [No 2] [2015] WASCA 29 [102] [107] (Buss JA & Mazza JA agreed); see also Gibson v The State of Western Australia [2017] WASCA 141 [54], [157].
[8] Gibson v The State of Western Australia [2017] WASCA 141 [56].
[9] Valerio v The State of Western Australia [No 2] [2018] WASCA 158 [206] (Mazza & Mitchell JJA).
[10] Valerio v The State of Western Australia [No 2] [2018] WASCA 158 [207] (Mazza & Mitchell JJA); Gibson v The State of Western Australia [2017] WASCA 141 [56] [64].
[11] Taiapa v The Queen [2009] HCA 53; (2009) 240 CLR 95 [5].
[12] Goodwyn v The State of Western Australia [2013] WASCA 141; (2013) 45 WAR 328 [95] [96] (Martin CJ agreeing); applied in Liyanage v The State of Western Australia [2017] WASCA 112 [69].
[13] Wilson v The State of Western Australia [2010] WASCA 82 [2].
[17] Mason v The State of Western Australia [2018] WASCA 43 [49] [53].
[18] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321 [85] (Kirby J).
[19] Brown v The State of Western Australia [2010] WASCA 228 [40] (Mazza J, Pullin JA & Newnes JA agreeing).
[20] DKN v The State of Western Australia [2018] WASCA 87 [36] [40]; see also ENR v The State of Western Australia [2018] WASCA 9 [12].
[21] DC v The State of Western Australia [2014] WASCA 121 [39] [41].
[22] Samuel v The State of Western Australia [2004] WASCA 154 [34] (RobertsSmith J, Malcolm CJ & Murray J agreeing).
[23] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321 [18] (Gleeson CJ & Hayne J) [26] (Gaudron & Gummow JJ) [84] (Kirby J); ENR v The State of Western Australia [2018] WASCA 9 [11]; applied in Wadeson v The State of Western Australia [2018] WASCA 171 [51].
[24] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321 [86]; ENR v The State of Western Australia [2018] WASCA 9 [12]; applied in Wadeson v The State of Western Australia [2018] WASCA 171 [51].
[25] Jneid v The State of Western Australia [2018] WASCA 67 [98].
[27] Duncan v The State of Western Australia [2018] WASCA 154 [40].
[28] Bropho v Hall [2015] WASC 50 [16]; cited with approval in Duncan v The State of Western Australia [2018] WASCA 154 [40].
[29] Duncan v The State of Western Australia [2018] WASCA 154 [45].
[30] Duncan v The State of Western Australia [2018] WASCA 154 [45] - [46].
(1995) 184 CLR 132
(2013) 45 WAR 328
(2000) 202 CLR 321
(1996) 184 CLR 501
(2009) 240 CLR 95
(1936) 55 CLR 499
(2005) 30 WAR 473