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[2021] WASAT 123
State Administrative Tribunal (WA)
2021-09-21
Original judgment source is linked above.
Powers of the Tribunal when practitioner found to have committed professional misconduct
(2) If a responsible tribunal makes a decision referred to in subsection (1)(b), the tribunal may decide to do one or more of the following -
(b) impose a condition on the practitioner's registration, including, for example -
(i) a condition requiring the practitioner to complete specified further education or training, or to undergo counselling, within a specified period; or
(ii) a condition requiring the practitioner to undertake a specified period of supervised practice; or
(iii) a condition requiring the practitioner to do, or refrain from doing, something in connection with the practitioner's practice; or
(iv) a condition requiring the practitioner to manage the practitioner's practice in a specified way; or
(v) a condition requiring the practitioner to report to a specified person at specified times about the practitioner's practice; or
(vi) a condition requiring the practitioner not to employ, engage or recommend a specified person, or class of persons;
(c) require the practitioner to pay a fine of not more than $30,000 to the National Board that registers the practitioner;
(d) suspend the practitioner's registration for a specified period;
(3) If the responsible tribunal decided to impose a condition on the practitioner's registration, the tribunal must also decide a review period for the condition.
(4) If the tribunal decides to cancel a person's registration under this Law or the person does not hold registration under this Law, the tribunal may also decide to -
(a) disqualify the person from applying for registration as a registered health practitioner for a specified period; or
(b) prohibit the person, either permanently or for a stated period from -
(i) providing any health service or a specified health service; or
The meaning of 'professional misconduct' as used in the National Law
(a) unprofessional conduct by the practitioner that amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(b) more than one instance of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(c) conduct of the practitioner, whether occurring in connection with the practice of the health practitioner's profession or not, that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.
The term 'unprofessional conduct' as used in paragraphs (a) and (b) of the definition of professional misconduct.
Professional conduct that is of a lesser standard than that which might reasonably be expected of the health practitioner by the public or the practitioner's professional peers.
Purpose of disciplinary penalty and principles in relation to disciplinary sanctions
Some, perhaps all, categories include conduct which may reveal a defect of character as to which the Tribunal may conclude that the person should not be allowed to practise his or her profession unless at some future date the practitioner is able to satisfy the Tribunal that the defect has been overcome. Incompetence or inadequate care may in some circumstances be remediable by specific steps; in other circumstances the Tribunal may be concerned that the carelessness, for example, is such as to cast doubt on the suitability of the person to practise medicine. Each of the criteria for cancellation or suspension may be analysed in this way. Each case will depend upon an evaluative judgment to be made by the Tribunal as to the nature and seriousness of the conduct.
In general terms, where the conclusion is reached that a practitioner is presently unfit to practise, a choice may be made between suspension and striking off. If an order for suspension is made in that event, it must be made on the basis that, at the termination of the period of suspension, the practitioner will no longer be unfit to practise because, at the end of the relevant period, the practitioner's name will still be on the roll of practitioners and may resume practise. Suspension is a 'serious form of discipline which is usually imposed to discipline the legal practitioner, who has committed an act of unprofessional conduct but who, in the opinion of the court, at the end of the period of suspension, will be a fit and proper person to practise the law'. In the context of suspension, present unfitness to practise may be understood to include a serious breach of professional obligations 'reflecting, to a significant degree, upon the practitioner's fitness to practise'.
Where, however, the present unfitness to practise reveals that the practitioner lacks the character of trustworthiness necessary to discharge the responsibilities of legal practice, or that the practitioner is permanently or indefinitely unfit to practise, striking off rather than suspension will (at least ordinarily) be the appropriate response. (footnotes omitted)
and if so, whether the practitioner has done so knowingly.
Dr Nadkarni's qualifications, experience and work arrangements
Dr Nadkarni's involvement in 'integrative medicine'
(a) the number of medical practitioners who attended the conferences I attended;
(b) the content of presentations (which included the mechanism of action of the various hormones on body composition, mood, libido, well-being, lethargy and fatigue) and their purported support by what was promoted as current evidence-based literature;
(c) my interpretation of the literature I had read;
I formed the impression that there was genuine science behind the use of synthetic and bio-identical hormones, stimulants and aromatase inhibitors to manage symptoms that the patients the subject of these proceedings presented with. It was this impression that caused me to form a usual practice when providing integrative medicine services to patients which, on reflection, I now regret.
... and I felt - based on having attended these meetings and having some knowledge of these through my studies, I thought at that time it was clinically justified to be offering different treatments and following them up.
So you thought that the patients would be better off having that treatment from you than being referred to an endocrinologist? - - - Not necessarily. They would be referred to endocrinologists but the endocrinologists weren't prepared to offer them any form of treatment for their symptoms.
Well if you have embarked on treating them with hormone therapy, does that not indicate that you decided that they're better off being treated by you than an endocrinologist? - - - Look, I - I mean, it's - it's debatable. I don't think that they're better off being treated by me, but they are getting some form of a treatment that's helping with their symptoms. They come back, they tell you they're feeling better ...
We accept Dr Nadkarni's evidence that his prescribing practice was the result of a genuine desire to offer holistic services to patients and a mistaken understanding that there was a clinical justification for prescribing the substances he did.
(a) friends of Dr Nadkarni who know him socially;
(b) other radiologists;
(c) other doctors who refer patients to Dr Nadkarni and who therefore know him in a professional capacity; and
(d) other doctors and other allied medical practitioners who have worked with Dr Nadkarni.
Were he unable to practice here his loss would be very difficult to cover and would undoubtedly impact on the department's ability to provide its current service.
Many of my patients have commented to me on the quality of care provided to them by Dr Nadkarni. He is an excellent interventional radiologist with a wide skill set and he provides a very needed service to my rural patients.
If Dr Nadkarni was not able to continue to provide interventional Radiology services in the South West in particular, but also in Perth, a hugely beneficial pathway of management with [sic] be lost to not only myself, but all of the referring GPs in the South West region.
I want to emphasise at the outset of this statement that I sincerely regret and am remorseful for my professional misconduct. I never intended to expose my patients to unnecessary risk of harm. However, on reflection, and particularly with the benefit of considering and critically evaluating the expert evidence and scientific literature filed in the proceedings, I now realise that I exposed my patients to unnecessary risks of harm. I am very sorry for this.
Having reflected on my historical practice, I now understand Professor Gary Wittert's completely fair criticism of that practice. Going forward, I will only request tests that have a high pre-test probability and will have some impact on the patient's outcome.
(a) I learned to assess whether a diagnostic medical test, such as the blood tests I requested, is likely to play any role on a patient's outcome and help with the patient's further management; and
(b) I now realise that unnecessary tests often lead to further invasive investigations that can in turn lead to unnecessary risks, patient anxiety and financial waste.
(a) His historical note keeping was clearly substandard on occasions insofar as he did not record patient's psychosocial history or alcohol consumption which are important matters because if not recognised early, they can lead to the escalation of potential mental health issues.[42]
(b) He failed to clearly record in his notes the medications he had prescribed for patients which is poor note keeping.[43]
Did Dr Nadkarni create a market for the substances?
(i) acute bronchospasm before or after an interventional radiology procedure; or
(ii) acute asthmatic attack before or after an interventional radiology procedure.
(a) acknowledgement, on the approved form (HP1), that AHPRA may obtain reports from a senior person, such as the Director of Medical Services, Director of Nursing, Senior Practice Manager, Senior Partner, Proprietor, Owner or equivalent (the senior person) at each and every place of practice on a monthly basis or as otherwise determined by the Board of AHPRA;
(b) acknowledgement, on the approved form (HP1), that for the purposes of monitoring compliance with the condition restricting access to the medication, AHPRA may contact Medicare and/or drugs and poisons regulatory authorities in relevant states or territories; and
(c) confirmation, on the approved form (HPS1), from the senior person at each place of practice that they are aware AHPRA will seek reports from them.
Monitoring of compliance with conditions
(a) within 7 days of the commencement of practice at each subsequent place of practice; and
(b) within 7 days of each and every notice of any subsequent alteration of these conditions.
Cost of compliance with conditions
I certify that the preceding paragraph(s) comprise the reasons for decision of the State Administrative Tribunal.
[2] Dr Nadkarni agreed to consent orders that referred to commencing the prescribing of the substances from about 2010. In evidence he said he had since determined that he commenced doing so in 2011. Nothing turns on the difference.
[3] Singh v Medical Board of Australia [2019] WASCA 51 [30] [31] (Quinlan CJ and Pritchard JA), [85] (Allanson agreeing).
[4] Singh v Medical Board of Australia [2019] WASCA 51 [31] [32] (Quinlan CJ and Pritchard JA).
[5] Singh v Medical Board of Australia [2019] WASCA 51 [33] (Quinlan CJ and Pritchard JA).
[6] Chen v Health Care Complaints Commission [2017] NSWCA 186 [20] (Basten JA, Leeming & Payne JJA agreeing).
[7] Khosa v Legal Profession Complaints Committee [2017] WASCA 192 [191] [192] (Murphy and Beech JJA).
[8] Chen v Healthcare Complaints Commission [2017] NSWCA 186 [17] and [20] (Basten JA, Leeming & Payne JJA agreeing) cited with approval in Singh v Medical Board of Australia [2019] WASCA 51 [37] [38] (Quinlan CJ and Pritchard JA).
[9] Medical Board of Australia and Singh [2017] WASAT 33(S) [30].
[10] Singh v Medical Board of Australia [2019] WASCA 51.
[11] Medical Board of Australia and Singh [2017] WASAT 33(S) [30].
[13] Annexure A to the orders of 28 June 2021, para 54.
[14] ts 29, 28 July 2021; Supplementary Statement of Evidence of Sanjay Nadkarni dated 13 July 2021 (Exhibit 1), para 230.
[16] Exhibit 1, paras 122 125, 131, 134, 147 and 150.
[26] Respondent's Supplementary Book of Documents (Exhibit 2), pages 91, 104 and 123.
[28] Dr Ivan Jansz, Exhibit 2, page 129; Dr Ganesan Sakarapani Exhibit 2, page 125; Dr GK Sharma Exhibit 2, page 85; Dr Matthew John, Exhibit 2, pages 93 94.
[29] See for example reference of Dr Russell Hartley, Exhibit 2, page 96.
[32] Dr Helena Goodchild, Exhibit 2, page 87.
[33] For example, see references of Mr Michael Wood, Exhibit 2, page 88 and Mr Vick Skivins, Exhibit 2, page 89.
[37] ts 28, 28 July 2021; Exhibit 1, paras 314 341.
[38] Joint Statement of Expert Witnesses of Prof Lee Kennedy and Prof Gary Wittert dated 11 December 2020.
[45] ts 23, 28 July 2021; Applicant's Bundle part 9, pages 1959 1967.
[46] Although we can find no reference to the Board's counsel having contended for any particular period of disqualification.
[47] Medical Board of Australia and Singh [2017] WASAT 33.
[48] We note that Dr Nadkarni's counsel placed no reliance on this evidence in his submissions on penalty.
Chen
Health Care Complaints Commission
Chen v Health Care Complaints Commission [2017] NSWCA 186
Health Care Complaints Commission v Epstein (No 2) [2015] NSWCATOD 36
Medical Board of Australia v Hadges [2018] SAHPT 6
Khosa v Legal Profession Complaints Committee [2017] WASCA 192
Medical Board of Australia v Abi Haila [2018] VCAT 196
Medical Board of Australia and Durston [2012] VR 188
Medical Board of Australia v Grant [2121] QCAT 285
Medical Board of Australia v Ismail [2013] VR 212
Medical Board of Australia and Singh [2017] WASAT 33(S)
Singh v Medical Board of Australia [2019] WASCA 51