Is there a serious question to be tried?
47 The submissions advanced on behalf of Ms Chadwick on this issue were broadly as follows. First, that "the potential of a person in social housing being made homeless" is a serious question to be tried. Secondly, that the respondents' continuing attempts to evict Ms Chadwick are ongoing examples of unlawful discrimination and victimisation. Further, that unlawful discrimination and victimisation on an ongoing basis was part of Ms Chadwick's complaint before the AHRC and, as such, forms part of the controversy that is the subject of the originating application before this Court. In this regard, Ms Chadwick relied on the decision of this Court in Turner v State of Victoria (Department of Human Services) [2011] FCA 459 at [17] (Bromberg J):
17. The ambit of a complaint made to the Commission is to be ascertained for the purpose of s 46PO(3) by considering the shape it had assumed at the time of its termination, not by reference to its initial form and not as though what is being construed is a legal pleading. The broad approach contemplated by s 46PO(3) was identified by Marshall, Rares and Flick JJ in Dye v Commonwealth Securities Limited(No 2) [2010] FCAFC 118 at [46] - [48] as follows:
46. Section 46PO(3) contemplates some ambit for additional conduct, acts, omissions or practices to constitute unlawful discrimination. In Travers v State of New South Wales [2000] FCA 1565 at [8] Lehane J referred to the terms of s 46PO(3) as suggesting a degree of flexibility. However, s 46PO(3) operates as an important constraint upon the ability of a complainant later to seek relief in the Court in respect of a complaint he or she had not previously raised for consideration by the Commission. As Lehane J cautioned, the ability to make an application to the Court "should not be used to launch an application … effectively bypassing the procedures provided by the legislation": Travers [2000] FCA 1565 at [8]. His Honour also followed the warning of Branson J in Commonwealth v Sex Discrimination Commissioner (1998) 90 FCR 179 at 188B-D, that usually a complaint will not be drawn by a lawyer and it ought not be construed as a pleading. Justice Branson held also that a complaint under s 46P was not to be equated to a criminal complaint or information: 90 FCR at 188B. Her Honour followed Merkel J's decision in Simplot Australia Pty Ltd v Human Rights and Equal Opportunity Commission (1996) 69 FCR 90 at 93-94 that a complaint in writing did not need to include any details of the alleged unlawful discrimination (see now s 46P of the AHRC Act).
47. As Lehane J said in Travers [2006] FCA 1565 at [8], the ambit of the complaint may be ascertained for the purpose of s 46PO(3), not by considering its initial form, but by considering the shape it had assumed at the time of its termination: see too Simplot 69 FCR at 94F-G. In Charles v Fuji Xerox Australia Pty Ltd (2000) 105 FCR 573 at 580-581 [35]-[41] Katz J considered the construction of s 46PO(3). He held that s 46PO(3)(b) permitted an applicant to allege different facts in proceedings in the Court from those alleged in the terminated complaint, provided that those new facts were not different in substance from those formerly alleged: Charles 105 FCR at 580 [39].
48. The unlawful discrimination referred to in s 46PO(3) consists of any acts, omissions or practices alleged in the complaint that amount to unlawful discrimination as defined in s 3(1) of the AHRC Act. It is not appropriate for a court considering an application for leave to amend to preclude an amendment that raises an arguable claim for relief, especially where the terms of s 46PO(3)(b) (in particular) permit of some flexibility. And, in applying the terms of s 46PO(3), the terms of a complaint made to the Commission should not be read with the same strictures as apply to a pleading in a Court. Not only was this approach implicitly recognised by the flexibility of the terms employed in the sub-section itself, s 46PR required an approach "not bound by technicality". It provided in relation to, among other provisions, s 46PO:
"Court not bound by technicalities
46PR In proceedings under this Division, the Federal Court and the Federal Magistrates Court are not bound by technicalities or legal forms. This section has effect subject to Chapter III of the Constitution."
The "substantive directions" given by s 46PO(3) must still be respected, notwithstanding the provisions of s 46PR: Maghiar v Western Australia [2002] FCA 262 at [18] per French J.
48 The submission advanced, based on the above extract, was that notwithstanding the "filter aspect" of s 46PO(3) of the AHRC Act, the "thrust of the decision is that there is scope and flexibility to add claims" which post-date the termination of the complaint before the AHRC, where the additional complaints relate to "allegations of ongoing discrimination and victimisation, those should be allowed and should be considered".
49 Similarly, Ms Chadwick submitted that the reasoning in Charles v Fuji Xerox Australia Proprietary Limited [2000] FCA 1531; 105 FCR 573 was directly applicable and supported the contention that new facts within the same category of the complaint made before the AHRC were not subject to the filter imposed by s 46PO(3) of the AHRC Act. The submission advanced for Ms Chadwick based on Charles v Fuji was that s 46PO(3)(b) permitted an applicant to allege different facts in proceedings in the Court from those alleged in the terminated complaint, provided that those new facts were not different in substance from those formerly alleged. Accordingly, so the submission went, in the present case, even though the complaint was terminated on 7 October 2020, properly construed the complaint included a generalised complaint of ongoing victimisation and ongoing unlawful discrimination and so, events which post-date the termination of the complaint are properly regarded as being part of the terminated complaint.
50 The submission advanced by Ms Chadwick as to the manner in which the complaint to the AHRC should be construed also relied on s 46PR of the AHRC Act which relevantly provides that the Court is not "bound by technicalities or legal forms", subject to Chapter III of the Constitution.
51 For the reasons to which I will come to, Ms Chadwick's reliance on the decisions in Turner and in Charles v Fuji is misplaced.
52 The starting point on this application is to identify the legal or equitable rights which are to be determined in the substantive proceedings and in respect of which final relief, that may or may not be injunctive in nature, is sought: Cardile v LED Builders Pty Ltd [1999] HCA 18; 198 CLR 380, 395-396 at [31], as referred to in Australian Broadcasting Corporation v Lenah Game Meats Pty Ltd [2001] HCA 63; 208 CLR 199, 241 at [91] per Gummow and Hayne JJ (Gaudron J agreeing at 231 [58]). If there is no serious question to be tried because, upon examination, it appears that the facts alleged by the moving party cannot, as a matter of law, sustain such a right, then there is no subject matter to be preserved by the making of an interlocutory injunction: Lenah Game Meats at 218 [16] per Gleeson CJ.
53 I have concluded that the arguments advanced on behalf of Ms Chadwick must be rejected. The substantive proceedings do not extend to the determination of allegations of unlawful discrimination which have not been the subject of a terminated complaint before the AHRC: s 46PO(1) and (3). The effect of s 46PO of the AHRC Act is that the Court's jurisdiction is subject to the conditions in s 46PO of the AHRC Act being met. The Court does not have jurisdiction in relation to an allegation of unlawful discrimination based on events which post-date the termination of the AHRC complaint. It follows that Ms Chadwick has not established a serious question to be tried which would support the making of an interim injunction. My reasons for reaching that conclusion are as follows.
54 Section 46PO(3) of the AHRC Act provides that the unlawful discrimination alleged in an application to the Federal Court pursuant to s 46PO(1) must be the same as (or the same in substance as) the unlawful discrimination that was the subject of the terminated complaint or must arise out of the same (or substantially the same) acts, omissions or practices that were the subject of the terminated complaint.
55 The purpose served by s 46PO(3) of the AHRC Act is to ensure that the AHRC is the first filter for claims for unlawful discrimination before such claims are brought before the courts. In Grigor-Scott v Jones [2008] FCAFC 14; 168 FCR 450 the Full Court observed (at 454 [19]):
19 The intention is to limit the complaint which is to be brought to the Court to the same complaint as was made to the Commission by the same complainants and against the same respondents. It is easy to understand why that is so. The intention is to ensure that the Commission is always the filter for claims of unlawful discrimination before they are brought to the Courts, unless the President is satisfied that the complaint involves a matter of public importance that should be considered by the Federal Court or the Federal Magistrates Court. In acting as that filter, the President attempts to conciliate every complaint of unlawful discrimination which is not lacking in substance and which has not been otherwise adequately dealt with or cannot be effectively dealt with by another statutory authority: s 46PH(1).
56 In Cumaiyi v Northern Territory of Australia [2020] FCA 1299 at [18] to [20], White J observed in respect of s 46PO(3) that:
18 It means on my understanding that, to come within subpara 3(a), the pleaded claim must, at least in substance, be in respect of the same conduct which was the subject of complaint to the AHRC. The required identity must exist in the conduct alleged. An identity between the kind of conduct alleged and the kind of conduct about which the complaint was made is insufficient if the acts, omissions, or practices occurred at materially different times. This was the position stated by Katzmann J in Dye v Commonwealth Securities Ltd [2010] FCA 720 at first instance, at [105]:
To fall within s 46PO(3) it is not enough that an act is similar in kind to the acts complained of in the terminated complaint. Nor is it sufficient that the act is alleged to be the act of the same individual. A new incident is different - not the same or substantially the same - conduct …
19 That view of s 46PO(3) was not disturbed on the appeal in Dye.
20 Were the position otherwise, proceedings in this Court or in the FCC could require consideration of conduct which has not been the subject of any assessment in the AHRC.
57 The proceedings in Charles v Fuji were preceded by a complaint which straddled the transitional period before and after the substantive provisions of the Human Rights Legislation Amendment Act (No 1) 1999 (Cth) commenced. For present purposes, it is relevant to note that the amendments introduced included the insertion of s 46PO(3) into what is now the AHRC Act. The complaint in Charles v Fuji concerned unlawful disability discrimination in employment and was filed on 3 April 1999 and was not amended thereafter. Justice Katz accepted that Mr Charles' complaint to the then Human Rights and Equal Opportunity Commission must effectively have covered only up to the period ending on 3 April 1999, when the complaint was lodged (at [30]). Justice Katz next considered the effect of s 46PO(3) and concluded that the Court was precluded by the operation of s 46PO(3) from dealing with any allegation by Mr Charles against Fuji Xerox of an act of unlawful disability discrimination in employment done by it after 3 April 1999, the date the complaint was filed (at [36]). Justice Katz gave detailed reasons for reaching that conclusion with which I respectfully agree (at [37] to [43]):
37 It appears to me that s 46PO(3) of the HREOCA is only incidentally concerned with those allegations of fact which can be made in an application under s 46PO(1) of the HREOCA; it is primarily concerned, not with such allegations, but rather with the legal character which those allegations of fact can be claimed to bear. In the two situations with which it deals, it permits an applicant in a proceeding before the Court to claim that the facts alleged against the respondent constitute unlawful discrimination of a different legal character than the unlawful discrimination which was claimed in the relevant terminated complaint.
38 Paragraph (a) of s 46PO(3) of the HREOCA proceeds on the basis that the allegations of fact being made in the proceeding before the Court are the same as those which were made in the relevant terminated complaint. The provision naturally permits the applicant to claim in the proceeding that those facts bear the same legal character as they were claimed in the complaint to bear. However, it goes further, permitting the applicant to claim in the proceeding as well that those facts bear a different legal character from that they were claimed in the complaint to bear, provided, however, that the legal character now being claimed is not different in substance from the legal character formerly being claimed.
39 Paragraph (b) of s 46PO(3) of the HREOCA, on the other hand, permits the applicant to allege in the proceeding before the Court different facts from those which were alleged in the relevant terminated complaint, provided, however, that the facts now being alleged are not different in substance from the facts formerly being alleged. It further permits the applicant to claim that the facts which are now being alleged bear a different legal character than the facts which were alleged in the complaint were claimed to bear, even if that legal character is different in substance from the legal character formerly being claimed, provided that that legal character "arise[s] out of" the facts which are now being alleged.
40 It is worth recording here that, although the Senate explanatory memorandum for the Bill which became the amending Act did not elaborate on the intended operation of the proposed s 46PO(3)(a) of the HREOCA, it did elaborate on the intended operation of the proposed s 46PO(3)(b) of the HREOCA, saying:
"This second limb is intended to cover situations in which different instances of unlawful discrimination arise out of essentially the same factual circumstances. For example, an Asian woman may make a complaint to HREOC alleging that her dismissal from employment amounted to discrimination on the ground of her sex. On the basis of things said or done during the inquiry or conciliation process, the woman may form the view that her dismissal also amounted to discrimination on the ground of her race. If the complaint cannot be conciliated and is terminated, and the woman makes an application to the Federal Court in respect of the terminated complaint, this paragraph may permit her to allege racial discrimination in that application. "
It appears to me that the first limb of s 46PO(3) of the HREOCA was likely to have been intended to cover situations in which, for instance, a person makes a complaint to the Commission of the doing of an act constituting unlawful disability discrimination in employment, which complaint cannot be conciliated and is terminated, and the person then makes an application to this Court in respect of the terminated complaint, claiming instead, but on the basis of the same allegations of fact, unlawful disability discrimination in contract work (see s 17 of the DDA).
41 On the construction which I give to s 46PO(3) of the HREOCA, it is apparent that par (a) thereof provides no warrant for an applicant in a proceeding in this Court to make any allegation of fact in the proceeding different from those which were made in the applicant's earlier complaint to the Commission. On the other hand, par (b) thereof does permit an applicant in a proceeding in this Court to make allegations of fact in the proceeding different to a certain extent from those which were made in the applicant's earlier complaint to the Commission. However, I find nothing, either in the language of par (b) itself or in the example of its operation given in the Senate explanatory memorandum, insofar as that example reveals a legislative intent regarding the operation of par (b), which would support a construction of the paragraph that permitted Mr Charles to allege in the present proceeding the doing by Fuji Xerox after 3 April 1999 of any act constituting unlawful disability discrimination in employment.
42 I add that a construction of s 46PO(3) of the HREOCA which does not permit Mr Charles to allege in the present proceeding the doing by Fuji Xerox after 3 April 1999 of any act constituting unlawful disability discrimination in employment appears to me to be consistent with the policy of the HREOCA of ensuring that there exists an opportunity for the attempted conciliation of complaints before they are litigated: compare s 46PF(1) and (4) of the HREOCA.
…
43 I add further that a construction of s 46PO(3) of the HREOCA which does not permit Mr Charles to allege in the present proceeding the doing by Fuji Xerox, particularly after 11 May 2000 (the date on which the present proceeding was begun), of any act constituting unlawful disability discrimination in employment would also be consistent with a longstanding judicial approach to litigation. That approach is that a moving party is prevented from relying in a proceeding on a cause of action accruing after the commencement of the proceeding.
58 As summarised above, Ms Chadwick relevantly made a complaint to the AHRC on 30 May 2019, which was subject to various amendments which were permitted on 3 March 2020, 30 June 2020, and 7 October 2020. Ms Chadwick's complaint was terminated by the AHRC on 7 October 2020 pursuant to s 46PH(1B)(b) of the AHRC Act.
59 The interlocutory relief that Ms Chadwick seeks relates to events that post-date her complaint and that occurred well after the termination of her complaint, and after the substantive proceedings were commenced. That is plain from the summary of the evidence in respect of what has given rise to the present application at paragraphs [33] to [39] above.
60 Ms Chadwick alleges that these events are part of her complaint to the AHRC because she amended her complaint to add an allegation of "ongoing victimisation". Ms Chadwick's complaint refers to the "ongoing nature of the harassment…[which] has lead me to see this is full on discrimination, harassment, bullying, [and] victimisation". Whilst the complaint was only subsequently formally amended to include "ongoing victimisation", for the purpose of this application I am prepared to accept that the rolled-up nature of the complaint and the way in which it is phrased had the effect of alleging "ongoing discrimination", either as a consequence of, or in addition to, ongoing victimisation. However, even if Ms Chadwick's complaint is regarded as having included a complaint of "ongoing" unlawful discrimination and victimisation, Ms Chadwick's contention that she is not precluded by s 46PO(3) from pursuing relief in respect of the events of late 2021 and 2022 in the substantive proceedings in this Court must be rejected.
61 The ambit of Ms Chadwick's complaint before the AHRC is to be ascertained for the purpose of s 46PO(3) by considering the shape it had assumed at the time of its termination, not by reference to its initial form and not as though what is being construed is a legal pleading. Even so, I do not accept that the events in late 2021 and 2022 are capable of giving rise to unlawful discrimination that is the "same (or the same in substance as)" or that arises out of the "same (or substantially the same) acts, omissions or practices" as the unlawful conduct that was the subject of the terminated complaint. The events of late 2021 and 2022 were not the subject of the proceedings before the AHRC. To the extent that Ms Chadwick contends that the respondents engaged in unlawful discrimination by reason of those events, no complaint has been made to, or considered by the AHRC. That being so, the conditions in s 46PO(1)(a) and (b) of the AHRC Act have not been met and this Court does not have jurisdiction to grant remedies based on conduct which post-dates the termination of the relevant complaint: see Picos v Servcorp Limited [2015] FCA 344 (at [46] to [48]), Perry J. The evidence and submissions relied on by Ms Chadwick on this application do not establish the requisite connection between the review of Ms Chadwick's eligibility for social housing in late 2021 and 2022 and the allegations the subject of the terminated complaint. It follows that, in the present proceedings, there is no serious question to be determined relating to the issue in respect of which Ms Chadwick now seeks interlocutory relief. To allow Ms Chadwick to include allegations of unlawful discrimination and/or victimisation based on conduct which has not been the subject of any assessment by the AHRC would circumvent s 46PO of the AHRC Act. I am not satisfied that Ms Chadwick has established there is a serious question to be tried in these proceedings that would support the grant of an interlocutory injunction.