[2011] FMCA 929
General information, not legal advice.
Federal Magistrates Court of Australia
2011-11-28
Original judgment source is linked above.
(1) The applicant's application filed in proceedings SYG 678/2011 be dismissed pursuant to Rule 13.10 of the Federal Magistrates Court Rules.
In the part of the Form requiring a description of each general protection the employee claimed had been contravened and each section of the FW Act relevant to the claim Ms Cavar did not refer to any provisions of the FW Act but stated "dismissal, discrimination, management neglect, harassment, cut off esencial (sic) human rights - job refucing (sic) to offer employment...management negligence, adverse action". She attached a copy of a certificate under s.369 of the FW Act which is said to relate to a claim that she was dismissed by Nursing Australia in contravention of Part 3-1 of the FW Act. She sought damages of $100,000. 5. In the affidavit accompanying her original application Ms Cavar claimed to have been discriminated against because of her age, background and marital status under s.351 of the FW Act, that she was "harassed/ offended for nothing", that "management neglect...cut off" her essential human rights, specifically her right to work and that she had experienced "victimisation & no equal employment opportunity". 6. On 6 July 2011 the court ordered that Ms Cavar file and serve any amended application, points of claim and supporting affidavit on or before 27 July 2011. The respondent had foreshadowed filing an application in a case seeking summary dismissal and orders were made in relation to any such application in a case. 7. Ms Cavar did not file an amended application in accordance with those orders. On 27 July 2011 she filed an "affidavit", which is in part submissions, to which she annexed points of claim. She outlined her personal history and stated that from May 2005 to 2009 she "got [her] first job in Nursing through Nursing Agency ACCESS" and in May 2010 signed an agreement with Nursing Australia. A copy of this agreement was said to be, but was not in fact, annexed to this affidavit. However it is in evidence as an annexure to the affidavit of Renato Ettore Marasco, the Workplace Relations Counsel for Nursing Australia's parent company. 8. Ms Cavar claimed that the agreement with Nursing Australia was to the effect that her "work placement" was to be "with any company where [Nursing Australia] had a contract". She also claimed that Prince of Wales Public Hospital (POW Hospital) had "offer[ed] to employ [her] through [her] agency". She claimed that she had corresponded with a manager at Nursing Australia and that POW Hospital had requested that she "do complete medical check-up" including "blood tests, x-rays and vaccinations", which she had "done in previous period". She complained that Nursing Australia and POW Hospital were "FORSING (sic) [her] AND PUTTING IN GANGER (sic) [her] HEALTH [by requiring her] TO DO DOUBLE PROCEDURES" including being re-vaccinated and receiving "UNNECESSARY RADIATION". She complained that they were treating her "as an extremely suspicious (sic) that [she] was transferring some kind of diseases". She appeared to attribute some aspect of this to the fact that "Serbian cleaners" were working in POW Hospital wards and claimed that this was a "MAJOR REASON why they had to do my medical check-up and NOT EMPLOY ME". She claimed that this was "DISCRIMINATION BASED ON [her] BACKGROUND, RELIGIOUS AND DISABILITY". It is notable that these claims relate to potential employment by POW. 9. Ms Cavar also referred to the Human Rights and Equal Opportunity Commission Act 1986 (Cth) (now the Australian Human Rights Commission Act 1986 (Cth)) and claimed that a manager at Nursing Australia "did unlawful discrimination and no employment opportunity refusing, harassing using all adverse actions towards me at any place". 10. Annexed to the affidavit were documents such as a letter from Nursing Australia addressed "Dear Member" setting out the need, consistent with a NSW Health Policy Directive, for evidence of specified vaccinations should a member wish to work in public hospitals in the Sydney Metropolitan Area and emails between Ms Cavar and Nursing Australia between June and July 2010 about the need for her to have an official serology report as directed by POW Hospital. According to these emails Ms Cavar advised Nursing Australia that she had eventually obtained the necessary reports (some of which were attached) and Nursing Australia acknowledged this. Also attached is a copy of a letter to a member of parliament from Ms Cavar complaining, among other things, about robbery, theft of documents from the post, unauthorised home visits, blocked phone calls and checked emails and breach of workplace laws by managers, "some of them from specific ethnic groups". The relevance of this letter to these proceedings is not clear. 11. In her points of claim Ms Cavar, who described herself as an "Assistant Nurse 4th year", referred to having "signed an agreement with Nursing Australia" on 14 May 2010 whereby she "appointed Nursing Australia as her agent to endeavour to procure employment as Assistant Nurse, experienced, referred as "Placements"". However the points of claim continue, somewhat confusingly, to allege that "Nursing Australia made a placement for the Applicant as an assistant Nurse with the Respondent" (notwithstanding that the respondent in these proceedings is Nursing Australia). It is then alleged that "On 18 May 2010 the applicant commenced employment with the Respondent as an experienced assistant Nurse" and that the "applicant was employed by the Respondent between 18 May 2010 until 13 July 2010 in few places", being the "Royal Rehabilitation Centre, Red Leaf, Presbyterian Aged Care, St. Luke Aged Care and Taren Point - Beach side". 12. Relevantly, it is alleged in cl.8 that "Special offer and procedure has been prepared from Prince of Vales (sic) Public Hospital at Randwick to employ applicant as Full time Assistant Nurse" and in cl.9 that Nursing Australia "failed to comply with all proofs from Applicant and NSW Health's policy directive (PD2007_006) and refused, did adverse actions towards Applicant NOT TO OFFER EMPLOYMENT WITH DISCRIMINATORY AND NO EQUAL EMPLOYMENT OPPORTUNITY BACKGROUND". The particulars to cl.9 are that: * (a) Between 23 June and 05 July 2010 Respondent according to Occupational Assessment, Screening and Vaccination against Specific Infectious Diseases Policy and Applicant's Adult Vaccination Record Card and Results of Serology, Blood tests and X-ray Chest test did not consider Applicant's employment. * (b) All results from 25/6, 26/6/, 27 and 28/6/2010 - Serology tests on Varicella, Hepatitis, MUMPS and MEASLES with Chest X-Ray have been done/ doubled/ unnecessary. * (c) Respondent even took adverse action towards applicant and bullied, intimidated, harassed and forced to put applicant's health in dangerous (sic). * (d) All tests and vaccinations have been done in a previous period of employment with another agency and respondent should accept it as VALID. * (e) All above results were given in office and Ineka Stevens confirmed that with email on 05/07/2010. 13. There is no explanation in the points of claim or elsewhere for how Ms Cavar's contention that Nursing Australia failed to comply with a NSW Health Policy Directive is a matter that is within the jurisdiction of this court. There is no direct allegation that Nursing Australia took adverse action against Ms Cavar (see s.342 of the Fair Work Act) for any of the reasons in s.340 or s.351 of the FW Act based on any of the matters raised in cl.9 of the points of claim. 14. In cl.10 the points of claim address a matter initially raised by the respondent in relation to whether or not Ms Cavar had been granted an extension of time before Fair Work Australia. The respondent's contentions in that respect were not pursued in connection with the application in a case and it is not necessary for present purposes to consider that aspect of the points of claim. 15. The basis for Ms Cavar's claims may also be seen in light of the orders sought. Putting aside her application for an extension of time to apply to Fair Work Australia, Ms Cavar sought orders: "that all materials, examinations, tests Applicant has been doing" (sic), "that all procedures/tests/vaccinations have been already done and Copy of the Adult Vaccination Record Card was lodged with application for the job shows that respondent had intension (sic) to harass, intimidate, bulling (sic) and did course of adverse actions towards Applicant"; that "The breach of conduct was done by Respondent with no acceptance and no respect Applicant's dignity and all proofs provided by Australian's authority"; that the "Applicant was forced, humiliated, unrespected, suspicious, rejected, caused substantiated damages such as, loss of income, loss of confidence, depression, anxiety, fear for the future"; and that "In regards to the unlawful, unacceptable, unreasonable behaviour and discriminatory actions taken from the Respondent with no progress for Applicant's employment, found by the Court to be substantiated compensation under Human Rights and Equal Opportunity Commission Act 1986 alleging unlawful discrimination" (sic). 16. These points of claim do not expressly raise any claim that Nursing Australia dismissed Ms Cavar in contravention of Part 3-1 of the FW Act. Rather, it appears from the points of claim that Ms Cavar acknowledged that it was the hospital (in particular POW Hospital) that was her potential employer and that she took issue with the fact that she was required to produce evidence of fresh health tests which she claimed she had already undergone. She claimed that Nursing Australia "had intension (sic) to harass, intimidate, bulling (sic) and did course of adverse actions towards [her]". She sought "compensation" under the Australian Human Rights Commission Act for unlawful discrimination. 17. In its application in a case Nursing Australia sought that the application be stayed or dismissed generally pursuant to r.13.10 of the Federal Magistrates Court Rules on the basis that the applicant had no reasonable prospect of successfully prosecuting the claim. There are a number of grounds in the application in a case. Counsel for Nursing Australia advised the court that the grounds that took issue with whether the court had jurisdiction to consider the claim were not pressed although it was pointed out for Nursing Australia that the claim before the court was markedly different from the application conciliated by Fair Work Australia and that pursuant to s.371 of the FW Act the court only has jurisdiction to deal with the application conciliated before Fair Work Australia (See CEPU v Active Tree Services Pty Ltd [2011] FMCA 535 at [33]). It was contended that it was apparent from the certificate under s.369 of the FW Act issued in relation to the application made to Fair Work Australia by Ms Cavar, and which alleged that she was dismissed by Nursing Australia in contravention of Part 3-1 of the Act, that the "dispute" between the parties was limited to such matters. This was said to be the only matter properly before the court in these proceedings. 18. Insofar as Ms Cavar asserts that she has claims in addition to claims in relation to a dispute about an alleged dismissal by Nursing Australia in contravention of Part 3-1 of the Act such matters may be raised in these proceedings as they would not be subject to the limitation in s.371 of the FW Act (and see s.365). However the difficulty with the claims based on the Australian Human Rights Commission Act is that Ms Cavar has not taken any complaint to the Australian Human Rights Commission such as to give this court jurisdiction under s.46PO of the Australian Human Rights Commission Act. 19. In any event, the basis for Ms Cavar's claims against Nursing Australia about the requirement of POW Hospital that she produce certain vaccination and other reports before being employed by POW Hospital is not clear. As the respondent submitted, the points of claim do not assert that Ms Cavar had a workplace right (s.341) to participate in proceedings under a workplace law or to make a complaint or enquiry notwithstanding that such entitlements are a jurisdictional prerequisite for a finding that adverse action has taken place under the FW Act. Nor do the points of claim explain how it is contended that Nursing Australia took adverse action against Ms Cavar for one of the reasons in s.340 within s.342 of the FW Act, except insofar as there are very general and unparticularised assertions about discrimination and what may be intended to assert injury. The 'evidence' put before the court by Ms Cavar and her submissions did not clarify these issues or raise factual matters that would provide a basis for such a claim of adverse action by Nursing Australia. 20. Further, as the respondent submitted, to the extent that Ms Cavar asserted that any action was taken by Nursing Australia, on her own claims it was not taken by Nursing Australia as her employer or potential employer and hence would not fall within s.342 of the FW Act. In the points of claim Ms Cavar's complaints relating to the directive from POW Hospital do not assert adverse action by Nursing Australia as her employer or prospective employer. Ms Cavar refers to potential employment by POW Hospital and a "placement" by Nursing Australia albeit, somewhat confusingly, she also claimed she was employed by Nursing Australia from 18 May 2010 to 13 July 2010. 21. The respondent submitted that Ms Cavar had no reasonable prospects of successfully prosecuting the claim in the application as elucidated in the points of claim and that on this basis the application should be stayed or dismissed generally pursuant to r.13.10 of the Federal Magistrates Court Rules. 22. After Nursing Australia filed the application in a case and a supporting affidavit annexing a copy of the Nursing Australia contract and Ms Cavar's application to Fair Work Australia, Ms Cavar filed a document described as "evidence in relation to the application in a case" in which she submitted that she had workplace rights because she was an employee and had signed a contract with Nursing Australia and had worked in a few places and because she "expected new contract with a new work place" at POW Hospital. It is not clear how such matters could come within s.341 of the Act although Ms Cavar contended that Nursing Australia took a course of adverse action against her within s.342 of the FW Act in that it dismissed her, injured her during her employment, altered her position to her prejudice and discriminated between her and other employees and it may be that this was intended to raise a claim that Ms Cavar was an employee of Nursing Australia. Ms Cavar claimed that she was "harassed, humiliated, forced [to] work under incredible pressure by course of action of others at work place" and that Nursing Australia "failed to investigate incident occurred on 13 July 2010"; "failed to comply with OH&S procedure" and forced her to disclose her "privacy-potential illness or infection disease". Ms Cavar claimed the "Legal grounds" to her claims were under the "Australian Human Rights and Equal Employment Opportunity Act 1986", the Age Discrimination Act 2004 (Cth), Sex Discrimination Act 1984 (Cth) and Disability Discrimination Act 1992 (Cth) and that she was directly and indirectly discriminated against or victimised, but there was no claim or evidence addressing the reason for such asserted action. 23. Ms Cavar also claimed discrimination "based on harassment in employment" under s.351 of the FW Act on the ground of "infection disease or suspected disease". She made this claim notwithstanding that she put before the court an exchange of emails with Nursing Australia in which she was informed that the provision of vaccination and serology information was a requirement (a "directive") from the POW Hospital, not a requirement of Nursing Australia. 24. Ms Cavar also claimed that her "fundamental human rights" had been affected by Nursing Australia. She attached copies of documents about her employment and qualifications from Bosnia Herzegovina. 25. To address the possibility that the issues that Ms Cavar sought to raise may be somewhat wider than was apparent from the application and points of claim, the parties were given the opportunity to file post-hearing written submissions. Ms Cavar filed a document described as an "affidavit" of 25 September 2011 and supporting documents which I have had regard to as submissions, including a partial copy of what appears to be an affidavit filed in proceedings against another party, a copy of a 2004 New South Wales Nurses' Association Brochure entitled "Occupational Health and Safety Essentials for Nurses", annotated payslips, copies of emails to and from Nursing Australia in June, July, August and December 2010, submissions and an application for leave to rely on an amended application in these proceedings alleging unlawful discrimination under s.46PO of the Australia Human Rights Commission Act and also referring to "unlawful dismissal" pursuant to s.352 of the FW Act, and to ss.342, 351 and 361 of the FW Act. 26. Counsel for the respondent filed amended submissions elaborating on the contention that the application should be stayed or dismissed generally pursuant to r.13.10 of the Federal Magistrates Court Rules and submitting that insofar as the applicant sought to amend the application such amendment should not be allowed. 27. Rule 13.10 of the Federal Magistrates Court Rules is as follows: * The Court may order that a proceeding be stayed, or dismissed generally or in relation to any claim for relief in the proceeding, if the Court is satisfied that: * (a) the party prosecuting the proceeding or claim for relief has no reasonable prospect of successfully prosecuting the proceeding or claim; or * (b) the proceeding or claim for relief is frivolous or vexatious; or * (c) the proceeding or claim for relief is an abuse of the process of the Court. 28. Counsel for the respondent referred to the consideration of authorities in relation to r.13.10 in Balding v Ten Talents Pty Ltd (2007) 162 IR 17; [2007] FMCA 145 at [16] - [32] which were said to establish that the test is now lower than that considered in General Steel Industries Inc. v Commissioner for Railways (N.S.W.) and Others (1964) 112 CLR 125; [1964] HCA 69. However it was acknowledged that the court ought to be cautious and should not summarily dismiss a claim unless the matter was "clear, beyond any doubt" (Balding at [19]) and that it was inappropriate to summarily dismiss an application if there was contested evidence and a real issue of law. It was submitted that the applicant's claim was such that it was clear and beyond any doubt that she had no reasonable prospect of successfully prosecuting the proceeding or claim or any of the proposed amendments and that her claim was "hopeless". 29. The applicant submitted that it was clear that she had reasonable prospects of successfully prosecuting the proceedings and all claims, including the proposed amendment. She also suggested that the issues raised were of significance and should be dealt with by a superior court at first instance. First, insofar as this is to be taken as an application to transfer these proceedings back to the Federal Court, the assertions made by Ms Cavar are not such as to satisfy me that the court should transfer these proceedings back to the Federal Court (see s.39 of the Federal Magistrates Act 1999 (Cth) and r.8.02(4) of the Federal Magistrates Court Rules). The matter was transferred to this court by the Federal Court. The proceedings cannot be said to be likely to involve questions of general importance such that it would be desirable for there to be a decision of the Federal Court on any of the points in issue. 30. Rule 13.10(a) reflects the test in s.17A of the Federal Magistrates Act and s.31A of the Federal Court of Australia Act 1976 (Cth) in relation to summary judgment. While it is a less stringent test than the previous "no reasonable cause of action" test considered in General Steel Industries, the power to summarily dismiss or give summary judgment must nonetheless be exercised with caution (Spencer v The Commonwealth of Australia (2010) 241 CLR 118; [2010] HCA 28 at [24] per French CJ and Gummow J). As French CJ and Gummow J stated in Spencer in relation to s.31A of the Federal Court of Australia Act at [25] such a provision "requires a practical judgment" by the court "as to whether the applicant has more than a "fanciful" prospect of success". 31. Hayne, Crennan, Kiefel and Bell JJ pointed out in Spencer at [51] - [60] that the expression "no reasonable prospect" differs from the notion of "no real prospect" and expressed the view that it is not necessary to reach "a certain and concluded determination that a proceeding would necessarily fail" before the test is satisfied. I have however borne in mind that where a case requires the resolution of matters of law and fact the considerations in dismissing an application on this basis are "amplified" (Fair Work Ombudsman v Maclean Bay Pty Ltd [2010] FCA 1378 per Marshall J at [9] and Spencer at [25]). 32. There is a distinction between summary dismissal and striking out deficient pleadings (see Spencer at [23]), but a provision such as r.13.10(a) may apply to a case in which pleadings or points of claim "disclose no reasonable cause of action and their deficiency is incurable", a case in which there is "unanswerable or unanswered evidence of a fact fatal to the pleaded case and any case which might be propounded by possible amendment". However it is not limited to such categories (Spencer at [22]). 33. In this instance Ms Cavar has sought to characterise her asserted case against Nursing Australia in several ways. She has filed points of claim and also a proposed amended application. However I am satisfied that she has no reasonable prospect of successfully prosecuting the proceeding either as it presently stands or as she seeks to amend it. Hence the amendment application should be refused and the application dismissed.
(ii) by a person against an independent contractor;
(iv) by an independent contractor against a person who has entered into a contract for services with the independent contractor; and
Discrimination under s.351 of the Fair Work Act
Proposed Claim under Section 352 of the Fair Work Act
Claims under the Australia Human Rights Commission Act
I certify that the preceding fifty-one (51) paragraphs are a true copy of the reasons for judgment of Barnes FM
Cavar
Nursing Australia [2011] FMCA 929
(2009) 239 CLR 175
(2007) 162 IR 17
(1964) 112 CLR 125
(2010) 241 CLR 118