[2019] WASCA 135
General information, not legal advice.
Court of Appeal (WA)
2019-08-29
Buss P
Original judgment source is linked above.
The basis for the sentence imposed by the learned sentencing judge
(1) The sentence of 12 months' immediate imprisonment was manifestly excessive given sentences imposed in comparable cases, the appellant's plea of guilty, previous offers to plead guilty, remorse, efforts at and good prospects of rehabilitation and the criminality of the offence.
(2) The learned sentencing judge erred by not correctly applying the principle of parity between the appellant and the co‑offender [Mr Craddock].
(3) The learned sentencing judge erred by giving insufficient credit for the plea of guilty.
(4) The learned sentencing judge erred in his characterisation of the offence as a very serious example of an offence of its type.
(1) Sentencing is a discretionary exercise. An appellate court can intervene only if the appellant demonstrates either an express or implied material error. Express error involves acting on a wrong principle, for example by mistaking the law or facts or taking into account an irrelevant matter. Implied error arises where the end result is so unreasonable or unjust that the court must conclude that a substantial wrong has occurred. Thus, an appellate court cannot substitute its own opinion for that of the sentencing court merely because the appellate court would have exercised a sentencing discretion differently.
(2) In order to determine whether a sentence for an individual offence is manifestly excessive, the offence should be viewed in light of the maximum sentence prescribed by law for the offence, the standards of sentencing customarily imposed with respect to it, the place that the criminal conduct occupies on the scale of seriousness of offences of that type, and the offender's personal circumstances.
(3) The range of sentences customarily imposed for an offence does not establish the range of a sound exercise of the sentencing discretion. Sentences customarily imposed in comparable cases provide a yardstick or reference point for ensuring broad consistency in sentencing, bearing in mind the scope for significant variations in relevant sentencing factors, and that there is no single correct sentence. What is important is the unifying principles which sentences imposed in comparable cases reveal and reflect.
(4) When this court dismisses an appeal against sentence and when it resentences on a successful appeal, its decision does not fix the upper or lower limit of the range.
(5) Reference to comparable cases may identify a sentencing range for offences of the kind in question. However, the fact that a sentence is within or outside that range does not necessarily establish that the sentence involved an appropriate, or erroneous, exercise of the sentencing discretion.[9]
The procedural history relevant to the appellant's offer to plead guilty
(a) 5 March 2017 - the appellant was charged with the GBH offence;
(b) 17 March 2017 - an initial medical report, obtained by the State, indicated that the victim suffered bilateral jaw fractures, but did not include any opinion as to whether the appellant's punch, or the assault by Mr Craddock, was likely to have caused the fractures;
(c) 24 November 2017 - the matter was listed for a trial commencing on 16 April 2018;
(d) 13 February 2018 - Mr Craddock was sentenced on the basis that his stomp to the victim's head caused the jaw fractures;
(e) 14 February 2018 - the appellant offered to plead guilty to assault occasioning bodily harm if the grievous bodily harm charge was discontinued;
(f) 27 February 2018 - the State rejected the appellant's plea offer;
(g) 12 April 2018 - the State advised the appellant's counsel, in the course of ongoing disclosure, that the State had been advised by its doctor, during a proofing session, that grievous bodily harm could have been caused by either the punch or the stomp or a combination of both;
(h) 12 and 13 April 2018 - the appellant's counsel became aware of Mr Craddock's sentencing and received a copy of the transcript of that hearing;
(i) 16 April 2018 - the appellant's trial was adjourned to permit discussions concerning the State's continued prosecution of the appellant for the GBH offence, in light of the factual basis on which Mr Craddock had been sentenced;
(j) 23 April 2018 - the State confirmed it would continue with the prosecution of the appellant for the GBH offence;
(k) 27 April 2018 - the appellant applied for a permanent stay of the proceedings against the appellant;
(l) 20 December 2018 - the appellant's application for a permanent stay was refused by Braddock DCJ, but her Honour observed that the State's case in respect of the GBH offence was tenuous. The matter was then re‑listed for a trial commencing on 21 January 2019;
(m) 10 January 2019 - the appellant again offered to plead guilty to the AOBH offence if the charge for the GBH offence was withdrawn;
(n) 14 January 2019 - the State rejected the plea offer and informed the appellant it would proceed with the prosecution for the GBH offence;
(o) 17 January 2019 - a further medical report obtained by the State confirmed that the victim's jaw fractures could have been caused by the appellant's punch, or Mr Craddock's assault, or a combination of both;
(p) 21 January 2019 - at the commencement of the trial, the appellant entered a plea of guilty before the jury, in respect of the AOBH offence, as a statutory alternative to the GBH offence;[12]
(q) 22 January 2019 - the appellant's lawyers tendered a document in which the appellant formally admitted that he punched the victim, causing him to lose consciousness and fall to the ground;[13] and
(r) 24 January 2019 - the appellant was acquitted of the GBH offence and convicted, on his plea, of the AOBH offence.
Principles applicable to the mitigating effect of an offer to plead guilty
(a) On 14 February 2018, the appellant first offered to plead guilty to the AOBH offence, if the charge of the GBH offence was withdrawn. That offer to plead guilty was made eight weeks prior to the originally scheduled trial date (of 16 April 2018), when medical evidence could not establish that the appellant was guilty of the charge on the indictment, namely the GBH offence;
(b) On 10 January 2019, the appellant again offered to plead guilty to the AOBH offence if the charge of the GBH offence was withdrawn;
(c) On 21 January 2019, the appellant pleaded guilty to the AOBH offence when the trial began;
(d) The appellant's case at trial was consistent with his offers to plead;
(e) The sentencing judge's factual findings were consistent with the appellant's offers to plead; and
(f) Making the offers reflected an acceptance by the appellant of his responsibility for the harm which, at sentencing, it was accepted he had caused to the victim, namely the loss of consciousness.
No error shown in the exercise of discretion as to the discount given for the offer to plead
The offence committed by, and sentence imposed on, Mr Craddock
(a) Mr Craddock was convicted of the GBH offence, which carries a maximum penalty double that of the AOBH offence.
(b) At the time of Mr Craddock's assault, he was aware that the appellant had already assaulted the victim and that the victim was unconscious on the ground, whereas the appellant did not know Mr Craddock and had no expectation that he would join the assault. The learned sentencing judge failed to give sufficient weight to his assessment that the victim was 'slightly more' vulnerable when Mr Craddock assaulted him.
(c) In order to assault the victim, Mr Craddock had to break free from those trying to restrain him, and that demonstrated an element of persistence or ongoing determination to commit violence on the victim, whereas the appellant delivered a quick, single punch.
(d) Mr Craddock was sentenced on the basis that his assault caused the victim's jaw fractures, whereas the appellant was sentenced on the basis that it could not be determined whether his actions caused the victim's jaw fractures. The long‑lasting physical effects on the victim appear to be as a result of the jaw injury, not the victim's period of unconsciousness.
The contention that the sentence imposed was manifestly excessive
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[2] Sentencing ts 427; White Appeal Book (WAB) 81.
[5] Sentencing ts 428 ‑ 429; WAB 82 - 83.
[8] See, eg, Ha v The State of Western Australia [2019] WASCA 69 [28].
[9] Halmi v The State of Western Australia [2013] WASCA 229 [33].
[11] See parties' draft chronologies; see also appellant's amended submissions [3] - [19].
[14] The State of Western Australia v Auckram [2013] WASCA 256 [95] (Buss JA); [165] (Mazza JA), [175] (Hall J agreeing generally with Buss JA).
[17] Auckram [97] (Buss JA); [168] (Mazza JA).
[18] Appellant's amended submissions [50].
[19] Appellant's amended submissions [49].
[20] cf Higgins v The State of Western Australia [2019] WASCA 78 [123] - [124] (Beech JA, Buss P & Pritchard JA agreeing) and the cases cited therein.
[22] Craddock sentencing ts 25; WAB 153.
[23] Craddock sentencing ts 8; WAB 136.
[24] Craddock sentencing ts 26; WAB 154.
[25] Craddock sentencing ts 26; WAB 154.
[26] Craddock sentencing ts 27; WAB 155.
[27] Craddock sentencing ts 26; WAB 154.
[28] Craddock sentencing ts 28; WAB 156.
[29] Craddock sentencing ts 27 - 28; WAB 155 - 156.
[30] Craddock sentencing ts 27; WAB 155.
[31] Wong v The Queen [2001] HCA 64; (2001) 207 CLR 584 [65] (Gaudron, Gummow and Hayne JJ); Green v The Queen [2011] HCA 49; (2011) 244 CLR 462 [28] (French CJ, Crennan and Kiefel JJ).
[32] Green [28] (French CJ, Crennan and Kiefel JJ).
[33] Green [29] (French CJ, Crennan and Kiefel JJ).
[34] Green [30] (French CJ, Crennan and Kiefel JJ).
[35] Green [30] (French CJ, Crennan and Kiefel JJ).
[36] House v The King [1936] HCA 40; (1936) 55 CLR 499.
[37] Stanley v The State of Western Australia [2018] WASCA 229 [40].
[38] Appellant's amended submissions [42].
[39] Appellant's amended submissions [40].
[40] Appellant's amended submissions [41].
[41] Higgins v The State of Western Australia [2019] WASCA 78 [53] (Buss P).
[43] Appellant's amended submissions [53(b),(e)].
[44] Appellant's amended submissions [53(a), (c), (d)], [54], [57] - [58].
[45] Appellant's amended submissions [53(a)].
[46] Appellant's amended submissions [53(a)].
[47] cf The State of Western Australia v Smith [2019] WASCA 42.
[50] Appellant's amended submissions [53(c)].
[51] Appellant's amended submissions [53(d)].
[52] Appellant's amended submissions [54].
[53] Appellant's amended submissions [58].
[55] Kilner v The Queen [1999] WASCA 189.
[56] The State of Western Australia v Camilleri [2008] WASCA 217; (2008) 189 A Crim R 394.
[57] Mical v Ward [2003] WASCA 149.
[58] Mourish v The State of Western Australia [2006] WASCA 257.
[59] Holden v The State of Western Australia [2009] WASCA 50.
[60] Wiltshire v Mafi [2010] WASCA 111; (2010) 211 A Crim R 326.
[61] The State of Western Australia v Cheeseman [2011] WASCA 15.
[62] Spirovski v The State of Western Australia [2017] WASCA 230.
[63] Clarke v The State of Western Australia [No 2] [2013] WASCA 197.
[64] Ali v The State of Western Australia [2013] WASCA 55.
[65] Ali [18] (Newnes JA, McLure P & Mazza JA agreeing).
(2001) 207 CLR 584
(1936) 55 CLR 499
(2011) 244 CLR 462