[2025] VSCA 118
General information, not legal advice.
Court of Appeal (Vic)
2025-05-28
Niall CJ, Forrest JA
Original judgment source is linked above.
(1) The sentencing discretion on charge 2 - which attracted the base sentence - miscarried because it was treated by the sentencing judge as a 'rolled‑up charge' comprising 26 instances of the charged offence;
(2) The sentencing judge's discretion miscarried because the trial judge failed to have regard in mitigation to the effect on the applicant of the hardship caused to his family members by his imprisonment; and
(3) In all the circumstances: (a) the individual sentences imposed; (b) the orders for cumulation made; and (c) the non‑parole period fixed are manifestly excessive.
Chemical substances, glassware, documents and equipment
(i) a metal drum with a tap containing dichloromethane;
(ii) two plastic carboys containing hydrochloric acid;
(iii) one plastic container containing 4,342 grams of ammonia;
(iv) one plastic container containing Toluene;
(v) two plastic carboys containing isopropanol;
(vi) one plastic container containing 70.4 grams of 4‑aminobutanoic acid, also known as gamma‑amino‑butyric acid (GABA);
(vii) two plastic containers containing sodium hydroxide;
(viii) a plastic container containing sulphur;
(ix) a plastic container containing zinc;
(x) a bag containing 100 grams, 101.1 grams and 1,007.9 grams of 3,4,5‑trimehoxybenzaldehyde;
(xi) a plastic container and a plastic sealed bag each containing activated charcoal;
(xii) a plastic sachet containing sodium acetate;
(xiii) one plastic sealed bag containing sodium carbonate;
(xiv) two plastic containers containing a total of 621.1 grams of 4‑amino‑butanoic acid;
(xv) two plastic bottles containing 100 grams each of 2,5 dimethoxybenzaldehyde;
(xvi) four plastic containers containing sodium nitrite;
(xvii) one glass bottle containing 545 grams of formaldehyde;
(xviii) three glass bottles containing 73 grams of safrole;
(xix) a plastic vial containing 9 grams of a substance containing 4‑hydroxybutanoic acid;
(xx) various assorted glassware and lab materials;
(xxi) a snap bag containing flualprazolam powder;
(xxii) a glass vial containing 8 grams of a substance containing N‑ethylheptedrone (an analogue of methcathinone); and
(xxiii) literature contained on a Dell laptop, on a red iPhone, and in the applicant's handwritten notes, including scientific journal papers, internet articles and documents describing the synthesis and/or extraction of various controlled substances.
(a) 150 tabs of LSD (charge 5 - possess drug of dependence);
(b) two bottles of ammonium chloride (charge 6 - possess precursor chemical);
(c) two containers of methylammonium salts (charge 7 - possess precursor chemical);
(d) two bottles of nitromethane (charge 8 - possess precursor chemical); and
(e) a snap lock bag containing 29.8 grams of ketamine (charge 9 - possess drug of dependence).
(a) the use of a false name to avoid detection. The utility of this deception was undermined somewhat by including the applicant's correct address as part of the postal description;
(b) the use of hydroponic set‑ups;
(c) the presence of literature related to manufacture; and
(d) text messages sent by the applicant in which he advises apparently like‑minded individuals that he has set up a home lab.
(a) each charge is a single date charge as opposed to a between‑dates charge;
(b) the accused was not suggested to be part of a larger syndicate; and
(c) the accused's activities did not involve violence and no amounts of money were either located or seized.
these problems would seem to have been in existence, including the financial hardship, at the time of the commission of these offences and Mr Carabott's solution to all of this is to turn himself into a drug‑trafficker, and in my submission, you would really place - have little regard to the hardship if Your Honour finds there are exceptional circumstances in that situation.
(a) the offending being 'planned and relatively sophisticated';[15]
(b) the diversity and quantity of illegal substances seized by police at the applicant's residence, along with 'equipment, glassware and literature related to drug manufacturing';[16]
(c) his use of a false name for delivery of substances to avoid detection;
(d) his sending of online messages to others in regards to the applicant's drug lab set‑up; and
(e) while relatively small amounts of alprazolam (charge 1) and cocaine (charge 11) were found and those offences were isolated to only one day, his overall offending spanned around 12 months.[17]
(a) the applicant was highly educated, had a degree with honours in biological sciences, and maintained steady employment in his field up to February 2022 and on a casual basis thereafter;
(b) his son was diagnosed with non‑verbal autism and was three and a half years old at the time of sentencing;
(c) he commenced drug‑use in high school, and by 2021 he had developed a benzodiazepine addiction;
(d) while there was no evidence of a diagnosed mental health disorder at the time of offending that would reduce the applicant's moral culpability,[20] the judge accepted the applicant's self‑report of general stress and anxiety; and
(e) the applicant engaged positively with the court integrated support program after being granted bail, and has remained abstinent from drugs since this time.
(a) report from paediatrician, Mr Tim Penno, dated 14 May 2024;
(b) report from speech pathologist, Ms Ellena Binney, dated 5 September 2024;
(c) report from general practitioner, Dr Emma Haugh, dated 21 May 2024;
(d) letter from maternal health nurse, Ms Tasmin Gordon, dated 9 October 2024; and
(e) two letters from the applicant's wife, Mrs Carolyn Carabott, dated 20 February 2024 and 25 September 2024.
Citing these documents, her Honour described the extensive care required for the applicant's son, Izaak, compounded by Mrs Carabott's health conditions.
[acting] almost as an intermediary, anticipating Izaak's needs and assisting his allied health workers to understand Izaak better.[24]
The judge noted that Izaak's physical outbursts will become harder to handle as he grows bigger, and that the applicant is better able to manage these compared to Mrs Carabott given her health conditions.[25] Her Honour noted there is a 'significant risk of [Izaak] falling even further behind his peers' if he does not 'consistently have familiar people around him to support his development'.[26]
(a) pleaded guilty at an early stage and the utilitarian benefit provided by his early plea;
(b) demonstrated remorse and acknowledged responsibility for his offending;
(c) had no prior criminal convictions;
(d) had previously good character, as demonstrated in letters of support from his parents, wife and employer; and
(e) had good prospects of rehabilitation, and made efforts to rehabilitate subsequent to being charged for the current offending.
Submissions: proposed ground 1 - charge 2 not a rolled‑up charge
[a]lthough the text of s 71A(1) of the Act is drafted in the singular the offence - and, in particular, its mens rea - cannot be made out unless a person is found in possession of at least two, or more likely a collection, of substances, materials, documents or equipment sufficient to render their possession 'for the purpose of trafficking a drug of dependence'.
[a]lthough it is most likely that multiple items will have been possessed or alleged to have been possessed, a person might properly be convicted of possession of one applicable item so long as it can be proven that [it] was possessed with the relevant intention.
Consideration: proposed ground 1 - charge 2 not a rolled‑up charge
Submissions: proposed ground 2 - effect of family hardship on the applicant
(a) only in an exceptional case, where the plea for mercy is seen as irresistible can family hardship be taken into account. The focus of the enquiry is on the impact the sentence will have on the offender's family members, and the court may tailor its sentence to relieve the plight of those family members;[35] and/or
(b) a sentencing court may take into account, as a separate sentencing consideration, the effect on the offender of hardship caused to family members by his or her absence if imprisoned.
Although the court is not, both as a matter of compassion and common sense, impervious to the consequences of a sentence upon other members of the family of a person in prison, such factors will need to be 'exceptional' or 'extreme' before the court will tailor its sentence in order to relieve the plight of those other family members. Such a principle is clearly an obvious one, because the court's primary function is to impose a sentence which meets the gravity of the crime committed by the person who is being sentenced. There will rarely be a case where a sentence of imprisonment imposed does not have consequential effects upon the spouse, children or other close family members who are dependent in one form or another upon the person imprisoned.
Thus it has been often stated that it is a general principle of sentencing that the court should usually disregard the impact which the sentence will have upon the members of a prisoner's family unless exceptional circumstances have been demonstrated. The principle has been so often stated that it does not need repeating ... It goes without saying, I think, that the graver the crime for which the prisoner is being sentenced the more difficult it will be to find exceptional circumstances, because the relief usually sought and generally necessary to alleviate the plight of the relevant family members affected will require absolution from incarceration.[36]
Your Honour, if Your Honour wasn't minded to adopt or accept our submissions in relation to the application of Markovic, we would still say that Your Honour ought accept that Mr Carabott will suffer a significant degree of anguish if he's in the custodial setting about his family's welfare. Now, that's firstly due to the physical and developmental issues of Izaak, the concerns about his wife, but also being the sole breadwinner, there's a degree of uncertainty as to where well - I think he goes a bit higher than that. If Mr Carabott was returned to custody for a lengthy period of time, it would be a circumstance where they would lose their property in Harcourt, as he's effectively paying the mortgage at the moment.
Consideration: proposed ground 2 - effect of family hardship on the applicant
Submissions: proposed ground 3 - manifest excess
(a) his early guilty plea, its utilitarian benefit and the inference of 'some remorse' arising from it;
(b) his age (41 years at the time of sentence) and his lack of any prior criminal history;
(c) his good progress in rehabilitation in his two years on bail awaiting sentence;
(d) his good prospects of further rehabilitation; and
(e) exceptional family hardship.
Consideration: proposed ground 3 - manifest excess
(a) Izaak, now aged four, suffers from a form of autism. He is profoundly disabled and may also have ADHD. He is non‑verbal and cannot use or interpret copy‑signs consistently. He becomes frustrated and emotionally dysregulated. He exhibits displays of aggression, tantrums or meltdowns and self‑harm;
(b) Izaak's mother, the applicant's wife, has a range of complex medical and mental health conditions, following the birth of Izaak. She expressed her difficulties in a letter to the court which we shall quote in part:
- I am very limited with my physical capacity in caring for Izaak. Post partum, I had to have two major operations which [has] left with long term issues. I am unable to lift/carry Izaak and require full time help to do this across all areas of Izaak's needs i.e.: getting in and out of his cot, feeding, dressing, managing meltdowns or panic attacks. I struggle to engage with Izaak physically for long periods of time. My body is very tired and worn out and I have to constantly sit down or lie down on the couch.
- ...
- Izaak has formed an extremely close bond with Matt ... Matt plays a major daily role in Izaak's physical, mental and educational well being [sic] on a daily basis. Without Matt, Izaak's development and mental health would be dramatically neglected if left to me by myself.
- ...
- Due to Izaak's severe level of autism, being completely non [verbal], [his] developmental delays and his complex and highly demanding behavioural issues, Izaak requires 24 hour constant care. He requires full time care for almost all daily tasks. This includes overnight care i.e.: toilet accidents, waking up overnight from being unwell and having to take medications or having panic attacks caused by what we assume is a nightmare. Having to take care of Izaak overnight requires a very strong physically abled person who can lift Izaak in and out of his cot to help him settle and have all his needs addressed properly.
- ...
- Taking care of Izaak and ALL of his needs is literally a full time job, 24 hours a day. It never ends. He requires 24 hour supervision at all times. He's not a normal child that you can leave alone at any point. ... I am very tired. I cannot do this without Matt. If l am left alone without the full proper support to care for Izaak and ALL of Izaak's constant, ongoing, daily needs and emotional well being (that only Matt is able to provide for most of it) then this would take a huge [toll] on my own mental and physical health and wellbeing.[45]
Mercy may justify the imposition of a sentence which may bear less heavily upon an offender than if he or she were to receive his or her just deserts [sic]. Mercy thus permits considerations such as extreme disadvantage and hardship to be recognised as a factor mitigating sentence. Mercy may also come into play where a judge forms the view that leniency at that particular stage of the offender's life might lead to reform. Mercy must, however, be exercised 'upon considerations which are supported by the evidence and which make an appeal not only to sympathy but also to well‑balanced judgment'.[47]
(a) charge 1 (trafficking a small quantity of alprazolam (Xanax)) - 6 months' imprisonment;
(b) charge 11 (attempting to traffick in cocaine) involving 5,884 grams of dried plant material which tested positive to an unstated and uncertain quantity of cocaine and constituted an 'attempt' with an indefinite prospect of fulfilment - 2 years' imprisonment; and
(c) charge 3 (cultivation of 10 cannabis plants weighing 2.2 kilograms) - 2 years' imprisonment.
Regrettably, we cannot discern any practical impact of exceptional family hardship upon the sentences imposed. Put another way, the sentences imposed are not out of kilter for someone in the applicant's position but without family hardship. We will grant leave under ground 3 and allow the appeal against sentence.
(a) charge 1 - 3 months (1 month cumulation);
(b) charge 2 - 9 months (base);
(c) charge 3 - 8 months (1 months' cumulation);
(d) charge 4 - 4 months (1 month cumulation);
(e) charge 5 - 4 months (1 month cumulation);
(f) charge 6 - 3 months (served concurrently);
(g) charge 7 - 3 months (served concurrently);
(h) charge 8 - 3 months (served concurrently);
(i) charge 9 - 4 months (1 month cumulation);
(j) charge 10 - 2 months (served concurrently); and
(k) charge 11 - 6 months (2 months' cumulation).
[1] Contrary to s 71AC(1) of the Drugs, Poisons and Controlled Substances Act 1981 ('DPCSA').
[12] This summary is adapted from the agreed set of facts in the Summary of prosecution opening for plea, dated 21 February 2023.
[13] The plea of guilty was entered prior to the committal hearing in February 2024.
[14] Markovic v The Queen (2010) 30 VR 589; [2010] VSCA 105 ('Markovic').
[15] DPP v Carabott [2024] VCC 1619, [24] ('Reasons').
[17] From August 2021 to 2 September 2022.
[20] R v Verdins [2007] VSCA 62.
[22] Citing a report from paediatrician, Mr Tim Penno, dated 14 May 2024.
[23] Citing a report from speech pathologist, Ms Ellena Binney, dated 5 September 2024 ('Ms Binney's report').
[24] Letter from maternal health nurse, Ms Tasmin Gordon, dated 9 October 2024, 2 ('Ms Gordon's letter'); Reasons, [59].
[25] Ms Gordon's letter, 3; Reasons, [59].
[26] Citing Ms Binney's report; Reasons, [56].
[27] Citing a report from general practitioner, Dr Emma Haugh, dated 21 May 2024 ('Dr Haugh's report'); Letter from Mrs Carabott, dated 20 February 2024 ('Mrs Carabott's first letter'); Letter from Mrs Carabott, dated 25 September 2024 ('Mrs Carabott's second letter'); Reasons, [57], [58].
[31] See Lipp v The Queen [2013] VSCA 384 ('Lipp').
[32] Lipp [2013] VSCA 384.
[34] Markovic (2010) 30 VR 589; [2010] VSCA 105.
[35] Ibid 592-3 (Maxwell P, Nettle, Neave, Redlich and Weinberg JJA), citing R v Panuccio (Court of Appeal of the Supreme Court of Victoria, Winneke P, Brooking and Charles JJA, 4 May 1998) ('Panuccio').
[36] Panuccio (Court of Appeal of the Supreme Court of Victoria, Winneke P, Brooking and Charles JJA, 4 May 1998) 6-7 (Winneke P, Brooking and Charles JJA agreeing at 8).
[37] R v Koumis [2008] VSCA 84; (2008) 18 VR 434, 440 [64] (Redlich and Kellam JJA and Osborn AJA); [2008] VSCA 84; Bleakley v The King [2024] VSCA 88, [33]-[34] (Niall and Taylor JJA).
[38] Clarkson v The Queen [2011] VSCA 157; (2011) 32 VR 361, 384 [89]; [2011] VSCA 157.
[40] Karam v The King [2024] VSCA 164, [30] (T Forrest JA); Lai v The King [2023] VSCA 151, [16] (T Forrest and Osborn JJA).
[43] Markovic (2010) 30 VR 589; [2010] VSCA 105.
[45] Letter from Mrs Carabott, dated 25 September 2024.
[46] DPP v Snow (a pseudonym) [2020] VSCA 67, [53], [80] (Maxwell P , Beach JJA and Croucher AJA), citing R v Kane [1974] VicRp 90; (1974) VR 759, 766_; DPP v Miceli_ [1997] VSC 22; (1997) 94 A Crim R 327, 332; DPP v Milson [2019] VSCA 55, [51] ('Milson').
[47] Milson [2019] VSCA 55, [51] (Priest and Weinberg JJA) (citations omitted).
Carabott
The King [2025] VSCA 118
[2024] VCC 1619 (Judge Chambers)
Lipp v The Queen [2013] VSCA 384, considered.
Markovic v The Queen [2010] VSCA 105; (2010) 30 VR 589; R v Panuccio (Court of Appeal of the Supreme Court of Victoria, Winneke P, Brooking and Charles JJA, 4 May 1998), discussed.
R v Koumis [2008] VSCA 84; (2008) 18 VR 434; Bleakley v The King [2024] VSCA 88, considered.
DPP v Miceli [1997] VSC 22; (1997) 94 A Crim R 327; DPP v Milson [2019] VSCA 55; DPP v Snow (a pseudonym) [2020] VSCA 67.
Clarkson v The Queen [2011] VSCA 157; (2011) 32 VR 361; Karam v The King [2024] VSCA 164; Lai v The King [2023] VSCA 151, considered.
(2010) 30 VR 589
(2008) 18 VR 434
(2011) 32 VR 361