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[2026] NSWCCA 104
Court of Criminal Appeal (NSW)
2026-07-10
Mitchelmore JA; Dhanji J; Emmett J
Source: NSW Caselaw (www.caselaw.nsw.gov.au). Converted to plain text by ZoeLaw. Not the official version.
Medium Neutral Citation: BW v R [2026] NSWCCA 104
Hearing dates: 13 April 2026
Date of orders: 10 July 2026
Decision date: 10 July 2026
Before: Mitchelmore JA; Dhanji J; Emmett J
Decision: (1) Grant the applicant leave to appeal against conviction and sentence.
(2) Allow the appeal against the convictions on counts 2 and 3 on the indictment.
(3) Quash the convictions on counts 2 and 3 and, in lieu thereof, enter verdicts of acquittal on counts 2 and 3.
(4) Quash the sentence imposed by the District Court on 19 December 2024.
(5) In lieu of the sentence imposed in the District Court, sentence the applicant to an aggregate term of imprisonment of 16 years, to commence on 3 August 2023 and expire on 2 August 2039, with a non-parole period of 11 years. The earliest date on which the applicant will be eligible for release on parole is 2 August 2034.
Catchwords: CRIME — appeals — appeal against conviction —unreasonable verdict — offences under s 61M(2) of the Crimes Act 1900 (NSW) — element of offence that complainant be under the age of 16 years — whether evidence on count 2 established beyond reasonable doubt that complainant was under the age of 16 years at the time of the offence — whether complainant’s evidence on count 3 established beyond reasonable doubt acts alleged to constitute offence — verdicts on counts 2 and 3 unreasonable — verdicts quashed — resentence on remaining counts CRIME — appeals — appeal against conviction — miscarriage of justice — directions to jury — tendency evidence — whether tendency directions considered as part of the summing up as a whole deflected the jury from its ultimate task — directions sufficient CRIME — appeals — appeal against sentence — unnecessary to determine given resentence
Original judgment source is linked above.
Legislation Cited: Crimes Act 1900 (NSW), ss 61M, 66C, 66DB, 66EA, 344A
Crimes (Sentencing Procedure) Act 1999 (NSW), ss 21A, 44
Criminal Appeal Act 1912 (NSW), s 6
Evidence Act 1995 (NSW), ss 60, 97, 97A, 101, 135, 136
Cases Cited: Burr v R [2020] NSWCCA 282; 285 A Crim R 504
Director of Public Prosecutions v Roder (a Pseudonym) (2024) 281 CLR 18; [2024] HCA 15
Doney v The Queen (1990) 171 CLR 207; [1990] HCA 51
Harkin v R (1989) 38 A Crim R 296
Hughes v The Queen (2017) 263 CLR 338; [2017] HCA 20
JA v R [2024] NSWCCA 130
JS v R [2022] NSWCCA 145
M v The Queen (1994) 181 CLR 487; [1994] HCA 63
Massaquoi v R [2024] NSWCCA 125
MRW v R [2011] NSWCCA 260
Pell v The Queen (2020) 268 CLR 123; [2020] HCA 12
R v Carey [2024] NSWCCA 90
R v Idaho (a Pseudonym) [2025] NSWDC 427
R v Markuleski (2001) 52 NSWLR 82; [2001] NSWCCA 290
R v TS [2017] NSWCCA 247
R v Whyte [2006] NSWCCA 75
Rassi v R [2023] NSWCCA 119
Robinson v R [2006] NSWCCA 192; 162 A Crim R 88
SKA v The Queen (2011) 243 CLR 400; [2011] HCA 13
SS v R [2025] NSWCCA 153
Stanton v The Queen [2003] HCA 29; 198 ALR 41
The King v AR [2026] HCA 10; 100 ALJR 545
The King v ZT (2025) 281 CLR 137; [2025] HCA 9
Turnbull v R [2019] NSWCCA 97
Versi v R [2013] NSWCCA 206
Texts Cited: Nil.
Category: Principal judgment
Parties: BW (applicant)
Rex (respondent)
Representation: Counsel:
T Ramrakha (applicant)
C Curtis / A Wilczek (respondent)
Solicitors:
McCristal & Co Lawyers (applicant)
Solicitor for Public Prosecutions (NSW) (respondent)
File Number(s): 2020/00364117
2021/00078038
Publication restriction: Pursuant to s 15A of the Children (Criminal Proceedings) Act 1987 (NSW) and 578A of the Crimes Act 1900 (NSW), there is to be no publication of any matter which identifies or which is likely to lead to the identification of the complainants or any person mentioned in the proceedings in relation to something that occurred when the person was a child, including the applicant’s children.
[This headnote is not to be read as part of the judgment]
The applicant was convicted, following a jury trial in the District Court, of nine counts of child sexual offences against three complainants. The offending comprised: (i) two counts of indecently assaulting a person under the age of 16, contrary to s 61M(2) of the Crimes Act 1900 (NSW); (ii) two counts of having sexual intercourse with a person of or above the age of 14 and under the age of 16, contrary to s 66C(3) of the Crimes Act; (iii) one count of maintaining an unlawful sexual relationship with a child under the age of 16, contrary to s 66EA(1) of the Crimes Act; (iv) three counts of intentionally sexually touching a child of or above the age of 10 and under the age of 16, contrary to s 66DB(a) of the Crimes Act; and (v) one count of attempting to have sexual intercourse with a child of or above the age of 10 and under the age of 14 in circumstances of aggravation, contrary to s 66C(2) of the Crimes Act.
On 19 December 2024, her Honour Judge Turner sentenced the applicant to an aggregate term of 20 years imprisonment for the nine counts, with a non-parole period of 13 years and 6 months.
The applicant’s conviction appeal raised the following issues for determination: (i) whether the guilty verdicts on counts 2, 3 and 5 were unreasonable or not supported having regard to the evidence (ground 1); (ii) whether a miscarriage of justice was occasioned by the failure of defence counsel to seek a directed verdict at the end of the complainant’s examination in chief on counts 2 and 3 (additional ground); and (ii) whether a miscarriage of justice had been occasioned by the directions to the jury on tendency evidence (ground 2).
On the application for leave to appeal against the sentence, the applicant contended: (i) that the aggregate sentence imposed by her Honour was manifestly excessive (ground 4); (ii) that a finding of fact made by her Honour was not open on the evidence (ground 3).
The Court (Mitchelmore JA, Dhanji J and Emmett J) held, granting leave to appeal against conviction, allowing the appeal against the convictions on counts 2 and 3 and entering verdicts of acquittal on those counts, and sentencing the applicant on the balance of the counts to an aggregate term of 16 years’ imprisonment with a non-parole period of 11 years:
Alleged unreasonable verdicts
(1) The verdicts in respect of two of the three counts in question were unreasonable:
(a) In order to prove count 2, which alleged an offence under s 61M(2) of the Crimes Act, it was necessary to prove beyond reasonable doubt that the applicant indecently assaulted the complainant and that the complainant was, at the time, under the age of 16. The complainant’s evidence in chief as to her age at the time of the alleged conduct constituting count 2 was deficient, and her evidence in cross-examination on this issue was not unequivocal. The Court was not satisfied beyond reasonable doubt that the complainant was under 16 at the time, and the nature of the evidence with respect to the issue was such that any advantage held by the jury was slight and insufficient to resolve this doubt: at [23]-[32].
(b) As to count 3, which alleged a further offence against s 61M(2) of the Crimes Act, the allegation was that the applicant touched the complainant’s breasts and kissed her underneath her clothing. In circumstances where the complainant did not give evidence of the particulars in chief, acknowledged in cross-examination that she did not recall the events leading to intercourse, and inferentially, did not, at the time she gave evidence, recall count 3, it was not possible to be satisfied beyond reasonable doubt the event occurred. The advantage held by the jury was not capable of resolving this doubt: at [38]-[43].
(c) In respect of count 5, which alleged an offence against s 66C(3) of the Crimes Act, it was open to the jury to find that, despite some deficiencies in the peripheral details, the complainant had a clear and specific recollection of the offending conduct the subject of the count. The verdict in respect of that count was not unreasonable: at [46].
M v The Queen (1994) 181 CLR 487; [1994] HCA 63, applied.
SKA v The Queen (2011) 243 CLR 400; [2011] HCA 13; The King v ZT (2025) 281 CLR 137; [2025] HCA 9; Pell v The Queen (2020) 268 CLR 123; [2020] HCA 12; R v Markuleski (2001) 52 NSWLR 82; [2001] NSWCCA 290; R v Whyte [2006] NSWCCA 75; Harkin v R (1989) 38 A Crim R 296; Robinson v R [2006] NSWCCA 192; 162 A Crim R 88; Doney v The Queen (1990) 171 CLR 207; [1990] HCA 51; SS v R [2025] NSWCCA 153, considered.
Alleged m**iscarriage occasioned by failure of counsel to seek a directed verdict on counts 2 and 3
(2) In light of the determination that the verdicts on counts 2 and 3 were unreasonable, it was unnecessary to determine whether the applicant’s trial counsel should have sought a directed verdict on those counts, or whether the failure to do so occasioned a miscarriage of justice: at [51].
Alleged miscarriage occasioned by directions to the jury on tendency evidence
(3) Although the directions to the jury on tendency evidence did not conform to the recommended terms in Director of Public Prosecutions v Roder (a Pseudonym) (2024) 281 CLR 18; [2024] HCA 15, considered as part of the summing up as a whole, they did not create a real risk that the jury would be deflected from its ultimate task. Both before and after the directions on tendency, the trial judge emphasised that to find the applicant guilty, the jury had to be satisfied of the elements beyond reasonable doubt, which could not be established on the existence of the tendency alone. There was no material miscarriage of justice: at [81]-[93].
Director of Public Prosecutions v Roder (a Pseudonym) (2024) 281 CLR 18; [2024] HCA 15; Hughes v The Queen (2017) 263 CLR 338; [2017] HCA 20; JS v R [2022] NSWCCA 145; Rassi v R [2023] NSWCCA 119; The King v AR [2026] HCA 10; 100 ALJR 545; Stanton v The Queen [2003] HCA 29; 198 ALR 41, considered.
Leave to appeal against sentence
(4) In circumstances where it was necessary for the Court to re-sentence the applicant having quashed two of the counts on the indictment, it was unnecessary for the Court to address the two grounds of appeal on sentence, the first of which related specifically to count 2. The Court took into account the applicant’s submissions on the second ground of appeal, which alleged manifest excess, in the re-sentencing exercise: at [95].
Count 1: Between 1 January 2010 and 17 September 2010, at Airds in the State of New South Wales, assaulted [LB], a person then under the age of 16 years, namely, 15 years old, and at the time of the assault, committed an act of indecency on [LB] [s 61M(2) of the Crimes Act 1900 (NSW)].
Count 2: Between 1 January 2010 and 17 September 2010, at Kentlyn in the State of New South Wales, assaulted [LB], a person then under the age of 16 years, namely, 15 years old, and at the time of the assault, committed an act of indecency on [LB] [s 61M(2) of the Crimes Act].
Count 3: On or about 17 September 2010, at Woodbine in the State of New South Wales, assaulted [LB], a person then under the age of 16 years, namely, 15 years old, and at the time of the assault, committed an act of indecency on [LB] [s 61M(2) of the Crimes Act].
Count 4: On or about 17 September 2010, at Woodbine in the State of New South Wales, had sexual intercourse with [LB], a person then of or above the age of 14 years and under the age of 16 years, namely, 15 years old [s 66C(3) of the Crimes Act].
Count 5: On or about 17 September 2010, at Woodbine in the State of New South Wales, had sexual intercourse with [LB], a person then of or above the age of 14 years and under the age of 16 years, namely, 15 years old [s 66C(3) of the Crimes Act].
Count 6: Between 1 June 2016 and 30 June 2018, at Bargo in the State of New South Wales, maintained an unlawful sexual relationship with [RP], a child then under the age of 16, namely, 9 to 11 years old, in which [the applicant] engaged in the following two or more unlawful sexual acts: touching the outside of [RP]'s genitals with his hand; digitally penetrating [RP]'s genitals; and penetrating [RP]'s genitals with his penis [s 66EA(1) of the Crimes Act].
Count 7: Between 1 October 2020 and 10 December 2020, at Bargo in the State of New South Wales, intentionally sexually touched [TB], a child then of or above the age of 10 years and under the age of 16 years, namely 12 years old [s 66DB(a) of the Crimes Act].
Count 8: Between 1 October 2020 and 10 December 2020, at Bargo in the State of New South Wales, intentionally sexually touched [TB], a child then of or above the age of 10 years and under the age of 16 years, namely 12 years old [s 66DB(a) of the Crimes Act].
Count 9: Between 1 October 2020 and 10 December 2020, at Bargo in the State of New South Wales, attempted to have sexual intercourse with [TB], a child then of or above the age of 10 years and under the age of 14 years, namely, 12 years old, in circumstances of aggravation, namely that [TB] was under the authority of [the applicant] [s 66C(2) and 344A(1) of the Crimes Act].
Count 10: On 10 December 2020, at Bargo in the State of New South Wales, intentionally sexually touched [TB], a child then of or above the age of 10 years and under the age of 16 years, namely 12 years old [s 66DB(a) of the Crimes Act].
The applicant’s trial commenced on 5 February 2024. This was his fourth trial.
A pre-recording of the evidence of two of the complainants, TB and RP, was played to the jury. RP’s police interview also formed part of her evidence. The evidence of the third complainant, LB, was given by way of a recording of her evidence given in a previous trial.
On 15 March 2024, the jury returned a verdict of not guilty with respect to count 1, and verdicts of guilty with respect to counts 3, 4, 5, 7, 8, 9 and 10. On 20 March 2024, the jury returned verdicts of guilty on the remaining counts, they being counts 2 and 6.
The applicant was sentenced by her Honour Judge Turner on 19 December 2024 to an aggregate sentence of 20 years imprisonment to expire on 2 August 2043, with a non-parole period of 13 years and 6 months imprisonment.
The applicant seeks leave to appeal against his convictions and the sentence imposed on him. The grounds of appeal on which the applicant indicated an intention to rely prior to the hearing are as follows:
“1. The verdicts of the jury on charges 2, 3 and 5 are unreasonable, or not supported, having regard to the evidence
2. The directions to the jury on tendency evidence were contrary to the directions recommended by the High Court in Director of Public Prosecutions v Benjamin Roder (a pseudonym) [2024] HCA 15 and caused a miscarriage of justice
3. The sentencing Judge erred in finding that charge 2 was constituted by the applicant kissing the complainant on the lips
4. The aggregate sentence is manifestly excessive”
At the hearing, the applicant was granted leave to rely on an additional ground, being that a “miscarriage of justice was occasioned by the failure of defence counsel to seek a directed verdict at the end of the complainant’s examination in chief in relation to counts 2 and 3”.
Having regard to the issues on the appeal, it is unnecessary to set out the evidence at the trial in detail. A brief overview of the evidence on each count as they relate to each complainant is set out below.
The applicant’s partner, JB, was the first cousin, once removed, of LB. The applicant and JB were also LB’s godparents. LB spent a period of time in their care in 2010, when she was 15 years of age. At some point, JB asked LB to leave as a result of her concern that the closeness of LB’s relationship with the applicant was impacting negatively on their (the applicant and JB’s) daughter. LB moved back to her mother’s home at some time in 2010 for a period of a few weeks and then moved to stay with her father’s ex-partner. The evidence was that the applicant maintained contact with LB after she ceased living with the applicant and JB.
In relation to count 1, LB gave evidence that the applicant joined in a wrestling game on the bed occurring between the complainant and two of her cousins (one of whom was the son of the applicant), in the course of which the applicant rubbed his penis against LB’s buttocks.
As noted above, the applicant was acquitted in relation to count 1.
The facts in relation to count 2 were summarised by Judge Turner in her Honour’s remarks on sentence as follows:
“On an occasion in 2010, the offender took [LB] to a water reserve at Kentlyn in the car so she could smoke marijuana. [LB] smoked marijuana while they were there.
At some point in the car, the offender put his hand on top of [LB]'s thigh and rubbed it. He also kissed [LB]. In her evidence, she did not say where he kissed her. Whilst she did not specifically say where the offender kissed her, I am satisfied beyond reasonable doubt, from all the evidence, that the kiss was on her lips …”
“On 17 September 2010, the offender took [LB] to the Hermitage Hotel located in Woodbine in his car. This was at a time when the offender had separated from [JB] and [LB] was living at [her father's ex-partner’s] house.
The offender parked a short distance from reception and asked [LB] to wait in the car and hide whilst he organised the room with reception. They then went together to a room located upstairs. The offender brought a bottle of some kind of spirit alcohol with him to the hotel. [LB] smoked cannabis and the offender poured the alcohol into two glasses from the bottle he had brought with him to the hotel. Both he and [LB] then drank the alcohol.
The offender was kissing [LB], and he touched [LB] on her breasts ... That is the offending the subject of Count 3.
It is not clear from the evidence if all clothing of [LB] was removed or if it was, how it was removed, and I am unable to make a finding in respect of that. However, when they were on the bed in the hotel room, the offender at some point put his penis inside [LB]'s vagina and had penile/vaginal sexual intercourse with her. I am not able to find either way on the basis of the evidence whether a condom was used or not. That is the offending the subject of Count 4.
Later that night, the offender and [LB] had a shower together. It is clear that they would have been naked in that shower. The offender had penile/vaginal intercourse with [LB] in the shower. While he did this, he told [LB] to watch what they were doing in the mirror. [LB] did not want to, so she did not look at the mirror. The intercourse stopped at some point, but she does not recall why. Again, there was no evidence in respect of whether a condom was worn or not in respect of that offence, or whether - I should say, whether there was ejaculation by the offender, and I am unable to make a finding in that regard. That is the offending the subject of Count 5.”
“I am satisfied beyond reasonable doubt that the offender engaged in the following sexual acts as a part of this unlawful sexual relationship:
− Touching the outside of [RP]'s vagina with his hand;
− Digital penetration of [RP]'s vagina, and
− Penile/vaginal intercourse with [RP].
The offender would sexually touch and have sexual intercourse with [RP] when [JB] was not around. This was at night and also during the day. During the day, it was when [JB] was not home, and at nighttime it was when [JB] was asleep in her bedroom in the same house. It happened in [RP]'s bedroom, and I am satisfied beyond reasonable doubt that it also happened in [JB]'s room on two occasions.”
“One day in October or early November 2020, when [TB] was 12 years of age, [TB] stole one of the offender's vapes to sell to a kid from school. The offender found out and told her to keep it, saying, ‘I'm not going to stop you from doing it.’
Around two days later, on a weekend around the middle of the day, the offender and [TB] were at home. At the time, the offender's son was in his room nearby with his headphones on playing a video game.
The offender had purchased a number of vapes. The offender said to [TB], ‘Here's the ones I bought you from the shop, you can have these ones, but you got to give me what I want.’ [TB] thought the offender was referring to wanting to talk or watch a movie, so she agreed. The offender said, ‘Nuh we can just lay in your room.’
The offender said to [TB], ‘Hurry up, lie on the bed,’ which she did. On the bed, the offender then pulled [TB]'s pants and underwear down. [TB] started ‘freaking out’ and turned and put her head in her pillow, lying face-down.
While [TB] had her face in the pillow, she heard the offender unzip his pants.
The offender used his hand and rubbed [TB]'s vagina on the outside. That is the offending the subject of Count 7. The offender kissed [TB]'s buttocks as she lay face-down on her stomach. That is the offending the subject of Count 8. [TB] said, ‘stop’ a number of times but the offender did not stop. The offender tried to put his fingers in [TB]'s vagina. She could not see, because she had her head down, but she felt him get ‘really close,’ to the point where he was about to put his fingers inside her vagina. That is the offending the subject of Count 9.
As [TB] felt the offender attempting to put his fingers in her vagina, she yelled at the offender, and almost lashed out to hit him, but she cannot remember much after that.
At some point during the incident, the offender said to [TB], ‘we can go get Macca's after we do this, we can work up an appetite.’
The incident went on for about 10 minutes. [TB] told the offender to get out. The offender said, ‘fine then, be a bitch,’ and then left the room.
After that, [TB] was upset and crying in her room. Shortly after the incident, the offender's son, whom I am deliberately not naming because he was a child at the time, entered her room and saw that she was upset. He asked her if she was all right. [TB] told him that she had stubbed her toe. She did not tell him what had happened as she was scared no one would believe her. A short time later, the offender took [TB] and his son to McDonald's.”
“On Thursday 10 December 2020, [TB] got home from school where the offender was home alone. At that time, [JB] was at the hospital with their son who had injured his leg playing basketball
[TB] was in the bathroom and was washing her hands when the offender walked past and touched her buttocks and said something creepy to [TB]. The ‘creepy’ comment was of a similar nature to commenting on her ‘arse looks nice.’
[TB] ignored the offender and did not talk to him but walked out of the bathroom to the lounge room. She then got in the car with the offender, and they drove to the hospital to meet [JB], who was with the offender's son.”
The applicant’s appeal based on unreasonable verdicts is narrow in focus. It targets three counts, all relating to the first complainant, LB, where it is said that there were particular deficiencies in the evidence such that those verdicts are unreasonable.
The principles to be applied where it is contended that verdicts are unreasonable are set out in M v The Queen (1994) 181 CLR 487; [1994] HCA 63 (“M v The Queen”), per Mason CJ, Deane, Dawson and Toohey JJ. That test had previously been stated in similar terms and has been consistently repeated through subsequent High Court decisions. In M v The Queen, their Honours said, at 493–495:
“Where, notwithstanding that as a matter of law there is evidence to sustain a verdict, a court of criminal appeal is asked to conclude that the verdict is unsafe or unsatisfactory, the question which the court must ask itself is whether it thinks that upon the whole of the evidence it was open to the jury to be satisfied beyond reasonable doubt that the accused was guilty. But in answering that question the court must not disregard or discount either the consideration that the jury is the body entrusted with the primary responsibility of determining guilt or innocence, or the consideration that the jury has had the benefit of having seen and heard the witnesses. On the contrary, the court must pay full regard to those considerations.
…
… In most cases a doubt experienced by an appellate court will be a doubt which a jury ought also to have experienced. It is only where a jury’s advantage in seeing and hearing the evidence is capable of resolving a doubt experienced by a court of criminal appeal that the court may conclude that no miscarriage of justice occurred. That is to say, where the evidence lacks credibility for reasons which are not explained by the manner in which it was given, a reasonable doubt experienced by the court is a doubt which a reasonable jury ought to have experienced. If the evidence, upon the record itself, contains discrepancies, displays inadequacies, is tainted or otherwise lacks probative force in such a way as to lead the court of criminal appeal to conclude that, even making full allowance for the advantages enjoyed by the jury, there is a significant possibility that an innocent person has been convicted, then the court is bound to act and to set aside a verdict based upon that evidence. In doing so, the court is not substituting trial by a court of appeal for trial by jury, for the ultimate question must always be whether the court thinks that upon the whole of the evidence it was open to the jury to be satisfied beyond reasonable doubt that the accused was guilty. …” (footnotes omitted)
“… the jury’s advantages are not confined to witness testimony but may extend to all of the evidence adduced at trial. The advantages spoken of are the advantages the jury had, including by the application of the jurors’ collective wisdom and experience of ordinary affairs, from seeing and hearing the evidence as it unfolds when evaluating factual matters, especially witness credibility. The existence, nature and scope of those advantages will vary from case to case depending on the form in which the evidence was adduced and the nature of the issues that arose at the trial.” (footnotes omitted)
In order to prove this offence it was necessary to prove that the applicant indecently assaulted the complainant and that the complainant was, at the time, under the age of 16. The applicant contends that the jury could not, acting reasonably, be satisfied of either the element of indecency or that the complainant was under 16.
LB turned 16 on 7 December 2010. The act was particularised as the applicant having kissed the complainant. It was therefore necessary for the respondent to prove that the applicant kissed the complainant (and the kiss was indecent) prior to 7 December 2010.
The complainant’s evidence was that, at a period of time in 2010, she was staying with the applicant and JB. She said she was going to school at the time. The complainant said that while she did not have a learner’s permit, the applicant was teaching her how to drive. The complainant referred to a number of places where the applicant took her driving. The following evidence was then given:
“Q. You’ve mentioned Kentlyn. Was that in 2010, when you were driven to
Kentlyn?
A. Yes, that I know of.
Q. What, if anything, took place during that drive?
A. Yes, [the applicant] kissed me, and he had rubbed my leg. Like, he had rubbed my
leg, and then he had kissed me.
Q. Where was that, ma’am?
A. On my leg, on my top thigh.
Q. Yes, but were you--
A. Where did it happen?
Q. Yes.
A. At Kentlyn.
Q. Are you able to describe where you were when you were kissed?
A. In the car.
Q. You also said that you were rubbed on the leg. Was that also while you
were in the car?
A. Yes.
Q. Was there anybody else in the car with you?
A. No, just [the applicant].
Q. You were in the passenger seat?
A. Yes.
Q. What, if anything, happened after you were kissed at Kentlyn?
A. No, we left.
Q. Sorry, ma’am, I didn’t hear that answer. I’m sorry?
A. So, we had left after he had kissed me.”
The complainant said that on this day she had smoked cannabis, having driven to Kentlyn with the applicant so she could do so. She said that while the applicant would also smoke cannabis “here and there” he did not do so on this day.
The above was the full extent of the complainant’s evidence in chief with respect to count 2. With respect to timing, the evidence was limited to the event having occurred in 2010. While the complainant was 15 for nearly all of that year, the evidence left open, as a reasonable possibility, that the event occurred after she had turned 16, that having occurred on 7 December 2010. It might also be noted that insofar as LB said the event was in 2010, the transcript suggests some uncertainty. The complainant answered, in response to a leading question as to whether the event occurred in 2010, “Yes, that I know of”. The complainant also agreed that she had sexual interactions with the applicant after she turned 16. She also agreed that the driving lessons were more frequent after the applicant had moved to live with his sister. There was evidence the applicant was still living with his sister after LB turned 16 in December 2010. LB’s evidence in chief was, therefore, consistent with a sexual interaction having taken place between the applicant and LB in the context of a driving lesson after LB had turned 16.
The next event of which the complainant gave evidence occurred on 17 September 2010, and was relied on in relation to counts 3, 4 and 5. The date of the event was able to be established by records obtained from the Hermitage Hotel. It was not, however, contended on this appeal that any inference was available that the complainant’s evidence was a chronological narrative such that count 2 necessarily occurred before 17 September 2010 (resolving any question as to her age in relation to that count).
While the evidence in chief of LB was deficient as to proof of her age, the respondent submitted that evidence she was under 16 at the relevant time was given in cross-examination. Having been taken to the event, the following evidence was given in cross-examination:
“Q. You gave some evidence about something happening in that car?
A. Yep.
Q. Do you say you were in the driver's seat or the passenger's seat on that
occasion?
A. Passenger's seat.
Q. Suggest to you this, so I'm putting a proposition to you. [The applicant] did not kiss you in his car at Kentlyn or anywhere before you turned 16 years of age?
A. That's a lie.
Q. He did not rub your leg or thigh whilst in his car with you at Kentlyn or
anywhere before you turned the age of 16?
A. Yes he did.”
This is not unequivocal evidence that the complainant was under 16 when the applicant kissed her at Kentlyn. The proposition put to the witness was untrue if either the applicant kissed her in his car at Kentlyn before she was 16, or if the applicant kissed her anywhere before she turned 16. In context, and having regard to the jury’s advantage, we would, however, accept that it was open to the jury to understand the response as referable to the complainant being under 16 at the time of count 2. This was, therefore, some evidence of the element requiring proof she was under 16. It was, however, far from convincing. The answer was in response to a question quite clearly asked for the purposes of putting the applicant’s case to the complainant. It effectively invited a denial. There was nothing in the answer suggestive of an actual recollection by the witness of her age at the time.
The uncertainty as to the timing of count 2 is to be understood in a context where the complainant’s evidence was being given more than 12 years after she turned 16, when she was 28 years old. There was, furthermore, no evidence which suggested the complainant was able to anchor her recollection of when the event occurred by reference to some other event, the date of which was more certain.
On this Court’s assessment of the evidence, while we would accept there was an incident as described by the complainant for the purposes of count 2, we are not satisfied beyond reasonable doubt that the complainant was under 16 at the time. The nature of the evidence with respect to this narrow issue is such that any advantage held by the jury was slight. Any such advantage is not sufficient to resolve the doubt.
Based on the conclusion with respect to proof of LB’s age, it is not necessary to determine the second aspect of the argument with respect to this count, that the evidence did not establish that the kiss was indecent. In deference to the helpful submissions of the parties we will, nonetheless, express our view.
The jury was directed that, to be indecent, the assault (made out by the contact inherent in the kiss) must “clearly or unequivocally [have] a sexual connotation or overtone” or, alternatively, that the applicant “intended to obtain sexual gratification from it”. There was no evidence of where or how LB was kissed. This is not a case in which there was lay opinion evidence from LB about the character of the kiss, which might have been admissible subject to the considerations which arose (and about which the Court was divided) in R v Whyte [2006] NSWCCA 75 at [30]-[36] (Spigelman CJ), [56]-[57] (Simpson J) and [67] (Barr J). The evidence also did not establish beyond reasonable doubt that the rubbing of the applicant’s thigh occurred at the same time as, or immediately prior to, the kiss. This may have been sufficient to discern that the assault had an unequivocal sexual connotation, but being absent, the jury could not be satisfied beyond reasonable doubt that the assault had an unequivocal sexual connotation. As the assault was equivocal “in the sense that it may have a sexual import or it may not” (Harkin v R (1989) 38 A Crim R 296 at 302), the jury needed to be satisfied beyond reasonable doubt that the applicant intended to obtain sexual gratification from the kiss. There was some evidence from which that inference might arguably be drawn. The rubbing of the thigh, even if it occurred earlier in the drive, would be of relevance to this inquiry, and the jury may have been informed by its findings on tendency, especially if the jury was satisfied that the applicant had a sexual interest in the complainant. Nevertheless, given the full context of the applicant’s relationship with LB, something more was needed in the evidence about the applicant’s behaviour or the character of the kiss, before a conclusion could be reached beyond reasonable doubt that the applicant intended to obtain sexual gratification on that occasion.
It follows from the above that the verdict on count 2 is unreasonable.
As observed above, based on records from the Hermitage Hotel of a booking by the applicant on 17 September 2010, there was no issue as to the complainant’s age at the time of this event. Nor does the applicant challenge as unreasonable the jury’s verdict that sexual intercourse took place on this date in accordance with count 4. The alleged act of indecency, count 3, and a second act of intercourse, count 5, alleged to have taken place in the shower, are challenged.
Count 3 was alleged to have occurred as a precursor to the sexual intercourse charged as count 4. The complainant gave evidence in chief of being taken by the applicant to the hotel. As to events in the room, she said:
“Q. And you're in the room, and you said that that's when things happened. I’m
going to ask you about those things, ma'am. What happened in the room?
A. He'd given me alcohol, marijuana, and then we had sex.
Q. And when you say you had sex, where was the sex in the room?
A. In the bed, and also happened in the shower.
Q. And I apologise if this is somewhat mechanical, but when you said sex, did
he place his penis inside your vagina?
A. Yes.
Q. And you said you'd had sex twice, once on the bed and once in the
shower. Did [the applicant] place his penis in your vagina--
A. Yes.
Q. --Twice?
A. Yes.
Q. Starting only with the first time that you've informed the jury that you had
sex on the bed.
A. Yeah.
Q. How did that sexual intercourse take place? How did it initiate? How did it
start?
A. From the drugs and the alcohol.
Q. And then what, if anything, after taking drugs and alcohol, did you do?
A. I didn't do nothing that I can remember, to entice it or anything like that.
Yeah.
Q. And what, if anything, did [the applicant] do to start or initiate?
A. [the applicant] knows what he's done. He's taken advantage of someone he was
meant to protect.
HIS HONOUR: All right, now just one moment. Just listen to the question, okay. Do you need a little break?
WITNESS: Yeah, I do.
HIS HONOUR: Okay, just step down, please.
Q. Ma’am, immediately before the break, you were in the process of
describing an incident that took place on the bed at the Hermitage Hotel. Do you remember that?
A. Yep.
Q. The question that was asked was, what, if anything, did [the applicant] do to start
that sexual interaction between yourself and [the applicant]? Are you able to answer that question?
A. Just by giving me the alcohol, and stuff like that.
Q. What about physically, was he doing anything?
A. Not that I can clearly remember.
Q. How did you get on the bed?
A. So we were just sitting on the bed drinking alcohol.
Q. What was [the applicant] doing while you were sitting on the bed?
A. Sitting on the bed with me.
Q. Following both of you sitting on the bed, how did the sex commence?
A. I can’t clearly remember, but it would’ve started with touching and kissing.
Q. You say, “Touching and kissing.” Were you touching him?
A. No.
Q. Was he touching you?
A. Yes.
Q. Were you kissing him?
A. No, I didn’t - not once, no.
Q. Was he kissing you?
A. Yes.
Q. When you said, “touching,” where was the touching that you can
remember?
A. My legs.
Q. Anywhere else?
A. My vagina.
Q. What was he touching your legs with?
A. His hand
Q. And your vagina?
A. His hands.
Q. You also told the members of the jury that there was two times in that hotel where you had sex with [the applicant], and [the applicant] had sex with you, rather?
A. Yeah.
Q. The second time was in the shower. Do you remember that?
A. Yes.
Q. As best as you can, are you able to describe to the members of the jury
how that took place?
A. So, we were in the shower together, and - we were in the shower together and, yeah, I don’t know what exactly, but we ended up having sex, and he
thought that it’d be a good idea to tell me to look at the mirror.
Q. Did you look at the mirror?
A. No, not wanting to.
Q. You said that, “He thought it would be a good idea for you to look--"
A. He just told me to look at the mirror, and watch it.
Q. Do you remember the words he used?
A. Yeah, he said to look at the mirror and watch what we were doing.
Q. What happened after that, ma’am?
A. I didn’t look at the mirror, it ended up stopping.”
“Q. You used the phrase, “it would have started.” My question is this, when you
used that phrase, were you guessing?
A. I was saying it how generally people – what happens when – how you get
with someone, like.
Q. So you were talking about what normally happens between two people and
not what your memory was of what happened at the Hermitage Hotel.
A. Yeah.
Q. You went on to say that [the applicant] touched you on the legs and vagina. You
previously said to police that he touched you - and I’m going to use the word
that you used - on the “tits” and kissed you underneath your clothing. You
didn’t mention when you gave that account, touching of your legs and your
vagina. Do you agree that you didn’t mention that before?
A. Yeah. When I was saying that he was touching my boobs. Yep.
Q. You didn’t, in Court, mention [the applicant] touching your breasts yesterday.
A. Because it wasn’t mentioned yesterday.
Q. Well, yesterday you were asked what happened and you didn’t mention
touching on the breasts. Do you agree with that?
A. Well, we were talking about, like, how things led to the sexual activities.”
As can be seen, having agreed that her evidence as to what happened leading to the sexual intercourse was not based on any actual memory, LB was taken to a representation she had made to the police. That representation appears to have been the basis on which count 3 was particularised, the complainant having told police that the applicant “touched [her] on the tits and kissed [her] underneath [her] clothing”.
The respondent submitted that it was necessary to watch this part of the recording of the complainant’s evidence as, according to the submission, LB can be seen to nod twice in a manner responsive to each of the two propositions, the touching of the breasts and the kissing underneath the clothing, actions otherwise undiscernible from the transcript. We accept this is a legitimate forensic reason for us to view this part of the recording: The King v ZT at [18]. The applicant did not submit otherwise. The Court has accordingly viewed this part of the recording. We have not done so for the purposes of usurping the jury’s function (to assess LB’s credibility) but rather for the purpose, as we understood it to be put by the respondent, of understanding the extent of the advantage held by the jury, including aspects of the evidence given by LB in non-verbal form.
The relevant question was asked slowly, with a clear demarcation between the two aspects of the conduct. LB can be seen to give a small nod, consistent with an affirmative acknowledgment, immediately after the word “tits” and again after the word “clothing”. In the answers that followed, LB, at least by implication, appears to maintain that the applicant touched her on the breasts. Her only evidence as to being kissed underneath her clothing was the affirmative nod in response to a question asking if she told the police this had occurred. There is, on its face, an inherent ambiguity as to whether the affirmation was an indication the witness understood that she was being asked about a representation she had made to the police, or was a positive affirmation as to the occurrence of a past event. We accept the jury had some advantage (noting that any advantage was limited to a degree by the fact that the jury did not see LB in person, her evidence having been given by the playing of a recording of her evidence from an earlier trial). However, even if it was open to the jury to conclude from LB’s demeanour that she was acknowledging a past event, there were two past events – making the representation to the police and the event in the hotel room itself. It was not suggested that this was a case where there was anything in LB’s presentation such as, for example, spontaneous distress which might have allowed the jury to infer the question brought to mind the original event. The evidence does not allow a conclusion that LB gave direct evidence that the event occurred.
In acknowledging that, at the least, the representation reflecting count 3 as particularised had been made to the police, there was before the jury evidence of LB’s out of court representation that the applicant had touched her breasts and kissed her underneath her clothing. Having been admitted, the evidence was before the jury as evidence of those facts: Evidence Act 1995 (NSW), s 60. Consequently, a no case submission at the close of the Crown case would have failed. That there was a case to answer, does not, however, answer the question posed by s 6 of the Criminal Appeal Act 1912 (NSW) of whether the verdict is unreasonable: Doney v The Queen (1990) 171 CLR 207; [1990] HCA 51.
We accept that the out of court statement made to police was some evidence of the event. Further, it must be accepted that the jury generally found LB to be an honest witness, from which it might be inferred she had made a genuine attempt to tell the police the truth. Her statement, however, was not made on oath, or in the atmosphere of a courtroom. While these factors most obviously go to honesty (which, based on the jury’s verdict, is not in issue) they are also relevant to reliability more generally. The taking of an oath and the atmosphere of a courtroom may make a witness more cautious in making statements which they are unsure about. Further, and perhaps more significantly, there was nothing beyond the bare bones of the out of court statement on which to found a conclusion it was reliable. Having regard to LB’s lack of recollection when giving evidence, and her evidence of other occasions of sexual activity with the applicant, one obvious possibility is that LB’s recollection when making the representation to the police was based on an event other than that which took place in the hotel room. In circumstances where LB did not give evidence of the particulars in chief, acknowledged in cross-examination that she did not recall the events leading to intercourse, and inferentially, did not, at the time she gave evidence, recall count 3, it is not possible for us to be satisfied beyond reasonable doubt the event occurred. The advantage held by the jury is not capable of resolving this doubt. The verdict on count 3 is unreasonable.
With respect to count 5, it was not in issue on the appeal that the allegation to be proved was penile vaginal intercourse in the shower. This is consistent with the directions given to the jury that counts 4 and 5 were allegations of, respectively, penile vaginal intercourse “on the bed and in the shower” at the hotel.
LB, in giving evidence of the events preceding count 5, was somewhat vague, stating “I don’t know what exactly, but we ended up having sex”. Nor could LB recall how the intercourse ended. Indeed, as reflected in our conclusion with respect to count 3, LB’s recall of the event generally appears to have been poor. In cross-examination, LB accepted that she was not able to recall the type of alcohol that she and the applicant drank, other than that it was strong, that it came in a bottle and they drank it from glasses. She agreed that on a previous occasion she had said she could not recall taking her clothes off. Further, LB recalled that the room had a bath. She was pressed on this and was firm in her recollection. LB was shown photographs of the room and rejected the photographs as being of the relevant room, the photographs having been taken 13 years after the event and thus potentially explicable on the basis of the room having been renovated. It was, however, an agreed fact that although there are rooms at the Hermitage Hotel which do (and inferentially did) have baths, the room booked by the applicant for 17 September 2010 has never had a bath. LB also accepted that she had, on a previous occasion, given evidence of the applicant having attempted anal sex with her in the shower, but she did not give any such evidence in chief.
It must be accepted, given the above, that there were deficiencies in LB’s recollection surrounding count 5. That said, the evidence in relation to this count was of a different quality to that which led the jury to have a doubt with respect to count 1, and to that which has led us to the conclusion that the verdicts in respect of counts 2 and 3 are unreasonable. LB, without leading, gave evidence of having had sexual intercourse in the room. When asked where in the room this occurred, LB said it was “[i]n the bed, and also happened in the shower”. It was clear from her evidence that she was speaking of two separate occasions of penile vaginal intercourse. Thus, unlike counts 2 and 3, there was no issue of LB not coming up to proof in her evidence in chief. Further, she had specific recollection of the applicant having told her to look in the mirror, a matter which lent a particularity to her recollection. It was open to the jury to find that, as a result of the passage of time, while some of the peripheral detail had faded, LB had a clear and specific recollection of intercourse having taken place in the shower at the hotel: see SS v R [2025] NSWCCA 153 at [32]. The jury’s verdict in relation to count 5 was not unreasonable.
While no submission was made in this regard, in coming to our view with respect to count 5 we have not overlooked the fact that our conclusion has been reached after finding that neither of counts 2 or 3 were established beyond reasonable doubt. For essentially the same reasons as the verdict on count 1 did not give rise to a doubt with respect to the other counts as against LP, nor does any doubt with respect to counts 2 and 3. That is, the basis for those doubts is not such as to impact the positive view the jury reached with respect to LP’s honesty and reliability more generally.
Counts 2 and 3 were, of course, also relied on for a tendency purpose with respect to the other counts against LB including count 5, the verdict with respect to which was said to be unreasonable. The upholding of the appeal with respect to count 3 is of no moment given the conduct relied on was a precursor to the conduct in count 4. Count 3 in the circumstances added nothing by way of tendency to what was established by count 4. Count 2, it must be accepted, was, unlike count 3, a standalone incident. It was theoretically possible based on the directions for the jury to have used this as tendency evidence in proof of count 5 (and indeed count 4). We regard this, however, as unlikely, given the very different nature of the allegations as between count 2 and counts 4 and 5. Against that possibility, even if count 2 was used for tendency reasoning, a conclusion that the offence was not proved beyond reasonable doubt does not prohibit such a course. This observation has a particular salience when regard is had to our reasons for upholding the appeal with respect to count 2. Our view as to count 2 does not impact the conclusion that the verdicts with respect to the remaining counts against LB are not unreasonable.
Counts 2 and 3, were, of course, also relied on as tendency evidence with respect to the other complainants. The real work with respect to tendency reasoning was, however, done by the incident in the hotel room (counts 3, 4 and 5). The loss of count 3 has no impact on the finding that the event in the hotel room occurred. The occurrence of the event in the hotel room was what was significant for tendency purposes (rather than the precise manner in which the event unfolded). With respect to count 2, the absence of this count could have no material impact on the relevance of offences having been committed against LB when considering whether offences were committed against the other complainants. The salience of offences by the applicant against LP for the purposes of proof of a tendency relevant to proof of the offences against the other complainants was all in the events in the hotel room to which little or nothing was added by the allegation in count 2 (which, in any event, was only just short of having been proved beyond reasonable doubt).
We would only add that the process we have engaged in serves to highlight the unnecessary complexity of the tendencies relied on in this case. The real work for tendency reasoning here was as between the different complainants. Relying on tendency evidence in the context of what were “all or nothing” contests with respect to individual complainants served only to add complexity and with it the potential for confusion, as will be seen in the context of the tendency directions, the subject of complaint in ground 2.
“…namely, by first assessing the strength of the evidence in establishing the tendency and then considering ‘the extent to which the tendency makes more likely the elements of the offence charged’. In the language of Shepherd, the tendency is an ‘intermediate fact’ that the prosecution seeks to establish and rely on as circumstantial proof of the elements of the offence. Unless the tendency is an ‘intermediate fact’ which is ‘indispensable’ to proof of guilt, it need not be proved beyond reasonable doubt.” (footnotes omitted)
“Insofar as the applicant complained that the reasoning [which the trial judge directed the jury to undertake] was 'incoherent' [or circular], this was premised on the assumption that the Crown, in a linear process, sought to prove the commission of an offence (at a standard of proof less than beyond reasonable doubt), and then relied on that finding to prove the tendency, and then relied on the tendency to prove the offence. However, this does not accurately represent the reasoning process involved. It is the tendency that is relied on as circumstantial evidence in proof of the charge on the indictment. The proper approach is to have regard to all the evidence ... relied on in proof of the tendency as evidence of the tendency alleged. To the extent that the jury is satisfied of the existence of the tendency, the tendency may be relied on in proof of the charge. Given this process, it is preferable not to direct a jury to make findings as to the conduct relied on in proof of a charge. Rather the jury should be directed with respect to finding the alleged tendency.”
(Emphasis added, consistently with the emphasis given to it by the Court in Roder at [26].)
The High Court observed that rather than involving circular reasoning, a tribunal of fact finding that an alleged tendency has been proved to a lesser standard by relying on, inter alia, direct evidence of charged acts, and then deploying that tendency in determining whether those acts have been proved beyond reasonable doubt, “simply” involves considering the same evidence “at different stages of its deliberations with a different onus of proof and for a different purpose”: at [27], quoting from Beech-Jones CJ at CL in Rassi v R [2023] NSWCCA 119 at [9].
The Court in Roder nonetheless recognised that such reasoning carries a risk of undermining the jury’s understanding of the necessity for proof of the elements of the charged offences beyond reasonable doubt. In order to minimise that risk, where the prosecution relies on both uncharged and charged acts to establish an alleged tendency, the Court stated that a single direction should ordinarily be given (at [37]):
“Such a direction should not direct or invite the jury to make findings in respect of charged conduct, but instead should indicate the evidence relied on to support the alleged tendency, direct the jury to consider whether they are satisfied of the alleged tendency and then advise the jury that, if they are so satisfied, they can use that tendency in considering whether it is more likely that the accused committed the specific offences with which he or she is charged. Careful directions should be given to the jury as to the requisite onus and standard of proof as well as to the contents of the elements of the offence and the need for separate consideration of each charge.” (footnotes omitted)
In The King v AR [2026] HCA 10; 100 ALJR 545 (“The King v AR”), the joint judgment of Gageler CJ, Gleeson and Beech-Jones JJ stated that the mere fact that a tendency direction does not comply with [37] of Roder, and invites a jury to make findings in respect of charged acts, does not of itself amount to an error or irregularity, much less a miscarriage of justice. Where such a direction is given, the relevant question is “whether that direction considered as part of the summing up as a whole gave rise to a ‘real’ or ‘practical’ risk of ‘undermining the jury’s understanding of the necessity for proof of the elements of the [charged offence] beyond reasonable doubt’.” Only in that circumstance “would there be a material misdirection amounting to a miscarriage of justice”: at [11].
The respondent in The King v AR submitted that by inviting the jury to make findings concerning the charged conduct in order to determine whether the alleged tendency was established, the tendency direction in that case invited the jury to engage in reasoning of the kind that was supposedly disapproved of in JS and Roder: at [56]. The joint judgment rejected that submission, describing it as repeating the misconception of the nature of tendency reasoning that JS and Roder addressed. The “relevant point” was that it is the alleged tendency, not the evidence said to demonstrate its existence, that is relied on as circumstantial evidence in proof of the charged conduct. The trial judge’s direction in The King v AR correctly reflected that point: at [56].
At the same time, the joint judgment in The King v AR acknowledged that “the closer the correspondence between the alleged tendency and the charged conduct and the fewer the instances of charged conduct relied on to establish an alleged tendency, the greater the potential for a direction that invites the jury to make findings in respect of that conduct to a lesser standard in order to determine whether or not the alleged tendency was established to undermine the jury’s understanding of the necessity for proof of the elements of the charges beyond reasonable doubt”: at [58]. In Edelman J’s dissenting judgment, his Honour gave the following illustration of that potential:
“[138] Suppose that a tendency was alleged which relied upon two acts of extremely similar charged conduct. Suppose also that the jury were properly directed, including that they were not given a direction to consider whether those acts had probably occurred when they consider whether the tendency arose. It is extremely difficult to see how the jury could conclude that the accused had a tendency to engage in those acts unless the jury were satisfied that both of the acts had probably occurred. It is extremely likely, therefore, that for the purposes of establishing the tendency the jury will nevertheless consider whether the acts probably occurred. And in that consideration lies danger.
[139] The danger that lies in that consideration is that the jury will confuse the burden in finding the tendency, as a matter on the balance of probabilities, with the burden of making the ultimate finding beyond reasonable doubt of whether either of the same two acts had occurred. The danger exists even where the judge abstains from directing the jury to make any findings about the conduct for the purposes of finding the tendency. A fortiori, where the judge does direct the jury to consider, for the purposes of establishing the tendency, whether the acts occurred, the danger becomes much more pronounced. This danger can give rise to a miscarriage of justice without powerful, clear, and careful directions on the burden of proof.”
“In this case the tendency direction specifically brought to the jury’s attention that, in determining whether the tendency was established based on evidence of the charged conduct, the jury was not considering whether that conduct had been proved beyond reasonable doubt, that to find the respondent guilty of a particular charge the jury had to be satisfied of those elements of that charge beyond reasonable doubt, and that proof beyond reasonable doubt could not be established alone by the existence of the tendency. Otherwise, as the above analysis demonstrates, the summing up was saturated with directions to the jury of the necessity to be satisfied of those elements beyond reasonable doubt. The jury received ‘[c]areful’ (and repeated) directions ‘as to the requisite onus and standard of proof as well as to the contents of the elements of the offence and the need for separate consideration of each charge’.” (footnotes omitted)
Returning to the facts of the present case, and by way of recap, the charges were as follows:
In relation to LB, who was 15 years old at the time of the alleged offending conduct, the applicant was charged with: three counts of indecent assault of a person under 16 years (counts 1 to 3), and two counts of sexual intercourse with a child over the age of 14 years and under the age of 16 years (counts 4 and 5). The conduct the subject of counts 1 and 2 was alleged to have occurred on separate occasions, while the conduct the subject of counts 3 to 5 was alleged to have occurred in the course of one evening.
In relation to RP, who was between 9 and 11 years old at the time of the alleged offending conduct, the applicant was charged with maintaining an unlawful sexual relationship with a child (count 6). Three unlawful sexual acts were particularised as having occurred: indecent assault of a person under 16 years (the applicant touching the outside of RP’s genitals with his hand), sexual intercourse with a person under the age of 14 years under authority (the applicant digitally penetrating RP’s genitals), and sexual intercourse with a person under the age of 14 years under authority (the applicant penetrating RP’s genitals with his penis). As the trial judge noted in her reasons admitting the tendency evidence, RP was unable to particularise any specific incidents due to their regularity and because she tried not to think about it.
In relation to TB, who was 12 years old at the time of the alleged offending conduct, the applicant was charged with: three counts of intentionally sexually touching a child over the age of 10 years and under the age of 16 years (counts 7, 8 and 10), and one count of attempting to have sexual intercourse with a child over the age of 10 years and under the age of 16 years (count 9). Counts 7 to 9 were alleged to have occurred in the course of one incident, the duration of which TB estimated was approximately 10 minutes. Count 10 was alleged to have occurred on a different occasion.
The respondent served a tendency notice pursuant to s 97 of the Evidence Act, stating that the evidence in relation to each count for each complainant was cross-admissible in relation to each of the other counts for that complainant, on the basis of the following tendencies:
For LB, the applicant’s tendency “[t]o have a sexual interest in [LB] when she was 15 years old”; and “[t]o act on that sexual interest by sexually abusing [LB] when she was aged 15 years old”.
For RP, the applicant’s tendency “[t]o have a sexual interest in [RP] when she was aged 9 to 11 years old”; and “[t]o act on that sexual interest by committing unlawful sexual acts on [RP] when she was aged 9 to 11 years old”.
For TB, the applicant’s tendency “[t]o have a sexual interest in [TB] when she was aged 12 years old”; and “[t]o act on that sexual interest by sexually abusing [TB] when she was aged 12 years old”.
By the tendency notice, the respondent also advised that it sought to render each complainant’s evidence cross-admissible in relation to the counts on the indictment involving the other complainants, on the basis of the applicant’s tendency “[t]o have a sexual interest in girls under the age of 16”; and “[t]o act on that sexual interest by sexually abusing girls under the age of 16”.
For each complainant, then, the respondent relied on what the trial judge described to the jury as two separate categories of tendency evidence. For both categories, the respondent relied on the respective complainant’s evidence regarding the conduct of the applicant that was the subject of the charges. For LB, three of the five charged acts allegedly took place on the same evening, while for TB, three of the four charged acts allegedly took place in one incident. For RP, there was one charge, albeit requiring proof of maintaining an unlawful relationship that involved two or more unlawful sexual acts over a two-year period. Given the range of sexual offending in which the applicant was alleged to have engaged, the tendencies that the respondent advanced were not formulated by reference to the particular conduct the subject of the charges.
Relevantly, the respondent in The King v AR submitted that all of the evidence of the charged acts was admissible and available to be used by the jury in determining his guilt for reasons separate from the tendency evidence, for example to provide context for the complainant’s evidence. It followed, he submitted, that “any reliance on the evidence for tendency purposes added little to the Crown case especially as the evidence emanated from the same complainant”: at [54]. The joint judgment stated that this submission did not add to the contention that the direction undermined the standard of proof, in circumstances where there was no dispute that the evidence met the test in s 97(1)(b) of the Evidence Act and otherwise satisfied s 101(2): at [55].
As in The King v AR, there was no issue in the present case that for the purposes of s 97(1)(b) and s 101(2) of the Evidence Act, the statutory presumption in s 97A(2) of the Act applied, namely, that tendency evidence concerning a defendant’s sexual interest in children, and a tendency to act upon that interest, has significant probative value. The applicant’s trial counsel did not contend, pursuant to s 97A(4), that despite s 97A(2) the Court should determine that the tendency evidence did not have significant probative value. Nor did counsel seek to exclude the evidence pursuant to s 101 of the Evidence Act, or submit that ss 135 or 136 should operate to exclude or limit the use of the evidence.
At the outset of the summing up, the trial judge gave a number of general directions, including on the applicant’s presumption of innocence and the Crown’s onus of proof to establish the applicant’s guilt beyond reasonable doubt. In this context, the trial judge specifically directed the jury that the Crown had to prove beyond reasonable doubt the elements of the charges.
The trial judge also directed the jury about the need to consider each count separately, and the need for the Crown separately to prove the applicant’s guilt in relation to each separate offence and on the basis of the evidence that was relevant to each count. Her Honour gave the jury a Markuleski direction and noted that the jury was entitled to bring in verdicts of guilty on one count and not guilty on another, if there was a logical reason for that result. Her Honour then stated:
“Now, when giving these directions that I have just given you, I have referred to the concept of deciding the verdict on the evidence that is relevant to a particular count. I am going to return to this concept later on in my summing-up when I give you a direction about tendency evidence or tendency reasoning. All right? So I will return to that concept.
But the next direction I want to give you is this. The fact that there are multiple counts on the indictment is not an invitation to you to compromise your individual attitude to each count. Now, let me explain what I mean by that.
…
In a criminal trial, as I have told you, you must be satisfied of the guilt of the accused beyond reasonable doubt. You must not treat your task in a global fashion. You are to look at each and every count, and consider the evidence in respect of that particular count in deciding whether the Crown has proved the guilt of the accused in respect of that count, and that is the way that you approach it.”
“So it is those acts, it is those allegations, that ground the counts, not this other conduct. It is relevant in terms of your consideration as a whole but you do not substitute it.”
“In other words, if you do not accept the respective complainants’ evidence beyond reasonable doubt, when that complainant gave evidence concerning the allegations in the counts on the indictment relating to her, then you must return a verdict of not guilty on those counts. Even if you were satisfied that the accused did something else which is not the subject of those counts on the indictment. You must be satisfied beyond reasonable doubt of the acts alleged in respect of the counts on the indictment.”
After summarising the evidence of the three complainants, the trial judge directed the jury that the Crown was entitled to present a case relying wholly or substantially on the evidence of only one witness to prove one or more alleged offences. However, because the onus of proof was on the Crown to prove guilt beyond reasonable doubt, where the Crown relied wholly or substantially on one witness, the jury was to look carefully at the evidence of that witness and satisfy itself that the evidence was both honest and accurate in the essential respects relied upon to prove the charge, “that is, in respect of the elements”.
Her Honour then summarised the submissions of the applicant and respondent about the complainants’ evidence. Her Honour directed the jury that it was for it to determine if there were differences in their evidence, as the applicant’s trial counsel submitted, and, if so, whether those differences were important to its assessment of the evidence of each complainant and her reliability. The trial judge reiterated to the members of the jury that, as the judges of the facts, those were matters for them to determine.
When the trial judge came to the tendency directions, her Honour began by informing the jury that it could commence its deliberations with any count (whilst reminding it of the need to give separate consideration to each count), and thus whichever complainant it wished. Her Honour pointed out that this meant that the verdicts may be the same or different, and that this made sense “because different issues are presented in the evidence in relation to the three complainants and the counts”. Her Honour then stated:
“I have directed you that in considering each complainant’s evidence and whether the Crown has satisfied you as to the honesty and essential accuracy of her evidence in relation to a particular count, you are entitled to consider whether her evidence is supported by any other evidence before you. Such other evidence includes the method of reasoning referred to as tendency reasoning. It is this type of reasoning that is the subject of my direction that I am giving you now.
Now, I want to be clear that this relates to the way the Crown argues that you can approach the evidence of [LB], [RP] and [TB]. As I have directed you, the Crown must prove the essential elements beyond reasonable doubt. It is important to remember that now, because once you consider the issue of tendency evidence or tendency reasoning, you must reconsider the essential elements and be satisfied beyond reasonable doubt of those elements. So I am directing you now [scil. how] to approach the evidence in your fact finding task before you come to consider the essential elements. As I have told you, unlike the essential elements, if I have not told you this, other facts do not have to be proved beyond reasonable doubt, it is the essential elements that have to be proved beyond reasonable doubt. So you consider this tendency reasoning before you come to the elements.”
(Emphasis added.)
Focusing on the emphasised sentence in the above passage, the applicant submitted that the trial judge impermissibly directed the ordering of the jury’s deliberations by instructing the jury that it had to consider the tendency directions before anything else, relying on Stanton v The Queen [2003] HCA 29; 198 ALR 41 at [35]. The applicant referred back to the direction extracted at [69] above and submitted that it gave the ordering of the jury’s deliberations undue prominence, such that the jury could only have understood the earlier directions to be subject to the later tendency direction. The applicant submitted that this had the real potential to undermine the other directions. The applicant also submitted that when the trial judge returned to the issue of tendency, her Honour effectively instructed the jury that it was required to undertake the tendency exercise before it deployed any of the other directions her Honour had given, or came to consider the elements of the offences.
It is the case that, when giving the earlier direction about the need to decide the verdict on each count on the evidence relevant to that count, her Honour foreshadowed returning to that concept in the context of a direction about tendency evidence. However, all that her Honour was doing at that point was flagging that the subsequent direction would operate as a specific qualification to the instruction that the verdict on each count was to be decided on the evidence relevant to that particular count. At the outset of the tendency direction, her Honour referred to what she had said earlier and sought to explain that the direction related to “the way the Crown argues that you can approach the evidence of [LB], [RP] and [TB]”.
Her Honour’s statement that she was directing the jury how to approach the evidence in its fact finding task “before” the jury came to consider the essential elements must be read with the two sentences that follow, in which her Honour stated that, by contrast with the essential elements, other facts do not have to be proved beyond reasonable doubt and, on that basis (“so”), the jury was to consider the tendency reasoning “before you come to the elements”. Rather than seeking to direct the jury as to the order in which it was to approach its deliberations generally, read in context her Honour was emphasising the distinction between tendency evidence, being an intermediate fact which does not require proof beyond reasonable doubt, and the essential elements of the offences, which must be proved beyond reasonable doubt. Her Honour’s direction to the jury that, if it was satisfied as to the tendency evidence, it “must reconsider the essential elements and be satisfied beyond reasonable doubt of those elements” (emphasis added), highlighted the ultimate task for the jury and, further, that acceptance of the tendency evidence was not sufficient for that purpose. Her Honour returned to both of those matters at the conclusion of the directions on tendency.
Later in the trial judge’s directions, her Honour elaborated upon the use of tendency evidence when explaining to the jury how the process of reasoning might apply. Before addressing that topic, however, her Honour identified “the alleged tendency”, summarising the respondent’s argument that there was evidence before the jury “which demonstrates a pattern of behaviour revealing that at the time of the conduct alleged in the counts on the indictment, the accused was a person with particular tendencies”. Addressing the first category of tendency evidence, “in respect of each complainant separately”, her Honour identified for the jury the tendencies that the respondent relied on for each of LB, RP and TB (see [63] above), and pointed out that in order to demonstrate the alleged tendency, the respondent relied on the conduct alleged in the respective counts for each of the complainants.
The trial judge then sought to explain to the jury how the process of reasoning might apply for the first category, again emphasising that tendency reasoning could be used as a qualification on the need to consider the counts on the indictment separately:
“This is your first category of tendency within the evidence of each complainant. The Crown submits that if it is able to prove the existence of these tendencies in respect of each complainant, that would be relevant to the particular count on the indictment you are considering in respect of that particular complainant, because it would make it more likely that the accused acted upon those said tendencies and conducted himself in the way alleged by that particular complainant in respect of the count that you are considering in relation to that particular complainant.
That is, the circumstances might arise where you would be permitted to take into account the content of what a particular complainant said in her evidence about the acts of the accused towards her that are the subject of the counts relating to her when you are considering whether the Crown has proved the truthfulness and reliability of what that complainant has alleged in her evidence that forms the basis of another count in relation to that particular complainant.
Now, in respect of [RP], I am not talking about counts because there is only one count, but there are alleged unlawful sexual acts within that count, and it is the alleged unlawful sexual acts that the Crown relies upon to demonstrate this tendency in relation to [RP]. So in terms of her, the circumstances might arise where you would be permitted to take into account the content of what [RP] said in her evidence about alleged unlawful sexual acts of the accused towards her when you are considering whether the Crown has proved the truthfulness or reliability of [RP] in her allegations that form the basis of other alleged unlawful sexual acts within that count.
So whether those circumstances arise, that you are able to consider the evidence of a complainant in respect of one count when you consider another count referring to that complainant, or unlawful sexual act with [RP] when you are considering whether another unlawful sexual act occurred, whether those circumstances arise depends on whether the Crown is able to establish all the necessary matters it must establish before this tendency reasoning can be applied by you.
So you can see that the potential application of tendency reasoning would be a qualification to the direction that I have given you that you are to consider the counts separately. You can see that because I said there may be circumstances where you can use evidence from another count of that same complainant to consider a separate count, and in the case of [RP], another one unlawful act when you are considering whether you accept beyond reasonable doubt another unlawful act occurred.”
“The first finding that you find is this. One or more of those alleged acts in respect of a particular count alleged by that particular complainant occurred. So that is your first finding, and in the case of [RP], one of the alleged unlawful sexual acts occurred.
Now, in making that finding, you do not consider each of the alleged acts in isolation, that is the acts referable to counts, and to [RP] the unlawful sexual acts. You do not consider each of those alleged acts in isolation, but you consider all the evidence from the particular complainant in respect of the allegations forming the basis of the counts on the indictment and in the case of [RP], all of the evidence in relation to the allegations of the unlawful sexual acts.
And you ask yourself, considering all of that, whether you find that a particular act, alleged act, or acts, relied upon as the subject of the counts actually took place. If you find that none of the acts occurred, none of the alleged acts, then you must put aside any suggestion that the accused had a particular tendency that is advanced by the Crown. So that is your first finding. Did one or more of these alleged acts occur in respect of the particular complainant that you are looking at at the moment*.*
If you do find that one or more of the acts occurred, which are the basis for a count for that particular complainant, or for [RP] the basis of an unlawful sexual act, then you go on to consider whether from the act or acts that you have found occurred, you can conclude that the accused had the specific tendency or tendencies that are alleged in respect of that particular complainant. So you go through the same process but with each complainant separately.
Can you find in respect of [LB], considering Counts 1 through 5, that one or more of those alleged acts occurred? If you do find that one or more of those alleged acts occurred, then you go on to consider whether, from what you have found occurred, you can conclude that the accused had the specific tendencies in respect of [LB] that I have outlined. If you cannot draw that conclusion, then again you must put aside any suggestion that the accused has the tendency that is alleged by the Crown.
So just to repeat what I have said, if having found one or more of the acts the subject of the counts in respect of a particular complainant has occurred, you then go on to consider the second matter. The second matter is, you must ask yourselves whether from that one or more act that you have found occurred you can conclude that that act or acts reveal or demonstrate the particular tendencies alleged by the Crown in respect of that particular complainant. So those are the two steps.
If you cannot draw that conclusion by any of the evidence that you have considered in respect of that particular complainant occurred, then you must disregard completely any suggestion that the accused had the particular tendencies alleged by the Crown, and you decide the facts in dispute in relation to each count on the indictment without having regard to this method of reasoning called tendency reasoning.
If, however, you have found one or more acts the subject of a count, or in terms of [RP] the subject of an allegation of an unlawful sexual act, if you have found one or more of those acts occurred, and from that finding you do conclude that the accused was a person with one or more of the tendencies alleged by the Crown, you would be entitled to have regard to the fact of the existence of the tendencies when you are determining whether the Crown has proved that the accused committed the specific acts alleged on the indictment in respect of that complainant.
This reasoning, you should bear in mind, is just one part of the evidence relied upon by the Crown, and you should give it the weight you think it deserves having gone through that process that I have just outlined for you.”
It is the case, as the applicant submitted, that in directing the jury as to the first matter of which it needed to be satisfied, the trial judge directed the jury to make findings that the alleged acts the subject of the charges occurred, having earlier directed the jury that a lesser standard of proof applied. In this respect, the direction did not conform to the terms of the direction that the Court in Roder said should be given. The respondent accepted this was the case.
The applicant submitted that this direction was given clear prominence as it was repeated several times. That may also be accepted. However, it does not follow, as the applicant further submitted, that any distinction in making findings at different stages in the analysis would have been lost on the jury. When addressing the second matter as to which the jury also needed to be satisfied (whether the established act or acts demonstrated the particular tendencies alleged), the trial judge made it clear that what the jury would ultimately be using was “the fact of the existence of the tendencies” in determining whether the Crown had proved that the applicant had committed the specific acts alleged on the indictment in respect of the particular complainant. As her Honour had stated at the beginning of the tendency directions, and, as will shortly be seen, at their conclusion, her Honour reminded the jury that this ultimate determination was one to which the standard of proof of beyond reasonable doubt applied.
The trial judge then gave a similarly worded direction in the context of the second category of tendency evidence which encompassed all of the complainants’ evidence, identifying the two relevant tendencies as a sexual interest in girls under the age of 16 and a tendency to act on the sexual interest by sexually abusing girls under the age of 16. Her Honour identified the conduct that the Crown relied on as “the evidence of the conduct of the accused that are the subject of the counts on the indictment”, namely, the conduct alleged in counts 1 to 5 as it related to LB, in count 6 as it related to RP, and in counts 7 to 10 as it related to TB. Her Honour then directed the jury as to how the process of reasoning applied (again, the emphasis in the passage below reflects the emphasis in the applicant’s written submissions):
“The Crown submits that if it is able to prove the existence of those two tendencies, that would be relevant to whatever count it is on the indictment that you are considering, because it would make it more likely that the accused acted upon those said tendencies and conducted himself in the way alleged by the complainant in respect of that particular count you are considering. That is, the circumstances might arise where you would be permitted to take into account the content of what one complainant said in her evidence about the alleged acts of the accused towards her when you are considering whether the Crown has proved the truthfulness and reliability about what one of the other complainants has alleged that the accused did to her in respect of a count on the indictment.
But whether that circumstance arises again, it depends on whether the Crown is able to establish those necessary matters it must establish before this tendency reasoning can be applied by you, and it is the same, as I have already directed you, in respect of that first category of the separate complainants. The evidence suggesting that the accused had the alleged two tendencies in this second category … that is a category of tendency reasoning encompassing all of the complainants, that evidence can only be used by you in the way that the Crown asserts if you make two findings.
Firstly, you must find that one or more of these alleged acts occurred*,* and that is any of the acts alleged by the three complainants the subject of any of the counts on the indictment, and that includes the unlawful sexual acts alleged by [RP]. In making that finding, you do not consider those alleged acts in isolation, but you consider the evidence from all of the c**omplainants in respect of all of those alleged acts and ask yourself whether you find that a particular act or acts relied upon actually took place.
If you find that none of these acts took place, or occurred, then you must put aside any suggestion that the accused had a particular tendency as advanced by the Crown.
If you do find that one or more of those acts occurred, then you could go on to consider whether from the act or acts that you have found occurred, you conclude that the accused has those specific tendencies. If you cannot draw that conclusion from the act or acts that you find occurred, then you must put aside any suggestion that the accused had the tendency as is asserted by the Crown.
So just recapping, if, having found one or more of the acts occurred, you then go on to consider the second matter which is you ask yourself whether from one or more of the acts that you are satisfied occurred you could conclude that that act or acts reveal or demonstrate the particular tendencies alleged by the Crown.”
“If you cannot draw the conclusion, that is that the act or acts reveal or demonstrate these tendencies, if you cannot draw that conclusion by any of the evidence you have found occurred, then you must disregard completely any suggestion that the accused had the particular tendencies alleged by the Crown, and then you go on to decide the facts in dispute in relation to each count on the indictment without having regard to this method of reasoning called tendency reasoning.
If, however, you have found one or more acts attributed to the accused occurred and from that finding you do conclude that the accused was a person with one or more of the tendencies that are asserted, you would be entitled to have regard to the fact of the existence of that tendency or tendencies when you are determining whether the Crown has proved the accused committed the specific acts alleged on the indictment.
Again, I say to you, you need to bear in mind that this is just one part of the evidence relied upon by the Crown and you should give it the weight you think it deserves in the context of all of the evidence before you.”
“A finding that the accused did have the tendency or tendencies alleged by the Crown is not enough on its own to prove guilt. It may assist the Crown to prove the accused committed the offences, but it is not enough by itself.
The question is whether it makes it more likely the accused conducted himself in the way the Crown alleges on any of the occasions that are the subject of the counts on the indictment. That is the only way the accused tendencies alleged by the Crown may be used.
Ultimately you must decide whether the specific offences with which the accused has been charged have been proven. That decision must be based upon the evidence relevant to each of the charges. This includes the evidence of the respective complainants about what the accused did. It will include the tendency alleged by the Crown provided you are satisfied by those steps that I have outlined to you that the tendency or tendencies have been established.
When considering whether a charge has been proved, you will have to decide whether the Crown has proved the essential elements of that charge. Whatever the result of your decision regarding whether the Crown has established the tendencies it asserts, you must make a decision as to whether you are satisfied beyond reasonable doubt as to the proof of the essential elements of each offence with which the accused is charged. That is because if there be a finding that the asserted tendency or tendencies have been established, that is not enough to prove the accused guilt.
I remind you that before the accused can be found guilty of any offence alleged on the indictment, as I told you, you must be sufficiently satisfied as to the truthfulness and essential accuracy of the complainant named within that count. Even if you are satisfied as to the existence of the tendencies asserted or alleged by the Crown at the relevant times, that fact may lend support to the evidence of a complainant, but it could never be a replacement for a complainant should you form a view that she has been deliberately dishonest and/or unreliable in all or part of her evidence.
You should bear in mind that tendency reasoning is just one part of the way the Crown seeks to prove its case against the accused, only give it such weight you think it deserves in the context of the evidence before you.”
The tendencies the respondent relied on, which, as we observed earlier, were unnecessarily complex (see [50] above), necessarily resulted in complicated directions. Referring in this context to the passage in The King v AR at [58], to which we have referred above, the applicant submitted that, whilst not determinative, the complicated nature of the tendency directions was nonetheless an important feature of the matter. In the applicant’s submission, the combination of directions gave rise to the real risk that the anterior fact finding at a lesser standard of proof was operating in the background of the directions that followed.
The first part of the applicant’s submission regarding the complexity of the directions may be accepted. However, it does not follow that this complexity gave rise to the risk that the applicant alleged. The aspects of the directions emphasised above, along with the directions her Honour gave at the conclusion of this part of the summing up as to how tendency evidence could not be used, tell against the risk of which the applicant complained.
In subsequent directions, the trial judge continued to emphasise that the respondent had the burden of proof of the charges beyond reasonable doubt. For example, in giving the jury directions regarding the applicant’s evidence, her Honour stated:
“The question is never, has the accused convinced me in his evidence that he’s not guilty?; that is never the question. It is always, and as I have said several times now, has the Crown proved the elements of the offence beyond reasonable doubt?”
Her Honour also gave the jury a Liberato direction (Liberato v The Queen (1985) 159 CLR 507; [1985] HCA 66) in orthodox terms. Then, at the conclusion of the directions, the trial judge returned to a document that her Honour had provided to the jury at the beginning of the trial, setting out the elements for each of the counts on the indictment (MFI 43). In taking the jury back through the detail of this 15-page document, her Honour emphasised that the Crown must prove the essential elements for each offence beyond reasonable doubt, and that each count must be considered separately, having regard to the particular evidence the Crown relied on to prove the offence alleged. Her Honour then went through each of the elements for each of the offences for the three complainants, stating on a number of occasions that it was these elements that the jury needed to be satisfied of beyond reasonable doubt.
The applicant submitted that the risk of the jury being deflected from its task in relation to the tendency directions was especially clear in the case of RP, noting that further directions were given after the jury had reached verdicts on eight of the ten charges, and in circumstances where the jury had requested clarification as to how to treat tendency in relation to count 6.
By way of background, the jury retired at 11.37am on 13 March 2024. As noted at [4] above, on the afternoon of 15 March 2024, the jury returned verdicts of not guilty on count 1 and guilty on counts 3, 4, 5, 7, 8, 9 and 10. When the jury resumed deliberating on 18 March 2024, it sent a note indicating that there was disagreement about the remaining two counts, counts 2 and 6, in response to which her Honour gave the jury a Black direction (Black v The Queen (1993) 179 CLR 44; [1993] HCA 71). The following day, 19 March 2024, the jury sent a further note that it could not reach an unanimous verdict on counts 2 and 6. After the foreperson gave sworn evidence in general terms about the state of the deliberations, the jury again retired. During a brief adjournment to allow the trial judge to consider whether to give a majority verdict direction, the jury sent a further note asking two questions:
“1. Can we have clarification on exactly how tendency reasoning can be used in regard to indictment 6?
- Can we also have further instructions on how collected experiences of jurors members can be used to guide reasoning?”
The trial judge answered those questions on the morning of the following day, 20 March 2024. Relevantly for present purposes, before answering the first question, her Honour indicated to the applicant’s trial counsel and the respondent that she proposed to cleave to the directions she had already given, while also acceding to the request of the applicant’s trial counsel to add further detail from her closing address about the differences between the counts involving the three complainants. In responding to the jury’s questions, her Honour:
reminded the jury of the directions regarding the need to give separate consideration to each count on the indictment and, for count 6, the need to decide whether the Crown had proved the particular count on the basis only of the evidence directly relevant to that count and the complainant, RP;
reminded the jury that it could take tendency evidence into account in considering the honesty and essential accuracy of RP’s evidence on count 6;
reminded the jury that the Crown must prove the elements of count 6 beyond reasonable doubt, and that, once it had considered the issue of tendency reasoning, it must then “reconsider the elements in respect of Count 6 and determine whether you are satisfied beyond reasonable doubt of those elements”, further stating that her Honour was “directing you how you approach your fact-finding task before you come to consider the elements in terms of Count 6”;
repeated the two categories of tendency evidence on which the Crown relied, albeit referring to RP alone in the first category;
repeated the directions about how tendency reasoning must not be used, and its limitations; and
summarised the parties’ submissions on tendency, referring in some detail to the applicant’s trial counsel’s closing address in relation to the inconsistencies in RP’s account and the differences between the alleged offending across the three complainants.
When the summing up is viewed as a whole, the tendency directions did not deflect the jury from its task of determining whether each element of each offence had been proved beyond reasonable doubt. As the respondent submitted, the tendency directions specifically brought to the jury’s attention that: (i) in determining whether the tendency was established, it was not considering whether the conduct had been proven beyond reasonable doubt; (ii) to find the applicant guilty, the jury had to be satisfied of the elements beyond reasonable doubt; and (iii) that proof beyond reasonable doubt could not be established on the existence of the tendency alone. Further, consistently with the reasoning of the joint judgment in The King v AR at [56], the trial judge emphasised that it was the fact of the tendencies, if established, that was relied on as circumstantial evidence in proof of the charged conduct. Considered as part of the summing up as a whole, in which the trial judge highlighted, on multiple occasions, the need to consider each offence separately and devoted considerable attention to the elements of the offences that needed to be proved beyond reasonable doubt, the tendency directions did not result in a material miscarriage of justice. We reject ground 2.
Given the Court’s conclusion that the verdicts on counts 2 and 3 were unreasonable, the aggregate sentence imposed below must be quashed. It falls upon the Court to re-sentence the applicant in respect of counts 4, 5, 6, 7, 8, 9 and 10.
The applicant brought no challenges in this Court to the primary judge’s factual findings in respect of counts 4, 5, 6, 7, 8, 9 and 10. While the applicant did challenge a factual finding made on sentence for count 2, it is not necessary to deal with that challenge in light of the Court’s conclusion on ground 1, in respect of count 2. The applicant also brought a challenge to the aggregate sentence, which he contended was manifestly excessive, and those submissions have been taken into account in the context of the re-exercise of the sentencing discretion, a matter to which these reasons return below. While this Court must exercise the sentencing discretion for itself, taking into account all relevant factors, this Court held in Turnbull v R [2019] NSWCCA 97 at [44] that:
“It is appropriate to adopt relevant findings of disputed fact made by the sentencing judge. And where assessments or evaluations (for example, of objective gravity or of the offender’s prospects of rehabilitation) have been made that have not been the subject of challenge, they also may be adopted and acted upon.”
In respect of each of these offences, the sentencing judge noted that:
LB was 15 years of age at the time the offences occurred, which was at the higher end of the age range encompassed by the offences;
the applicant was aged between 36 and 37 years of age at the time the offences occurred, which comprised a significant age difference vis-à-vis LB;
as he was LB’s godfather, the applicant’s offences constituted an abuse of trust;
the applicant groomed LB for the offences by establishing a relationship with her, showing her special attention and supplying her with cannabis and cigarettes; and
the offences were not isolated in the sense of being a “one-off offence” (a matter to which these reasons return).
In respect of counts 4 and 5, the sentencing judge found that the timing of the conduct – which arose after a confrontation between the applicant and his ex-partner concerning the appropriateness of his relationship with the complainant – imported an elevated degree of moral culpability, that the offences were planned, and that the offences occurred after supplying LB, a child, with alcohol. Her Honour found that counts 4 and 5 were serious offences of their kind, and within the mid-range of seriousness for this type of offence.
In respect of the offence against this complainant, the sentencing judge noted that:
the applicant went into the complainant’s bedroom, when she was aged 10, to digitally penetrate her vagina and to have penile/vaginal intercourse with her, with regularity, for a period of some months, and at least more than once a week;
each of those unlawful acts was a serious example of such an offence, in light of the complainant being significantly below the age of 16 years, being 10 years old;
there were many acts of this nature, “well and truly” over the two unlawful sexual acts required to prove the offence;
there was a degree of violence in the applicant’s conduct, as he would hold the complainant in place in order to remove her clothing, and would position his hand over her mouth in order to prevent her from screaming;
at times, the conduct would be repeated on the same occasion;
the assaults were not brief or momentary;
the applicant would hide in the complainant’s bedroom to escape detection;
the unlawful sexual acts occurred in the complainant’s home, and in her bedroom, where she was entitled to feel safe and be safe from sexual attacks; and
the applicant was the complainant’s foster father by way of formal arrangement, and the offences were a significant betrayal of trust, and occurred in the context of a resulting significant power differential.
Her Honour found the s 66EA offence committed against this complainant to be a very serious example of its type of offending. Her Honour assessed the offence as above the mid-range of seriousness for that type of offence.
In respect of all of the offences against this complainant, the sentencing judge noted that:
the complainant was living with the applicant at the time of the offending, and he was her foster father by way of formal arrangement. The offences committed, therefore, were an abuse of trust and an abuse of his authority;
the complainant was 12 years of age at the time the offences occurred, and was younger than the middle of the age range encompassed by the offences, with the exception of count 9;
the applicant was 47 years of age at the time the offences occurred, which made him substantially older than the complainant, by more than 30 years;
the offences were not isolated, and occurred in the context of the applicant continually harassing the complainant in a sexual manner – which included him making comments about her body, and touching her on the buttocks on many occasions; and
the offences occurred in the context of the applicant repeatedly attempting to bribe the complainant with electronic cigarettes and other things, to get her to do sexual things with him.
In respect of counts 7, 8 and 9, the sentencing judge found that the offending included some planning by the applicant, involved the use of his authority over the complainant, involved skin-to-skin contact (in respect of counts 7 and 8), and caused humiliation and significant discomfort to the complainant. Her Honour found that count 7 was a serious offence of its type, and well within the mid-range of seriousness of that type of offence. Her Honour found that count 8 was a relatively serious offence of its type, and just within the mid-range of seriousness. Her Honour also found that count 9 was a serious offence of its type, and just within the middle range of seriousness.
In respect of count 10, the sentencing judge found that the conduct was opportunistic in nature, as the applicant took the opportunity to commit it when he was alone with the complainant in the home. In light of that feature, her Honour found that this was a relatively serious offence of its type, but below the mid-range of seriousness for this type of offence.
The sentencing judge was prepared to accept that the applicant suffered some physical abuse at the hands of his stepfather when he was a child and an adolescent, but was not prepared to accept that the applicant was largely without supervision or nurture. Her Honour accepted that the applicant struggled due to the circumstances of his father leaving him, and that he struggled with the circumstances of his mother trying to care for her children and maintain work.
The applicant’s mother gave evidence that the applicant was a “good kid” growing up, that he never got into trouble, had a great circle of friends, looked out for his siblings and was a great role model for them while growing up.
The applicant described having experienced persistent anxiety, which could be moderate to severe in social settings, throughout much of his life. Aside from the period of depressed mood following the loss of his roofing job, the applicant also described a rapid and dramatic decline in his mental health upon learning of the allegations made against him in December 2020. The applicant described the immediate experience of prominent and persistent emotional and psychological distress and suicidal ideation, along with feelings of hopelessness and helplessness, which culminated in a suicide attempt. The applicant described the experience of suicidal ideation and the severely depressed mood state to have remained pervasive and enduring thereafter. Ms Watson expressed the opinion that the applicant’s account of his symptomology was first consistent with the diagnostic criteria of severe Major Depressive Disorder with anxiety and distress, and has since remained variable between moderate and severe following the prescription of anti-depressive medication.
At the time of the sentencing proceedings, Ms Watson opined that the applicant required urgent and intensive psychological and psychiatric support and treatment to address his mental health condition, particularly the recurrence of suicidal ideation. She stated that the applicant had not received any mental health support in custody, despite having made multiple requests to speak to a psychologist or a counsellor.
The sentencing judge accepted that the applicant had suffered symptoms of a major depressive disorder with anxiety and distress since his arrest. Her Honour noted that although there was no link between the applicant’s mental illness and the offending, as he was not suffering from such a mental illness at the time of his offending, the applicant’s mental health condition at the time of sentence did modestly temper the application of general deterrence. Her Honour also accepted and took into account that the applicant’s time in custody would be more onerous as a result of his mental health issues.
The sentencing judge noted that the applicant’s criminal history consisted of unrelated and less serious offending. After considering numerous references from the applicant’s family, friends and neighbour, her Honour accepted that the applicant was a person of good character prior to the offending.
However, her Honour rightly found that, in accordance with s 21A(5A) of the Crime**s (Sentencing Procedure) Act 1999 (NSW) (Sentencing Procedure Act), the applicant ought not to have the benefit of this factor in regard to his offending against RP and TB, as it was his good character which allowed him to have those children in his care through the foster programme, and which assisted him to commit the offences against them. Her Honour found that, although good character should be taken into account in relation to LB, it was of less significance, as his conduct was part of a course of conduct which involved grooming and a degree of planning.
The sentencing judge accepted that there had been some delay in the proceedings, given that the applicant was first arrested in December 2020, was finally convicted in March 2024 and was only sentenced in December 2024. Her Honour indicated that the impact the delay in the finalisation of proceedings had had on the applicant was taken into account.
Her Honour found that the total amount of pre-sentence custody before sentencing proceedings commenced was 225 days.
By his affidavit, the applicant tendered further evidence going towards his subjective circumstances.
Primarily, the affidavit indicates that the applicant has held two different roles in workplace teams following his incarceration, and has availed himself of the opportunity to undertake a Certificate II in ‘Workplace Skills’ and a painting and decorating apprenticeship provided by TAFE NSW.
The applicant says that he has not been afforded the opportunity to participate in any rehabilitation courses, and that his case manager has advised that those courses have not been offered to him because the length of the applicant’s sentence makes him ineligible to participate in any rehabilitation courses.
The applicant says further that he has feared for his safety, particularly if other inmates were to find out the charges for which he is in custody, and has witnessed other inmates being subjected to violent assaults.
The applicant gives evidence that he has maintained communication with his family supports, particularly his mother, while in custody, but his mental health continues to suffer while he is incarcerated. The applicant also notes that he experiences back pain, and had been informed by a clinic, following an ultrasound, that either his kidney or liver ‘levels’ were not within a normal range.
The Court has taken these matters into account. They reinforce the sentencing judge’s findings that conditions of custody can be expected to be onerous. While the steps taken in custody are favourable in respect of the applicant’s prospects of rehabilitation, it remains appropriate to proceed, as the sentencing judge did, on the basis that those prospects are, at best, guarded.
The applicant, while acknowledging the seriousness of the offending, submitted that consideration should be afforded to the fact that the offending was not continuous over the decade within which each of the offences occurred, but was episodic in nature. While that may be accepted, and the Court should not sentence the applicant on the incorrect basis that he engaged in continuous offending over the period of a decade, it is not useful to describe the offending as “episodic”. The offending was serious and occurred on multiple occasions in the ten-year period. The fact that the offending was not continuous should not be treated as a matter of mitigation, although it is permissible to take it into account, in particular when considering potentially comparable cases.
The Court agrees with the sentencing judge’s assessment at sentence of the objective seriousness of each instance of offending. In particular, the Court finds the s 66EA offence comprising count 6 to be a very serious example of that type of offending.
Having upheld the appeal in respect of counts 2 and 3, this Court should impose a sentence for counts 4 and 5 on the basis that the offending was isolated as regards the sexual contact between the applicant and LB before LB turned 16. Nevertheless, all the other findings and assessments of the primary judge apply with full force.
The applicant asked the Court to take into account the fact that the offending occurred 3 months before LB turned 16 and was not the subject of opposition by LB. The applicant acknowledged that lack of opposition is not a mitigating factor. Indeed, as the Crown observed, a manifest lack of consent would have founded, at the time the offences were committed, a more serious change carrying double the maximum penalty: see Burr v R [2020] NSWCCA 282; 285 A Crim R 504 at [174].
The Court nominates an indicative sentence of 4 years’ imprisonment for each of these two offences. When it comes to fixing an aggregate sentence, it would be appropriate to recognise a significant degree of notional concurrency to reflect the fact that these offences occurred on a single occasion, but there ought also to be a degree of accumulation.
The applicant accepted that this was the most serious offence.
The applicant sought to rely on what was described as a degree of imprecision in the sentencing judge’s findings about the period over which the offending continued. It is difficult to see how this imprecision can or should operate in the applicant’s favour. Her Honour’s finding was that the offending occurred for a period of at least multiple months and that it occurred at the very least once per week (but less than three times per week).
The applicant asked the Court to take into account three decisions that were arguably comparable, but each of which involved offending that continued for a much longer period of time:
Massaquoi v R [2024] NSWCCA 125 (“Massaquoi”) (where a sentence of 16 years with a non-parole period of 10 years was imposed on an offender for an offence committed against a 12-14 year old complainant over 3 years): as the Crown submitted, Massaquoi involved a strong subjective case, including PTSD and a low risk of sexual recidivism. The applicant’s subjective case is significantly weaker in his favour.
JA v R [2024] NSWCCA 130 (“JA”) (where a sentence of 14 years and 6 months with a non-parole period of 11 years was indicated for an offence committed against an 8-15 year old complainant over 8 years): as the Crown submitted, this Court in JA did not address the offending or the subjective case of the offender. Little can be drawn from this case.
R v Idaho (a P**seudonym) [2025] NSWDC 427 (where a sentence of 16 years with a non-parole period of 11 years was imposed for an offence committed against a 5-14 year old complainant over a period of 9 years): we accept the Crown’s submission that the offending was markedly less serious and the subjective case much stronger in favour of Mr Idaho.
The sentences in these cases reflect the gravity of offending of this kind, and the particular abhorrence with which the law rightly treats offending of this kind, especially by a person in a position of trust. The maximum penalty is imprisonment for life. The applicant’s subjective case does not provide a basis for significant mitigation. The sentencing judge made (and we make) no finding of remorse on the part of the applicant. There is no insight on the part of the applicant as to his offending, and his prospects of rehabilitation are at best guarded. The sentencing judge’s assessment, which this Court adopts, is that the objective seriousness was above the mid-range.
Taking into account the circumstances of this case and the reasoning in the cases cited above, the Court nominates an indicative sentence of 13 years’ imprisonment for this offending.
In respect of counts 7, 8, and 9, the applicant submitted that weight should be placed on the fact that the “whole of the offending [was] found to occur within ten minutes”. We accept that this would warrant a significant degree of notional accumulation between counts 7, 8 and 9.
The applicant relies on the following cases, being cases involving actual digital penetration:
MRW v R [2011] NSWCCA 260 (where a sentence of 4 years and 6 months’ imprisonment with a non-parole period of 2 years, 4 months and 15 days’ imprisonment was imposed for a single act of digital vaginal penetration of a 10 year old complainant);
Versi v R [2013] NSWCCA 206 (where a sentence of 2 years and 6 months’ imprisonment with a non-parole period of 1 year and 6 months’ imprisonment was imposed for an act of digital penetration and an act of indecency committed against a 11-12 year old complainant);
R v Carey [2024] NSWCCA 90 (where indicative sentences of 3 years’ imprisonment were indicated for representative acts of digital penetration of a 12-13 year old complainant).
The difficulty for the applicant with this submission is that, as the Crown submitted, those cases all involved offences with a maximum penalty of only 10 years (at the time those cases were heard). Counts 7 and 8 carry that maximum penalty, but count 9 carries a maximum penalty of 20 years’ imprisonment.
The Court nominates indicative sentences of 3 years and 6 months’ imprisonment for count 7, 2 years and 6 months’ imprisonment for count 8 and 5 years’ imprisonment for count 9.
The applicant made no submissions about the indicative sentence imposed by the sentencing judge for count 10, being 18 months’ imprisonment. Exercising the sentencing discretion afresh, that is the appropriate sentence.
In determining the aggregate sentence, there ought to be a significant degree of notional concurrence between counts 4 and 5, and between counts 7, 8 and 9. Nevertheless, there should also be an element of notional accumulation. There should be a significant degree of notional accumulation between the sets of offending against each of LB, RP and TB. Taking this into account, and taking into account that the aggregate sentence should reflect the totality of the offending, the Court imposes an aggregate sentence of 16 years.
Like the primary judge, the Court finds special circumstances pursuant to s 44(2B) of the Sentencing Procedure Act. The Court imposes a non-parole period of 11 years.
Accordingly, the Court makes the following orders:
Grant the applicant leave to appeal against conviction and sentence.
Allow the appeal against the convictions on counts 2 and 3 on the indictment.
Quash the convictions on counts 2 and 3 and, in lieu thereof, enter verdicts of acquittal on counts 2 and 3.
Quash the sentence imposed by the District Court on 19 December 2024.
In lieu of the sentence imposed in the District Court, sentence the applicant to an aggregate term of imprisonment of 16 years, to commence on 3 August 2023 and expire on 2 August 2039, with a non-parole period of 11 years. The earliest date on which the applicant will be eligible for release on parole is 2 August 2034.
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BW
R
(2024) 281 CLR 18
(1990) 171 CLR 207
(2017) 263 CLR 338
(1994) 181 CLR 487
(2020) 268 CLR 123
(2001) 52 NSWLR 82
(2011) 243 CLR 400
(2025) 281 CLR 137
(1985) 159 CLR 507
(1993) 179 CLR 44