[2023] WASCA 5
General information, not legal advice.
Court of Appeal (WA)
2023-01-11
Mazza JA
Original judgment source is linked above.
Code, means, materially, a consent freely and voluntarily given, it would have been arguable, in the present case, having regard to the uncontested matters referred to in [82] of the joint judgment, that there was no evidential basis that the appellant actually held the positive belief, at the time that he did the acts the subject of counts 1 and 2, that BA was consenting to them.
jury to consider whether the prosecution had proved that the appellant did not have an honest and reasonable, but mistaken, belief that the complainant was consenting to the charged acts.
The materials in the trial record relied on in the appeal BA's account of the alleged offending in the VRI
He - he started to grind against me, mm, then - then he pulled my pants down and went on top of me and then - and then he looked - he looked right at my face and said. 'You don't want this, don't you?' and I nodded my head 'No' and then he got off me and that's the end of it.[10]
The statements made by the appellant in his police interviews
I realised what I was - I - I - I had me hand on her pubic area, right, and I - I - that's when I sort of really woke up properly and I thought Jesus and I said I'm - this is - ain't gonna happen. To myself, to her but I said it loudly so she must have heard me and I said, 'This ain't gonna happen' and I backed off ...[13]
The parties' submissions on the ground of appeal
The learned trial judge made a wrong decision on a question of law, or a miscarriage of justice was occasioned, because the trial judge declined to direct the jury to consider whether the prosecution had proved that the appellant did not do the acts constituting the offences charged under an honest and reasonable, but mistaken, belief that the complainant was consenting to those acts.
Disposition The operation of s 24 of the Code in the context of offences under s 325 (sexual penetration without consent) and s 323 (indecent assault)
A person who does or omits to do an act under an honest and reasonable, but mistaken, belief in the existence of any state of things is not criminally responsible for the act or omission to any greater extent than if the real state of things had been such as he believed to exist.
The operation of this rule may be excluded by the express or implied provisions of the law relating to the subject.
Evidential basis for reasonable doubt as to honest mistaken belief that BA consented to the sexual activity?
[T]here must be some evidence, looking at the case as a whole, of the operative mistake. It has been observed, and I respectfully agree, that fairly cogent evidence from other sources would be required to provide evidence of operative mistake where the best available witness, namely [the accused], disables himself or herself - by an entirely inconsistent and contradictory defence actually advanced - from supporting the evidence of any relevant mistake. This was remarked by Stephenson LJ in R v Bonnick. Further, in R v CV both Williams JA (at [2]) and Jones J (at [39]) held that it is the whole of the evidence, including [the accused's] evidence which has been rejected by the jury, which should be considered when deciding if an issue such as operative mistake is fairly raised on the evidence. That approach requires that when considering the proposition that the possibility of an operative mistake was raised by [the complainant's] evidence, it is necessary to do so in the context that [the accused] not only did not claim a mistake but positively denied the basis on which it could be raised, namely [the complainant's] evidence.[51] (citations omitted)
The evidence given in the present case by [Mr Baden-Clay] narrowed the range of hypotheses reasonably available upon the evidence as to the circumstances of the death of [his] wife. Not only did [Mr Baden‑Clay] not give evidence which might have raised the hypothesis on which the Court of Appeal acted, the evidence he gave was capable of excluding that hypothesis.
The Court of Appeal's conclusion to the contrary was not based on evidence. It was mere speculation or conjecture rather than acknowledgment of a hypothesis available on the evidence. In this case, there was no evidence led at trial that suggested that [Mr Baden‑Clay] killed his wife in a physical confrontation without intending to kill her ...
The Court of Appeal appears to have reasoned that [Mr Baden-Clay's] evidence could be disbelieved by the jury, as it plainly was, so that there was no evidence at all in relation to the hypothesis ... But [Mr Baden-Clay] chose to give evidence. To say that [Mr Baden‑Clay's] evidence was disbelieved does not mean that his evidence could reasonably be disregarded altogether as having no bearing on the availability of hypotheses consistent with [his] innocence of murder. His evidence was important, even if it was disbelieved, because it was open to the jury to consider that the hypothesis identified by the Court of Appeal was not a reasonable inference from the evidence when the only witness who could have given evidence to support the hypothesis gave evidence which necessarily excluded it as a possibility.[54]
The Court of Appeal should not have treated the case as one in which it was open to it to identify a hypothesis as to the circumstances of the death of the deceased on the basis that [Mr Baden-Clay's] evidence could be disregarded as if it had not been given at all.[55]
Evidential basis for reasonable doubt as to reasonable mistaken belief that BA consented to the sexual touching and sexual penetration?
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[2] See GJ Coles & Co Ltd v Goldsworthy [1985] WAR 183, 187 (Burt CJ).
[4] See Pearce v Stanton [1984] WAR 359, 363 (Rowland J).
[8] Appellant's submissions par 25 WAB 11.
[18] Appellant's submissions pars 27, 31 WAB 11, 13.
[19] Appellant's submissions par 26 WAB 11.
[20] Appeal ts 7 - 11, 16 - 18; Appellant's submissions pars 24, 26 - 31 WAB 10 - 13.
[24] Appellant's submissions pars 15 - 24, WAB 8 - 11.
[25] Appellant's submissions par 34 WAB 14.
[26] Appeal ts 19, 21 - 24; Respondent's submissions pars 1 - 2, 7 - 15, 18 - 19 WAB 18 - 22.
[27] R v Baden-Clay [2016] HCA 35; (2016) 258 CLR 308 [47] - [52], [58].
[28] Respondent's submissions par 19 WAB 22.
[29] Higgins v The State of Western Australia [2016] WASCA 142; (2016) 263 A Crim R 474.
[31] Appeal ts 18, 24 - 25; Respondent's submissions pars 3, 20 - 29 WAB 18, 22 - 25.
[32] See CTM v The Queen [2008] HCA 25; (2008) 236 CLR 440 [8].
[33] WCW v The State of Western Australia [2008] WASCA 232 [10]; Higgins v State of Western Australia [28].
[34] See Aubertin v The State of Western Australia [2006] WASCA 229; (2006) 33 WAR 87 [43]; WCW v The State of Western Australia [122].
[36] WCW v The State of Western Australia [7].
[37] Code s 1(1), s 222 (the definition of 'assault'). See also Higgins v The State of Western Australia [106].
[38] CTM v The Queen [8], [35]; WCW v The State of Western Australia [8]. See generally Braysich v The Queen [2011] HCA 14; (2011) 243 CLR 434 [32].
[39] CTM v The Queen [8], [35]; Higgins v The State of Western Australia [23].
[40] Braysich v The Queen [17], [35].
[41] Braysich v The Queen [17], [36]; Narkle v The State of Western Australia [2011] WASCA 160 [41].
[42] Narkle v The State of Western Australia [2]; Higgins v The State of Western Australia [24].
[43] Higgins v State of Western Australia [25].
[44] Narkle v The State of Western Australia [3]; Higgins v The State of Western Australia [82].
[45] Higgins v The State of Western Australia [29], [95] - [97], [100], [165]. See also [82], [89]. It should, however, be noted that Mazza JA concluded that there was no evidentiary basis for the defence of mistake on some of the counts.
[46] R v CV [2004] QCA 411 [1], [4], [39].
[47] R v Cutts [2005] QCA 306 [4], [48], [74] - [75].
[48] Higgins v The State of Western Australia [82] - [90].
[49] Higgins v The State of Western Australia [27].
[50] R v CV [2], [39]; R v Cutts [41], [75].
[51] R v Cutts [75]. Jerrard JA dissented in part in R v Cutts. However, his Honour did so on the facts in a way that does not affect the principle stated in the passage as reproduced above.
[54] R v Baden-Clay [54] - [55], [57].
[56] Knight v The Queen [1992] HCA 56; (1992) 175 CLR 495.
[58] Appeal ts 20 - 23; Respondent's submissions par 19 WAB 22.
[59] Appellant's submissions par 30 WAB 12.
[66] See generally VRI pages 5 - 11, 13 - 16 BGAB 92 - 98, 100 - 103.
[68] VRI page 21 BGAB 108; ts 44 - 45, 49, 56.
(2016) 258 CLR 308
(2008) 236 CLR 440
(2006) 33 WAR 87
(2011) 243 CLR 434
(1992) 175 CLR 495