[2024] VSCA 305
General information, not legal advice.
Court of Appeal (Vic)
2024-12-11
Mr J, Leish JA, Boyce JA, Kaye JA
Original judgment source is linked above.
JUROR 24: Can I be excused? I know it's too late.
HER HONOUR: Sorry, you want to be excused?
JUROR 24: Yeah, sorry. I recognise the - - -
HER HONOUR: All right. Do you want to tell me or do you want to write your reason down?
JUROR 24: No, I - I recognise the accused.
HER HONOUR: You recognised the accused. Just take a seat, madam.
JUROR 24: Sorry.
HER HONOUR: Counsel satisfied with what's taken place doesn't constitute an irregularity? Take a seat, madam, you're excused.
JUROR 24: Sorry.
[PROSECUTOR]: The prosecution agree she should be excused.
HER HONOUR: I have excused her. Has what occurred doesn't constitute an irregularity in your - - -
[PROSECUTOR]: No, Your Honour.
HER HONOUR: Mr [defence counsel]?
[DEFENCE COUNSEL]: No, Your Honour.
HER HONOUR: Yes, all right, thank you. She's excused, yes.
(Jury empanelment continues.)
ASSOCIATE: We have 12 jurors, Your Honour.
32 Information for panel
(1) The court must inform the panel, or cause them to be informed, of the following information -
(a) the type of action or charge;
(b) the name of the accused in a criminal trial or the names of the parties in a civil trial;
(c) the names of the principal witnesses expected to be called in the trial;
(d) the estimated length of the trial;
(e) any other information that the court thinks relevant.
(2) The court must then call on persons on the panel to seek to be excused from jury service on the trial.
(3) The court may excuse a person from jury service on the trial if the court is satisfied that the person -
(a) will be unable to consider the case impartially; or
(b) is unable to serve for any other reason.
(4) Unless the court otherwise orders, a person excused from jury service under subsection (3) must return to the jury pool at the completion of the swearing in of the jury, and may be selected or allocated to a panel in another trial.
...
36 Procedure for selecting jury in criminal trials
(1) After the procedure set out in section 32 has been completed in a criminal trial, the proper officer must select persons from the panel and call out -
(a) the identifying number and occupation of those persons; or
(b) if a direction has been made under section 30A(2), the name and occupation of those persons and, if there are 2 or more persons with the same name and occupation, their identifying number -
until the required number, after allowing for all challenges for cause that have been upheld and each arraigned person's right of challenge under section 39, is selected.
(2) The persons selected are the jury to try the issues in the trial.
a trial judge in exercise of the inherent power that he possesses to ensure that a fair and just trial is conducted may of his own motion stand aside a person whose name is called from the panel of jurors so as to prevent that person becoming a member of the jury to try an accused.[27]
There were, it seems, doubts whether the common law allowed a judge to excuse a juror from serving. Section 15 of the Juries Procedure (Ireland) Act 1876 recognised the doubts and, in order expediently to remove them, declared that:
- ... it shall be lawful for the judge, if he shall so think fit, of any court before which any person may be summoned as a juror, to discharge in open court such person from further attendance on such court, or to excuse such person from attendance for any period during the sittings of such court.
That provision evidently inspired s 2 of the Juries Act 1904, as the side-note attests. The section clearly enough authorised the judge to grant excusal in open court, and that was the position under the corresponding provisions of the 1915 and 1928 consolidations of the Juries Act. The Juries Act 1956, however, which newly consolidated and amended the law relating to juries, by subs (1)(a) of s 9 - the forerunner of s 13 of the 1967 Act - conferred power on the sheriff to excuse a person who had been summoned as a juror, and to do so at any time before he was required by his summons to attend in court. Clearly enough, the sheriff's power was exercisable out of court and at a time before a person seeking to be excused had had anything to do with any particular accused person. Subsection (1)(b) of s 9 of the 1956 Act conferred power on a judge identical to that conferred by s 13(2) of the present Act - save for the words 'or otherwise in writing'. Notably, there was no requirement, as formerly there had been, that the power be exercised in open court; and like the sheriff, the judge was empowered to exercise it 'at any time'.[34]
The situation in law was, I think, quite clear. The point in the process at which a member of the jury pool (referred to in s 32 as a 'person') could seek to be excused from service in the trial had passed. It is, I consider, apparent, not only from the sequence of the provisions contained in Part 6 but the various terms employed to identify the status of individuals called for jury service at the different stages of the process, that applications to be excused must be called for and dealt with prior to the empanelment of the jury. There are several other reasons for reaching this conclusion on which I need not dwell as I do not believe that any other interpretation can be sensibly argued. I do not understand counsel who appears for the Crown in this court to have contended otherwise.[37]
(a) One day in 2006 the applicant (aged about 16) was babysitting Todd (aged about 5) and Rebecca. He entered Todd's bedroom and locked the door. The applicant showed him sexual images on his mobile phone depicting naked males sitting on each other (Charge 1 - Not guilty).
(b) On one occasion the applicant was fondling Todd's penis in his bedroom (Charge 2 - No case). The applicant was on his knees in front of Todd who was standing. The applicant put Todd's penis into his mouth (Charge 3 - Guilty).
(c) On a separate occasion, the applicant put his erect penis in Todd's mouth (Charge 4 - Guilty).
(d) On a separate occasion, the applicant entered Todd's room and inserted his penis into Todd's anus (Charge 5 - Guilty).
(e) On a separate occasion, Todd gave in to the applicant pestering him and let the applicant put his penis inside his anus (Charge 6 - Guilty).
(f) In Bendigo, after the applicant had moved to Eaglehawk, Todd stayed over. The applicant penetrated Todd's anus with his penis (Charge 7 - Not guilty).
[I]f there is a proper way by which the appellate court may reconcile the verdicts, allowing it to conclude that the jury performed their functions as required, that conclusion will generally be accepted. If there is some evidence to support the verdict said to be inconsistent, it is not the role of the appellate court, upon this ground, to substitute its opinion of the facts for one which was open to the jury. In a criminal appeal, the view may be taken that the jury simply followed the judge's instruction to consider separately the case presented by the prosecution in respect of each count and to apply to each count the requirement that all of the ingredients must be proved beyond reasonable doubt. Alternatively, the appellate court may conclude that the jury took a 'merciful' view of the facts upon one count: a function which has always been open to, and often exercised by, juries. ...
It is only where the inconsistency rises to the point that the appellate court considers that intervention is necessarily required to prevent a possible injustice that the relevant conviction will be set aside.[52]
Since the ultimate question concerns the reasonableness of the jury's decision, the significance of verdicts of not guilty on some counts in an indictment must necessarily be considered in the light of the facts and circumstances of the particular case. Furthermore, it must be considered in the context of the system within which juries function, and of their role in that system. A number of features of that context were emphasised in MacKenzie. They include the following. First, as in the present case, where an indictment contains multiple counts, the jury will ordinarily be directed to give separate consideration to each count. This will often be accompanied by a specific instruction that the evidence of a witness may be accepted in whole or in part. Secondly, emphasis will invariably be placed upon the onus of proof borne by the prosecution. In jurisdictions where unanimity is required, ... every juror must be satisfied beyond reasonable doubt of every element in the offence. In the case of sexual offences, of which there may be no objective evidence, some, or all, of the members of a jury may require some supporting evidence before they are satisfied beyond reasonable doubt on the word of a complainant. ... A verdict of not guilty does not necessarily imply that a complainant has been disbelieved, or a want of confidence in the complainant. It may simply reflect a cautious approach to the discharge of a heavy responsibility. In addition to want of supporting evidence, other factors that might cause a jury to draw back from reaching a conclusion beyond reasonable doubt in relation to some aspects of a complainant's evidence might be that the complainant has shown some uncertainty as to matters of detail, or has been shown to have a faulty recollection of some matters, or has been shown otherwise to be more reliable about some parts of his or her evidence than about others. Thirdly, there is the consideration stated by King CJ in R v Kirkman,[53] and referred to in later cases:[54] it may appear to a jury, that, although a number of offences have been alleged, justice is met by convicting an accused of some only. And there may be an interaction between this consideration and the two matters earlier discussed.[55]
[1] The application for leave to appeal was filed five weeks out of time. An application is therefore made for an extension of time within which to file an application for leave to appeal. In light of the length of time involved, which has been satisfactorily explained, that application should be granted.
[2] R v Panozzo [2003] VSCA 184; (2003) 8 VR 548, 556 [29] (Vincent JA, Buchanan JA agreeing at 548 [1], Harper AJA agreeing at 556 [32]) ('Panozzo').
[3] R v Clarke [2002] VSCA 184; (2002) 5 VR 480, 484 [17] (O'Bryan AJA, Winneke P agreeing at 481 [1], Eames JA agreeing at 481 [2])).
[6] Jones v The Queen [1989] HCA 16; (1989) 166 CLR 409; R v Chai (2002) 76 ALJR 628; [2002] HCA 12.
[7] The applicant referred to R v Abrahams [1947] VicLawRp 68; [1948] VLR 51, 52 (Herring CJ, Lowe and Fullagar JJ) ('Abrahams'); R v Cullen [1950] VicLawRp 71; [1951] VLR 335, 336 (Gavan Duffy J) ('Cullen'); Maher v The Queen [1987] HCA 31; (1987) 163 CLR 221, 233 (Mason CJ, Wilson, Brennan, Dawson and Toohey JJ); Katsuno v The Queen [1999] HCA 50; (1999) 199 CLR 40, 59 [32] (Gaudron, Gummow and Callinan JJ); Crane v Public Prosecutor [1921] 2 AC 299.
[8] [1947] VicLawRp 68; [1948] VLR 51, 52 (Herring CJ, Lowe and Fullagar JJ).
[9] [1950] VicLawRp 71; [1951] VLR 335, 336-7 (Gavan Duffy J), 339-40 (O'Bryan J, Dean J agreeing).
[10] [1993] VicRp 80; [1993] 2 VR 367, 370-6 (Marks and McDonald JJ) ('Searle').
[11] [2003] VSCA 184; (2003) 8 VR 548, 554 [24] (Vincent JA, Buchanan JA agreeing at 548 [1] and Harper AJA agreeing at 556 [32]) ('Panozzo').
[12] Panozzo [2003] VSCA 184; (2003) 8 VR 548.
[13] R v Hall [1971] VicRp 35; [1971] VR 293 ('Hall'); Abrahams [1947] VicLawRp 68; [1948] VLR 51; R v Dooley [1972] VicRp 7; [1972] VR 55; R v Short [1898] NSWLawRp 78; (1898) 19 LR (NSW) 385; R v Solomon [1958] 1 QB 203; Johns v The Queen [1979] HCA 33; (1979) 141 CLR 409; Pollock v The Queen [2020] VSCA 218.
[14] Hall [1971] VicRp 35; [1971] VR 293, 298 (Winneke CJ, Little and Gowans JJ); Panozzo [2003] VSCA 184; (2003) 8 VR 548, 555 [27] (Vincent JA, Buchanan JA at 548 [1], Harper AJA agreeing at 556 [32]).
[15] The respondent referred to the comments regarding the position at common law in R v Lewis [2000] VSCA 140; (2000) 1 VR 290, 324-5 [89] (Winneke P, Tadgell JA and Hedigan AJA) ('Lewis').
[16] Abrahams [1947] VicLawRp 68; [1948] VLR 51, 52 (Herring CJ, Lowe and Fullagar JJ); Cullen [1950] VicLawRp 71; [1951] VLR 335, 336-7 (Gavan Duffy J), 339-40 (O'Bryan J, Dean J agreeing); Searle [1993] VicRp 80; [1993] 2 VR 367, 370-6 (Marks and McDonald JJ); Panozzo [2003] VSCA 184; (2003) 8 VR 548, 554 [24] (Vincent JA, Buchanan JA agreeing at 548 [1], Harper AJA agreeing at 556 [32]).
[17] Hall [1971] VicRp 35; [1971] VR 293, 299 (Winneke CJ, Little and Gowans JJ).
[18] See, as to inherent and implied powers, Grassby v The Queen (1989) 168 CLR 1, 15-17 (Dawson J).
[19] [1857] EngR 701; (1857) 8 E & B 54; 120 ER 20 ('Mansell').
[20] Ibid 30 (Lord Campbell CJ, Wightman, Erle and Crompton JJ).
[21] (1883) 9 VLR 191 ('Burns').
[22] Ibid 196; see also 193 (Higginbotham J).
[23] Abrahams [1947] VicLawRp 68; [1948] VLR 51, 52 (Herring CJ, Lowe and Fullagar JJ).
[24] Cullen [1950] VicLawRp 71; [1951] VLR 335, 339-40 (O'Bryan J, Dean J agreeing at 340). Gavan Duffy J agreed in the result, but had some doubt whether the power extended to the case at hand: at 336-7.
[25] [1957] NZLR 906, 915 (Greeson J).
[26] Searle [1993] VicRp 80; [1993] 2 VR 367, 374, citing R v Bell [1958] NZLR 449.
[27] Ibid 374. See also R v Bunting (No 9) [2003] SASC 257; (2003) 139 A Crim R 562, 565 [13] (Martin J); [2003] SASC 257; R v Rawcliffe [1977] 1 NSWLR 219, 222 (Street CJ), 227 (Taylor CJ at CL), 246 (Lee J) (declining to find a miscarriage of justice after two potential jurors were stood down because they were not wearing coats).
[30] Ibid 380, citing Burns and Cullen.
[32] The prosecution's power to stand aside a juror under s 33 was eventually repealed by s 6 of the Juries (Amendment) Act 1993.
[34] Ibid 324-5 [89] (Winneke P, Tadgell JA and Hedigan AJA) (citation omitted).
[35] Panozzo [2003] VSCA 184; (2003) 8 VR 548, 551 [11].
[37] Ibid 552 [18] (emphasis in original).
[40] Balog v Independent Commission Against Corruption [1990] HCA 28; (1990) 169 CLR 625, 635-6 (Mason CJ, Deane, Dawson, Toohey and Gaudron JJ).
[41] Malika Holdings Pty Ltd v Stretton (2001) 204 CLR 290, 298 [28] (McHugh J).
[42] The 'selection' to which s 36(2) refers is the selection referred to at the end of s 36(1), after the opportunity for challenges, not the selection of the name by the proper officer referred to earlier in s 36(1). The persons selected by the proper officer are not necessarily 'the jury', for the very reason that selection as a juror depends on the potential juror not having been successfully challenged.
[43] Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469; Awad v The Queen [2022] HCA 36; (2022) 275 CLR 421; Karam v The King [2023] VSCA 318 [216] (Beach, McLeish and Kennedy JJA).
[44] The applicant originally asserted an inconsistency also with the acquittal on charge 1, but this argument was abandoned at the hearing of the application for leave to appeal.
[47] King v The Queen [2012] VSCA 206 [32] (Maxwell P, Bongiorno and Coghlan AJA); MacKenzie v The Queen [1996] HCA 35; (1996) 190 CLR 348 ('MacKenzie').
[48] MacKenzie [1996] HCA 35; (1996) 190 CLR 348, 366-8 (Gaudron, Gummow and Kirby JJ).
[49] MFA (2002) 213 CLR 606 ('MFA'); GAP [2011] VSCA 173 [39] (Neave, Redlich and Hansen JJA) ('GAP'); Andrew v The Queen [2013] VSCA 333 [42]-[45] (Weinberg JA, Whelan JA agreeing at [59], Lasry AJA agreeing at [60]); Crofts v The Queen [2018] VSCA 197 [84] (Hargrave JA); Landale v The Queen [2022] VSCA 121 [39]-[57] (Kyrou, T Forrest and Walker JJA); Schliefert v The King [2024] VSCA 197 [37]-[47] (Priest, Taylor and Boyce JJA).
[50] GAP [2011] VSCA 173 [39] (Neave, Redlich and Hansen JJA); MacKenzie [1996] HCA 35; (1996) 190 CLR 348, 367 (Gaudron, Gummow and Kirby JJ, Dawson and Toohey JJ agreeing at 351).
[51] MacKenzie [1996] HCA 35; (1996) 190 CLR 348, 366. See also Sriranganathan v The King [2024] VSCA 257 [33]-[37] (Niall and Taylor JJA, Priest JA agreeing at [1]).
[52] MacKenzie [1996] HCA 35; (1996) 190 CLR 348, 367-8 (citations omitted).
[53] (1987) 44 SASR 591, 593 (Olsson J agreeing at 593, O'Loughlin J agreeing at 593).
[54] MacKenzie [1996] HCA 35; (1996) 190 CLR 348, 367-8 (Gaudron, Gummow and Kirby JJ).
[55] MFA (2002) 213 CLR 606, 617 [34]; see also 632 [89] (McHugh, Gummow and Kirby JJ).
Brooks (a pseudonym)
The King [2024] VSCA 305
Pell v The Queen [2019] VSCA 186; Mansell v The Queen [1857] EngR 701; (1857) 8 E & B 54; 120 ER 20; R v Cullen [1950] VicLawRp 71; [1951] VLR 335; R v Abrahams [1947] VicLawRp 68; [1948] VLR 51; R v Searle [1993] VicRp 80; [1993] 2 VR 367; R v Lewis [2000] VSCA 140; (2000) 1 VR 290; R v Panozzo [2003] VSCA 184; (2003) 8 VR 548, discussed; MacKenzie v The Queen [1996] HCA 35; (1996) 190 CLR 348; MFA v The Queen (2002) 213 CLR 606, applied.
(2000) 1 VR 290
(2003) 8 VR 548
(1996) 190 CLR 348
(2002) 213 CLR 606
(2002) 5 VR 480
(1989) 166 CLR 409
(2002) 76 ALJR 628
(1987) 163 CLR 221
(1999) 199 CLR 40
(1979) 141 CLR 409
(1989) 168 CLR 1
(1990) 169 CLR 625
(2001) 204 CLR 290
(2012) 246 CLR 469
(2022) 275 CLR 421
(1987) 44 SASR 591