austlii:nsw/NSWPICMP/2025/829
General information, not legal advice.
NSWPICMP
2025-10-28
Original judgment source is linked above.
Brereton v Care'n GO Incorporated (In Liquidation) [2025] NSWPICMP 829
WORKERS COMPENSATION - Workplace Injury Management and Workers Compensation Act 1998; appeal by claimant from 7% assessment for psychological injury; whether Medical Assessor (MA) had applied incorrect criteria in applying section 323; whether whole of the assessment compromised; Held - MA recognised pre-existing ADHD condition but incorporated it in his baseline assessment of concentration, persistence and pace; Coca Cola Europacific Partners API Pty Ltd v Pombinho considered and applied; claimant re-examined; MAC revoked.
21 March 2025. 2. The appellant relies on the following grounds of appeal under s 327(3) of the Workplace Injury Management and Workers Compensation Act 1998 (the 1998 Act): * the assessment was made on the basis of incorrect criteria, and * the MAC contains a demonstrable error. 3. The delegate is satisfied that, on the face of the application, at least one ground of appeal has been made out. The Appeal Panel has conducted a review of the original medical assessment but limited to the ground(s) of appeal on which the appeal is made. 4. Rule 128 of the Personal Injury Commission Rules 2021 (the PIC Rules) and Procedural Direction PIC7 - Appeals, reviews, reconsiderations and correction of obvious errors in medical disputes set out the practice and procedure in relation to the medical appeal process under s 328 of the 1998 Act. An Appeal Panel determines its own procedures in accordance with r 128(1) of the PIC Rules. 5. The assessment of permanent impairment is conducted in accordance with the SIRA NSW Workers Compensation Guidelines for the Evaluation of Permanent Impairment, 4th ed
1 March 2021 (the Guides) and the American Medical Association Guides to the Evaluation of Permanent Impairment, 5th ed (AMA 5). "WPI" is reference to whole person impairment. "Baseline WPI" is a reference to the total WPI assessed before deduction for the effect of pre-existing injury, condition or abnormality pursuant to s 323 of the 1998 Act.
21 January 2022. 2. Mr Brereton was employed as a Data Analyst for the respondent. There were interpersonal conflicts and Mr Brereton was left as the only person on the executive team and was therefore responsible for carrying on the General Manager and CEO duties. He ceased work over Christmas, his last day of employment being 21 January 2022. 3. The Medical Assessor found 7% WPI.
"...[Mr Brereton] was diagnosed with ADHD at the age of six and was on medication for a year. He was diagnosed again in his twenties and has been on medication 'off and on' since. He has been under the care of a psychiatrist since his late twenties but has never been diagnosed with any condition other than ADHD.
Mr Brereton was in a relationship at the time of the injury. They were together for eighteen years, but it ended six months after the injury. He says that that was unrelated to the workplace injury and happened as they did not want the same things anymore. They have two daughters, aged ten and five years. His daughters stay with him every second weekend. He says that he hangs around at home and goes for a swim in the lake nearby with them. He says that he buys snacks and sometimes cooks for them. He buys pre-cooked things for his meals. He lives next door to his mother in a granny flat. His mother brings him meals sometimes. He says that his appetite is 'good'. He keeps himself clean by showering regularly and cleaning his teeth. He does his laundry and wears clean clothes. He tries to keep the flat clean, but it is a struggle. He does a "big clean" every few weeks with his mother's help. His mother pays for his bills. He pays some rent but not for some time as he had had expenses over Christmas buying presents and his car needed to be repaired. He is close to his mother and his daughters. He has a few friends but cannot remember the last time he met them. He says that he keeps in touch by texting. He says that he has tried to go camping with his friends, but the plans fell through because he got anxious about the planning and preparation. He says that his ADHD was well controlled before the injury, but he has been struggling to concentrate. However, his medication regimen for ADHD has not been titrated since the injury. He says that his memory is not very good. He has become forgetful and struggles to remember things, including what happened to him at work. He says that he is unable to remember things when he needs to and 'blocks them out'. He collects gemstones as a hobby and enjoys going to the beach. He manages his shopping independently. He can drive around in his car without any impediment. He has driven to Sydney and Newcastle to go shopping and visit his sister. He walks and does some resistance training at home to keep fit. He says he is not socialising as much as his friends are busy. He says he wants to meet up with them, but their lives are also busy. Mr Brereton says he has not been able to work since the injury. He says that his doctors advised him to focus on getting better first. He says that he is considering starting his own business, selling gems. However, he is struggling to plan for things. He says that he has looked into the requirements but has 'made no progress.' He does not have an ABN for the business either."
"a.In my opinion, the worker suffers from the following relevant previous injuries, pre-existing conditions or abnormalities:
(i) There is ample evidence in the clinical documentation that Mr Brereton's ADHD was impacting his concentration and work performance before he was injured.
There is no deductible proportion despite a history of ADHD and anxiety. The impact of ADHD has been considered in determining the current impairment rating, and there is no evidence of reduced functionality related to the pre-existing anxiety."
Mr Brereton wanted to start his own business selling gemstones.
"Impairment in each area is rated using class descriptors. Classes range from 1 to 5, in accordance with severity. The standard form must be used when scoring the PIRS. The examples of activities are examples only. The assessing psychiatrist should take account of the person's cultural background. Consider activities that are usual for the person's age, sex and cultural norms."
"By reference to NSW Police Force v Daniel Wark [2012] NSWWCCMA 36, the Appeal Panel directed itself that in questions of classification under the PIRS:
'... the pre-eminence of the clinical observations cannot be underrated. The judgment as to the significance or otherwise of the matters raised in the consultation is very much a matter for assessment by the clinician with the responsibility of conducting his/her enquiries with the applicant face to face'.
"In relation to Classes of PIRS there has to be more than a difference of opinion on a subject about which reasonable minds may differ to establish error in the statutory sense. (Ferguson [24])....."
"It was a matter for the clinical judgment of the AMS to determine whether the impairment with respect to employability was at the moderate level, as he did, or at some other level. But, in seeking judicial review, a mere disagreement about the level of impairment is not sufficient to demonstrate error of a kind susceptible to judicial review."
(a) if the categorisation was glaringly improbable;
(b) if it could be demonstrated that the AMS was unaware of significant factual matters;
(c) if a clear misunderstanding could be demonstrated, or
(d) if an unsupportable reasoning process could be made out.
"There is no deductible proportion despite a history of ADHD and anxiety. The impact of ADHD has been considered in determining the current impairment rating, and there is no evidence of reduced functionality related to the pre-existing anxiety."
"Mr Brereton describes a reduced ability to focus and forgetfulness, which was apparent during the assessment as well. In my opinion, Mr Brereton would
find it difficult to follow complex instructions and can be considered to have a moderate impairment. However, this is also impacted by the underlying ADHD.
"...I accept the appellant's submission that, in order to determine the impact of pre-existing injury on current whole person impairment, a comparative exercise was necessary and that it would be logically incoherent simply to begin the exercise from a fixed starting point (i.e., the 24% whole person assessment made by the Medical Assessor) and then separately to consider the extent to which pre-existing injury contributed to that whole person impairment (and then to apply that amount to the fixed starting point) without considering the starting point itself. The approach required by the Guidelines is a subtractive approach, requiring a deduction from the starting point of whole person impairment but it would make the exercise artificial if, having been required to consider all of the material that the Medical Assessor had failed to consider, the Appeal Panel could not then revisit the starting point of the assessment."
"(1) In assessing the degree of permanent impairment resulting from an injury, there is to be a deduction for any proportion of the impairment that is due to any previous injury (whether or not it is an injury for which compensation has been paid or is payable under Division 4 of Part 3 of the 1987 Act) or that is due to any pre-existing condition or abnormality.
(2) If the extent of a deduction under this section (or a part of it) will be difficult or costly to determine (because, for example, of the absence of medical evidence), it is to be assumed (for the purpose of avoiding disputation) that the deduction (or the relevant part of it) is 10% of the impairment, unless this assumption is at odds with the available evidence."
"What s 323 required, however, was that the evidence be considered, so that it could be determined, firstly, what the level of impairment after the [subject] injury was. Secondly, whether a proportion of that impairment was due to the [pre-existing condition][13]. Thirdly, what that proportion was. Undoubtedly in undertaking this exercise, the medical members of an Appeal Panel must utilise their medical
judgement, knowledge and experience. Nevertheless, all stages of the statutory exercise must be undertaken in the light of the evidence and without the making of assumptions not provided for by the section."
Mr Brereton was assessed at home via the Teams platform. His mother was there for the start of the interview and the explanation of the process and confidentiality issues. She then left.
At the outset Mr Brereton explained that he had difficulty expressing himself or remembering specific details at times, particularly in disentangling his capacity to do things compared to his ability to initiate them, due to the anxiety-related impact on his planning, execution, procrastination and initiation of complex tasks, particularly if there is a degree of expectation or demands.
Mr Brereton has recently had his antidepressant changed from Desvenlafaxine 100mg to Clomipramine 100mg mane. He said he has only taken this for a week or so but it has already benefited his sleep a little. He reported that this was changed to better address his prominent anxiety.
Since the initial certificate he has been working with a new psychologist, Abbie, who is 'very good...she understands me.' He noted they do some thought-challenging and identification of triggers. Conversely, despite his positive description of her, he reported no improvement in any of his symptoms or functioning over that period of time.
I could elicit no other treatments e.g. TMS, hospitalisation or other approaches for his psychiatric disorder.
He has been treated by an exercise physiologist, but reports that due to his intermittent attendance he has not engaged for some time and needs to restart this as he knows this is good for him.
Lisdexamfetamine 70mg mane, Clomipramine 100mg mane
Throughout the assessment Mr Brereton was keen to identify how previously he had been able to manage his ADHD and any symptoms or impact through medication and the range of strategies that he had developed over the years. It became clear over the assessment that the marked increase in his anxiety arising from his injury has now made any previous impacts of his ADHD far more manifest and have substantially hampered his ability to manage them.
His predominant mental state is one of anxiety, procrastination, and frustration with his avoidance of any significant stressors or demands, particularly those that involve complex tasks or expectations from himself or others, and his stress intolerance. He reports making grand plans across a wide range of activities in his life but frequently not able to follow through on them, at times "paralysed" by anxiety. He noted that over the past few weeks he realised he had not paid his fines and so his licence had been suspended. Further he had been avoiding the registration of his car due to organisation associated with this. As a result he has been unable to drive, pick up his daughters or take them to dance. This 'sent me into a spiral' where he became more anxious and avoidant, frustrated, and that he is letting people down, further enhancing his anxiety. He remains optimistic and in fact reported no pervasive depressive phenomena, such that any sense of 'beating myself up, being down on me' or low mood lasts a maximum of a day and has resolved by the following morning: 'each day is a new day.' He finds himself ruminating over and over about how he should do things, getting lost in anxiety/worry loops and this worry becomes generalised to a wide range of tasks with associated physical features of anxiety. He does not have panic attacks but if overly anxious 'zones out'.
He thus procrastinates and avoids a range of tasks, particularly if there is any pressure whereas he can do many things 'on a whim' or if unstructured and unpressured. For instance he can spend some hours on the internet searching and researching about his 'projects', e.g. gemstones, and thinking about a related business, and 'grand plans' purpose of enabling him to move on. However implementing these has proved impossible as he gets so anxious. He said that many months ago he had identified a local farmer/miner who has a large collection of opals. With his knowledge and the farmer's collection, he has plans of establishing a company to market/sell these with associated jewellery production but has not made any progress due to his inability to sequence, plan and follow through. He enjoys these projects and does not report any significant anhedonia, gaining pleasure from thinking about what he might do and being interested in them. He also bought a drone recently but then, having taken it out on the lake at night, it didn't return, such that he has now lost this. Again the process of administrative tasks to try and gain compensation for this, or claim against its warranty - as presumably it was malfunctioning - has thwarted him.
Noticing he gets in these loops, he gets more anxious, though can break out of them by 'doing something healthy' e.g. going for a walk or taking a shower, or moving onto another 'healthy project.'
He lives in the granny flat at the back of his mother's which has its own shower, cooking facilities etc. His mother runs a consulting business and he says although she is supportive, she tries to maintain boundaries. He has two daughters aged 10 and 5, and has a friendly cordial relationship with his ex. He says she is actually very understanding about his procrastination, anxiety and avoidance when he gets over-anxious and is flexible about managing this without punishing him when he doesn't do his parenting as over the past week or so. Their custody arrangements are by mutual agreement rather than consent orders. I explored their break-up and he said they had broken up over some time having grown apart. Although given the opportunity, he did not make any specific statements that this related to his work injury, increased anxiety etc, but attributable to their slow movement apart over the years such that they split 'before our relationship became toxic.' He dated briefly but not for some time.
He reports the days as similar. He goes to bed around 9:30pm, falls asleep easily, and sleeps throughout the night, waking around 6am when he takes his Vyvanse. He reports no nocturnal intrusive phenomena or difficulties. He gets up around 6:30am and uses the cognitive improvement from his Vyvanse to get on with his 'projects', 'researching' on the internet, which he may do for some hours. He ensures he has a healthy breakfast. The rest of the day can be variably disrupted dependent upon whether he has actually managed to do any of his tasks which will either exacerbate or reduce his anxiety.
As he noted, he actually has no problem when behind the wheel or, as when flying to Perth last year, being on a plane. His issue is not actually when travelling but trying to initiate his transport, reflecting his planning and cognitive difficulties rather than travel impairment. The same is also true of if he plans to go for a walk around the lake, which again he can do without limitation when has overcome any procrastination. It is often easier if he makes quick decisions on a whim as he cannot overthink these and undermine himself.
He will shower regularly and maintains a healthy diet, describing this as 'a focus.' However his unit is described as a mess and he is embarrassed about having his children around as again he finds the planning and management of even the more daily tasks around his unit difficult. If someone is coming around he will do 'a massive cleanup.' His mum will cook for him a few nights a week if she is preparing something but otherwise he makes his own breakfast and lunches. Again when shopping, he has no problem when in the supermarket but may be overwhelmed by anxiety with the thought of what he might have to do when shopping.
Although he spends many hours a day doing things he enjoys: researching, going for a walk, he does almost nothing socially now and described few social contacts. He has lived in the area for many years and has a range of acquaintances and has friends but has very little contact with them. He could not recall the last time he had actually physically seen them although flew to see a friend in Perth last year. He had obviously also been in contact with the miner/farmer over the gems and opals.
He will do a little bit of training on his own at home, utilising the regime given to him by the EP but had not been to the EP's gym for many weeks. He noted that he has been a bit less able to do all of these tasks over the past couple of weeks following the organisationally-induced anxiety spirals.
He enjoys being with his girls, walking in nature and his hobbies. His primary support is his mother and he noted his ex is also cordial and supportive. He rarely sees his family and hasn't seen his sister down in Sydney for some months. He does not game, and doesn't appear to get involved in any other cognitive tasks. He has planned to take courses e.g. gemmology or other associated interests but became paralysed when having to go to the course or register and so has not started them. For the same reason he has not engaged in any work or volunteer activities. He finds even the thought of external stressors/expectations highly anxiety-provoking.
He drinks alcohol a maximum of about once a month, does not smoke/vape, use any illicit substance, medicinal cannabinoids, microdose. He has no physical health conditions, no recent injuries/ operations and takes no medications although will occasionally take a gym supplement.
Mr Brereton was well-kempt, clean and looked slightly younger than his age. He was pleasant and engaged although showed a degree of distractibility. At times he was quite vague and difficult to pin down on details. He suggested he struggled with detailed recollections of his life. He did not describe either of the two cardinal features required for depression. He has intermittent negative cognitions when he has become more impaired by his anxiety, where he will beat up on himself for a day at most. He remains motivated and continues to push himself daily and described himself as optimistic. He has a generalised anxiety, at times physical symptoms of this but a more dominant pattern of worry/anxiety/procrastination loops that are at times difficult to get out of. Although he has no panics, he reports that when overwhelmed with anxiety and worries, he 'zones out' and 'my mind goes blank.' (This is a classic feature of GAD.) He describes significant difficulty with following through on planned activities and very low stress tolerance although conversely can focus for prolonged periods of time on things that interest him, e.g. his projects, if there are no stressful demands.
Mr Brereton is a slightly unusual case. There is a very well-documented history of a pre-existing psychiatric disorder, Attention Deficit Disorder, which at times showed periods of marked impairment. This was managed through long-term treatment from his psychiatrist and with a range of strategies that Mr Brereton had implemented to enable him to reduce the impairing aspects of the ADHD. From reading the documentation, and again corroborated today, when he was promoted to a more demanding role but under-supported in his job, his capacity to manage this became overwhelmed by anxiety.
His work-related psychiatric injury does not have the required features for a mood disorder or depressive episode. It is also more severe than that of an Adjustment Disorder with symptoms that clearly meet the diagnostic criteria for a more severe disorder under our hierarchical diagnostic system.
He meets the criteria for a Generalised Anxiety Disorder with chronic excessive anxiety in a wide range of situations, particularly around activities with demands and expectations. He finds this very difficult to control and it is associated with several physical features e.g. restlessness, difficulty concentrating, his mind going blank, being tense, with irritability and frustration, and it causes clinically significant distress.
He does not have a, commonly co-morbid, Panic Disorder
He has a pre-existing condition of Attention Deficit Disorder, the impairment of which has become far more manifest following the injury. This continues to overwhelm his ADHD management strategies today such that he finds it difficult to follow through on tasks, plan, sequence activities in any stressful or demand-related scenario.
As noted, there is in fact an error in the overall impairment and each category appealed (and the two not appealed) as the method by which the MA deducted the contribution of the pre-existing condition's impairment is unsupportable. Moreover, It does not enable a reader to identify what the actual current WPI is and what was the rating in each category currently as 'The impact of ADHD has been considered in determining the current impairment rating.'
Whilst I would suggest from a medical perspective Mr Brereton's pre-existing condition of Attention Deficit Disorder might well be contributing to a much greater whole person impairment than that arising solely from the injury related condition of Generalised Anxiety Disorder, this cannot be easily assessed. Thus, given his pre-existing ADHD was reasonably well-managed previously through medication and his own strategies, and probably 'asymptomatic', its contribution to the current WPI can only be dealt with by a Section 323, 1/10th deduction.
It is clear that the Medical Assessor was cognisant of this pre-existing injury in terms of the answers to 11(a) and 11(b) but has dealt with the pre-existing injury in 11(b) as 'the impact of the ADHD has been considered in determining the current impairment rating.' This is of course not the correct manner to handle the contribution of a pre-existing injury to the current whole person impairment and has contaminated the assessment of some of the PIRS categories, in particular Concentration, Persistence and Pace, as appealed by the worker.
In attempting to rate the impairment in each category, I have attempted to differentiate the impairment in the conduct of that category from his difficulties in the planning, sequencing and initiation of tasks in that category. This is most overt in the area of Travel where once actually travelling he reports no impairment when driving or flying, but at times finds great difficulty in overcoming the related anxiety required to initiate this.
I have constructed the following PIRS Rating Form to reflect my findings:
Generalised Anxiety Disorder with chronic excessive anxiety
He reports regular washing without prompting, being able to do his own shopping if he does not get overcome by his anxiety, go for walks around the lake, exercise, and having a focus on healthy eating. He however also reports that his unit is very messy, to the extent he is embarrassed by it and doesn't want his girls to see it but will do an infrequent major clean-up. His mother cooks for him a couple of times a week, but he makes many meals. He thus reports for the majority of time being able to live independently and not necessarily requiring prompting, and in fact doing healthy activities to break his decision 'paralysis': mild impairment.
This category has not been appealed and the information elicited today would support the rating by the Medical Assessor which accords with the rating of Dr Bertucen.
Both the appellant's IME and the Medical Assessor rated Travel as a 1. I concur. He noted that he has no difficulties when actually travelling, although will at times - even frequently during the weeks such his recent 'spiral' - have difficulty initiating this travel.
He clearly reported today that the split from his ex was not a result of his psychiatric impairment but rather a longer term growing apart. However the anxiety- and cognitive-related impairments mean that he at times lets his daughters down, relying upon his ex to look after his children more than she should do. For the same procrastination and stress intolerance reasons he also at times relies upon his mother to help him look after his children. He has little contact with his friends although a very supportive mother. This is a moderate impairment.
Although he can focus on his 'projects', these appear to reflect spending hours on the internet about areas he is interested in. Whilst this one descriptor meets that of a mild impairment, the anxiety related difficulty he has with initiating cognitive tasks - particularly if there is a complexity or stressful component to these- leads him to relinquish these, not persist and even prevented him starting courses he is very interested in. His pace in more demanding tasks with an external expectation is disrupted and slowed, indicative in toto of a class 3 impairment in this domain.
The marked unpredictability, stress intolerance, incapacity to manage stressors, demands and expectations arising from his anxiety, and degree to which it now overwhelms his ability to manage ADHD impairments renders him unemployable. He has been unable even to progress any employability in his hobby that he really enjoys and has a great deal of knowledge about: gemmology.
This Certificate is issued pursuant to s 328(5) of the Workplace Injury Management and Workers Compensation Act 1998.
The Appeal Panel revokes the Medical Assessment Certificate of Medical Assessor Ankur Gupta and issues this new Medical Assessment Certificate as to the matters set out in the Table below:
Chapter, page and paragraph number in NSW workers compensation guidelines
Chapter, page, paragraph, figure and table numbers in AMA 5 Guides
Proportion of permanent impairment due to pre-existing injury, abnormality or condition
Sub-total/s % WPI (after any deductions in column 6)
Total % WPI (the Combined Table values of all sub-totals)
[5] See 11.15-11.21 at Guides p 65 and Table 11.7 at Guides page 66.
[12] [2010] NSWSC 78 at [38].
[13] In Cole there were two injuries under consideration. The words in parentheses replace 'second' injury and the previous "first injury."
Brereton
Care'n GO Incorporated