[2026] NSWCATAP 9
General information, not legal advice.
NCAT Appeal Panel
2026-01-14
Seiden SC DCJ, Deputy PresidentP H Molony, Senior Member
Original judgment source is linked above.
Antipova v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 151 FCR 480; [2006] FCA 584
AWB v Cole (No 5) (2006) 155 FCR 30; [2006] FCA 1234
Beale v Government Insurance Office of NSW (1997) 48 NSWLR 430
Blair v Curran [1939] HCA 23; (1939) 62 CLR 464
Brazel v Sydney Water (No 2) [2021] NSWCATAD 370
Brazel v Sydney Water [2020] NSWCATAD 188
Brazel v Sydney Water [2022] NSWCATAP 180
Brazel v Sydney Water Corporation [2021] NSWCATAP 13
Brazel v Sydney Water Corporation [2025] NSWCATAD 15
Cavaleri v Director General, Department of Trade and Investment, Regional Infrastructure and Services [2014] NSWCATAP 13
Collection House Limited v Taylor [2004] VSC 49
Collins v Urban [2014] NSWCATAP 17
Cominos v Di Rico [2016] NSWCATAP 5
Commissioner of Police, New South Wales Police Force v Parish [2025] NSWCATAP 180
Commissioner of Police, NSW Police Force v FYH [2024] NSWCATAP 176
Commissioner of Taxation v Pratt Holdings Pty Ltd [2005] FCA 1247
Donohoe v Albulario [2025] NSWCA 9
Drake v Minister for Immigration and Ethnic Affairs (1979) 46 FLR 409
Dranichnikov v Minister for Immigration and Multicultural Affairs [2003] HCA 26
Ebner v Official Trustee in Bankruptcy (2000) 205 CLR 337; [2000] HCA 63
Egri v DRG Australia Ltd (1988) 19 NSWLR 600
Esber v Commonwealth [1992] HCA 20; (1992) 174 CLR 430 at 445; [1992] HCA 20
Ferella v Chief Commissioner of State Revenue [2014] NSWCA 378
FZK v Department of Customer Service [2024] NSWCATAP 185
Galea v Galea (1990) 19 NSWLR 263
GTK v NSW Treasury [2025] NSWCATAP 174
Haritos v Federal Commissioner of Taxation (2015) 233 FCR 315; [2015] FCAFC 92
Hossain v Minister for Immigration and Border Protection (2018) 264 CLR 123; [2018] HCA 34
House v The King (1936) 55 CLR 499; [1936] HCA 40
Jackson v NSW Land and Housing Corporation [2014] NSWCATAP 22
Jia v Minister for Immigration and Multicultural Affairs (1998) 84 FCR 87; [1998] FCA 768
Jones v Ekermawi [2009] NSWCA 388
Kirk v Industrial Relations Commission of New South Wales (2010) 239 CLR 532; [2010] HCA 1
Kudrynski v Orange City Council [2024] NSWCA 33
Li v Minister for Immigration and Multicultural Affairs (2000) 96 FCR 125; [2000] FCA 19
Loielo v Giles [2020] VSC 619
LPDT v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs (2024) 280 CLR 321; [2024] HCA 12
McNeill v Clarence Valley Council [2025] NSWCATAP 184
Minister for Immigration and Border Protection v SZMTA (2019) 264 CLR 421; [2019] HCA 3
Minister for Immigration and Multicultural Affairs v Jia Legeng (2001) 205 CLR 507; [2001] HCA 17
MZAPC v Minister for Immigration and Border Protection (2021) 273 CLR 506; [2021] HCA 17
Nathanson v Minister for Home Affairs (2022) 276 CLR 80; [2022] HCA 26
Orr v Cobar Management Pty Limited (2020) 103 NSWLR 36; [2020] NSWCCA 220
Polsen v Harrison [2021] NSWCA 23
Pratt Holdings Pty Ltd v Commissioner of Taxation (2004) 136 FCR 357; [2004] FCAFC 122
Prendergast v Western Murray Irrigation Ltd [2014] NSWCATAP 69
QYFM v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs (2023) 279 CLR 148; [2023] HCA 15
R v T, WA (2014) 118 SASR 382; [2014] SASCFC 3
Re Rana and Military Rehabilitation and Compensation Commission (2008) 104 ALD 595; [2008] AATA 558
Schwartz Family Co Pty Ltd v Capitol Carpets Pty Ltd [2017] NSWCA 223
Secretary, Department of Family and Community Services v Smith (2017) 95 NSWLR 597; [2017] NSWCA 206
Shoebridge v Forestry Corporation of NSW [2016] NSWCATAD 93
Stead v State Government Insurance Commission [1986] HCA 54; (1986) 161 CLR 141
Todorovic v Moussa (2001) 53 NSWLR 463; [2001] NSWCA 419
Winn v Blueprint Instant Printing Pty Ltd [2002] VSC 295
Wollondilly Shire Council v Styles [2024] NSWCATAP 104
YHY v YHZ [2024] NSWCATAP 117
Information Commissioner, Information Access Guideline 2 - Discounted Processing Charges (updated March 2023)
Unless or until further order, pursuant to s 64(1) of the Civil and Administrative Tribunal Act 2013 (NSW) the disclosure, publication or broadcast to the Appellant or the public of the evidence and submissions lodged with, or given to, the Tribunal in confidence by the Respondent (Sydney Water Corporation) is prohibited.
"Proof of non disclosure of government information as per GIPA sec 105 - see attachment"
Any internal appeal may be made:
(a) in the case of an interlocutory decision of the Tribunal at first instance - with the leave of the Appeal Panel, and
(b) in the case of any other kind of decision (including an ancillary decision) of the Tribunal at first instance - as of right on any question of law, or with the leave of the Appeal Panel, on any other grounds.
"Those questions of law should be, in our opinion, what are sometimes described as 'pure questions of law.' They should not draw the Court of Criminal Appeal into questions of fact. Moreover, they must be questions whose character as a question of law can be recognised on the face of the question, and not depend upon the answer given to the question. This does not include a question which may ultimately disclose an error of law depending on an analysis of the facts but where this cannot be known without scrutiny of the facts."
"I gave detailed oral reasons at the end of the hearing. I spent considerable time inquiring of Mr Brazel what documents he was seeking, whether he had evidence as to the existence of such documents and how he considered this Tribunal had the power to do as he sought. Mr Brazel was able to explain his reasons and why he sought the orders in the application. He accepted readily that due to his inexperience and lack of legal training that he had made some errors in expressing his application, but that through discussion I am satisfied the Tribunal understands the claim. Mr Brazel was most patient in answering my inquiries.
...
I do not intend to repeat my oral reasons but in brief I am not satisfied that Mr Brazel has proved the existence of all the documents sought, but it is certainly possible that some or all of those documents may exist and may be in the custody of the of the Owners Corporation, or the strata manager or the strata committee. It is appropriate to make the general order contained in Order 1 above."
"1. Pursuant to s 188 the Strata Schemes Management Act 2015 (SSM Act), the Owners Corporation Strata Plan ... and Body Corporate Services (BCS) (the state manager ...) is to make available to Thomas Stanley Brazel any document or record to which he is entitled under the SSM Act which is in their control and custody and which has been wrongfully withheld from Mr Brazel, including but not limited to all documents listed on pages 8 to 10 inclusive of the bundle of evidence filed on 07-Sep-2017 in these proceedings, by advising Mr Brazel within 14 days of the date of these orders, by email, that such document or record is available for copying or collection from the premises of BCS at a time and date suitable to Mr Brazel.
2. The application is otherwise dismissed because having considered the material placed before it the Tribunal is not satisfied (at the civil standard of proof) that the grounds required to make the orders sought have been established."
(1) Responses from third parties made in opposition to release by the agency of documents sought in GIPA application 9177; and,
(2) "Copies of Sydney Water's Code of Conduct, Email Policy, 'Bully Policy'."
"Pursuant to section 64 of the CAT Act 2013 the Tribunal orders that the publication of the confidential documents filed by the Respondent is prohibited until further order of the Tribunal."
(1) That the Tribunal erred at law when it failed to find that information supplied to an agency in s 54 responses was "open access information" under s 18(g) of the GIPA Act and cl 4 of the Government Information (Public Access) Regulation 2018 (NSW) (the GIPA Regulation), which Mr Brazel was entitled to access. Mr Brazel argued that cl 4 of the GIPA Regulation, inter alia, provided that "applications for approvals under any other Act and any associated documents received in relation to such an application" were open access information of local authorities. The Appeal Panel, at [80], rejected this argument because (a) the agency is not a local authority but a state-owned corporation, and (b) the information in issue is not prescribed to be open access information of the agency.
(2) That the Tribunal did not have the power to make confidentiality orders and hear evidence from the agency in confidence. The Appeal Panel rejected that submission and found that by virtue of s 107 of the GIPA Act and s 64 of the NCAT Act the Tribunal was required to hear evidence in the absence of an applicant in order to prevent the disclosure of information subject to an overriding public interest against disclosure: at [52]-[64].
(3) That the Tribunal erred in finding that the personal information in the s 54 responses was not provided in confidence, because it had previously been disclosed. The Appeal Panel found that it was reasonably open to the Tribunal to conclude that the redacted parts of the responses had not been previously revealed or publicly disclosed. The evidence relied on by Mr Brazel did not point to a contrary conclusion (at [60]).
"Pursuant to s 64(1)(d) of the Civil and Administrative Tribunal Act 2013 the disclosure of the material filed with the Appeal Panel on a confidential basis is restricted to the Respondent or the Respondent's legal representatives and the Appeal Panel."
(1) refused to deal with that part of Mr Brazel's application which related to access to the third-party responses to GIPA application 9177 on the ground those documents were the subject of the Montgomery decision; and,
(2) provided access to the third party submissions in response to GIPA applications 9255 and 9412 in a redacted form by applying the guidance set out in the Montgomery decision in relation to GIPA Application 9177; i.e., similar redactions.
"In many respects Mr Brazel seeks to re-agitate matters he raised before Senior Member Montgomery and the Appeal Panel in relation to GIPA Application 9177."
60 Decision to refuse to deal with application
(1) An agency may refuse to deal with an access application (in whole or in part) for any of the following reasons (and for no other reason) -
...
(b) the agency has already decided a previous application for the information concerned (or information that is substantially the same as that information) made by the applicant and there are no reasonable grounds for believing that the agency would make a different decision on the application ...
(1) The redacted information had been previously disclosed: at [64].
(2) Information that was not personal information had been redacted contrary the Montgomery decision: at [65].
(3) Opinions about him in the documents are his own personal information and are not confidential: at [66].
(4) The names of third-party objectors have been previously disclosed: at [67].
(5) There is no evidence that communications between Sydney Water and the objectors were provided in confidence or subject to any sort of confidentiality: at [68].
"I am satisfied that there are no reasonable grounds for believing that Sydney Water would make a different decision concerning access to third party submissions in GIPA Application 1977."
"...includes statements or facts which would allow the identity of the person to be inferred."
"Pursuant to s 64(1)(d) of the Civil and Administrative Tribunal Act 2013 the disclosure of the material filed with the Tribunal on a confidential basis is restricted to the respondent, the respondent's legal representatives and the Tribunal."
(1) A consideration of whether the Tribunal's exercise of the discretion to dispense with a hearing under s 50 of the NCAT Act had miscarried in a House v The King (1936) 55 CLR 499; [1936] HCA 40 sense. The Appeal Panel found that it had not. In addition, Mr Brazel had not demonstrated that he had been prejudiced by the Tribunal's decision to dispense with a hearing: at [73]-[76].
(2) A challenge to the decision of the Tribunal to consider confidential evidence and to make orders protecting that information from disclosure. The Appeal Panel found that there was no error of law in the Tribunal finding it "desirable" to make orders under s 64 of the NCAT Act in the circumstances, as s 107(2) of the GIPA Act requires the Tribunal to, "hear argument in the absence of the public, the review applicant and the applicant's representative if in the opinion of NCAT it is necessary to do so to prevent the disclosure of information for which there is an overriding public interest against disclosure": at [81]-[90].
(3) A rejection by the Appeal Panel of Mr Brazel's contention that the names and other identifying information of third parties was not their personal information: [96].
(4) A challenge to the Tribunal's rejection of Mr Brazel's submission that the names of the people who responded to the s 54 requests had been previously disclosed and that, therefore, disclosure would not reveal their personal information for the purposes of cl 3(a) of the table of public interest considerations against disclosure in s 14. The Appeal Panel found that this did not raise a question of law (at [102]) and that, consequently, leave to appeal was required. Leave was refused, as the Appeal Panel was satisfied it was reasonably open on the evidence for the Tribunal to conclude that the names had not been previously revealed (at [103]-[104]).
(5) A claim that the information that the Tribunal found to be confidential information was Mr Brazel's personal information, as it contained information or opinion about him, thereby satisfying the definition of personal information in cl 4(1) of Schedule 4 to the GIPA Act. The Appeal Panel rejected this as misconceived. The only information withheld by the agency related to "the names of the third party objectors and information that may identify those persons along with the names or identifying information in respect of some other persons": at [109]. The fact that the s 54 responses related to him, and contained some of his personal information, did not mean that it did not also contain the personal information of the responders and others to which confidentiality applied.
"Pursuant to s 64(1)(d) of the Civil and Administrative Tribunal Act 2013 the disclosure of the material filed with the Appeal Panel on a confidential basis is restricted to the Respondent or the Respondent's legal representatives and the Appeal Panel."
(1) That information responsive to items 1 to 3 of his request did not exist.
(2) To grant unredacted access to some of the information request, e.g. the open transcript from the Montgomery hearing.
(3) To grant Mr Brazel access to certain information (documents 4, 5, 6 and 9) subject to redactions;
(4) To refuse access to certain information to the respondent (documents 7, 8 and 37) which it was conclusively presumed that there was an overriding public interest against disclosure due to the legal professional privilege and contempt provisions contained in clauses 4 and 5 of Sch 1 to the GIPA Act.
(5) To refuse to deal with certain requests for access to information under s 60.
(1) Document 7 and 8: documents which the agency considered were responsive to Mr Brazel's request for "Ms Barnes' (instructing solicitor) advice to client for 9177 submissions, i.e. the Montgomery Hearing". Ms Barnes is Legal Counsel at the agency. She instructed external solicitors with respect to the Montgomery hearing.
(2) Document 37: "Confidential written transcript of Montgomery Proceedings".
(1) the redacted information was subject to the same conclusive overriding public interests against disclosure as a result of legal professional privilege, which the agency had decided not to waive; and
(2) If not, that the public interest considerations against disclosure relating to the information they contained outweighed those in favour of disclosure.
(1) Document 4:"FW_Significant documents for your review_15012020".
(2) Document 5: "E - RE_Significant documents for your review_20012020".
(3) Document 6: "Index - Brief to Counsel".
(4) Document 9: "Significant documents for your review_20012020".
(1) Item 9 sought access to the "complete unredacted [s 54] submissions" (i.e. responses) previously sought in GIPA applications 9177 and 9255 on the basis that there were reasonable grounds for revisiting the question of access to them which were set out in the application.
(2) Item 17 sought access to 600 plus documents relating to the OC previously sought in GIPA application 9177, to which access was refused.
(3) Item 18 sought access to the complete unredacted s 54 submissions (i.e. responses) previously sought in GIPA applications 9177, 9255, 9527 and 9412 on the basis that there was new evidence available which had been released by the agency.
"In oral submissions, the applicant maintained his argument that the respondent had waived privilege under ss 122 and 125 of the Evidence Act and that the decisions made by Senior Member Montgomery and Principal Member Ransome were based on misleading evidence from the respondent."
(1) Mr Brazel was seeking to "re-ventilate" matters determined in previous Tribunal proceedings (at [75]).
(2) There was no evidence of waiver or that legal advice "was transformed into an expression of the mind of [the agency] which thereby waived privilege over that advice" (at [76]-[77]).
(3) In relation to item 17, the information sought is no longer government information following the introduction cl 12(4) of Sch 4 to the GIPA Act because it involves information that was unsolicited and not relevant to its business or function (at [80]).
(4) Mr Brazel bears the onus of proof with respect to the processing charge and had not discharged it (at [82]).
"115 Based upon the evidence before me, including the documents that were lodged with the Tribunal on a confidential basis, I am satisfied that the disputed information is properly protected by legal professional privilege.
116 Accordingly, cll 4 and/or 5 of Sch 1 of the GIPA Act applies to the information and there is a conclusive presumption that there is an overriding public interest against disclosure of that information by operation of s 14(1) of the GIPA Act.
117 Contrary to the applicant's assertions, there is no evidence before me that supports a finding that the respondent waived privilege over this information. In fact, the evidence from Ms Rana was specifically to the effect that it did not waive privilege.
118 There is no evidence before me that supports the applicant's allegation that the respondent waived privilege by reason of its conduct.
119 For these reasons, it is not necessary for the Tribunal to apply the public interest test in relation to the disputed information."
"120 The respondent refused to deal with the GIPA request in so far as it sought information under items 9, 17 and 18 pursuant to ss 58(1)(e) and 60(1)(b) of the GIPA Act.
121 Items 9 and 18 called for complete unredacted submissions made for the four previous GIPA requests (9177, 9255, 9527 and 9412). I am satisfied that these documents were clearly dealt with by the respondent in the previous GIPA requests and that they were also the subject of the previous decisions of the Tribunal.
122 I note that both Senior Member Montgomery and Principal Member Ransome made orders regarding g confidentiality and non-publication of the disputed documents and that although the applicant appealed against those determinations, each of the Appeal Panels upheld those orders.
123 On that basis, I am satisfied that the previous determinations of the Tribunal necessarily decided that the information sought in items 9 and 18 of the GIPA request were confidential in nature and that this gives rise to an issue estoppel in the current proceedings.
124 As a result, the applicant is estopped from asserting that the information sought under items 9 and 18 of the GIPA request is not confidential in nature.
125 Item 17 of the GIPA request seeks "the 600+ strata documents identified as relating to Strata 961".
126 I accept the respondent's submissions to the effect that this information was initially sought in the GIPA request that was the subject of the determination by Senior Member Montgomery. However, the scope of that GIPA request was subsequently reduced following negotiations between the parties. by agreement.
127 Accordingly, I accept that the respondent properly refused to deal with this part of the GIPA request under s 60(2)(b) of the GIPA Act, as it had already decided a previous application for the information concerned and there are no reasonable grounds for believing that it would make a different decision in this application.
128 In any event, the GIPA Act was amended effective from 28 November 2018, when cl 12(4) of Sch 4 commenced. This provides:
(4) Information contained in a record held by the agency that is information that was unsolicited and is not relevant to the agency's business or functions is not government information held by the agency.
129 I am satisfied on the evidence before me that the information sought in item 17 of the GIPA request was unsolicited and is not relevant to the business or functions of the respondent. Accordingly, it is not government information that is held by the respondent.."
"130 I am satisfied that the processing fee imposed by the respondent in this matter is reasonable in the circumstances, noting the fee rendered represents a significant discount on necessary time to deal efficiently with the current GIPA request. In particular, the time spent dealing with the current GIPA request exceeded 110 hours, but a processing fee was rendered based on 62.5 hours.
131 Based on the evidence before me, I am not satisfied that the information sought in the GIPA request is of special benefit to the public generally. This is particularly the case in relation to the strata dispute, in which the applicant has a private interest and involvement."
(1) That the hearing was procedurally unfair; the Senior Member was rude and abrupt; wrongly expected Mr Brazel to be an experienced litigator; limited his cross-examination; "ignored new evidence provided in the written submissions" and stopped him from making submissions. We consider these complaints raise two questions of law: namely, whether the Tribunal was affected by actual or apprehended bias (Ground 1) and, subject to materiality, whether the Tribunal denied Mr Brazel procedural fairness (Ground 2). Whether the decision was vitiated by bias raises a question of law (QYFM v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs (2023) 279 CLR 148; [2023] HCA 15 (QYFM) at [282]); and whether there was a material breach of procedural fairness raises a question of law: Kudrynski v Orange City Council [2024] NSWCA 33 at [52]; Nathanson v Minister for Home Affairs (2022) 276 CLR 80; [2022] HCA 26 (Nathanson) at [1].
(2) That the agency failed to demonstrate that third-party responses under s 54 were confidential. Mr Brazel makes this argument despite previous findings that they were given confidentially, relying on what he describes as "new evidence", which includes caselaw not previously relied on by him. The Tribunal found he was estopped from asserting that the responses were not confidential. This gives rise to questions of law concerning whether the Tribunal misdirected itself or asked itself the wrong question or misapplied the statute by considering estoppel as opposed to the express statutory provision in s 60 of the GIPA Act (Ground 3). Questions of this kind raise questions of law: Kirk v Industrial Relations Commission of New South Wales (2010) 239 CLR 532; [2010] HCA 1 at [67], [71]-[74]; Commissioner of Police, NSW Police Force v FYH [2024] NSWCATAP 176.
(3) That the Tribunal failed to consider evidence pointing to the fact that the agency had waived legal profession privilege under s 122 and 125 of the Evidence Act 1995 (NSW). This is essentially an argument that the Tribunal failed to consider a core plank of Mr Brazel's case and thereby denied him procedural fairness (Ground 4). Subject to materiality, this raises a question of law that arises on the appeal.
(4) That the Tribunal failed to explain why it would not review another Senior Member's decision, despite the statutory authority under s 63 of the ADR Act to make the correct and preferable decision. We understood this to be a complaint about the adequacy of the Tribunal's reasons. As noted in Wollondilly Shire Council v Styles [2024] NSWCATAP 104 (Wollondilly) at [29], a ground that raises inadequate reasons may raise a question of law, subject to the question being articulated with sufficient precision (Ground 5).
(5) That the Tribunal failed to consider evidence adduced by Mr Brazel which he said showed that there are reasonable grounds for believing that the agency would now make a different decision on the application in accordance with s 60(1)(b) of the GIPA Act. This, subject to materiality, raises a question of law on the appeal concerned with whether the Tribunal failed to consider an issue before it and thereby failed to accord him procedural fairness (Ground 6).
(1) Bias and procedural unfairness (Grounds 1 and 2).
(2) Issue estoppel in administrative reviews under the GIPA Act (Ground 3).
(3) Failure to address central issues and inadequate reasons (Grounds 4 to 6).
"The incident has been removed from the transcript but that can be confirmed by my witness Mr Russell and the audio recording."
(1) Full open transcript of the Montgomery hearing.
(2) "Documents confirming third party disclosure" (the submissions do not indicate where among the thousands of pages filed these are to be found);
(3) "Evidence of IPC expectations (Guideline 5, Q & A p 918)."
(4) "SW statements made to the NCAT Montgomery prehearing, Oct 2019, contradicting later confidentiality claims. Audio of SW pre-hearing offer to release unredacted submissions". The audio recordings referred to in [81] above relate to this.
Grounds 1 and 2 - bias and procedural unfairness
(1) The Senior Member:
(a) was late, unprepared for the hearing and had not reviewed the submissions;
(b) was rude and humiliated him, while "treating the respondent with apparent deference"; and
(c) made no allowance for his unfamiliarity with the Tribunal process and complained about the manner in which he presented his evidence and documents.
(2) That when he presented "new evidence", which he says demonstrates that earlier Tribunal decisions were based on false evidence provided by Sydney Water, the Senior Member asked whether he was asserting that other Senior Members had "got it wrong". This, he asserted, was "blatant intimidation". When he would not be intimidated, "she went on to state that she would not review another Senior Member's decision".
(3) The Senior Member wrongly characterised him as an "experienced litigant" and held him to a higher standard creating "an unfair disadvantage".
(4) The Senior Member:
(a) used legal jargon, which was not explained, and did not "explain the distinction of newly relevant evidence";
(b) displayed no familiarity with the case law he was relying on and did not refer to it in her decision; and
(c) did not (adversely) comment on the agency's conduct; including its failure to make proper decisions under the GIPA Act, its retention of barristers and threatening him with costs.
(5) The Tribunal was dismissive of documents he relied on, namely "IPC and [agency] GIPA reviews, relevant caselaw and IPC Guidelines and correspondence and claimed it was not evidence".
(6) The Senior Member:
(a) repeatedly interrupted him preventing a full presentation of his case, and of evidence of disclosure which merited the "review of prior NCAT decisions";
(b) pre-empted him from making arguments and presenting evidence in support of them, such as evidence that legal professional privilege had been waived; and
(c) limited his cross-examination of witnesses, denying him the opportunity to demonstrate that the internal reviewer of GIPA application SYW-000192 had failed to undertake the balancing exercise of public interests required by s 13 of the GIPA Act.
Does breach of procedural fairness raise a question of law?
"(a) Actual bias exists where the decision-maker has prejudged the case against the applicant, or has acted with such partisanship or hostility as to show that the decision-maker had a mind made up against the applicant and was not open to persuasion in favour of the applicant.
(b) The emphasis is upon the state of mind which affects the decision-making rather than elements of the process of decision-making taken in isolation.
(c) Proof of an intentional state of mind adverse to the party is not the only way of proving actual bias. Such bias may be subconscious, provided it is real.
(d) It is not sufficient proof of actual bias to show that the decision-maker has expressed views adverse to the party's position at an early stage of the proceedings unless there is also proof that those views were incapable of being changed in the course of the proceedings. Though relevant to proof of actual bias, displays of irritation or impatience and the use of sarcasm by the decision-maker during the hearing are not, without more, generally sufficient to establish such bias, proof of which requires a finding on a question of fact, having regard to all the circumstances of the case." (citations omitted)
"... a pre-existing state of mind which disables the decision-maker from undertaking or renders [the decision maker] unwilling to undertake any or any proper evaluation of the materials before him or her which are relevant to the decision to be made."
"First, it requires the identification of what it is said might lead a [decision maker] to decide a case other than on its legal and factual merits. The second step is no less important. There must be an articulation of the logical connection between the matter and the feared deviation from the course of deciding the case on its merits."
"interventionist comments or conduct by a [decision maker] will not unilaterally create an apprehension of bias in the mind of the reasonable lay observer, who is taken to understand that such interventions are often motivated by the [decision maker's] desire to understand the evidence and to advance the trial process."
(a) to ensure that the parties to the proceedings before it understand the nature of the proceedings, and
(b) if requested to do so - to explain to the parties any aspect of the procedure of the Tribunal, or any decision or ruling made by the Tribunal, that relates to the proceedings, and
(c) to ensure that the parties have a reasonable opportunity to be heard or otherwise have their submissions considered in the proceedings.
"(i) the questioning unfairly undermines the proper presentation of a party's case (the disruption ground);
(ii) the questioning gives an appearance of bias (the bias ground); and
(iii) the questioning is such an egregious departure from the role of a judge presiding over an adversarial trial that it unduly compromises the judge's advantage in objectively evaluating the evidence from a detached distance (the dust of conflict ground)."
"26 ... The fact of the matter, however, is that Mr Easy was not a barrister; he was not even a lawyer; the Tribunal is not a court; and the sorts of conventions and assumptions which apply to the conduct of litigation by barristers in courts by and large do not apply to the conduct of proceedings by laypersons before the Tribunal. To the contrary, as Byrne J took time to point out in Winn v Blueprint Instant Printing Pty Ltd [2002] VSC 295 at [9]
"It (is) accepted that the Tribunal must act fairly and that it (is) bound by the rules of natural justice. But this does not require that its procedures be that of a formal court. Indeed, the Victorian Civil Administrative Tribunal Act 1998 ('the Act') makes it clear that the Tribunal is to act in an informal way and that its procedures must be moulded to accommodate the fact that, in most cases, the parties will not be represented by a professional advocate. This necessarily involves the Tribunal taking a more active role and identifying the real issues between the parties and directing them as to the evidence which legally and logically bears on those issues. It may be, too, that in a given case, the Tribunal will itself interrogate witnesses in a manner and to an extent which would not be expected in a court. This said, s 102(1) expressly obliges the Tribunal to afford to the parties a reasonable opportunity to call evidence and to cross-examine witnesses and make submissions..."
27 That is not to say that the Tribunal exists to provide legal advice to parties that appear before it or even that it would be appropriate for the Tribunal to provide legal advice to parties. It does not and it would not be. But there is a difference between providing legal advice and explaining in the course of hearing to unrepresented litigants the nature and effect of the various processes which are being undertaken and as to the steps open for the litigants to take. In that sense, a higher burden of explanation and assistance may fall upon a Senior Member of the Tribunal than would fall upon a judge in a curial proceeding in which the parties are represented by counsel."
Ground 3 - issue estoppel in administrative reviews under the GIPA Act
"A judicial determination directly involving an issue of fact or of law disposes once for all of the issue, so that it cannot afterwards be raised between the same parties or their privies."
"... It stands as the determination of the entitlements and obligations and rights and duties of the parties in relation to the issues that are the subject of that decision made against a particular statutory framework. Given the statutory limits on the tribunal's power, it can decide no wider issues.
... This means that when the tribunal is faced with a submission that it is prevented from reviewing a decision because it has already done so, it must analyse the earlier decision and the decision of which review is sought to determine whether it truly has done so. If it has done so, its power is exhausted because it can only exercise the power once before it is exhausted. This approach seems to me to have been at the heart of the judgments by the Full Court of the Federal Court ... It is an approach that does not need to have regard to the principles of res judicata or cause of action estoppel, Anshun estoppel or issue estoppel. It is an approach that analyses the nature of the decision and looks to whether the tribunal has considered that decision, as distinct from the issue that was the subject of the decision, at an earlier time."
60 Decision to refuse to deal with application
(1) An agency may refuse to deal with an access application (in whole or in part) for any of the following reasons (and for no other reason) -
...
(b) the agency has already decided a previous application for the information concerned (or information that is substantially the same as that information) made by the applicant and there are no reasonable grounds for believing that the agency would make a different decision on the application ...
Ground 4 to 6 - failing to consider core arguments and inadequacy of reasons
"(3) A written statement of reasons for the purposes of this section must set out the following -
(a) the findings on material questions of fact, referring to the evidence or other material on which those findings were based,
(b) the Tribunal's understanding of the applicable law,
(c) the reasoning processes that lead the Tribunal to the conclusions it made."
"We consider that where, as here, the Tribunal voluntarily provides a written statement of reasons, then, that written statement of reasons should comply with (or at least be guided by) s 62(3) of the NCAT Act. Section 62(4), which also refers to a "written statement of reasons" being voluntarily provided and uses the same language as s 62(3), lends itself to such a result."
"To fail to respond to a substantial, clearly articulated argument relying upon established facts was at least to fail to accord Mr Dranichnikov natural justice."
(1) The evidence relied on by Mr Brazel to support his argument that there were reasonable grounds for believing that the agency would make a different decision with this application was not referred to, other than by the most general of descriptions, in the decision. This consisted of material which Mr Brazel claimed demonstrated that evidence given to the Montgomery hearing was untrue, together with evidence that the confidential information had been disclosed.
(2) The Tribunal did not make any findings of fact with respect to the reasonable grounds relied on by Mr Brazel.
(3) The Tribunal's reasoning for reaching the conclusion that there were no reasonable grounds for believing the agency would make a different decision was not exposed.
Determination of Mr Brazel's application for administrative review
(1) Prohibited information: information which was the subject of confidential evidence given in previous hearings of the Tribunal, or given to the Tribunal on a confidential basis, in respect of which disclosure to Mr Brazel is prohibited by an order made under s 64 of the NCAT Act (prohibited information). Such information is subject to a conclusive overriding public interest against disclosure pursuant to cl 4 of Sch 1 to the GIPA Act, which provides:
It is to be conclusively presumed that there is an overriding public interest against disclosure of information the public disclosure of which would, but for any immunity of the Crown -
...
(b) contravene any order or direction of a person or body having power to receive evidence on oath ...
(2) Privileged information: information which the agency claims is subject to legal professional privilege under the provisions of the Evidence Act (privileged information) and, as such, is subject to a conclusive overriding public interest against disclosure pursuant to cl 5 of Sch 1 to the GIPA Act, which provides:
(1) It is to be conclusively presumed that there is an overriding public interest against disclosure of information that would be privileged from production in legal proceedings on the ground of client legal privilege (legal professional privilege), unless the person in whose favour the privilege exists has waived the privilege.
(2) If an access application is made to an agency in whose favour legal professional privilege exists in all or some of the government information to which access is sought, the agency is required to consider whether it would be appropriate for the agency to waive that privilege before the agency refuses to provide access to government information on the basis of this clause.
(3) A decision that an agency makes under subclause (2) is not a reviewable decision under Part 5.
(3) Previously refused information: information that has been the subject of a previous access application, to which access has been refused (previously refused information). The documents that the agency says meet this description are those numbered items 9, 17 and 18.
(1) It is to be conclusively presumed that there is an overriding public interest against disclosure of information that would be privileged from production in legal proceedings on the ground of client legal privilege (legal professional privilege), unless the person in whose favour the privilege exists has waived the privilege.
(2) If an access application is made to an agency in whose favour legal professional privilege exists in all or some of the government information to which access is sought, the agency is required to consider whether it would be appropriate for the agency to waive that privilege before the agency refuses to provide access to government information on the basis of this clause.
(3) A decision that an agency makes under subclause (2) is not a reviewable decision under Part 5.
"The elements of the s 118 'advice privilege' require there to be:
(a) a confidential communication made between the client and a lawyer, or
(b) a confidential communication made between 2 or more lawyers acting for the client, or
(c) the contents of a confidential document (whether delivered or not) prepared by the client, lawyer or another person,
for the dominant purpose of the lawyer, or one of more of the lawyers, providing legal advice to the client."
(1) That the documents created by the agency and its external lawyers were generated in the course of legal proceedings relating to Mr Brazel seeking access to information. They were made in the context of a lawyer client relationship.
(2) Ms Mara's understanding that:
(a) the documents were found among the records of the agency's in-house legal team and were marked confidential and only accessible by them; and
(b) they were at all times treated as confidential and access limited to staff involved in the proceedings.
(c) they were created for the purpose of giving or receiving legal advice.
(d) the agency has made a decision not to waive privilege in the documents.
(1) A claim that the agency did not conduct consultation under s 54 as required by the GIPA Act.
(2) A claim that the contents of the s 54 responses were disclosed by persons other than the agency.
"In stating that she considered assessments of the Legal Services Branch and stating the substance of the assessments, she has acted in a way that is inconsistent with objecting to the adducing of the evidence of those legal assessments or advices within the meaning of s 122(2) of the Evidence Act 2008."
120 Offence of concealing or destroying government information
A person who destroys, conceals or alters any record of government information for the purpose of preventing the disclosure of the information as authorised or required by or under this Act is guilty of an offence.
Maximum penalty - 100 penalty units.
"The 600+ Strata documents identified as relating to Strata [XXX]. These were located in a previous search using the GIPA 1977 search criteria."
(4) Information contained in a record held by the agency that is information that was unsolicited and is not relevant to the agency's business or functions is not government information held by the agency.
"Complete unredacted submissions made for GIPA matters 9177, 9255, 9527, 9412. Since SW made it's decision, new evidence has been released by yourself."
64 Processing charge for dealing with access application
(1) An agency may impose a charge (a processing charge) for dealing with an access application at a rate of $30 per hour for each hour of processing time for the application.
Note.
The decision to impose a processing charge is reviewable under Part 5.
(2) The processing time for an application is the total amount of time that is necessary to be spent by any officer of the agency in -
(a) dealing efficiently with the application (including consideration of the application, searching for records, consultation, decision-making and any other function exercised in connection with deciding the application), or
(b) providing access in response to the application (based on the lowest reasonable estimate of the time that will need to be spent in providing that access).
(3) The application fee of $30 paid by an applicant counts as a payment towards any processing charge payable by the applicant.
(4) Access to government information granted in response to an access application may be made conditional on payment of any processing charge imposed for dealing with the application.
(5) A processing charge must not be discounted under section 65 or 66 by more than 50% even if both sections apply.
(1) The appellant's miscellaneous application filed on 22 May 2025 is dismissed.
(2) Time is extended to allow the notice of appeal to be filed by 18 February 2025.
(3) Appeal allowed.
(4) The decision made by the Tribunal on 14 January 2025 is set aside.
(5) In lieu thereof, the Appeal Panel makes the following orders on determining the administrative review of Sydney Water Corporation's decision made on 31 October 2023, as modified on 14 November 2023:
(a) The decision is varied in part so that, insofar as it relates to documents 6, 7, 8, 37, and to items 9 and 18 of the access application itself, the agency refuses to deal with the application under s 60(1)(b) of the Government Information (Public Access) Act 2009 (NSW).
(b) The decision is otherwise affirmed.
I hereby certify that this is a true and accurate record of the reasons for decision of the Civil and Administrative Tribunal of New South Wales.
Brazel
Sydney Water Corporation [2026] NSWCATAP 9;
(2006) 151 FCR 480
(2006) 155 FCR 30
(1997) 48 NSWLR 430
(1939) 62 CLR 464
(1979) 46 FLR 409
(2000) 205 CLR 337
(1988) 19 NSWLR 600
(1992) 174 CLR 430
(1990) 19 NSWLR 263
(2015) 233 FCR 315
(2018) 264 CLR 123
(1936) 55 CLR 499
(1998) 84 FCR 87
(2010) 239 CLR 532
(2000) 96 FCR 125
(2024) 280 CLR 321
(2019) 264 CLR 421
(2001) 205 CLR 507
(2021) 273 CLR 506
(2022) 276 CLR 80
(2020) 103 NSWLR 36
(2004) 136 FCR 357
(2023) 279 CLR 148
(2014) 118 SASR 382
(2017) 95 NSWLR 597
(1986) 161 CLR 141
(2001) 53 NSWLR 463