[2016] TASSC 43
General information, not legal advice.
Supreme Court of Tasmania
2016-08-17
Brett J
Original judgment source is linked above.
Criminal Law - Sentence - Sentencing orders - Non-custodial orders - Discretion to record conviction - Generally.
Sentencing Act 1997 (Tas), ss 7(f), 9, 58.
Blake v Adams [2013] TASSC 44, applied.
Criminal Law - Sentence - Relevant factors - Nature and circumstances of offender - Mental disorder.
Judgment Number: [2016] TASSC 43
ACTING SERGEANT MICHAEL BONDE v JASON CRAIG ELLERY
(a) he would be of good behaviour and not commit any offence of family violence in that period, and appear for conviction and sentence if called upon;
(b) he would continue to engage and receive treatment as directed by Dr Lev Fridgant, or any other practitioner and comply with any medication.
(a) The respondent and his wife have been together for 24 years, and married for 20 years.
(b) The respondent is a self-employed business owner and operator. The business is a retail store. It was opened about three years ago. He works 50 hours per week on average.
(c) He has a good industrial record, having worked full-time for his entire working life. He had previously held high ranking managerial positions in government and government business enterprises.
(d) Since the offence, he had been prevented from returning to the family home by the provisions of the police family violence order. He continued to see his wife and children on a daily basis at work, but could not return home with them. He had been in unstable housing during that period and that situation had taken a toll on his mental health.
"During this interview Michelle was able to communicate to me that [it]since commencing regular therapeutic involvement with me and antidepressant treatment, Jason has been consistently calmer, pleasant and cooperative. There has been a substantial reduction in perceived levels of stress and she expressed a sincere belief that Jason has now found an appropriate combination of psychological and pharmacological management which is likely to improve his long-term prognosis."
Dr Fridgant made a diagnosis of Autism Spectrum Disorder, Asperger's syndrome. He confirmed that he and the respondent had "clear forward plans for ongoing contact in a therapeutic manner and he has been exceptionally adherent to my recommendations and treatment prescription".
"... initially angry on interview. He believes the Court and Police have treated him unjustly and that he should be able to return to the family home. He advised this situation had cost him money and had caused him to have to close his shop to attend Court and appointments, which in turn was reducing his income and the money he was able to provide for his family. He feels like he has been victimized by the 'system'. Mr Ellery is also dissatisfied with mental health services."
"Mr Ellery has sufficient supports in place and would not benefit from inclusion on the mental health diversion list, as there is nothing further I would recommend."
(a) Her Honour agreed that the offence was serious in nature.
(b) In respect of the respondent's antecedents and character, she inferred that he had a serious mental illness which at the time contributed to his offending, that he immediately sought treatment, had received treatment, and had put himself on a "pathway of rehabilitation".
(c) In relation to the potential impact of a conviction on his employment prospects, and to finalise her sentencing comments, her Honour said this:
"He's still a young man and I'm of the view that a conviction may have an impact on his employment prospects in the future and therefore I exercise my discretion in his favour. It's a line ball really because of the serious nature of the offence but he gets the benefit of the previous offence being some considerable time ago, six years ago, and arising out of the same set of circumstances. He would never get this opportunity again but I'm going to, because of the long period of time that I'm making this 7(f) order, not record a conviction on this occasion."
A court that finds a person guilty of an offence may, in accordance with this Act and subject to any enactment relating specifically to the offence -
(f) with or without recording a conviction, adjourn the proceedings for a period not exceeding 60 months and, on the offender giving an undertaking with conditions attached, order the release of the offender ..."
In exercising its discretion whether or not to record a conviction, a court must have regard to all the circumstances of the case including -
(a) he nature and circumstances of the offence; and
(b) the offender's antecedents and character; and
(c) the impact that a conviction would have on the offender's economic or social wellbeing or employment prospects."
"58 Purpose of orders to adjourn, discharge or dismiss
An order under section 7(f), (g) or (h) may be made for such one or more of the following purposes, as is relevant in the circumstances, as the court thinks fit:
(a) to provide for the rehabilitation of an offender by allowing the offender's sentence to be served in the community unsupervised;
(b) to take account of the trivial, technical or minor nature of the offence committed by an offender;
(c) to allow for circumstances in which it may be inappropriate to record a conviction against an offender;
(d) to allow for circumstances in which it may be inappropriate to inflict any punishment other than a nominal punishment on an offender;
(e) to allow for the existence of other extenuating or exceptional circumstances that may justify the court showing mercy to an offender."
"• The appellate court may not substitute its own opinion for that of the sentencing magistrate merely because it would have exercised the sentencing discretion in a different way.
(a) Although not at the higher end of the scale of seriousness, the factual circumstances revealed a serious offence with aggravating features. The assault was in the context of family violence, all of the children were present in the home, and the 12-year old son was directly involved in the incident. Although Mrs Ellery suffered no physical injury, it was submitted that it should be inferred that the respondent had only stopped the assault because of the intervention of the child. The violence was accompanied by verbal and physical threats.
(b) Apart from the respondent's mental health condition, there were few mitigating circumstances. He was not a youthful or first offender. The prior matter involved an assault against the same complainant, and he had been dealt with leniently on that occasion. Mr Thompson did concede, however, that there was no suggestion that the respondent had breached the conditions of his release.
(c) In relation to the involvement of the respondent's mental health, the evidence revealed that he had stopped seeking treatment before the offence was committed, and was unmedicated at the time.
(d) It was submitted that the report of Ms Brooks demonstrated that the respondent was resentful and lacked insight.
(e) Whilst the adjournment of the proceedings was on the basis of an undertaking to continue treatment for a period of five years, there would be no supervision of such treatment and compliance with the undertaking, and the lack of supervision would reduce the punitive element of the sentence and its effectiveness in terms of achieving the aim of rehabilitation.
(f) General deterrence is still an important consideration, despite the respondent's mental health condition. It is a question of degree, and general deterrence in the circumstances of this case deserves appropriate weight.
"37 Whilst that contention is understandable as a general proposition, it is important that it not be permitted in this case to dilute or to downgrade the significance of the imposition of a bond. If the seriousness of the present offence and the need for denunciation and general deterrence are important considerations, they are to my mind more than adequately contemplated in this case by both the terms and the duration of the bond that has been imposed. The respondent has been made subject to a judicially sanctioned requirement that he be of good behaviour for a period of two years. There are onerous consequences that apply if he fails to observe that requirement. That fact alone would in my view impress the seriousness with which the Court was treating the respondent's conduct upon an objective and reasonable member of the community. It should not pass without comment that the significance of a bond, and the consequences of disregarding its conditions, is regularly considered by this Court to be important when deciding whether or not to grant bail to applicants who have allegedly disregarded the conditions and restrictions that a bond imposes. Much more than mere lip service is regularly paid in this context to the important and significant consequences for bail applications created by offences allegedly committed in breach of such conditions. It is wrong in my view to assume that the decision to not record a conviction is automatically or necessarily coextensive with the imposition of an inadequate, or even a particularly lenient, sentence." [Porter J's emphasis.]
Bonde
Ellery [2016] TASSC 43