[2024] VCAT 725
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2024-07-31
Ms P
Original judgment source is linked above.
a) In October 2022, 815 Truemans Cabin Hire Pty Ltd v The Secretary, Department of Health [2022] VCAT 1187 (Truemans).
Truemans Cabin Hire Pty Ltd, a short-term accommodation business on the Mornington Peninsula offering cabins for hire, claimed compensation for loss as a result of Professor Sutton giving authorisations.
b) In November 2022, Wentworth Hair Salon v The Secretary, Department of Health (Review and Regulation) [2022] VCAT 1298 (Wentworth).
Wentworth Hair Salon and a sub-lessee of a business premises in the foyer of the Stamford Plaza Hotel in Melbourne claimed compensation related to the time when the Hotel was in the Victorian Government's hotel quarantine program.
VCAT's task in applications to review section 204 refusals
(b) the Chief Health Officer believes that it is necessary to grant an authorisation under this section to eliminate or reduce a serious risk to public health
(b) the Chief Health Officer believes that it is reasonably necessary to grant an authorisation under this section to eliminate or reduce a serious risk to public health
199 Chief Health Officer may authorise exercise of certain powers > > (1) This section applies if- > > (a) a state of emergency exists under section 198; and
(b) the Chief Health Officer believes that it is 'necessary' (until 8 September 2020) / 'reasonably necessary' (from 8 September 2020) to grant an authorisation under this section to eliminate or reduce a serious risk to public health
(2) If this section applies, the Chief Health Officer may, for the purpose of eliminating or reducing the serious risk to public health, authorise-
(a) authorised officers appointed by the Secretary to exercise any of the public health risk powers and emergency powers; and
(b) if specified in the authorisation, a specified class or classes of authorised officers appointed by a specified Council or Councils to exercise any of the public health risk powers and emergency powers.
(3) The Chief Health Officer may at any time revoke or vary an authorisation given under this section.
a) the number of persons likely to be affected; > > b) the location, immediacy and seriousness of the threat to the health of persons; > > c) the nature, scale and effects of the harm, illness or injury that may develop; and > > d) the availability and effectiveness of any precaution, safeguard, treatment or other measure to eliminate or reduce the risk to the health of human beings'.
Without limiting the definition of serious risk to public health in subsection (1), for the purposes of Division 3 of Part 10 COVID-19 may pose a material risk of substantial injury or prejudice to the health of human beings even when the rate of community transmission of COVID-19 in Victoria is low or there have been no cases of COVID-19 in Victoria for a period of time.
Compensation > > (1) A person who suffers loss as a result of a decision by the Chief Health Officer to give an authorisation to an authorised officer under this Division may apply to the Secretary for compensation if the person considers that there were insufficient grounds for the giving of that authorisation. > > (2) If the Secretary decides that there were insufficient grounds for the giving of an authorisation to an authorised officer under this Division, the Secretary is to pay just and reasonable compensation to the applicant. > > ... > > (7) An applicant for the payment of compensation under this section who is dissatisfied with a decision by the Secretary as to the refusal to pay compensation or as to the amount of compensation may apply to the VCAT for a review of the decision.
(1) Subject to this section, it is unlawful for a public authority to act in a way that is incompatible with a human right or, in making a decision, to fail to give proper consideration to relevant human right.
(2) A human right may be subject under law only to such reasonable limits as can be demonstrably justified in a free and democratic society based on human dignity, equality and freedom, and taking into account all relevant factors including-
(a) the nature of the right; and
(b) the importance of the purpose of the limitation; and
(c) the nature and extent of the limitation; and
(d) the relationship between the limitation and its purpose; and
(e) any less restrictive means reasonably available to achieve the purpose that the limitation seeks to achieve.
Mr Blewett's claims and the Secretary's responses
... I have decided that there were sufficient grounds for the Chief Health Officer to give the Authorisations to the specified authorised officers under section 199(2)(a) of the Act, and no compensation will be paid in relation to your application for compensation.
For all of these reasons, I have decided that there were sufficient grounds for the Chief Health Officer to give the Authorisation to Professor Cowie under section 199(2)(a) of the Act, and it is this which I am required to consider in determining a section 204 application for compensation. As noted above, your application is based on the section 200 exercise of power in issuing the Direction. On this basis, no compensation will be paid in relation to your application for compensation.
If you are dissatisfied with this decision, you have a right under section 204(7) of the Act to apply to the Victorian Civil and Administrative Tribunal for a review of the decision. Such an application for review must be made within the timeframe set out in section 204(8) of the Act.
In circumstances where your application seeks to challenge the exercise of a section 200 power, rather than a section 199 power under the Act, VCAT is not the appropriate forum to hear such an application. Rather, the Supreme Court of Victoria has jurisdiction to hear such matters and any challenge to the Direction should be brought in that forum.
Professor Sutton's witness statement in Truemans
There is therefore no proper basis on which [Mr Blewett's applications] could be determined differently to ... [Truemans and Wentworth]. The further prosecution of [his applications] is thus misconceived. These are matters which the [Secretary] has, on several occasions, brought to the attention of [Mr Blewett] in written communications with him ... from December 2022 to February 2023, wherein [Mr Blewett] has been invited to withdraw the Proceedings. [Mr Blewett's] pursuit of [his applications] in circumstances where it is plain that they are obviously untenable and manifestly groundless, is vexatious and amounts to an abuse of process, as set out below.
The Tribunal has now heard legal argument in [Wentworth and Truemans and] [two decisions] and determined the scope of the review in s 204(7) proceedings and found ... that over 2020, the CHO had sufficient grounds to authorise the use of emergency powers, pursuant to s 199 of the PHW Act. The evidence on that question will not change in any relevant way as it is evidence of a belief the CHO held at the time the decision was made, assessed objectively. ... In Truemans, [found] that the task on review in the s 204(7) proceeding is not a full merits review, but an objective determination of whether reasonable grounds exist for the Secretary's decision under s 204(2) of the PHW Act (that the CHO did not have insufficient grounds to make the s 199 authorisations). If the Tribunal finds any one ground or combination of grounds, for the Secretary's decision, was sufficient, the Tribunal should affirm the decision. In Truemans, the Tribunal found in favour of the Secretary on every ground relied upon. Thus to be successful in this proceeding, [Mr Blewett] would need to displace that finding in relation to all of those grounds or a relevant combination of the grounds, to establish that there were insufficient grounds for the making of the s 199 authorisations ...
Where the Tribunal has already found that the CHO had sufficient grounds to form the views he did on all of the component parts of the tests, for the Tribunal to reach a different decision in [concerning Mr Blewett's applications] would involve an almost complete rejection of that same evidence by this Tribunal and the making to comprehensively different findings of fact to those made by the Tribunal, twice, on evidence given by the same witness. That outcome is even more unlikely due to the nature of the Tribunal's jurisdiction being to review the [Secretary's] decision, which, the Tribunal held in Truemans, does not determine whether the CHO's decision was correct or preferable, nor does it involve a full merits review of the CHO's decision (at [64]).
If [Mr Blewett's applications] proceed to final hearing, [Secretary] will submit that the Tribunal is compelled to similarly find in the [Secretary's] favour, as it did in Truemans and Wentworth.
Hence, when standing in the Secretary's shoes in conducting the review, the Tribunal is required to determine: were there sufficient grounds for the CHO to form the belief, required by s 199(1)(b) of the PHW Act, to make the authorisations?
...
Consistent with the findings made in [Wentworth and Truemans], where the Tribunal was satisfied that there were not insufficient grounds for the CHO to make the relevant authorisations under s 199 of the PHW Act, I am satisfied that there is no realistic prospect of a different determination being made in the Proceeding if it proceeded to a full hearing.
...
It follows that for the Tribunal to reach a different decision in this Proceeding would involve an almost complete rejection of the evidence accepted by the Tribunal in [Truemans and Wentworth], and the making of comprehensively different findings of facts on the same evidence. In my view there has not been any credible basis advanced by the Applicant which would support different findings.
b) Mr Blewett's evidence in these cases is put in the same way as the evidence put in Truemans, Wentworth and Thompson. Therefore, VCAT here faces the same consideration as that addressed in Thompson No. 2. To reach a different conclusion in this proceeding would, following hearing evidence and submissions at a final hearing, require an almost complete rejection of the evidence and analysis which has been accepted in Truemans, Wentworth and now Thompson No. 2, and the making of comprehensively different findings of facts on the same evidence.
c) Thompson No. 2 agreed that VCAT does not have jurisdiction to review directions:
As the Tribunal has found in this Proceeding and in Wentworth, it has no jurisdiction to review the making of those directions, including no jurisdiction to order compensation in respect of any losses that may have flowed from those directions. Accordingly, these grounds are misconceived and lacking in substance.
Former health minister Jenny Mikakos told a corruption probe that the former Premier's office had ultimate control over the work of Government and interfered with ministerial discretion.
'The current Victorian government is a very centralised government where the PPO has its tentacles everywhere,' she told the investigation.
'There is constant tension between ministers' offices and the (PPO).'
He submitted that if the former Premier's office interfered with ministerial discretion, surely it is possible that it interfered with the decisions of public servants.
While it was long past the section 75 hearing VCAT should use its discretion as the Victorian public is only now slowly becoming aware of the influence that the former Premier had over the Government.
'Those affected include Victorian workers who had mandatory jabs for work such as teachers, nurses, firefighters and paramedics'.
All countries in the world, including Australia, were impacted by the Covid-19 pandemic, which began in January 2020, with immense suffering and human loss. However, few countries responded and achieved the twin objectives of limiting loss of life and maintaining livelihoods, more effectively than Australia. Perhaps the clearest measure of Australia's Health outcomes was that during 2020 and 2021, when global life expectancy dropped by 1.6 years on average, in Australia it rose by 0.2 years, a difference from the global mean of 1.8 years in average life expectancy.
Professor Hunt mainly focuses on the Australian Government, rather than state government responses. He does say:
Given the strong presumption of individual freedom and liberty that underpins our nation and the risks to educational attainment and mental health, my strong forward recommendation is that all States and Territories adopt a uniform national code for pandemic management which mandates medical advice be published for any restrictive measures. Although this was not a legal requirement under the Biosecurity Act, it was nevertheless a practice that we adopted and which I would also recommend be included in amendments to the Commonwealth Biosecurity Act.
It follows, in my view, that the application of this principle should not lead a defendant, and the Defendant in this case, to regard the decisions in Freer, Lonergan, Laszczuk and Haque as preclusive of issues and arguments which any such defendant may wish to raise, as the argument is still open that these decisions are clearly wrong.
On one hand the Respondent's position is that a sufficient ground for the issuing of an authorisation means that the authorisation is therefore [not] insufficient, then on the other [hand] they say that the authorisations were sufficient with regards to the Principles of the Act (such as s9 Proportionality).
To accept the first part of that argument, the Tribunal is affording a disproportionate weight to the sufficient ground item, and disregarding the rest, which puts it in conflict with Principles 8 and 9 (Accountability and Proportionality).
Prof Sutton has said in p145 of his statement that "Authorisations did not give the AOs unconstrained power to exercise the public health risk and emergency powers", which contradicts his statement in p77 where he says "All of the Authorisations I made were unlimited" this is further clarified when he says in the same paragraph, "formed the view that it was necessary for Authorised Officers to have the capacity to use the full suite of the public health risk or emergency powers and the agility to use any of those powers quickly".
Is it within the Principles of the Act, in particular, proportionality, to authorise what is believed to be 150 authorised officers?
Paragraphs 1 to 16 [of the witness statement] set out Professor Sutton's qualifications and responsibilities within the Department of Health and as CHO. His membership of the Australian Health Protection Principal Committee, ('the AHPPC') and its role in providing advice at a State and Federal level on public health matters such as Covid-19 is described. Professor Sutton whilst noting the confidential nature of much of the material referred to in his evidence, produced the public statements and advice made by the AHPPC. These documents contained, amongst other things, the familiar recommendations as to aged care facilities and indoor gatherings.
Paragraphs 17 to 33 summarise the key sources of information identified by Professor Sutton as having been relied upon by him in making the authorisations under the PHW Act. Professor Sutton describes monitoring the evolving epidemiology of Covid-19 and his interactions with Victorian, National and international epidemiologists, public health officers, physicians and health organisations. He describes reviewing voluminous amounts of information including academic papers and literature reviews.
Paragraphs 34 to 42 detail Professor Sutton's understanding of Covid 19 and its characteristics and transmission. He describes the reproduction number, (R) which reflects the infectiousness of an infectious disease (with an Ro greater than one meaning the disease is spreading and the number of cases is increasing) and incubation periods, (being the period from exposure to becoming symptomatic averaging 5.5 days with a range of 1-14 days).
Paragraphs 43 to 59 set out the international and local events leading to the 16 March Declaration [of the state of emergency]. Professor Sutton describes the early Victorian 'containment phase' which preceded the realisation as described by him that the growing threat of local transmission required more targeted action.
Paragraphs 60 to 84 deal with the authorisations given by Professor Sutton under section 199 of the PHW Act and Professor Sutton's ongoing belief in their continued necessity ...
[In paragraph 85 Professor Sutton said:
[85] In making the authorisations, I understood that I needed to form the view that the authorisation to use emergency or public health risk powers was necessary to eliminate or reduce a serious risk to public health. In my view, it was and continued to be necessary to use emergency powers to mitigate and reduce the threat to public health in Victoria posed by COVID-19. In making this decision, I also understood the statutory definition of serious risk to public health in the Act and that my decision needed to have regard to the objectives of the Act, the principles of the Act and be consistent with the Charter of Human Rights and Responsibilities Act 2006 (the Charter)].
Paragraphs 86 to 142 deal with the regard had by Professor Sutton when granting the authorisations to the guiding principles set out in sections 5 to [11A] of the PHW Act.
Paragraphs 143 to 146 deal with Professor Sutton's consideration of [the Charter] in determining to make the authorisations.
Paragraphs 147 to 156 discuss the power to give directions once an [AO] is empowered to make a direction.
A. Did the granting/giving of the authorisations satisfy the legislative preconditions found in sections 199 and 201 of the PHW Act?
Section 199(1)(a) - Did a state of emergency exist at the time the CHO made the authorisations?
[151] I am satisfied in accordance with section 199(1)(a) of the PHW Act that at the time the CHO made the authorisations a state of emergency existed and that Professor Sutton had no reason to question or look behind this.
Section 199(1)(b) - Did the CHO believe that it was necessary to grant an authorisation under section 199(2) to eliminate or reduce a serious risk to public health?
[186] I am satisfied that Professor Sutton not only believed but had a sound basis for his belief that the number of persons likely to be significantly adversely affected by Covid-19 was considerable for the reasons given by him. Whilst he could not of course be certain that those numbers would unfold, I am satisfied that he had sound reason to believe that the number of persons likely to be affected without measures being taken was very significant.
[204] I accept the evidence of Professor Sutton that because it was unknown where the pathogen was, or may appear, that it was not possible to identify its precise location at any given time ... that Covid-19 was potentially anywhere and everywhere at any given time and that there was an immediacy and serious threat to potentially all humans.
[215] I accept that Professor Sutton appropriately took into account the early modelling which suggested that in the absence of stringent control measures, over 10,000 people would potentially die from Covid-19 in Victoria. I accept that it was open to him on the available evidence to consider that significant harm would be posed by Covid-19 to the Victorian population.
[216] I accept that Professor Sutton appropriately took into account the number of people likely to be affected and the exponential rise in cases seen elsewhere; the fact that Covid-19 could be transmitted before a person had symptoms; that the early case fatality and infection rates were alarming and not in the measure of routine respiratory illnesses. I accept that Professor Sutton had sound reason to consider the entire Victorian population to be vulnerable. I further accept that he had good reason to consider that any differential risk identified in due course could be more appropriately made at the directions level.
[221] I accepted the evidence of Professor Sutton as to why he was concerned that discrete/individualised action or directions under the PHW Act would be insufficient to mitigate against the serious risk posed by Covid-19.
[222] I accept that Professor Sutton believed for good reason that the risk to public health quality and wait lists would potentially be pushed to absolute limits based on the modelling available to him.
[223] I accepted Professor Sutton's evidence as to the lack of availability and effectiveness of any precaution, safeguard, treatment or other measure to eliminate or reduce the risk of the health of humans before the various vaccines or widely used countermeasures were developed/available.
Ruling under s. 199(1)(b) of the PHW Act
[224] I am satisfied that Professor Sutton believed that it was necessary to grant an authorisation under section 199(2) of the PHW Act to eliminate or reduce the serious risk to public health posed by Covid- 19.
[225] There is no doubt in my mind that the CHO did believe that it was necessary to grant an authorisation to eliminate or reduce a serious risk to public health for the reasons set out above. I accepted the extensive evidence contained both within his statement and oral evidence that he not only formed the belief stated by him but had sufficient justification for so doing.
[228] I accept that Professor Sutton not only believed that the threat posed by Covid-19 was real, but that he had sound reason for believing this to be the case.
[229] I consider it was open to and appropriate for Professor Sutton to rely on the local and international sources available to him about the emergence of the Covid-19 pathogen and its potential serious risk to public health in Victoria.
[230] I consider it was open to and appropriate for Professor Sutton to place faith in the reference laboratory's identification of Covid-19 cases in Victoria. There was no evidence put before me of any determinative basis for him to doubt the reliability of their testing and recording processes when he made the authorisations.
[231] I consider it was open to and appropriate for Professor Sutton to rely on the available PCR test results.
[234 - 239] I accept that Professor Sutton believed that utilisation of the emergency powers was necessary to quickly reduce and prevent the transmission of Covid-19 and that Professor Sutton had a proper basis for forming this view.
I accept that there was sufficient basis for Professor Sutton to consider that the grant of the authorisations was necessary to eliminate or reduce the serious risk posed by Covid-19.
As he pointed out in his statement, the history of Covid 19 as it has evolved has been 'a clarion call for why broad powers were required to respond to the changing nature of the risk over time.'
I further accept, for the reasons already given and those which follow, that the making of the authorisation(s) was consistent with the objectives of the PHW Act including the promotion and protection of public health and well-being through reducing and preventing Covid transmission. I accept that Victoria's role in addressing the risk posed by Covid-19 was of national significance and the authorisations were properly and appropriately granted by Professor Sutton as a legitimate and significant way in which public health and well-being could be protected.
I accept that the authorisations then enabled the making of appropriate and timely Directions by the authorised officers.
I am further satisfied for the reasons that follow that Professor Sutton had proper regard to the guiding principles set out in the PHW Act and the Charter in granting the authorisations.
B. Did the CHO have proper regard to the relevant guiding principles set out in the PHW Act in giving the authorisations?
5 Principle of evidence based decision-making
[247 - 250] ... I accept that Professor Sutton appropriately and consistently with this principle relied on the considerable expert public health academic material, evidence and data from domestic and international sources referenced by him in his statement. I accept that the material readily established, during early 2020, significant and growing concern about the threat posed by Covid-19 transmission published by local and international public health experts and institutions. I accept that Professor Sutton had regard to this material.
I accept that Professor Sutton had appropriate regard to international academic peer-reviewed material including the projections of the German case-study. He could not of course, given the rapidity of the unfolding situation, identify and read every known relevant article or study. He could not provide proof, absolute certainty and crystalized results. He was not however required to do so under the PHW Act.
Professor Sutton gave evidence that at the time of making the authorisations he had no basis upon which to question the reliability of the PCR testing. He said that whilst he knew that such testing may miss some positives or give false positives, that this did not materially affect his assessment that there was a serious risk to public health through the anticipated trajectory with even a few cases. He reiterated his advice from the sources outlined in his statement and above that, infections were likely to increase exponentially.
I accept that the CHO had to act on the basis of what he saw as the credible material before him. I accept he had sufficient basis for relying on the evidence available to him as described by him. The task before him was of extraordinary complexity.
6 Precautionary principle
[258 - 262] I accept that Professor Sutton had proper regard to the precautionary principle.
There was considerable uncertainty in March 2020 as to the modelling, how Covid-19 would affect different individuals and how it would be transmitted. I accept that this uncertainty was not a basis to take no action.
[260] I accept in accordance with the precautionary principle that the lack of full scientific certainty about the threat, particularly in the early stages of 2020, was not in and of itself a reason to delay taking measures to control Covid-19.
I accept that there was during this period a great deal of discussion and debate around the world - amongst ordinary citizens, politicians, scientists and experts from all fields. It would have been impossible for Professor Sutton to analyse, digest and form a conclusive and definitive opinion with respect to all of that material. He had to do the best he could given the potentially severe outcome of postponing measure to prevent or control the identified public health risk.
When considering public health, is not always possible or appropriate to wait for something serious to eventuate.
7 Principle of primacy of prevention
[268 - 269] I accept for the reasons already given that Professor Sutton took into account when making the authorisations the prevention of disease, illness, disability and/or premature death.
I accept that the authorisations did not occur in isolation but ran alongside the other health promotion activities taking place during this time.
8 Principle of accountability
[276] I am satisfied that the CHO had proper regard to this principle. There would be no doubt in the minds of anyone who has lived through the pandemic in Victoria that Professor Sutton made himself seen. He publicly answered a multitude of questions through press conferences.
[277] I am satisfied that the decision of Professor Sutton with respect to the grant of the authorisations was transparent, systematic and appropriate and kept the public informed as to why the making of the authorisation(s) was in his mind necessary.
9 Principle of proportionality
[285] I am satisfied based on all of the factors previously discussed including the risk posed by Covid-19; the prevailing global uncertainties and the evidence existing at the time he granted the authorisations that Professor Sutton knew, understood and had appropriate regard to the requirement of the principle of proportionality.
10 Principle of collaboration
[290] Professor Sutton gave evidence that the capacity to use emergency powers in section 200 of the PHW Act was consistent with efforts taken nationally and internationally to respond to or mitigate against the risk posed by Covid-19 particularly during the second wave in Victoria. I accept that this was the case.
Conclusion
[291 - 293] It is only when considering the applicable principles that one gains a true understanding of the decision-making context in which the CHO and the Secretary standing in his shoes and then this Tribunal standing in the shoes of the Secretary must decide the matter.
I am satisfied for the reasons outlined above that in granting the authorisations, Professor Sutton had proper regard to the guiding principles set out in the PHW Act.
Although of course this in and of itself does not establish that the authorisations were made on sufficient grounds, nevertheless, had I found that Professor Sutton did not have proper regard to the guiding principles, this could have led to the conclusion that there were insufficient grounds for the giving of that authorisation. I turn finally then to the Charter.
C. Did the CHO give proper consideration to any relevant human rights under the Charter and act in a way that was compatible with those human rights in giving the authorisations?
[308 - 310] I observe that the authorisations did not give the relevant authorised officers an unfettered right to exercise the public health risk emergency powers. Those powers remained subject to the relevant requirements under the PHW Act.
The relevant authorised officers were required when giving directions to give proper consideration to the relevant human rights under the Charter when making decisions and to act compatibly with those rights. The directions given by the authorised officers were not of course the subject of review in these proceedings.
Whilst the broad range of human rights identified by 815 were arguably engaged by the making of the authorisations and were most certainly engaged through the various directions, I am satisfied, based on the evidence given by Professor Sutton, that any limitation was reasonable and justified for the reasons articulated by him. I accept that in the serious circumstances of the evolving health situation as articulated by Professor Sutton, that there was no less restrictive means to meet the response to the threat caused by Covid-19. I accept that Professor Sutton was placed in the unenviable position of making the decision to grant unprecedented authorisations in the context of an unprecedented threat to public health. I accept, for the reasons already set out, that having regard to the potential health threat to the Victorian population, there was no less restrictive means reasonably available to him.
Decision
[311 - 320] This is not a case where the Tribunal is asked to determine whether the CHO made the correct or preferable decision to grant the authorisations or whether he could have granted different authorisations. The question to be determined is whether there were insufficient grounds for the giving of the authorisations.
I accept that Professor Sutton formed the belief that it was only through the utilisation of the diverse and extensive public health risk and emergency powers, that the serious risk posed by Covid-19 would be reduced.
I am not satisfied that there were insufficient grounds for the giving by the CHO of an authorisation to an authorised officer under Division 3 of part 10 of the PHW Act.
I am satisfied that a state of emergency existed under section 198 of the PHW Act and that the CHO had a basis for his belief that it was necessary to grant an authorisation under section 199(1)(b) to eliminate or reduce a serious risk to public health.
I am satisfied that the CHO authorised the authorised officers, for the purpose of eliminating or reducing the serious risk to public health from Covid-19, to exercise the public health risk powers and emergency powers.
I accept that Professor Sutton weighed up the implications of making the authorisations in the manner described by him.
I accept, for the reasons set out above, that Professor Sutton had proper regard to the relevant guiding principles.
I accept, for the reasons set out above, that Professor Sutton gave proper consideration to the Charter.
There is then no basis for an order for the payment of compensation such that I will refuse the application made by 815.
I will refuse the application for compensation made by the applicant under section 204 of the Public Health and Wellbeing Act 2008.
[23 - 24] In cross-examination ... Mr Bain asked Professor Sutton in particular whether he considered revoking certain authorisations after he became aware of problems when there was an outbreak of COVID-19 at Stamford Plaza. Professor Sutton confirmed that he was aware of the power he had to revoke authorisations but he considered that the full suite of powers should remain available to AOs. In questioning Professor Sutton, Mr Bain focussed on the guiding principles of accountability and collaboration. Professor Sutton essentially reiterated evidence he gave previously about the regard he had to those principles, noting that he had regard to them in the context of the level at which he made decisions about authorisations: see further below. Professor Sutton added that there was always a process for feedback and for changes to be made to public health directions where relevant changes were appropriate. He confirmed that he was available to speak to the AOs every day. Professor Sutton considered that the directions that the AOs made continued to be required.
Professor Sutton acknowledged to Mr Bain the difficult circumstances for businesses and individuals while the public health directions were in force, but he said that his considerations in giving (and not revoking) authorisations were about the control of the pandemic where there was the prospect of tens of thousands of people dying.
[52 - 61] Professor Sutton's evidence was substantially directed to explaining how, by giving the authorisation, he sought to promote a key objective of the PHW Act, to protect public health and prevent disease, illness or premature death.
With regard to the principle of evidence based decision-making (section 5), Professor Sutton's evidence set out at length, and in considerable detail, the evidence and information he had regard to in deciding to give the authorisation.
With regard to the precautionary principle (section 6), the principle of primacy of prevention (section 7), and the principle of proportionality (section 9), Professor Sutton referred among other things to there being (at the start of the pandemic and even since) much that is unknown about COVID-19. He explained how he weighed prevention and proportionality as (international scientific and other) evidence emerged over time about matters such as the 'burden' of COVID-19, transmission rates, and the resulting pressures on the health system. He said it became clearer and clearer to him that 'robust' measures that allowed for prevention had 'very positive impacts'. In this context he noted that for most of 2020 vaccines and treatment were not available. He considered the health and wellbeing of the population and 'relevant economic and civil liberties impacts'. He described how he evaluated the proportionality of his decision to give the authorisation.
With regard to the principle of accountability (section 8), Professor Sutton said in particular that the reasons for relevant public health decisions were being 'transparently and systematically provided' through press conferences and the Department's frequently asked questions page, among other things. He said that he understood the authorisations would be gazetted and publicly known and that he had to be accountable for them.
With regard to the principle of collaboration (section 10), Professor Sutton said that the authorisation supported compliance with Commonwealth measures to limit the spread of COVID-19 throughout Australia, consistent with the principle of collaboration. He understood the principle to mean that he should take into account 'the specific challenges, reflections, inputs and evidence from various members of other states, including via the AHPPC and the Victorian community, through stakeholder groups, umbrella organisations, union representatives'.
Now with regard to the Charter, Professor Sutton stated how he was aware people's human rights could be and were affected. He said that the considered the Charter. He understood that the authorisations he gave empowered AOs to make decisions that could engage and even limit 'Charter rights'. He understood that AOs were obliged to act compatibly with the Charter (and the PHW Act) in determining whether and how to make directions and exercise their powers, among other things by considering whether their decisions were justified having regard to factors including their purpose, proportionality and whether there were any less restrictive means reasonably available to meet the specific aim of the restriction.
Especially when discussing the availability of other measures to eliminate or reduce the risk to the health of human beings, Professor Sutton explained why he considered that the emergency powers (enabling isolation of confirmed cases and quarantining of close contacts, social distancing and the closure of premises, among other measures) rather than 'non-emergency powers' in the PHW Act were necessary.
Discussing the making of directions by AOs, Professor Sutton said that once an AO was empowered to make a direction, the AO became the relevant decision-maker. He referred to the discussions that members of the team had and explained his role as 'another voice; a peer, who also brought the national conversation to the discussion from [his] involvement on the AHPPC, to the extent it was relevant'. He said that he understood and believed that the AOs understood that they were 'the final decision-makers'.
In summary, I am satisfied that there were not insufficient grounds for the CHO giving the authorisation. I am satisfied that the legislative preconditions were met and the authorisation was consistent with the objectives and guiding principles in the PHW Act and with the Charter.
To be clear, I am satisfied that all of the grounds on which the CHO gave the authorisation were sufficient.
a) Accepted Professor Sutton's 5 September 2021 statement as evidence; > > b) Found that the question raised for determination by VCAT in Thompson was the same as the question determined in Truemans and Wentworth: and > > c) Reached the same conclusions as to VCAT's jurisdiction and the correct statutory interpretation of the PHW Act as in Truemans, Wentworth and Thompson No. 1.
a) Section 199(1)(a), was satisfied: a state of emergency existed at the time each of the Authorisations were made; > > b) Section 199(1)(b) was also satisfied: > > 1. Professor Sutton's evidence was that over March 2020 he became increasingly concerned about the threat to public health posed by COVID-19 and formed the view on and from 15 March 2020 that COVID-19 posed a serious risk to public health as defined in the Act; > 2. on this basis, he also formed the view that powers in the Act, other than the emergency powers, would be insufficient to adequately respond to and mitigate that threat. For this reason, he formed the view that it was necessary to grant an authorisation under s 199 to authorised officers so that they could exercise emergency powers in s 200, to eliminate or reduce the serious risk to public health posed by COVID-19;
d) The evidence also sets out how Professor Sutton had proper regard to the Charter.
a) The question was; Did Professor Sutton have insufficient grounds for making authorisations under s 199 of the PHW Act on 17 March 2020, 20 March 2020, 13 April 2020, 11 May 2020, 11 September 2020 and 13 September 2020? > > b) On the same evidence as in Thompson, which had already been tested in Truemans and Wentworth, VCAT decided the answer was no and dismissed the application having considered the entire substance.
d) In any case, in Thompson VCAT agreed with the analysis and findings and decisions in Truemans and Wentworth;
e) It was up to the Secretary to prove that the CHO did not have insufficient grounds and it was the Secretary who would hold the evidence. The possibility that Mr Thompson would be able to produce relevant evidence on the question was extremely low;
f) As found in Truemans and Wentworth, VCAT has no jurisdiction to provide compensation with respect to directions, as opposed to the authorisation issue and no jurisdiction to review the process by which the Secretary considered and refused Mr Thompson's application for compensation; and
g) Mr Thompson pursuing the application where it was obviously untenable and manifestly groundless and vexatious amounted to an abuse of process; and
h) Mr Thompson pursuing the application to a final hearing was misconceived and would be a waste of the case and the parties' resources.
The Three Applications - common reasons for dismissal
a) Section 204 of the PHW Act provides a limited scope for the provision of compensation arising from decisions made when a state of emergency is in place. It is not a matter if the chief health officer made the correct decision/s. If a decision is made on sufficient grounds, compensation is not payable, even if it is at the time evident, or later becomes evident, that a better decision could have been made;
The above statement is not to be taken as in any way criticising Professor Sutton's authorisations for assessing his performance during the pandemic. Beyond considering sufficiency/insufficiency of grounds, VCAT has no such jurisdiction/role;
b) If they went to final hearing, VCAT would find that the authorisation/s meet formal requirements set out at section 201 of the PHW Act. As found in Truemans [from 119] and Wentworth [at 49], and relevant here because all the authorisations are in the same format, the authorisations relevant to these cases comply with section 201. Mr Blewett and the Secretary did not focus on this, presumably because that compliance is obvious;
c) Compensation can only be sought concerning the authorisations, not directions. Therefore, Mr Blewett's applications for compensation based on direction/s must fail;
d) The success or failure of Mr Blewett's application primarily depends on the Secretary's evidence, which in large part at hearing would again be evidence from Professor Sutton about his reasoning when he gave the authorisations. The Secretary's evidence would, almost certainly, be the same as in the previous proceedings. Relevant cross-examination[11] of Professor Sutton would almost certainly not change that reality;
e) This is in the context that to succeed in his applications Mr Blewett would have to persuade VCAT that none of the grounds concerning which Professor Sutton gave evidence were in fact made out. If he succeeded in 'defeating' some of the grounds, that would not be enough for Mr Blewett to succeed;
f) That Mr Blewett makes his applications from the perspective of the person impacted by the directions, will make no difference to the outcome. The focus of VCAT in such a proceeding is the basis for the authorisations, not the effect of individual directions on individuals;
g) To the extent that Mr Blewett intended to challenge the interpretation of the PHW Act, as decided and applied in the three previous cases, the law is that VCAT should follow earlier decisions unless it takes the view that the earlier decisions are clearly wrong. Those interpretations are not clearly wrong; VCAT would follow them.
While the precedent value of VCAT decisions is not determined by the seniority of the VCAT member making the decision, seniority gives additional weight to precedent. Truemans was decided by Deputy President Lambrick, Wentworth by Senior Member Billings, Thompson No. 1 by Senior Member Smithers and Thompson No. 2 by Vice President Jenkins;
h) While Mr Blewett intended the bring a variety of evidence to final hearing concerning views on management of responses to Covid-19, there is no prospect that knowledge gained since the authorisations were made will cause VCAT to find that the CHO, at the times of making the authorisation did not have, on the information then available, sufficient grounds to believe it was reasonably necessary to grant the authorisations;
j) While I have no reason to doubt the accuracy of Mr Blewett's submission that the CHO acknowledges that mistakes were made during the pandemic, to take that frank observation and then submit Professor Sutton may have been fatigued and so the authorisations were not given a reasonable basis, is fanciful;
k) Concerning the I Cook Foods decision, it involves a different situation, in 2019 unrelated to the pandemic. The Court decided that Professor Sutton's order that the company ceased production of food and destroy all food manufactured since 13 January 2019 was invalid because the Department of Health and Human Services failed to observe requirements of procedural fairness when Professor made the order. The Court rejected submissions that Professor Sutton was recklessly indifferent as to the orders invalidity and/or that he committed the tort of misfeasance in public office.
There is no realistic possibility that the judgement there will justify some form of inference about the Professor Sutton's sufficiency of grounds here;
m) Concerning the three applications, these dismissals are primarily based on the evidence before VCAT and the Tribunal's decisions in Truemans and Wentworth. They are not based on the VCAT's section 75 dismissal in Thompson No. 2. If Thompson No. 2 had not existed, I would have made the same decision here. That said, Thompson No. 2 provides some precedent for the decisions here.
[1] The state of emergency declared on 16 March 2022 was expressed to be a 'state of
emergency throughout the State of Victoria arising out of the serious risk to public health in Victoria from Novel Coronavirus 2019 (2019-nCoV).' The Tribunal Book contains a copy of the state of emergency (and subsequent extensions).
[2] Only the first two applications had been formally listed for hearing.
[4] Date of royal assent of Public Health and Wellbeing Amendment (State of Emergency Extension and Other Matters) Act 2020 (Vic).
[5] For clarity, these reasons mostly use 'case' instead of 'proceeding'.
[7] Professor Sutton's witness statement, page 59 and footnote 13.
[8] Section 49 of the VCAT Act requires the maker of a decision which is under review and VCAT to provide reasons for the decision and all relevant documents to that decision.
[9] See the Tribunal's responses throughout Truemans and in summary at [224 to 239] concerning section 199(1)(b) of the PHW Act, [291- 293] concerning the guiding principles set out in the PHW Act and [308 to 310] concerning application of the Charter.
[10] Section 12 -freedom of movement; section 13 - privacy and reputation; section 14 - religion and belief; section 15 - freedom of expression; section 16 - peaceful assembly and freedom of association; section 17 - protection of families and children; section 19 - cultural rights; section 20 - property rights and section 21 - liberty and security of person.
[11] It is highly likely that questions in cross examination as to later events and views as to Covid- 19 would be ruled inadmissible as the issue relates to Professor Sutton's reasoning at the time of making the authorisations.
[12] Noting Thompson No. 2 dismissed the application under section 75.
Blewett
The Secretary, Department of Health