Ground two
70 Ground two was not raised before the Federal Circuit Court and the appellant requires leave to raise it for the first time on appeal.
71 Before the Federal Circuit Court, there was originally a ground raised about the Merak ship and the Tribunal's fact finding, although it was differently framed:
2. The Tribunal failed to take into consideration substantially relevant matters provided by the Applicant.
a. No serious or meaningful consideration has been given to the claim of the Applicant that he was on the Merak ship and that the Applicant informed the media about the fact that the people on the boat were refuges (Paragraph 47 of the decision)
b. The Tribunal failed to adequately consider the Applicant's claim that the Applicant's advisor would have advised the Applicant that his alleged presence on the Merak ship could not be included in his claims unless he had evidence (Paragraph 46 of the decision)
…
72 It appears this ground was ultimately not pursued. However, a challenge to the Tribunal's reasoning process about the Merak ship was not, in itself, entirely new.
73 I have explained, the correct approach to the question of whether leave should be granted to an appellant in this jurisdiction to raise a new ground of appeal in a number of previous decisions, both of my own and as a member of a Full Court: see Haritos v Commissioner of Taxation [2015] FCAFC 92; 233 FCR 315 at [79]-[83]; Minister for Immigration and Border Protection v Aulakh [2018] FCAFC 91 at [99]-[112]; Maharjan v Minister for Immigration and Border Protection [2017] FCAFC 213; 258 FCR 1 at [31]-[37]; ARK16 v Minister for Immigration and Border Protection [2018] FCA 825 at [19]-[25]; CPE15 v Minister for Immigration and Border Protection [2017] FCA 591 at [11]-[27]. In Murad v Assistant Minister for Immigration and Border Protection [2017] FCAFC 73 at [55]-[58] I explained why a focus on authorities such as Coulton v Holcombe [1986] HCA 33; 162 CLR 1 in the context of the judicial review of migration decisions might not be appropriate. There may be some nuances between these decisions about the level of merit a new ground should have before leave is granted (all other factors being equal) and underlying approaches of individual judges may vary in terms of emphasis on particular aspects of the principles. For my own part, I adhere to the opinion I expressed in Murad and Aulakh, each concerning different circumstances in which the principles came to be applied.
74 The Minister submits the Court should "weigh carefully the collateral impact arguing a new case on appeal can have upon the resources of the Federal Court of Australia and other parties generally, and the clear distinction between the original jurisdiction of the Circuit Court and the appellate jurisdiction of this Court".
75 In this case, there has been no such impact. The appeal was listed and would have needed to be heard in the usual course on ground one. The appellant was entitled to have pressed the three other grounds raised before the Federal Circuit Court, but did not. In that sense, the appellant conserved the resources of the Court and the Minister, rather than extending them. Instead he raised proposed ground two. The Minister was given ample notice and did not submit otherwise. The Minister's counsel was ready to deal with the substance of the argument and did so capably. I do not see any real impact on resources or time, nor is this an occasion when the overarching objective in s 37M of the Federal Court of Australia Act 1976 (Cth) has a substantive effect on the discretion whether to grant leave.
76 The real question, as is usually the case, is the merits of the ground. I consider the ground has sufficient merit for leave to be given to raise it. Indeed, as I set out below, I consider the ground should succeed. It would not be in the interests of the administration of justice in those circumstances for leave to be refused: if the Court considers the Tribunal's decision is affected by jurisdictional error, the decision should not be permitted to stand, save for exceptional discretionary considerations, none of which are present here.
77 The way the appellant puts this ground is that there was a claim made and the Tribunal considered it, but did so by rejecting the claim on credibility grounds based on a false premise - namely that the appellant had not raised this claim before he raised it before the first Tribunal.
78 The appellant contends, and I accept, that the Merak ship narrative is, as a claim for protection, factually separate from the appellant's other claims, arising as it does from events occurring after he left Sri Lanka. The appellant contends, and I agree, that acceptance of this claim by the Tribunal was capable of providing an independent basis on which the appellant could have been found to have a well-founded fear of persecution. In that sense, I accept the appellant's submission that the way the Tribunal dealt with the claim was material to the outcome of its review.
79 The Tribunal's false premise was expressed during the second hearing:
MEMBER: You made claims to the previous member that you were on a Merak ship. Is that correct?
INTERPRETER: In 2009 I came in that ship.
MEMBER: When did you board that ship?
INTERPRETER: In 2009 we were boarded in Malaysia, and offloaded in Indonesia.
MEMBER: When in 2009 did you board that ship?
INTERPRETER: October, approximately.
MEMBER: What happened?
INTERPRETER: So, there was a breakdown so the ship wouldn't move, so it automatically sailed towards Indonesia, and we - probably I shouldn't. Sorry, Member, I have to use the word "beach" - Indonesia, after that, we told the Indonesians that we are Sri Lankan refugees, and we are living refugee like, and they said they wanted to check us. We refused to get off the ship.
We told them that we cannot trust them, therefore we will not get off the boat. And we told them that we are on our way to Australia. So after that, from the embassy there, there was an Australian girl who came there, and she said this is a dangerous journey, I promise you, she said, look at my eyes, I'm telling you that I will send you in a proper way to Australia. We will send you in a flight to Australia.
MEMBER: How long were you on this boat for?
INTERPRETER: It was anchored in Indonesian harbour for about, in Merak Harbour, for about six months. And after that we were transported in a bus to Kungeprenang gaol.
MEMBER: Sorry, did you say the ship broke down and then it beached in Indonesia? Can you explain what exactly you mean by that?
INTERPRETER: After the breakdown, when it entered into the Indonesian border, they came there and the Australian person also met us while we were in the ocean, or the sea.
MEMBER: Can you state, why you never mentioned anything about this before that hearing, and the fact that you also claimed the army came and asked your mother about you after seeing you on this boat? Why didn't you mention that before your hearing, with the previous member?
INTERPRETER: They asked me for the evidence. I don't have any evidence for that. Therefore, there itself, they told me that this will not be accepted.
MEMBER: Who asked you for evidence?
INTERPRETER: In that interview, they asked me but I didn't have proof of it. And everybody who were there were registered by units there, and imprisoned as Kungeprenang gaol.
MEMBER: Which interview? What interview are you referring to? You've had a number of interviews, but I'm not sure which one you're talking about.
INTERPRETER: Lawyers interview.
MEMBER: I have some serious concerns that your lawyer wouldn't present these claims without - because you didn't have any evidence.
INTERPRETER: He asked me if you have evidence, in order for you to prove you were in that ship, and I told him I don't have any evidence. That's what he told me, only if you have evidence we will be able to tell that. If you don't have evidence, we cannot do anything about it.
MEMBER: So why did you raise it at the tribunal hearing last time?
INTERPRETER: No, I have mentioned that in that one, and then they went and told my mother, they said you told us that he has gone to Malaysia for work. Sorry Member, it was told that he has gone to Malaysia for work, but he has got caught in this particular boat, and there are about 254 people including (indistinct) members, and he is in Australia now, he was trying to go there.
MEMBER: No. I am asking you - you have told me you have not mentioned this earlier because you were told by your lawyer you didn't have any evidence. I want to know why you mentioned it at the last hearing, because that is the first time you've ever raised anything about being on the Merak boat, so tell me why you only mentioned it at your last hearing, and never at any time before that.
INTERPRETER: Because that I was asked what other evidence I could provide, therefore I told them I can only give an oral evidence about this, I have also been (indistinct).
MEMBER: All right, well I have some serious concerns about the credibility of your claims that you were you on this ship, or that any enquiries were made because you are seen to be on this ship, because you only raised it for the first time during that last hearing - the hearing you had with the previous member.
INTERPRETER: He was never given a chance to give any evidence. I told them that I can give an oral evidence, and I was dismissed. The only evidence is those 254 people who were on that particular boat, they will be able to identify myself - identify me. So they are in Australia, New Zealand, Germany, America and other places, they will be able to tell me.
(emphasis added)
80 In contrast to the position the second Tribunal member assumed to be the case, the evidence is that the appellant had raised this claim before the delegate. Ms Faram deposed that she listened to the transcript of the interview with the delegate, and transcribed it. Her evidence was not challenged on the appeal by the Minister. Relevant passages from that transcript are as follows:
Applicant: When I was in the ship in Indonesia I got caught and a person who was in that particular ship when he went he got tortured and I heard about it and also while I was in the ship, I had given interviews to the media and they had also taken a lot of photographs.
Therefore, my mother told me we were able to see you, you guys are on the ship and you got caught. And also you have applied for refugee status and therefore - stating that you were tortured and that you were subjected to other things - therefore please don't return because if you return you will be in trouble. My friend who was with me at the ship had got off and gone back because he heard that his mother was ill and he was held there and he was tortured, therefore I did not like to go because I will also have a similar situation.
Case Officer: Ok. Now, at your earlier interview, we call it an entry interview. There was a very specific question asked - did the police and security or intelligence agencies impact on your daily life in your home country. And you have clearly answered no. Is there any reason?
Applicant: I don't understand that question. …
[there was then a break in the hearing]
Case Officer: Interview resumed at 1:30 Ok - do you have anything else to tell me, other than what you have told me before?
Applicant: I would like to say something about the Merak Boat. [1:27]
Case Officer: Oh, ok.
Rep: I missed that. Interpreter can you repeat that?
Interpreter: Where I stayed in Merak boat.
Applicant: I don't know if I have mentioned about that in my case, I was in that particular boat and I got unwell and then I had to get off and then I was provided treatment and after that I went to Malaysia.
Case Officer: Ok
Applicant: They had seen everything in the news that we were in the particular ship for five months and we were struggling and we were seeking asylum. And they had seen everything. After this, the civil army had gone to my home and asked my mother that you said that your son has gone to work but your son is in that particular ship. There were about three of us from the same village who were in that village - they had gone and told my mother, 'we saw them there in the ship'. People who were in the boat have come here, everyone has come here, and there was one person who has died and after that I had itching and as I was unable to stay in the particular ship, I had come out of the ship and gone outside and I received treatment and then I went. I don't know if I have mentioned it here, therefore I am telling that to you.
Case Officer: So how does that story affect your claim?
Applicant: They have seen me in the, seen that in the news and they have gone to my mother, they have gone and asked her that you said your son was working in Malaysia but he has got caught in Indonesia.
Case Officer: Ok, so in what way does that affect you?
Applicant: That could be also a reason, because they will think that I was escaping to go into another country and the people who were in the ship also who went also got affected.
So even if they consider that you have gone to another country to seek asylum, in what way does that affect you?
Applicant: They will ask me, you have gone and sought protection, saying you are having problems but there is no problem here. For that particular question I don't have any answer. 'Why are you lodging an application, what is the problem you have here', they will ask me that and this.
Case Officer: So if they ask you what is the problem?
Applicant: I cannot say that because I have also made an application here, therefore if I go, if I say anything, they will torture me - they can torture me.
Case Officer: …
The country information that we have clearly states that returnees from Australia are processed by the state intelligence service and they are asked questions about why they have gone, where they have gone - only if they are suspected to have committed any criminal offences, you will be detained, otherwise you will be sent out of the airport in a few hours time. So, we do have that country information. But there is no country information to substantiate that they are being persecuted because they have been returned from, after seeking asylum in a western country. Ok.
Applicant: But they have been persecuted, even two of my friends who were with me in the ship: when they went back, they were detained and they were persecuted. I don't know what's happening to them now.
81 Properly, the Minister's counsel accepted this evidence demonstrated the appellant had relied on the narrative about what happened to him on the Merak ship before the delegate. The Minister also accepted there was a reference to the appellant being detained at a "centre" in Merak Boat Harbour in his protection visa application documents, between October 2009 and March 2010. It will be recalled that in his evidence to the second Tribunal, the appellant stated that he was detained on this boat for about six months. Obviously, a boat is not easily described as a "centre", but there are a number of explanations for that language difference, none of which were explored by the Tribunal because it simply rejected the appellant's claim as entirely false.
82 Despite the narrative given to the delegate about the Merak ship, the delegate made no findings on this claim. That may, in practical terms, explain why the second Tribunal mistakenly thought it was a claim made for the first time to the Tribunal. Of course, if the second Tribunal had listened to the interview before the delegate, the Tribunal would have understood that the appellant did make the claim at that stage.
83 An alternative explanation, as the Minister submitted, is that the error was initially made by the first Tribunal. The transcript of the review hearing before the first Tribunal indicated that when the appellant spoke about the Merak ship incident, in answer to a question from the first Tribunal, he was challenged about why he was raising this claim for the first time. The first Tribunal transcript reveals the appellant gave substantive evidence about how he had been identified in Sri Lanka from media footage, including in his village. Whether or not this is the explanation is not material to the existence of the error. I am satisfied there was such an error.
84 In terms of the characterisation of the error, the appellant relies on two decisions. The first is the decision of the Full Court in AVQ15 v Minister for Immigration and Border Protection [2018] FCAFC 133 at [48], where the Court said:
We are satisfied that the Tribunal's decision is affected by jurisdictional error and the primary judge erred in not upholding ground 1 of the amended application for judicial review. The Tribunal's apparent overlooking of material in the form of the transcript of the appellant's interview with the Departmental officer could also be characterised as a constructive failure to exercise jurisdiction (see Re Minister for Immigration and Multicultural Affairs; Ex parte Miah [2001] HCA 22; 206 CLR 57 at [80] ff per Gaudron J; VAAD v Minister for Immigration and Multicultural and Indigenous Affairs [2005] FCAFC 117 at [68]-[77] per Hill, Sundberg and Stone JJ and COZ16 v Minister for Immigration and Border Protection [2018] FCA 46 at [38]-[46] per Griffiths J). That is because, in assessing whether or not there were inconsistencies between the appellant's written and oral claims, it was incumbent upon the Tribunal to consider relevant parts of that transcript, which it failed to do. The appellant had, after all, made clear in his original statutory declaration that he would expand upon his claims in that interview. Further, in any situation where an applicant is given an opportunity to attend an interview or engage in a review process, it is reasonable for that applicant to expect that she or he will be able to expand on, or explain, aspects of the narrative she or he has given prior to that point. This expectation and the other matters to which we previously referred (see [24]-[26] above) must be properly considered by a decision-maker in making any assessment of the applicant's claims and evidence.
85 The Full Court also referred (at [49]) to what had been said by Lee and RD Nicholson JJ in WAGO of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs [2002] FCAFC 437; 194 ALR 676 at [54]:
The unwarranted assumptions of the tribunal as to matters relevant to formation of a view on the credibility of the corroborative witness caused the tribunal to disbelieve and disregard that evidence and constituted a failure by the tribunal to duly consider the question raised by the material put before it: Re Refugee Review Tribunal; Ex parte Aala (2000) 204 CLR 82; 176 ALR 219 at [4] per Gleeson CJ. Although the remarks of the Chief Justice in Aala were directed to entitlement to review by constitutional writ on the ground of absence of authority for the tribunal to make a decision that exercised the decision-making power in a manner that was not procedurally fair, his Honour's comments are equally pertinent to an unauthorised exercise of decision- making power that results from the tribunal failing to take into account relevant material. In misunderstanding the material before it, the Tribunal thereby failed to have regard to relevant material, resulting in a decision for which the Tribunal had neither authority nor jurisdiction under the Act: Yusuf at [82]-[85] per McHugh, Gummow and Hayne JJ. It follows that grounds for review of the tribunal's decision arise under s 476(1)(b) and (c) of the Act.
86 I accept the second Tribunal's error about the Merak ship claim can be characterised in this way. In not appreciating, by reference to his earlier interview, that the appellant had described being on the Merak ship and what he feared would happen to him on return to Sri Lanka because of this episode, the Tribunal failed to perform its task on review and constructively failed to exercise its jurisdiction.
87 A similar approach was taken by Lee J in CKC16 v Minister for Immigration and Border Protection [2018] FCA 1260.
88 The Minister's main answer to this ground, counsel having properly accepted the factual basis for how the appellant put the ground, was twofold. First, the Minister submitted that the Tribunal was still entitled to reject the claim on a credibility basis because the appellant did not advance it in his entry interview, or in his original protection visa documents (prior to their amendment via the email in which the reference to "Marak Boat Harbour" was made). I accept there is, on their face, some difficulty in connecting what is put in the email to the delegate with how this claim is later made. A few straightforward questions may have resolved that difficulty, but the second Tribunal was so set on its view of the appellant about this claim that it did not ask any such questions. Further, regardless of the differences in how the matter is put in the email and how the claim was later made, the second Tribunal made a second clear factual error (in addition to the error about when the claim was first raised) when it found at [46] that "[t]here was nothing in the applicant's protection visa application to suggest he had spent six months in Indonesia at the end of 2009 and early 2010." To the contrary, this is clearly what the email to the delegate, which formed part of the appellant's visa application, says. While it is correct there are some chronological inconsistencies in the protection visa application, these were not explored or relied upon by the second Tribunal: it simply found there was a complete failure by the appellant to mention he had been in Indonesia during the period he later claimed to have been on the Merak Ship.
89 The Minister also submits that there were other, independent bases for the Tribunal's credibility findings against the appellant and further that no reference to the Merak incident is made in the statutory declaration made by the appellant in support of his visa application. This, the Minister contended, provided an independent, rational and logical basis by which the claim was disposed, such that the Tribunal's factual mistake was immaterial. It is correct there are a series of adverse credibility findings against the appellant, most of which are used by the Tribunal to justify the rejection of his narrative about what happened to him in Sri Lanka. While, for example, it is correct that the Tribunal uses the failure to mention the Merak ship incident at entry interview (at [47] of the reasons) as an apparently separate reason to find the appellant was not on the Merak ship, in reality the findings cannot be compartmentalised in this way. In CKC16 at [33]-[35] Lee J said:
In SZTFQ v Minister for Immigration and Border Protection [2017] FCA 562 at [44]-[45], I made the point that:
It is [often] not realistic to put the various aspects of the appellant's evidence into hermetically sealed boxes or to approach the reasoning of the Tribunal member on the basis that this is how the evidence was approached. The assessment of credibility is necessarily an impressionistic one, which, if properly formed, takes into account all of the evidence. As the Full Court (Hill, Sundberg and Stone JJ) observed in VAAD v Minister for Immigration & Multicultural Affairs [2005] FCAFC 117 at [79] "an assessment of credibility is not necessarily linear". Put another way, as Gleeson CJ commented in Re Refugee Review Tribunal; Ex parte Aala (2000) 204 CLR 82 at 89, "[d]ecisions as to credibility are often based upon matters of impression, and an unfavourable view taken upon an otherwise minor issue may be decisive."
Like in the very different circumstances of the error in SZTFQ, the erroneous findings here, that the appellant had recently invented his evidence about his father's role, or about the making of the relevant political statement, were not peripheral to assessing the creditworthiness of the appellant. No other fair reading of the reasons seems to me to be available. It is understandable that the Tribunal member would have serious concerns about the appellant's overall credibility, given the misapprehension held as to the Religious Claims Error and the Political Statement Error. As I noted in SZTFQ at [45]:
To be too confident that emphatic disbelief on one issue would not inform, even subconsciously, the approach taken to weighing other evidence of the person disbelieved is, to my mind, to underplay the complexity of the anatomy of decision-making. As Kirby J observed in Applicant NAFF of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 221 CLR 1 at 23 [81]:
…decision-making is a complex mental process. Disbelief of a litigant or witness on one point might carry over to affect the decision-maker's disbelief of the same person on other points. Contrary-wise, establishing that an initial disbelief of a person's credibility on one matter was erroneous might convince a decision-maker of the need to revisit other conclusions and to look at the person's entire evidence in a new light.
It follows from the above that I reject the Minister's submission that the errors in rejecting the claims were not critical to the end result. As I have explained, the independent support for rejecting the religious claims, was itself based upon an illogical process of reasoning containing unwarranted assumptions. The finding as to implausibility of the political claim as "somewhat far-fetched", provides no truly independent support for the conclusion that the appellant did not make the political statement, but is rather inseparable from the credibility findings impacted upon by the errors. Ground two is made out.
90 I respectfully agree with those observations.
91 The Court, and decision-makers who bring an open mind to these issues of credibility, must also recall what was said by the Full Court in MZZJO v Minister for Immigration and Border Protection [2014] FCAFC 80; 239 FCR 436 at [56] about entry interviews:
On the latter issue, some caution should be exercised by decision-makers in relation to omissions by applicants of matters at entry interview. They are conducted shortly after a person has arrived in Australia; in the case of the appellant, after a long journey on the ocean in cramped and difficult conditions. On the evidence, a significant part of the entry interview content concerns questions designed to elicit information about so-called "people smuggling". They are the first substantive and formal engagement with Australian officials by people who come, as the appellant does, from regimes where authority figures may be viewed with some fear and mistrust. A person is asked to articulate personal matters of family and individual history not only to a strange official, but also to an interpreter who is a stranger, without the assistance and support of a lawyer or migration agent. It is unlikely many interviewees appreciate the use to which the information they give might be put, notwithstanding the script which is read to them. The interviewees are being asked to digest a lot of information quickly and in circumstances they may perceive as hostile.
92 Had the Tribunal looked more carefully at the material before it, and approached the earlier evidence given by the appellant to the delegate in a more open way, the Tribunal may well not have been so decisive about the absence of this claim - in terms - from the appellant's protection interview narrative. When the Court is assessing the effects, or consequences, of a misunderstanding of the evidence or information by a decision-maker such as the Tribunal, it must, in my opinion, be careful not to conduct that assessment by reference to what the Court knows only with the benefit of hindsight about the remainder of the decision-maker's approach. The Court must act on the basis that the decision-maker, if properly instructed on the evidence and information, had a mind open to persuasion. The Court does not, and cannot, know the weight the appellant's perceived recent invention had with the Tribunal in terms of its overall approach to the appellant's credibility. As Lee J observes, these kinds of findings cannot be nicely compartmentalised from one another: that is not how credibility reasoning works.
93 I am satisfied that the false assumptions made by the Tribunal about the stage at which the appellant made a claim to have been on the Merak boat affected in a material way its view of the credibility of the appellant overall, but most importantly in terms of how the Tribunal assessed this separate claim. It led to a miscarriage of the Tribunal's review function.