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[2019] WASCA 38
Court of Appeal (WA)
2019-02-22
Buss P, Mazza JA, Beech JA
Original judgment source is linked above.
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
CITATION : HCP -v- THE STATE OF WESTERN AUSTRALIA [2019] WASCA 38
Jurisdiction : DISTRICT COURT OF WESTERN AUSTRALIA
Criminal law - Appeal against conviction - Appellant convicted after trial of six counts of sexually penetrating a child under the age of 13 years - Whether a school report about an incident at school involving the complainant was admissible - Whether the school report was relevant - Whether the school report concerned collateral facts
Evidence Act 1906 (WA), s 25, s 79C
BBH v The Queen [2012] HCA 9; (2012) 245 CLR 499
Goldsmith v Sandilands [2002] HCA 31; (2002) 76 ALJR 1024
HAR v The State of Western Australia (No 2) [2015] WASCA 249; (2015) 49 WAR 266
HML v The Queen [2008] HCA 16; (2008) 235 CLR 334
MNO v The State of Western Australia [2009] WASCA 59; (2009) 193 A Crim R 466
Nicholls v The Queen [2005] HCA 1; (2005) 219 CLR 196
Papakosmas v The Queen [1999] HCA 37; (1999) 196 CLR 297
Roach v The Queen [2011] HCA 12; (2011) 242 CLR 610
Smith v The Queen [2001] HCA 50; (2001) 206 CLR 650
The appellant's legal representation at trial and in the appeal
Overview of the appellant's case at the trial
The school report referred to in the ground of appeal
Do you remember there was a time when you were at school ... that you told some boys to put their fingers in their bottoms? Do you remember that? --- Yes, I ---
And you got into trouble for telling those boys to do that, didn't you? ---I did not say that. One of my friends said that.
Didn't the boys say that it was you that told them to put their fingers up their bottoms? --- No, I did not say that.
And wasn't it after that, that your mum asked you about [the appellant] and then you said, 'Oh, it's true, he did sexually abuse me'? Was that true? --- Yes (ts 71).
M was [involved] in an incident at recess with [B], [F] and [C] where she told the boys to stick their fingers in each other's bottoms as it would make her laugh. [F] did this a number of times to [B]. When I spoke to all [four] children they said it was only a joke and they were mucking around. I emphasised the importance of not touching anyone's privates and said I would be contacting all parents.
The trial judge's ruling in relation to the admissibility of the school report
I'm not going to make a ruling on it at the moment. It's more appropriate to make a formal ruling once I've heard the evidence and understand in more detail how this may or may not be relevant. But my preliminary view is it's not relevant and is therefore not admissible. It's also, it seems to me, ... collateral and is therefore objectionable on that basis, whether or not it's a business record.
That's my preliminary view, but I'm not going to make a formal ruling until I've heard the evidence and understand what the evidence is in more detail. You can renew your application if you wish to do so at an appropriate time. But my preliminary view is it's inadmissible (ts 90).
RYAN MR: There's just really a small matter of housekeeping, your Honour. I just bring it to your Honour's attention, I don't know what your Honour wants to do about it but obviously at the beginning of the trial, I made submissions about the school record and your Honour gave a preliminary view, I accept that, but your Honour did say that you'd wait until you'd heard all the evidence and give - - -
HERRON DCJ: You never revisited it, Mr Ryan.
RYAN MR: No.
HERRON DCJ: I just assumed it was not an issue that you wished to pursue.
RYAN, MR: Well, given what your Honour had said, I didn't- I couldn't - there wasn't anything more for me to add.
HERRON DCJ: Well, I'd said to you I needed - my preliminary view was it wasn't admissible for the reasons I outlined but I wouldn't rule finally at the moment, I'd wait and see how the evidence emerged and it was up to you to make the application - - -
RYAN, MR: Well, look - - -
HERRON DCJ: - - - again. If it's of any assistance, in view of the evidence that was led, I wouldn't have changed my preliminary view.
RYAN, MR: No.
HERRON DCJ: My view will remain that it wasn't admissible, both on the grounds of relevance and because it was collateral (ts 299).
The ground of appeal: the appellant's submissions
(a) The primary rule of evidence is that a court will receive, and will only receive, evidence that is relevant to the issues at the trial.
(b) Evidence is relevant if it could rationally affect, directly or indirectly, the assessment of the probability of the existence of a fact in issue at the trial.
(c) The general rule that relevant evidence will be received is qualified by other rules.
(d) One such qualification limits investigation of collateral matters.
(d) medical evidence affecting the reliability of a witness's evidence; and
There are probably some other exceptions. See Nicholls v The Queen.[8]
Collateral facts are 'facts not constituting the matters directly in issue between the parties' (Piddington v Bennett and Wood Pty Ltd [1940] HCA 2; (1940) 63 CLR 533 at 546 per Latham CJ; Goldsmith [2002] HCA 31; (2002) 76 ALJR 1024 at 1025 [3]; [2002] HCA 31; 190 ALR 370 at 372 per Gleeson CJ) or 'facts that are not facts in issue or facts relevant to a fact in issue' (Goldsmith [2002] HCA 31; (2002) 76 ALJR 1024 at 1030 [32]; [2002] HCA 31; 190 ALR 370 at 378 per McHugh J). In most cases, a fact that affects the credibility of a witness is a collateral fact. Hence, an answer given by a witness to a matter that relates to credibility alone - in other words, a collateral matter - is final and cannot be rebutted.
(a) the appellant had sexually penetrated M, as alleged in the counts in the indictment and her evidence; or
(b) M had fabricated those allegations, as alleged by the appellant.
(1) The incident the subject of the school report was 'directed at [M's] general sexual experience', including before her disclosure to her mother of her allegations against the appellant.[14]
(2) M's general sexual experience and degree of knowledge of sexual matters, before her disclosure of the appellant's alleged conduct, was relevant because the jury would have viewed it as unlikely that a complainant of M's young age would have had the sexual knowledge revealed in her disclosure, unless the alleged sexual conduct did in fact occur.[15]
(3) There was a 'very real risk' that the jury would have asked themselves how, unless the alleged acts actually took place, a complainant of such tender years had the sexual knowledge that she did, in describing the acts of penetration she said had been committed by the appellant.[16] The appellant points to the prosecutor's closing submission to the jury, which suggested that M's evidence was so compelling that it could not have been learnt by a 9 or 10-year-old child, and that her descriptions of what occurred were descriptions that only a 9 or 10-year-old child who had experienced those acts could have provided.[17]
(4) The contents of the school report were capable of explaining, other than by reason of the occurrence of the alleged conduct of the appellant:
(a) why, by the time she complained of the appellant's conduct to her mother, M was able to describe the acts said to have been committed by the appellant; and
(b) the giving by M of the evidence she gave at trial.[18]
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] MNO v The State of Western Australia [2009] WASCA 59; (2009) 193 A Crim R 466.
[2] Goldsmith v Sandilands [2002] HCA 31; (2002) 76 ALJR 1024 [2].
[3] Smith v The Queen [2001] HCA 50; (2001) 206 CLR 650 [7] (Gleeson CJ, Gaudron, Gummow & Hayne JJ).
[4] Roach v The Queen [2011] HCA 12; (2011) 242 CLR 610 [12] (French CJ, Hayne, Crennan & Kiefel JJ).
[5] HML v The Queen [2008] HCA 16; (2008) 235 CLR 334 [6] (Gleeson CJ).
[6] BBH v The Queen [2012] HCA 9; (2012) 245 CLR 499 [51] (French CJ).
[7] Papakosmas v The Queen [1999] HCA 37; (1999) 196 CLR 297 [21] (Gleeson CJ & Hayne J).
[8] Nicholls v The Queen [2005] HCA 1; [2005] HCA 1; (2005) 219 CLR 196 [248] (Hayne & Heydon JJ; Gleeson CJ agreeing).
[9] HAR v The State of Western Australia (No 2) [2015] WASCA 249; (2015) 49 WAR 266.
[13] Roach v The Queen [2011] HCA 12; (2011) 242 CLR 610 [12].
[14] Appellant's submissions [17], [19].
[17] Appellant's submissions [23], referring to ts of closing addresses 8.
[18] Appellant's submissions [17], [22], [26].
[19] Appellant's submissions [22], [24], [25].
[20] MNO v The State of Western Australia [2009] WASCA 59; (2009) 193 A Crim R 466.
[21] BBH v The Queen [2012] HCA 9; (2012) 245 CLR 449 [51].
[22] Goldsmith v Sandilands [2002] HCA 31; (2002) 76 ALJR 1024 [2].
[23] Nicholls v The Queen [2005] HCA 1; (2005) 219 CLR 196 [1], [38], [248], [249].
BBH
The Queen
(2005) 219 CLR 196
(1999) 196 CLR 297
(2011) 242 CLR 610
(1940) 63 CLR 533
(2012) 245 CLR 449
(2012) 245 CLR 499
(2002) 76 ALJR 1024
(2015) 49 WAR 266
(2008) 235 CLR 334
(2001) 206 CLR 650