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[2009] WADC 38
District Court of WA
2009-03-20
Anderson J, Steytler J
Original judgment source is linked above.
JURISDICTION : DISTRICT COURT OF WESTERN AUSTRALIA
CITATION : STATE OF WESTERN AUSTRALIA -v- SABAU [2009] WADC 38
Trial of an issue - Whether offender is in possession of 196 grams of heroin or 841 grams of heroin
State of Western Australia : State Director of Public Prosecutions
Barca v The Queen [1975] HCA 42; (1975) 133 CLR 82
Chamberlain v The Queen (No 2) [1983] HCA 39; (1984) 153 CLR 52
CJ v The State of Western Australia [2009] WASCA 42
Hutchins v The State of Western Australia [2006] WASCA 258
Marker v The Queen [2002] WASCA 282; (2002) 135 A Crim R 55
Martin v Osborne [1936] HCA 23; (1936) 55 CLR 367
Martinez v The State of Western Australia [2007] WASCA 143
Maxwell v The Queen [1996] HCA 46; (1995) 184 CLR 501 at 510; [1996] HCA 46; 87 A Crim R 180
Noto v The State of Western Australia [2006] WASCA 278
Peacock v The King (1911) 13 CLR 661
Perna v Police [2007] SASC 306; (2007) 174 A Crim R 68
Plomp v The Queen [1963] HCA 44; (1963) 110 CLR 234
R v Hillier [2007] HCA 13; (2007) 228 CLR 618
Shepherd v The Queen [1990] HCA 56; (1990) 170 CLR 573
The State of Western Australia v "R" [2007] WASCA 42
1 The offender has pleaded guilty to possession of heroin with intent to sell or supply. He says that he was in possession of 196 grams of heroin; the State says that he was in possession of 841 grams of heroin.
2 It is accepted that a plea of guilty is an admission of no more than the essential elements of the offence to which the plea relates: Maxwell v The Queen [1996] HCA 46; (1995) 184 CLR 501 at 510; [1996] HCA 46; 87 A Crim R 180.
3 The quantity of a drug in the offender's possession is not an element of the offence but is relevant to an evaluation of the gravity of the offence: Marker v The Queen [2002] WASCA 282; (2002) 135 A Crim R 55 per Anderson J at [67] and Steytler J at [110].
4 The quantity of the drug is only one of a number of factors to consider in sentencing however, I would impose a higher sentence for possession of 841 grams than for possession of 196 grams because the increased quantity of the drug increases the culpability of the offender. It is therefore an aggravating factor within the Sentencing Act and, accordingly, the prosecution must establish beyond reasonable doubt that the offender was in possession of the amount that they allege. (Marker v The Queen)
An overview of the offence and a brief history of the matter
5 On 19 April 2007 the offender, his young son and brother, Flavius Sabau, were observed by police officers near the Yellagonga National Park in Kingsley. He had been driven there in his brother's vehicle, which was parked slightly off the road, and all three proceeded into the National Park. A few minutes later they returned to the vehicle and drove away.
6 Police officers searched the area and located one container with a blue lid and one with a black lid. The area was kept under surveillance.
7 On 20 April 2007 at approximately 6.20 pm the offender returned to the National Park and walked into the bushland. A number of TRG officers were hidden in the tall reeds. They observed the offender walk towards the area under surveillance and bend down and one officer (Surveillance Operator 17, B43-46) heard the distinct noise of an airtight container snap open and a few seconds later heard it closing. The offender stood up and went to walk away. He was apprehended by police. Operator 17 noticed he had a mobile phone in his left hand and threw, from his right hand, a small plastic wrapped package. It is not disputed that package contained 28 grams of heroin.
8 After his apprehension the police recovered the two containers. The blue lidded one contained approximately 12 one ounce packages of heroin (363 grams), wrapped in brown plastic packing tape. It also contained a similarly wrapped package of 10.1 grams of cocaine.
9 In the black lidded container were 17 packages; 16 each contained approximately 1 ounce of heroin wrapped in brown plastic packing tape and one similarly wrapped package contained approx. 3.42 grams of heroin (450 grams).
10 The police located the package thrown into the reeds which, as I have said, weighed 28 grams.
11 The total weight of heroin located was 841 grams. The total weight of the cocaine was 10.1 grams.
12 The accused man was charged with possession of heroin with intent to sell or supply it to another. Flavius was charged with the same offence 10 months later (B3.1-3.3). That count related to the heroin in the black and blue lidded containers and thrown by the offender into the bushes. Further, both men were charged with possession of cocaine with intent to sell or supply to another relating to the 10.1 grams of cocaine in the blue lidded container.
13 The indictment did not specify the weight alleged in each count.
14 On 11 June 2008 the offender pleaded guilty to both counts before another judge and upon the State's application was remanded through to 4 July 2008 for sentencing that being the last day of the trial then set for Flavius. For various reasons that trial was adjourned, ultimately proceeding in September 2008 and resulted in Flavius being acquitted of both charges.
15 On 21 October 2008 the offender appeared for sentencing. The State outlined the material facts, which were broadly those outlined in the preceding passages; defence counsel told the court the offender's plea was proffered on the basis that he was in possession of only 7 ounces of heroin (196 grams) and 10.1 grams of cocaine. The State did not accept that submission and the matter was adjourned to a trial of the issue heard by me on 26 February 2009.
16 The State's position is that the accused man was in possession of all the heroin located in the park (841 grams). The offender's position is that he was in possession of only 196 grams (being part only of the contents of the blue lidded container).
17 There is no dispute relating to count 2 (the 10.1 grams of cocaine).
18 In summary, Mr Levy's position was that his client did not have any knowledge of the drugs prior to 19 April 2007 and was not aware, before being collected by his brother on that date, that he was going to be taken to the National Park and although he was observed in the park on 19 April he was not observed in the precise area where the containers were located or in physical possession of them.
19 He said that his client attended on 20 April 2007, at the request of his brother, to collect an ounce of heroin for delivery to another person. This was the ounce that was thrown into the bush. He accepted his client owned six other ounces of heroin in the blue lidded container and the 10.2 gram package of cocaine but said that his authority to collect related to only 7 ounces of heroin and therefore that was all he possessed. He further stated that the drugs his client admitted possessing were sourced by Flavius (T6, 7, 39) and had not been placed in the containers by his client.
20 Mr Levy SC contended that the containers were not located next to each other and says it would not have been obvious to a person attending on one container that the other was in close proximity.
21 He pointed to the absence of any DNA profile of the offender on either the black lidded container or its contents and said that the DNA on much of the brown tape on the packages within it was consistent with Flavius. Further, he said the DNA evidence excluded his client from being involved with much of the packaging in that container. He said that the black lidded container, which was a Tupperware container, was consistent with being part of a six piece mixed pantry set of Tupperware containers and four items consistent with belonging to such a set were located at Flavius Sabau's residence. (Gardiner B315-316, Blaine 79, Exhibit log B 117.)
22 His position was that the State could not establish beyond reasonable doubt that the accused was in possession of either the black lidded container or more than 196 grams of heroin in the blue lidded container or in a joint criminal enterprise with his brother to possess with intent to sell or supply all of the drugs located in the National Park.
23 The offender elected not to give evidence. If an assertion made by the offender in mitigation is controverted by the prosecution it is necessary for the offender to call evidence on the issue. In the absence of that assertion being controverted by the prosecution or notice from the Judge that he is not prepared to act on that uncontroverted assertion the court is required to act on the correctness of that assertion (Hutchins v The State of Western Australia [2006] WASCA 258 at [25]; CJ v The State of Western Australia [2009] WASCA 42 at [4]). The only assertions that I treat as uncontroverted by the prosecution are those to the effect that the heroin admittedly possessed by the offender was sourced by Flavius and the latter was known by the offender to be in possession of additional heroin (T7, 11). The other assertions made are challenged and unsupported by evidence from the offender and not considered by me.
24 The State submitted that the only reasonable inference to be drawn from all of the proven circumstances was that the offender was part of a joint criminal enterprise with Flavius, to possess with intent to sell or supply all of the drugs located in the park.
25 The State relied on the following circumstances:
26 The State advised that they were not relying on:
(a) the lies told by the accused on Exhibit 1 as evidence of consciousness of guilt;
(b) the contents of any of the telephone or SMS intercepts contained within the brief;
(c) the fact that the black lidded container was consistent with having come from a mixed modular pantry set and there being located, during the police search of the offender's residence, Tupperware containers also consistent with having come from a mixed modular pantry set. (Cotton B106-108, Exhibit log B114)
27 Each of these concessions was, in my opinion, correctly made. As the State accepts, the lies told by the offender could only relate to his credibility if he gave evidence. I have independently examined the transcripts of the telephone and SMS intercepts (B136-167). There is nothing to identify whether the offender is the party described as "1" or "2" in the calls or SMSs nor anything within the conversations that can be said to relate to drug transactions or the items located in the bush. The State fairly indicated the Tupperware containers located at the offenders residence had certain markings which were not found on the black lidded Tupperware container.
28 In reaching my findings of fact I have considered the following:
29 Although I was the trial Judge at the trial of Mr Flavius Sabau I have not considered the transcript of that trial.
It is a reasonable possibility that this DNA profile was on these items as a result of him accessing the blue lidded container to obtain the package of heroin later thrown by him into the reeds.
31 The State says that the offender and his brother were involved in a joint criminal enterprise to possess all the drugs with intent to sell or supply.
32 I need to be satisfied beyond reasonable doubt that Marius and Flavius Sabau were involved in that joint criminal enterprise and satisfied that the drugs in both the black and blue lidded containers were part of that joint criminal enterprise. If so satisfied then any acts of Flavius, if done in the pursuance and furtherance of the joint criminal enterprise, would be considered to be the acts of Marius.
33 This necessarily involves a consideration of whether the evidence is sufficient to establish the offender was involved in a joint criminal enterprise with Flavius Sabau.
34 A jury acquitted Flavius Sabau of the two charges.
35 The consideration of whether there was a joint criminal enterprise does not involve going behind the jury verdict. The jury that acquitted Flavius considered all the evidence given at that trial (which lasted seven days) which including the calling of expert witnesses by the defence and Flavius' own evidence. That jury did not have the benefit of the assertions made by the offender's counsel detailing, for the first time, Flavius' role.
36 In consideration whether or not the evidence establishes that Marius was in a joint criminal enterprise with Flavius I am confined to considering materials 1-5 referred to in "materials I have considered" at pp 9-10 and not the evidence given in Flavius' trial.
Proof of guilt based on inferences drawn from circumstantial evidence
37 The facts which I have found proved have been stated by me. The State says that after considering all of these facts the only inference that I can draw is that the accused was involved in a joint criminal enterprise with his brother in relation to all of the drugs located at the park.
38 When considering circumstantial evidence one circumstance should not be rejected because considering alone no inference of guilt can be drawn from it (Chamberlain v The Queen (No 2) [1984] HCA 7; (1984) 153 CLR 521 per Gibbs, Mason at 535). All of the circumstances established by the evidence are to be considered and weighed in deciding whether there is an inference consistent with innocence reasonably open on the evidence (R v Hillier [2007] HCA 13; (2007) 228 CLR 618 at [46] per Gummow, Hayne, Crennan JJ; Martinez v The State of Western Australia [2007] WASCA 143 at [190]).
39 It is necessary not only that such an inference be a rational inference but the only rational inference that the circumstances enable me to draw (Plomp v The Queen [1963] HCA 44; (1963) 110 CLR 234 at 252). The circumstances must bear no other reasonable explanation. This means that, according to the common cause of human affairs the degree of probability that the occurrence of facts proved be accompanied by the occurrence of the fact to be proved is so high that the contrary cannot reasonably be supposed (Martin v Osborne [1936] HCA 23; (1936) 55 CLR 367 at 375 per Dixon J).
40 A reasonable doubt will arise where any inference consistent with innocence is reasonably open on the evidence Shepherd v The Queen [1990] HCA 56; (1990) 170 CLR 573 at 579; [1990] HCA 56; 51 A Crim R 181 at 184 - 185).
41 A [court] cannot engage in groundless speculation but it is not incumbent on the defence either to establish that some inference other than that of guilt should reasonably be drawn from the evidence or to prove facts that would tend to support such an inference. The question is whether or not on the whole of the evidence it is susceptible to a reasonable explanation other than the accused committed the crime charged (Barca v The Queen [1975] HCA 42; (1975) 133 CLR 82 at 105 per Gibbs, Stephen, Mason JJ).
42 The bare possibility of innocence is not sufficient to prevent a finding of guilt if the inference of guilt is the only inference open to reasonable men upon the consideration of all the facts in evidence (Peacock v The King (1911) 13 CLR 661; Barca v The Queen (supra) at 104).
43 In considering this issue I expressly adopt the findings of fact 1 - 8 and 10 - 15 referred to above.
44 I have considered further material in the brief including surveillance evidence to the effect that Flavius' vehicle with its three occupants was observed, after leaving the park on 19 April, travelling to the Osborne Park Hotel. All three occupants then went to a tattoo studio with the offender carrying paperwork (SO99); all were seen leaving the tattoo studio at approximately 10.20 am and the offender was no longer carrying the paperwork (SO99). The vehicle and its occupants then travelled to the Northlands Shopping Centre where at 10.30 am the offender and his brother are seen in the hairdressers. At 11.24 am all are seen to re-enter the vehicle and leave the shopping centre and the vehicle was later seen arriving at the offender's address and Flavius' residence. (SO99, 112, 109, 87)
45 In addition, on 20 April at 4.45 pm, the offender and his brother left the Whitfords Shopping Centre (SO93) where they had been seen working together at a Telechoice kiosk. The offender is shortly after seen arriving at business premises in Wangara and speaking to a male at that address. Subsequently a vehicle arrives and the driver of the vehicle, the offender and the person with whom he had been talking go to the boot of the vehicle and obtain two white plastic bags. All then go to the entrance of the premises. The male with whom the offender had been talking to exits from the rear of those premises on two occasions and goes to a white truck and later the offender comes out of the premises with another male and is seen near the other vehicle, then re-enters the premises and later leaves and travels to the Yellagonga National Park where he is apprehended. (S093, 90, 117, 70, 95, 120)
46 I have also considered the telephone intercept and SMS material (B136-167) and the items seized as a result of searches on the premises of the offender, his car, his brother and their workplace (B113-135).
47 All of that evidence takes the matter no further. It does not lead me to make any further relevant finding of facts.
48 The fact that the offender is seen with Flavius in the park on 19 April in close proximity to where the drugs were ultimately found and the next day attends the park and takes one of the containers into his possession, taken together with the other facts I have found proven establishes beyond reasonable doubt that he and Flavius were involved in a joint criminal enterprise in relation to the blue lidded container. The fact the offender was engaged in the drug trade with his brother is relevant because it establishes that he is the type of person who is prepared to deal in drugs and is to be considered when considering the question of whether the joint criminal enterprise as alleged by the State is established Noto v The State of Western Australia [2006] WASCA 278.
49 After considering all of the materials I am not satisfied beyond reasonable doubt that the offender was in a joint enterprise to possess the contents of both containers. I accept that the proven facts arouse suspicion, even strong suspicion, however what is required is proof beyond reasonable doubt.
50 The only inference reasonably available is not that the two were involved in the alleged joint criminal enterprise. Other inferences, including that the offender had knowledge of only one container are open. Although, as I have said, strong suspicion is aroused I am not satisfied beyond reasonable doubt that the two brothers were involved in a joint criminal enterprise in relation to all of the heroin located in the two separate containers.
51 That, however, does not end the consideration of these matters.
52 As far as the blue container is concerned the offender knew that it contained drugs, he clearly physically possessed the container by opening it, removing one package and replacing it in the reeds. It is submitted to me, that he only had the intention to exercise control or custody over 6 ounces of heroin and the 1 ounce of cocaine that he "owned" (T6) and the ounce he was collecting at his brothers request. He is therefore said to be in possession of only that amount and not the whole contents of the blue container. I reject this contention.
53 As a matter of law possession involves three elements. Each must be proven beyond reasonable doubt. There must be knowledge by the offender of the drugs, custody or control of the drugs and intent to have custody and control of the drugs. Possession means to knowingly have control or custody of the drugs with intent to possess those drugs. Mere knowledge of the presence of drugs by itself doesn't suffice. As to possession generally see The State of Western Australia v "R" [2007] WASCA 42 and cases referred to therein.
54 As to the question of knowledge an offender does not have to know the type or weight of the drug but he cannot be in possession of something unless he has knowledge of it. It is not sufficient for the State to prove that the offender suspects that it is a prohibited drug; he must have knowledge of its existence. Knowledge means actual knowledge or proof of a belief by the offender in the likelihood, in the sense that there was a significant or real chance, that the item in his physical possession or otherwise in his control or under his dominion was a prohibited drug (The State of Western Australia v "R" (supra) at [66]; [2007] WASCA 42; (2007) 33 WAR 483).
55 The second element of possession is that the offender has to have the drugs in his actual physical custody, or have control or dominion in the sense that it can be said he is exercising control or dominion over the drugs in question to the exclusion of persons other than those who he is jointly acting with. If an offender has control over something he doesn't physically have to have the item with him for it to be said to be in his custody or control. Possession can include a person hiding, or being a party to hiding, an item for the purpose of taking it into their physical custody when they wish and hiding it where others are unlikely to find it except by accident.
56 A person can be in possession of drugs even though they are in a place which others have or can access. Drugs can be in a person's possession if they have the ability to access them and it is unlikely as a matter of fact that any third party would interfere with the drug because, for example, it is unlikely that the third party would find them (Perna v Police (2007) 174 A Crim R 68; [2007] SASC 306).
57 The third element of possession is that there must be established an intent to exercise control or dominion over the drug. If satisfied beyond reasonable doubt the offender has knowledge that the substance is a prohibited drug and has physical custody or control that does permit the inference that the accused has an intention to exercise control over the drug (Davis v The Queen (1990) 5 WAR269 at 279; The State of Western Australia v "R" at [66]; [2007] WASCA 42; (2007) 33 WAR 483 at [210]).
58 The offender went to the blue lidded container because it contained drugs. He possessed the container by locating and opening it. His intention was clearly to exercise custody and control over it. He removed one package (which was later thrown into the reeds). As to the remaining packages he intended to, and did exercise, custody and control over them. He replaced the container in a location where he and others with knowledge of its contents and location could access it when they considered it opportune. It does not matter that he did not know the exact number of packages or amount of heroin in the container. I find as a matter of law that he was in possession of the entire contents of the blue lidded container.
59 As to the black lidded container, there is no direct evidence establishing that the offender knew of its existence or that there were drugs in it. He was not seen touching or handling that container. There is nothing directly connecting him with the packaging or the contents. There is no DNA or other forensic link with that container or its contents.
60 The drugs in both containers were for all intents and purposes the same substance and weight and packaged in the same way. There is no evidence to implicate the offender in packaging the contents of the black container. The police searched his residence and his place of work. They carried out forensic examinations of the items seized. There is no telephonic or surveillance evidence linking the offender to that container.
61 Establishing that the offender accessed one container does not establish that he packaged the contents of that container or accessed the other container or was aware of its contents.
62 I have found as a fact that the two containers were located within approximately a metre of each other in heavy reeds. The fact that the offender has accessed one container in close proximity to another does not lead me to infer that he knew of the existence of the other. It is not the only reasonable inference to be drawn from the proven facts.
63 The offender submitted through his counsel that he "is not being so cute to say that he had no idea of the other drugs and that someone else was going to sell and supply it" (T11) nor that it was not being submitted that he was naïve to the fact that his brother was going to be in possession of additional heroin (T7).
64 When placed in their proper context these submissions relate, in my opinion, to the contents of the blue container. Even if they are not so confined, the belief by an offender in the likelihood in the sense that there is a significant or real chance that drugs, in addition to the drugs that he possessed, are in the immediate vicinity is not sufficient to establish possession by him of those additional drugs. The offender must have physical possession or otherwise be in control or have under his dominion the prohibited drugs and have the intent to possess those drugs before he can be said to be in possession of them (The State of Western Australia v "R" at [67]).
65 After considering all of the proven facts and inferences to be drawn from them I am not satisfied beyond reasonable doubt that the offender had actual physical custody of either the drugs in the black lidded container or the container itself or control or dominion of that container or the drugs or intent to exercise control or dominion over the rugs nor as I have previously stated am I satisfied that he was a party to a joint criminal enterprise with Flavius to possess all of the drugs in the park.
66 It is not an unreasonable inference from all the proven facts that he only knew of one container. It is a reasonable possibility that his knowledge was confined to only one container. This conclusion does not depend on my accepting any disputed assertion of the offender but rather on an analysis of the facts I have found proven.
67 The appropriate basis to sentence this offender is that he was in possession of the 363 grams of heroin located in the blue lidded container together with the 28 grams of heroin which he had thrown into the reeds (in total 391 grams) and 10.2 grams of cocaine. That is the basis upon which I shall sentence.
Barca
The Queen
(1995) 184 CLR 501
(1975) 133 CLR 82
(1984) 153 CLR 52
(1936) 55 CLR 367
(1911) 13 CLR 661
(1963) 110 CLR 234
(2007) 228 CLR 618
(1990) 170 CLR 573
(1984) 153 CLR 521
(2007) 33 WAR 483