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[2020] TASSC 10
Supreme Court of Tasmania
2020-04-08
Blow CJ
Original judgment source is linked above.
CITATION: B v Mental Health Tribunal [2020] TASSC 10
Health Law - Treatment and care of mentally ill persons - Extent and exercise of tribunal powers - Mental Health Tribunal (Tasmania) - Disqualification for actual bias or apprehended bias - Weight given to advance care directive.
Re Refugee Tribunal; ex parte H [2001] HCA 28, 179 ALR 425; Hunter and New England Area Health Service v A [2009] NSWSC 761, 74 NSWLR 88, distinguished.
Judgment Number: [2020] TASSC 10
"The treatment criteria in relation to a person are -
(b) without treatment, the mental illness will, or is likely to, seriously harm -
(c) the treatment will be appropriate and effective in terms of the outcomes referred to in section 6(1); and
(d) the treatment cannot be adequately given except under a treatment order; and
(e) the person does not have decision-making capacity."
"the Tribunal made an error of law when applying the criterion in s 40(b) of the Mental Health Act 2013 by interpreting that test to require only 'harm' rather than 'serious harm'".
"[7] The Tribunal received clear evidence from the treating team that the patient, when unwell, experiences suicidal ideation, an escalation of paranoid ideas, and becomes distraught and tortured. The patient herself acknowledged that when unwell she becomes paranoid and hears voices. The Tribunal accepts that the exacerbation of these symptoms poses a harm to the patient's health or safety.
[8] The Tribunal is satisfied this treatment criterion is met."
"the Tribunal made an error of law when applying the criterion in s 40(b) of the Mental Health Act 2013 by finding that criterion to have been met in the absence of any evidence that the patient's mental illness will, or is likely to, seriously harm the patient's health or safety or the safety of other persons".
"the Tribunal made an error of law by reversing the criterion for capacity in s 7(1)(b)(iii) when applying that criterion in s 40(e) so as to require the appellant to satisfy it that she was able to weigh and use information in respect of treatment, in order to prove that she had capacity".
"(1) For the purposes of this Act, an adult is taken to have the capacity to make a decision about his or her own assessment or treatment (decision-making capacity) unless a person or body considering that capacity under this Act is satisfied that -
(a) he or she is unable to make the decision because of an impairment of, or disturbance in, the functioning of the mind or brain; and
(i) understand information relevant to the decision; or
(ii) retain information relevant to the decision; or
(iii) use or weigh information relevant to the decision; or
(iv) communicate the decision (whether by speech, gesture or other means)."
"[13] (a) Once again the evidence before the Tribunal particularly from Dr ... is clear that the patient does not have insight into treatment for her mental illness.
(b) Whilst the Tribunal was told that the patient acknowledges the existence of the diagnosis referred to above, it is clear on the evidence that she does not associate the symptoms in respect of schizophrenia (such as paranoia and hearing of voices) with a mental illness nor does she associate the improvement as to those symptoms with the treatment that she has received.
(c) On this basis the Tribunal is not satisfied that the patient is able to weigh and use information in respect of any decision for treatment and is therefore satisfied that the patient does not have decision making capacity.
[14] The Tribunal is satisfied this treatment criterion is met."
"I would like to be given a single room and some space if I am put in ... Clinic again.
That I am not given any anti-psychotics (I have attached a letter from my psychologist in relation to this). I have reacted badly to these in the past and my health declines. I find diazapham [sic] and some sleeping medications help me.
I also need a place that is removed from excessive stimuli - somewhere quite [sic] and peaceful is good for me."
"As a result of the hearing, the Mental Health Tribunal was satisfied that the treatment criteria were met and determined that the Treatment Order should be varied as referred to above.
During the hearing, the Tribunal heard detailed submissions in respect of the patient's 'advanced [sic] directive for mental health treatment'. This being a document that the patient executed on 6 September 2018.
Whilst the Tribunal accepts that in the absence of evidence to the contrary, the patient is deemed to have had decision making capacity at the time of executing the advanced directive, it is at the time of conducting the hearing that the Tribunal must determine whether the treatment criteria are met. It is noted above that the Tribunal was satisfied that the Treatment criteria in Section 40 of the Mental Health Act were indeed met.
The question therefore that the Tribunal needed to determine in respect of the advanced directive was what (if any) weight was to be attached to it.
There is no doubt that pursuant to Schedule 1 of the Mental Health Act the Tribunal must take into account the patient's wishes. It is in this way that the Tribunal accepts that some weight should be given to the advanced directive document. However only to the extent that any other evidence of a patient's wishes at any particular time should be taken into account.
Consequently the Tribunal accepts that as at 6 September 2018, the patient had made particular expressions as to her wishes in respect of treatment for mental health. However noting that the Tasmanian Legislation is silent as to documents such as the advanced directive document executed by the patient, the Tribunal gives that document no more weight than that.
The Tribunal is not satisfied that the advanced directive in any way limits the jurisdiction of the Tribunal under the Mental Health Act or in any way, with the Tribunal having found the treatment criteria met, should impede the operation of the Treatment Order.
The Treatment Order, as varied above, will continue until 21 September 2019 3:35pm unless it is discharged sooner."
"4 the Tribunal made an error of law in not accepting that an earlier decision made with capacity, such as an advanced [sic] care directive, could constitute 'a decision' when considering whether a person is 'unable to make a decision' under the criterion for capacity in s 7(1)(a), contrary to the legislative recognition in s 8(1)(a) that a decision made by a person with capacity in the past can be applied at a future time when that person may lack capacity;
"The treatment cannot be adequately given except under a treatment order
The patient does not have decision making capacity.
"All persons exercising responsibilities under this Act are to have regard to the mental health service delivery principles set out in Schedule 1."
"1 The mental health service delivery principles are as follows:
(a) to respect, observe and promote the inherent rights, liberty, dignity, autonomy and self-respect of persons with mental illness;
(b) to interfere with or restrict the rights of persons with mental illness in the least restrictive way and to the least extent consistent with the protection of those persons, the protection of the public and the proper delivery of the relevant service;
(i) to recognise, observe and promote the rights, welfare and safety of the children and other dependants of persons with mental illness;
(j) to promote the ability of persons with mental illness to make their own choices;
(k) to involve persons receiving services, and where appropriate their families and support persons, in decision-making;
(l) to recognise families, and support persons, of persons with mental illness as partners, with mental health service providers, in the provision of their treatment and care to the extent that this is appropriate and consistent with their own wishes;
(m) to respect the wishes of persons receiving services, and the wishes of their families and support persons, to the maximum extent consistent with the health and safety of those persons and the safety of others;
"(d) to provide for such assessment and treatment to be given in the least restrictive setting consistent with clinical need, legal and judicial constraints, public safety and patient health, safety and welfare;
(e) to promote voluntary over involuntary assessment and treatment and the making of free and informed assessment and treatment choices".
"(2) The following policy governs the treatment of involuntary patients under this Act who are not forensic patients or involuntary patients to whom section 66 applies:
(a) an involuntary patient may be given treatment -
(ii) if the treatment is authorised by a treatment order; or
(iii) if the treatment is urgent circumstances treatment, the treatment is authorised under section 55".
"(a) the right to have the restrictions on, and interference with, his or her dignity, rights and freedoms kept to a minimum consistent with his or her health or safety and the safety of other persons;
(b) the right to have his or her decision-making capacity promoted, and his or her wishes respected, to the maximum extent consistent with his or her health or safety and the safety of other persons".
"(1) Except in the case of an emergency where it is not practicable to obtain consent (see at (5) below), it is at common law a battery to administer medical treatment to a person without the person's consent. There may be a qualification if the treatment is necessary to save the life of a viable unborn child.
(2) Consent may be express or, in some cases, implied; and whether a person consents to medical treatment is a question of fact in each case.
by the person concerned, if that person is a capable adult;
by the person's guardian (under an instrument of appointment of enduring guardian, if in effect; or by a guardian appointed by the Guardianship Tribunal or a court);
by the spouse of the person, if the relationship between the person and the spouse is close and continuing and the spouse is not under guardianship; by a person who has the care of the person;
(4) At common law, next of kin cannot give consent on behalf of the person. However, if they fall into one or other of the categories just listed (and of course they would fall into at least the last) they may do so under the Guardianship Act.
(5) Emergency medical treatment that is reasonably necessary in the particular case may be administered to a person without the person's consent if the person's condition is such that it is not possible to obtain his or her consent, and it is not practicable to obtain the consent of someone else authorised to give it, and if the person has not signified that he or she does not wish the treatment, or treatment of that kind, to be carried out.
(6) A person may make an 'advance care directive': a statement that the person does not wish to receive medical treatment, or medical treatment of specified kinds. If an advance care directive is made by a capable adult, and is clear and unambiguous, and extends to the situation at hand, it must be respected. It would be a battery to administer medical treatment to the person of a kind prohibited by the advance care directive. Again, there may be a qualification if the treatment is necessary to save the life of a viable unborn child.
(7) There is a presumption that an adult is capable of deciding whether to consent to or to refuse medical treatment. However, the presumption is rebuttable. In considering the question of capacity, it is necessary to take into account both the importance of the decision and the ability of the individual to receive, retain and process information given to him or her that bears on the decision.
(8) If there is genuine and reasonable doubt as to the validity of an advance care directive, or as to whether it applies in the situation at hand, a hospital or medical practitioner should apply promptly to the court for its aid. The hospital or medical practitioner is justified in acting in accordance with the court's determination as to the validity and operation of the advance care directive.
(9) Where there is genuine and reasonable doubt as to the validity or operation of an advance care directive, and the hospital or medical practitioner applies promptly to the court for relief, the hospital or practitioner is justified, by the emergency principle, in administering the treatment in question until the court gives its decision.
(10) It is not necessary, for there to be a valid advance care directive, that the person giving it should have been informed of the consequences of deciding, in advance, to refuse specified kinds of medical treatment. Nor does it matter that the person's decision is based on religious, social or moral grounds rather than upon (for example) some balancing of risk and benefit. Indeed, it does not matter if the decision seems to be unsupported by any discernible reason, as long as it was made voluntarily, and in the absence of any vitiating factor such as misrepresentation, by a capable adult.
(11) What appears to be a valid consent given by a capable adult may be ineffective if it does not represent the independent exercise of persons volition: if, by some means, the person's will has been overborne or the decision is the result of undue influence, or of some other vitiating circumstance."
"DR MORRISSEY: Are you aware that a deterioration in a person's health is something that we need to consider? It's not just whether they're running around killing people with an axe?
MS CAMPBELL: Absolutely, absolutely; I understand that.
DR MORRISSEY: So you're submitting that someone who experiences suicidal ideation as a result of a relapse of their symptoms, someone that requires three admissions to hospital because of a deterioration in their mental state, who has repeated admissions because of non-compliance - are you putting your name to a statement that says you don't regard that as serious?
MS CAMPBELL: I'm saying that suicidal - I'm being very specific in addressing each one, doctor, and
DR MORRISSEY: On what basis do you say that's not serious?
MS CAMPBELL: Because in the absence - well, that's my submissions and that's my instructions, to make that submission.
DR MORRISSEY: But we've heard to the contrary, so why do you keep putting these submissions to us?
MS CAMPBELL: Because that is my instructions and lawyers have a duty to ...
DR MORRISSEY: But hang on, you need to sort out what you're being told and what appears to be appropriate to submit.
MS CAMPBELL: Yes, and it is my view that it is appropriate to submit that. It might not be something that the Tribunal ...
DR MORRISSEY: So on the basis of your legal background, you're saying that you disagree with a psychiatrist and the team who have known this person for a number of years?
DR MORRISSEY: And that suicidal ideation in the context of a relapse of illness isn't important? Is that what you're saying?
DR MORRISSEY: I suggest you really think carefully about how you answer this.
MS CAMPBELL: What I'm saying is that there is a very high bar and the evidence that is ...
MS JORDAN: But does it get any higher in the context of what Martin has just beautifully outlined to you? Does it get any higher? The result of suicide is finality - in, done.
"The evidence before the Tribunal sets out the risks of serious harm to [B] and or others if her mental illness goes untreated. The evidence is significant and compelling. The Tribunal finds that without treatment [B] will cease medication, further disengage from mental health services, be at risk of marked deterioration and relapse (noting 3 admissions between December 2018 and March 2019), when unwell she has had symptoms of disorganized behavior [sic], persecutory delusions and suicidal ideation. The Tribunal finds that [B] does not accept these risks as serious. The Tribunal does not accept Ms Campbell's submissions in relation to this criteria [sic]. To suggest that [B's] experience in suicidal ideation as a result of psychotic relapse brought on my non-compliance with treatment might not be of serous concern in a general sense and in relation to the Act is highly inappropriate in light of the evidence before the Tribunal."
"On [the appellant's] behalf, Ms Campbell submitted to the tribunal that the risks to [the appellant] were not of sufficient gravity to meet the relevant section 40 criteria ie that without treatment, the mental illness will or is likely to seriously harm i) the persons [sic] health or safety or ii) the safety of others.
In other words Ms Campbell asserted repeatedly that as a consequence of stopping treatment, [the appellant] becoming so unwell as to warrant repeated hospitalisation, and experiencing suicidal ideation as a result of the symptoms of illness relapse, in her opinion, did not satisfy the relevant section 40 criterion. Ms Campbell stated this view repeatedly when challenged by both myself (psychiatrist member) and Ms Anna Jordan (Chair). She presented no evidence however to refute that of the treating team regarding their concerns.
I believe the views expressed by Ms Campbell in relation to this matter are ill informed, inappropriate and dangerous. In particular, to suggest that a patient experiencing suicidal ideation as a result of psychotic relapse brought on by non-compliance with treatment might not be of serious concern in a general sense and in relation to the MHA [Mental Health Act] is highly inappropriate both in light of evidenced based treatment and, I would suggest, the expectations of the community.
Further, Ms Campbell appears to have a poor understanding of the difference between the expressed views of her client and what might be appropriate submissions to the tribunal, the latter incorporating a weighing of the evidence presented at the hearing as it relates to the client, combined with an expert knowledge of the legislation including its underlying principals [sic] as well as to act in the best interests of her client.
Ms Campbell also raised at length an argument that the tribunal should consider the contents of an Advance Directive filled out by [the appellant] on 6th October 2018 indicating [her] wish not to have antipsychotic medication. This matter was raised in the last tribunal hearing relating to [her] and dealt with at that time. It therefore seemed inappropriate to raise this matter again at this hearing. (I would add that in light of the chronicity of [the appellant's] illness and her longstanding lack of insight, I would have serious concerns as to her capacity to complete such a document in an informed manner at the time she did.) The hearing ran at least 40 minutes over the allotted time by 40 minutes occupying the time of three clinicians hearing irrelevant legal discussion.
I understand that Ms Campbell has a senior role within LACT [Legal Aid Commission of Tasmania] in relation to mental health matters. This includes mentoring other LACT solicitors who represent those coming before the MHT [Mental Health Tribunal]. Indeed a junior colleague of Ms Campbell's attended this hearing. It is of serious concern that Ms Campbell not only holds the views detailed above but is likely to be encouraging her junior colleagues to take such an approach.
I believe it is incompatible for Ms Campbell to act in her current role for what are a very vulnerable section of society, whilst she holds the views regarding her role that were exhibited today."
"Perhaps it would be better, in the case of administrative proceedings held in private, to formulate the test for apprehended bias by reference to a hypothetical fair-minded lay person who is properly informed as to the nature of the proceedings, the matters in issue and the conduct which is said to give rise to an apprehension of bias."
"In the case of a court, it will usually be self-evident that the issue, if an issue of fact, is one which ought to be considered afresh for the purposes of the particular case by reference only to the evidence advanced in that case. Other decision-makers, however, may be under no constraint about taking account of some opinion formed or fact discovered in the course of some other decision. Indeed ... the notion of an 'expert' tribunal assumes that this will be done. ... It is critical, then, to understand that assessing how rules about bias, or apprehension of bias, are engaged depends upon identification of the task which is committed to the decision-maker. The application of the rules requires consideration of how the decision-maker may properly go about his or her task and what kind or degree of neutrality (if any) is to be expected of the decision-maker."
"2 the Tribunal made an error of law by finding there was no medical or expert evidence in relation to the side effects of the medication that were asserted by the Appellant, when there was such evidence before the Tribunal."
"The Tribunal is satisfied that the benefits of treatment outweigh the detrimental side effects alleged by [the appellant]. The Tribunal accepts the evidence that the Treating Team that the medication for [the appellant's] mental illness is not causing the side effects alleged by [the appellant]."
B
Mental Health Tribunal [2020] TASSC 10
(1993) 43 FCR 280
(1996) 185 CLR 259
(1990) 170 CLR 321
(1986) 161 CLR 10
(1979) 42 FLR 331