austlii:cth/AICmr/2025/96
General information, not legal advice.
AICmr
2025-05-22
Original judgment source is linked above.
'AWC' and Australian Federal Police (Freedom of information) [2025] AICmr 96 (22 May 2025)
Decision and reasons for decision of Freedom of Information Commissioner, Toni Pirani
Freedom of Information - Whether matter irrelevant to request - Whether reasonable steps taken to find documents - Whether disclosure would have a substantial adverse effect on the management or assessment of personnel - Whether contrary to public interest to release conditionally exempt documents - (CTH) Freedom of Information Act 1982 ss 11A, 22, 24A and 47E(c)
Whether reasonable steps taken to find documents (s 24A)
... the predicted effect needs to be reasonably expected to occur... There must be more than merely an assumption or allegation that damage may occur if the document is released ... > > An agency cannot merely assert that an effect will occur following disclosure. The particulars of the predicted effect should be identified during the decision-making process, including whether the effect could reasonably be expected to occur. Where the conditional exemption is relied on, the relevant particulars and reasons should form part of the decision maker's statement of reasons, if they can be included without disclosing exempt matter.[14]
Whether access would be contrary to the public interest (s 11A(5))
Relevant provisions of the FOI Act, FOI Guidelines, and decisions
Section 11A(4) of the FOI Act states the agency or Minister is not required by this Act to give the person access to the document at a particular time if, at that time, the document is an exempt document.
Section 22 of the FOI Act authorises an agency to prepare and to give an applicant access to an edited copy of a document if:
A request should be interpreted as extending to any document that might reasonably be taken to be included within the description the applicant has used.[22]
Whether reasonable steps taken to find documents (s 24A)
Section 24A of the FOI Act requires that an agency take 'all reasonable steps' to find a requested document before refusing access to it on the basis that it cannot be found or does not exist.
The Act is silent on what constitutes 'all reasonable steps'. The meaning of 'reasonable' in the context of s 24A(1)(a) has been construed as not going beyond the limit assigned by reason, not extravagant or excessive, moderate and of such an amount, size or number as is judged to be appropriate or suitable to the circumstances or purpose.
Agencies and ministers should undertake a reasonable search on a flexible and common-sense interpretation of the terms of the request. What constitutes a reasonable search will depend on the circumstances of each request and will be influenced by the normal business practices in the agency's operating environment or the minister's office. At a minimum, an agency or minister should take comprehensive steps to locate documents, having regard to:
Certain operations of agencies exemption (s 47E(c))
Section 47E(c) of the FOI Act states a document is conditionally exempt if its disclosure under this Act would, or could reasonably be expected to have a substantial adverse effect on the management or assessment of personnel by the Commonwealth or by an agency.
the predicted effect needs to be reasonably expected to occur... There must be more than merely an assumption or allegation that damage may occur if the document is released.
...
An agency cannot merely assert that an effect will occur following disclosure. The particulars of the predicted effect should be identified during the decision-making process, including whether the effect could reasonably be expected to occur. Where the conditional exemption is relied on, the relevant particulars and reasons should form part of the decision maker's statement of reasons, if they can be included without disclosing exempt matter (s 26, see Part 3).[24]
For this conditional exemption to apply, the document must relate to either:
• the management of personnel - including broader human resources policies and activities, recruitment, promotion, compensation, discipline, harassment and work health and safety
• the assessment of personnel - including the broader performance management policies and activities concerning competency, in-house training requirements, appraisals and underperformance, counselling, feedback, assessment for bonus or eligibility for progression.[25]
Section 11A(5)of the FOI Act states the agency or Minister must give the person access to the document if it is conditionally exempt at a particular time unless (in the circumstances) access to the document at that time would, on balance, be contrary to the public interest.
Section 11B(3) of the FOI Act sets out a non-exhaustive list of public interest factors favouring disclosure for consideration, those factors being where disclosure of the document would do any of the following:
(c) promote effective oversight of public expenditure
(d) allow a person access to their personal information.
Section 11B(4) of the FOI Act also lists the following irrelevant factors that must not be taken into consideration when deciding whether access would, on balance, be contrary to the public interest:
(a) access to the document could result in embarrassment to the Commonwealth Government, or cause a loss of confidence in the Commonwealth Government
(b) access to the document could result in any person misinterpreting or misunderstanding the document
(c) the author of the document was (or is) of high seniority in the agency to which the request for access to the document was made
(d) access to the document could result in confusion or unnecessary debate.
In addition to the factors set out at s 11B(3) of the FOI Act, the FOI Guidelines set out a further non-exhaustive list of public interest factors in favour of disclosure, as well as public interest factors against disclosure.[26]
To conclude that, on balance, disclosure of a document would be contrary to the public interest is to conclude that the benefit to the public resulting from disclosure is outweighed by the benefit to the public of withholding the information. The decision maker must analyse, in each case, where on balance the public interest lies based on the particular facts at the time the decision is made.[27]
If a party to an IC review is unsatisfied with an IC review decision, they may apply under s 57A of the FOI Act to have the decision reviewed by the Administrative Review Tribunal (ART). The ART provides independent merits review of administrative decisions and has power to set aside, vary, or affirm an IC review decision.
An application to the ART must be made within 28 days of the day on which the applicant is given the IC review decision (see s 18(1) of the Administrative Review Tribunal Act 2024 and rule 5(3) of the Administrative Review Tribunal Rules 2024). An application fee may be payable when lodging an application for review to the ART. Further information is available on the ART's website (www.art.gov.au) or by telephoning 1800 228 333.
Making a complaint to the Commonwealth Ombudsman
If you believe you have been treated unfairly by the OAIC, you can make a complaint to the Commonwealth Ombudsman (the Ombudsman). The Ombudsman's services are free. The Ombudsman can investigate complaints about the administrative actions of Australian Government agencies to see if you have been treated unfairly.
If the Ombudsman finds your complaint is justified, the Ombudsman can recommend that the OAIC reconsider or change its action or decision or take any other action that the Ombudsman considers is appropriate. You can contact the Ombudsman's office for more information on 1300 362 072 or visit the Commonwealth Ombudsman's website at http://www.ombudsman.gov.au.
If you would like access to the information that we hold about you, please contact FOIDR@oaic.gov.au. More information is available on the Access our information page on our website.
[1] In submissions dated 1 August 2023, the AFP advises that the material to which the third parties objected to the disclosure of has been withheld under ss 47E(c) and 47F.
[2] The applicant also takes issue with the combination of their two FOI requests by the AFP. In doing so, the applicant submits this shielded the AFP's actions in removing duplicate documents that may have been responsive to both requests. In its original decision of 24 November 2020, the AFP advised the applicant it had deleted duplicate documents and would provide only final email chains under s 22. The AFP also advised that if the applicant did consider duplicates were within the scope of their request, the AFP would have decided the material was exempt under s 47E(c). While it is not accepted practice to delete information from documents in response to an FOI request on the basis it is irrelevant without the applicant's express consent, I note the AFP submits they advised the applicant of their intention to delete duplicates prior to making their decision. Given that the nature of a duplicate is that it is an exact copy of an original, I consider any duplicates deleted under s 22 would be exempt to the same extent as my findings in relation to the documents identified by the AFP.
[4] Sections 11A, 22, 24A, 47E(c) and s 47F as set out in Annexure A.
[5] See, Office of the Australian Information Commissioner_, Guidelines issued by the Australian Information Commissioner under_ s 93A of the Freedom of Information Act 1982 (FOI Guidelines).
[9] The applicant's requests are dated 25 August 2020 and the relevant emails in the chain are dated from 12 March 2020 to 13 March 2020. This is despite the last email in the chain (an email from the PRS Investigator forwarding the email chain as it was responsive to the applicant's FOI request) being dated after the date of the applicant's request.
[10] FOI Guidelines [3.54], citing Re Gould and Department of Health [1985] AATA 63.
[12] The AFP's Complaint Recording and Management System.
[13] The documents confirm the person named in the applicant's request was the PRS Investigator.
[14] FOI Guidelines at [6.90] and [6.92].
[15] FOI Guidelines at [6.103] (footnote omitted).
[16] The AFP cites the matter of 'GC' and Australian Federal Police [2015] AICmr 44, in which the former Information Commissioner Professor McMillan dealt with a similar situation and affirmed the AFP's decision to refuse access to the documents.
[17] The applicant explains that the AFP's decision to complete a WHS investigation and not treat the referral of the code of conduct allegations as alleged by me during the course this WHS investigation, as a proper CRAMS investigation is contrary to section 40SA of the Australian Federal Police Act 1979.
[18] The applicant notes Senator Shoebridge's Question on Notice taken by the AFP at the Joint Committee on Law Enforcement on Friday, 25 November 2022 and submits it demonstrates concern taken by the public of how the AFP has managed internal complaints, particularly by PRS, in regard to bullying and harassment since the 2016 Change Report authored by Elizabeth Broderick was released.
[19] See De Tarle and Australian Securities and Investments Commission [2016] AATA 230; 'PC' and Australian Taxation Office (Freedom of information) [2018] AICmr 53; Virginia Plowman and Australian Securities and Investments Commission (Freedom of information) [2018] AICmr 5; 'PC' and Australian Taxation Office (Freedom of information) [2018] AICmr 53; QZ' and Australian Criminal Intelligence Commission (Freedom of information) [2019] AICmr 57; Virginia Plowman and Australian Securities and Investments Commission (Freedom of information) [2020] AICmr 59; and 'YB' and Department of Veterans' Affairs [2021] AICmr 52.
[20] See 'AOS' and Department of Finance (Freedom of information) [2024] AICmr 220 (23 October 2024) and Australian Broadcasting Corporation and Department of Finance (Freedom of information) [2023] AICmr 136.
[21] One such email chain relates to another FOI request that was received by the AFP in relation to the investigations, which are the subject of the applicant's requests (Document 25). It contains the name of the individual who made the FOI request and the background to their request. As above, I have found that Document 25 is not irrelevant to the applicant's request. Prior to making the revised decision, the AFP previously contended that Document 25 was exempt under ss 47E(c) and/or 47F. I will therefore include Document 25 in my consideration of whether the documents contained on the CRAMS file are conditionally exempt under s 47E(c).
[22] FOI Guidelines at [3.54] footnoting Re Gould and Department of Health [1985] AATA 63.
[23] FOI Guidelines at [3.88] - [3.89]. For further information, see FOI Guidelines at [3.85] - [3.94]; 'RD' and Comcare (Freedom of information) [2019] AICmr 61; 'PK' and Department of the Prime Minister and Cabinet (Freedom of information) [2018] AICmr 65; 'PI' and Department of Human Services (Freedom of information) [2018] AICmr 62; 'PF' and Department of Human Services (Freedom of information) [2018] AICmr 59; 'OP' and Department of Home Affairs (Freedom of information) [2018] AICmr 43; Josh Taylor and Prime Minister of Australia (Freedom of information) [2018] AICmr 42.
[25] FOI Guidelines at [6.103] (footnote omitted).
[26] FOI Guidelines at [6.229] - [6.233].
[27] FOI Guidelines at [6.238] (footnote omitted).