[2021] QIRC 59
General information, not legal advice.
Queensland Industrial Relations Commission
2021-02-19
Merrell DP
Original judgment source is linked above.
INDUSTRIAL LAW - disputes prevention and settlement - application for declaratory relief by respondent - application in existing proceedings to dismiss application for declaratory relief because further proceedings are not necessary or desirable in the public interest - whether application to dismiss should be granted on grounds of abuse of process or application of the Anshun principle - consideration of whether respondent's application for declaratory relief is tantamount to an abuse of process - consideration of competing public interests - consideration of whether facts give rise to an Anshun estoppel - balance of the public interest lies in the respondent's application for declaratory relief being heard and determined - application in existing proceedings dismissed
Conciliation and Arbitration Act 1904 (Cth), s 41
Aldi Foods Pty Limited v Shop, Distributive and Allied Employees Association [2017] HCA 53; (2017) 262 CLR 593
Australian Salaried Medical Officers' Federation Queensland, Industrial Organisation of Employees v State of Queensland (Department of Health) [2020] QIRC 086
Campbell v Queensland [2019] ICQ 18; (2019) 291 IR 171
Commissioner of State Revenue v Mondus [2018] VSCA 185; (2018) 55 VR 643
Department of Education and Training v Nicolaas Hart [2011] QIRC 5
Dr Wayne Shipley & Ors v Metro South Hospital and Health Service [2019] QIRC 071
Johnson v Gore Wood & Co [2000] UKHL 65; AC; [2001] 2 WLR 72
O'Shane v Harbour Radio Pty Ltd [2013] NSWCA 315; (2013) 85 NSWLR 698
O'Sullivan v Farrer [1989] HCA 61; (1989) 168 CLR 210
Port of Melbourne Authority v Anshun Pty Ltd [1981] HCA 45; (1981) 147 CLR 589
Queensland Nurses and Midwives' Union of Employees v State of Queensland (Department of Health) [2019] ICQ 12
Re Queensland Electricity Commission; Ex parte Electrical Trades Union of Australia [1987] HCA 27; (1987) 72 ALR 1
Shop, Distributive and Allied Employees Association (Queensland Branch) Union of Employees v Minister for Industrial Relations and Retailers' Association of Queensland Limited, Union of Employers [2003] ICQ 33; (2003) 173 QGIG 1342
Spalla v St George Motor Finance Ltd (ACN 007 656 555) (No 6) [2004] FCA 1699
The Electrical Trades Union of Employees of Australia, Queensland Branch v National Electrical and Communications Association of Queensland, Industrial Organisation of Employers [2001] ICQ 38; (2001) 167 QGIG 334
Timbercorp Finance Pty Ltd v Collins [2016] HCA 44; (2016) 259 CLR 212
Tomlinson v Ramsey Food Processing Pty Limited [2015] HCA 28; (2015) 256 CLR 5
UBS AG v Tyne as Trustee of the Argot Trust [2018] HCA 45; (2018) 265 CLR 77
Walton v Gardiner [1993] HCA 77; (1993) 177 CLR 378
Ms L. Doust of Counsel instructed by Hall Payne Lawyers for the Australian Salaried Medical Officers' Federation Queensland, Industrial Organisation of Employees
Mr A. Herbert of Counsel instructed by McCullough Robertson Lawyers for the State of Queensland (Department of Health)
The Commission's power pursuant to s 541(b)(ii) of the Act
[C]lassically imports a discretionary value judgment to be made by reference to undefined factual matters, confined only "in so far as the subject matter and the scope and purpose of the statutory enactments may enable ... given reasons to be [pronounced] definitely extraneous to any objects the legislature could have had in view.'[9]
Is the discretion contained in s 541(b) of the Act exercisable where the Commission considers a proceeding is an abuse of its process?
Is the Department's application for declaratory relief tantamount to an abuse of process of the Commission?
2.2 Emergency Department Specialists and Senior Medical Officers - Recruitment and
Retention
Queensland Health is currently experiencing significant medical workforce shortages in Emergency Departments and anticipates that unless urgent action is taken the Department will continue to face intense pressure to keep Emergency Departments open and to staff expanded services in the future.
An additional 25% will be added to the Option A allowance for Specialists and Senior Medical Officers employed in Emergency Departments and who are working their ordinary hours of work through extended hours arrangements between 7.00am and 10.00pm Monday to Sunday. The defined shift patterns worked by Emergency Department senior medical staff could impact on the ability of these senior medical staff to earn additional remuneration through overtime compared to senior medical staff generally. The criteria for eligibility for this entitlement (e.g. number of extended hours shifts per week) will be agreed between Queensland Health, Queensland Public Sector Union and Australian Salaried Medical Officers Federation Queensland. This will be advised with the instructions for the template contracts and variations.
These new arrangements, including their inclusion in overtime and extended hours payment calculations, will be backdated to 1 January 2006.[25]
Where a SMO works in an Emergency Department under a rostering arrangement in accordance with Clause 4.3, and the medical officer's rostered hours include working evening shifts Monday to Friday, and/or shifts anytime on the weekend, an allowance of 25% of base salary is paid in addition to amounts in Clause 4.14.1 and 4.14.2.
11.24.3.1 Where a SMO works in an Emergency Department under a rostering arrangement in accordance with Clause 11.4, and the medical officer's rostered hours include working evening shifts Monday to Friday, and/or shifts anytime on the weekend, an allowance of 25% of base salary is paid in addition to amounts in Clause 11.24.1 and 11.24.2.
The issues, decision and order made in Shipley
THE INDUSTRIAL RELATIONS COMMISSION OF QUEENSLAND DECLARES PURSUANT TO SECTION 463 OF THE INDUSTRIAL RELATIONS ACT 2016 ("THE ACT") THAT:
Accordingly, it has been recognised that making a claim or raising an issue which was made or raised and determined in an earlier proceeding, or which ought reasonably to have been made or raised for determination in that earlier proceeding, can constitute an abuse of process even where the earlier proceeding might not have given rise to an estoppel.[52]
[A] broad, merits-based judgement which takes account of the public and private interests involved and also takes account of all the facts of the case, focusing attention on the crucial question whether, in all the circumstances, a party is misusing or abusing the process of the court by seeking to raise before it the issue which could have been raised before. As one cannot comprehensively list all possible forms of abuse, so one cannot formulate any hard and fast rule to determine whether, on given facts, abuse is to be found or not.[57]
What was the concession made by the Department in Shipley and what was its effect?
Who is bound by the consent declarations made in Shipley?
[47] The power to make a declaration should not be exercised lightly. A declaration, once made, binds not just the parties but all the employees. The discretion to make a declaration should, as a general proposition, be confined to the resolution of genuine disputes.
Is it material that the Department did not appeal the decision in Shipley?
Did the Department, by agreeing to sub-cl 11.24.3.1 in MOCA 5, assume the outcome of the Shipley matter would determine its construction?
Is the Department's application for declaratory relief tantamount to an abuse of process?
Should the Department's application for declaratory relief be dismissed or not heard because further proceedings are not necessary or desirable in the public interest?
(d) providing for a fair and equitable framework of employment standards, awards, determinations, orders and agreements; and
(p) providing for effective, responsive and accessible mechanisms to support negotiations and resolve industrial disputes; and
(q) establishing an independent court and tribunal to facilitate fair, balanced and productive industrial relations;
Does the Department's application for declaratory relief give rise to the application of the Anshun principle?
... The third form of estoppel is now most often referred to as "Anshun estoppel", although it is still sometimes referred to as the "extended principle" in Henderson v Henderson. That third form of estoppel is an extension of the first and of the second. Estoppel in that extended form operates to preclude the assertion of a claim, or the raising of an issue of fact or law, if that claim or issue was so connected with the subject matter of the first proceeding as to have made it unreasonable in the context of that first proceeding for the claim not to have been made or the issue not to have been raised in that proceeding. The extended form has been treated in Australia as a "true estoppel" and not as a form of res judicata in the strict sense. Considerations similar to those which underpin this form of estoppel may support a preclusive abuse of process argument.[142]
The Anshun principle is not applicable to the Department's application for declaratory relief
[1] [2020] QIRC 086 (Deputy President Merrell, Industrial Commissioner Pidgeon and Industrial Commissioner Dwyer).
[2] The written submissions of the Australian Salaried Medical Officers' Federation Queensland, Industrial Organisation of Employees filed on 31 July 2020 ('the Union's submissions'), para. 4.
[3] [1981] HCA 45; (1981) 147 CLR 589 ('Anshun').
[4] The Union's submissions, paras. 53-59.
[5] The written submissions of the State of Queensland (Department of Health) filed on 2 September 2020 (the Department's submissions), paras. 59-69.
[9] Ibid 216 (Mason CJ, Brennan, Dawson and Gaudron JJ).
[10] Re Queensland Electricity Commission; Ex parte Electrical Trades Union of Australia [1987] HCA 27; (1987) 72 ALR 1 ('QEC'), 5 (Mason CJ, Wilson and Dawson JJ), in respect of the similar provision in s 41(1)(d)(iii) of the Conciliation and Arbitration Act 1904 (Cth).
[11] Shop, Distributive and Allied Employees Association (Queensland Branch) Union of Employees v Minister for Industrial Relations and Retailers' Association of Queensland Limited, Union of Employers [2003] ICQ 33; (2003) 173 QGIG 1342, 1343 (President Hall) in respect of the s 331(b)(ii) in the Industrial Relations Act 1999.
[13] Walton v Gardiner [1993] HCA 77; (1993) 177 CLR 378, 392-393 (Mason CJ, Deane and Dawson JJ).
[18] Industrial Relations Act 1999 s 331.
[19] The Electrical Trades Union of Employees of Australia, Queensland Branch v National Electrical and Communications Association of Queensland, Industrial Organisation of Employers [2001] ICQ 38; (2001) 167 QGIG 334, 335 (President Hall).
[20] Department of Education and Training v Nicolaas Hart [2011] QIRC 5, [44]-[46] (Deputy President Bloomfield).
[25] Exhibit 7, exhibit SL-2, pages 3-4.
[31] Medical Officers' (Queensland Health) Certified Agreement (No.4) 2015, cl 1.4 and Exhibit 2, para. 14.
[39] It is unclear, on the evidence before us, what happened to this aspect of the ten SMOs' application concerning D/2018/11. No evidence was given as to who notified that dispute or what it concerned. However, the decision in Dr Wayne Shipley & Ors v Metro South Hospital and Health Service [2019] QIRC 071 ('Shipley') only concerned D/2018/6.
[41] Shipley (n 39) [1] (Vice President O'Connor).
[45] Shipley (n 39), [4] (Vice-President O'Connor).
[51] UBS AG v Tyne as Trustee of the Argot Trust [2018] HCA 45; (2018) 265 CLR 77 ('UBS'), [1] (Kiefel CJ, Bell and Keane JJ).
[52] [2015] HCA 28; (2015) 256 CLR 507 [26] (French CJ, Bell, Gageler and Keane JJ - footnotes omitted).
[55] Johnson v Gore Wood & Co [2000] UKHL 65; [2001] 2 WLR 72 ('Johnson'), 90 (Lord Bingham of Cornhill) cited by Gageler J in UBS (n 51) [67].
[57] Ibid with Kiefel CJ, Bell and Keane JJ citing the decision of Lord Bingham of Cornhill in Johnson (n 55) at 90.
[58] Spalla v St George Motor Finance Ltd (ACN 007 656 555) (No 6) ('Spalla') [2004] FCA 1699, [70] (French J).
[59] Commissioner of State Revenue v Mondus [2018] VSCA 185; (2018) 55 VR 643, [116] and the authorities referred to in that paragraph (McLeish JA with McDonald AJA at [26] agreeing).
[60] O'Shane v Harbour Radio Pty Ltd [2013] NSWCA 315; (2013) 85 NSWLR 698, [110] (Beazley P, with McColl JA at [131] and Tobias AJA at [243] agreeing).
[66] T 1-73, l 15 to T 1-74, l 24 and T 1-78, l 16 to T 1-87, l 12.
[72] See generally, T 1-59, l 1 to T 1-66, ll 27.
[84] Exhibit 3, pages 162-163, para. 7.
[88] The Union's submissions, paras. 15-20 and T 1-65, l 17 to T 1-66, l 27.
[91] The Department's submissions, para. 19 and T 1-74, l 47 to T 1-75, l 1.
[98] Exhibit 2, paras. 3 and 4 and exhibits RB-1, RB-2, RB-3, RB-4 and RB-5. See also T 1-49, l 18 to T 1-50, l 4.
[101] Exhibit 3, page 174, paras. 49-51.
[102] Exhibit 3, page 174, and the heading to paras. 49-51.
[105] Industrial Relations Bill 2016 (Qld), 79.
[106] Industrial Relations Act and Other Legislation Amendment Bill 2007 (Qld), 12.
[107] [2019] ICQ 12; (2019) 289 IR 202 ('QNMU'), [47] (Martin J, President).
[108] The Union's submissions, paras. 32-34.
[109] The Department's submissions, para. 36.
[116] The Union's submissions, paras. 45-52.
[117] The Department's submissions, para. 42.
[118] The Department's submissions, para. 43
[125] Exhibit 5, paras. 8-9 and Exhibit 2, para. 24.
[128] Exhibit 3, page 162, para. [7] - the Department's Outline of Submissions in Shipley.
[129] Campbell v Queensland [2019] ICQ 18; (2019) 291 IR 171, [32] (Martin J, President).
[130] The Department's submissions, paras. 26-28, citing Aldi Foods Pty Limited v Shop, Distributive and Allied Employees Association [2017] HCA 53; (2017) 262 CLR 593, [90] (Kiefel CJ, Bell, Keane, Nettle, Gordon and Edelman JJ).
[132] In respect of the questions the Vice President had to answer in Shipley, his Honour was critical of the state of the evidence before the Commission: Shipley (n 39) [73].
[135] Anshun (n 3) 593-594 (Gibbs CJ and Mason and Aiken JJ).
[141] [2015] HCA 28; (2015) 256 CLR 5.
[142] Ibid [22] (citations omitted).
[143] The Union's submissions, para. 53.
[144] The Department's submissions, para. 56.
[149] Timbercorp Finance Pty Ltd v Collins [2016] HCA 44; (2016) 259 CLR 212 [36] (French CJ, Kiefel, Keane and Nettle JJ).
Australian Salaried Medical Officers' Federation Queensland, Industrial Organisation of Employees
State of Queensland
(2019) 291 IR 171
(2013) 85 NSWLR 698
(2017) 262 CLR 593
(1989) 168 CLR 210
(1981) 147 CLR 589
(1987) 72 ALR 1
(2019) 289 IR 202
(2018) 55 VR 643
(2018) 265 CLR 77
(1993) 177 CLR 378
(2015) 256 CLR 507
(2016) 259 CLR 212
(2015) 256 CLR 5