SPENDER J
1 I have had the opportunity of reading in draft form the joint judgment of Emmett and Jacobson JJ (the majority), who would allow the appeal from the judgment of Mansfield J, who on 16 September 2009, ordered:
1. The Australian Crime Commission by its examiner be restrained in relation to the examination from time to time of the applicant pursuant to an examination summons issued under s 28 of the Australian Crime Commission Act 2002 (Cth) [(the Commission Act)] on 5 May 2009 from asking questions which by such questions directly relate only to matters the subject of the charge laid against the applicant on 13 May 2009 in respect of certain conduct alleged to have occurred on 27 April 2009, contrary to s 33(3) of the Controlled Substances Act 1984 (SA), or from requiring the applicant to answer questions to the extent that such answers disclose information directly relating to that charge, such injunction to remain in force until the said charge against the applicant has been finally determined by plea or verdict or by it being withdrawn or dismissed.
2 I would dismiss the appeal.
3 The majority seem to be of the view that, provided the Australian Crime Commission (ACC) keeps the questions and answers secret from the prosecution and investigation authorities in South Australia, there is no prejudice to a fair trial of a person charged with a South Australian offence by compelling that person to tell what he knows about the offence with which he has been charged to an Examiner armed with compulsory inquisitorial powers.
4 The majority think that, "so long as the protective prohibitions contemplated by ss 25A(3) and 25A(9) have been put in place," there is noreal riskthat the person charged with an offence will be denied a fair trial by being compelled to answer questions put to him by an Examiner of the ACC concerning the offence of which he has been charged.
5 In the view of the majority, the judgment of the High Court in Hammond v Commonwealth (1982) 152 CLR 188 (Hammond's Case) is distinguishable from the present case because "under the Commission Act generally, and s 25A in particular, the risk of prejudice to a fair trial is to be managed by confining the persons to whom answers given by a witness can be disclosed, not by confining the questions that might be put to the witness."
6 In my respectful opinion, the majority view is wrong. It is simply not correct to say, as the majority do, in [109] of their Honour's reasons:
The right to a fair trial will not be compromised merely by the asking of questions of an accused person in circumstances where appropriate confidentiality is ensured.
7 In my opinion, it is not the inability of the prosecution or investigator of the criminal offence to know of the questions and answers which an Examiner compels of a witness, a result to which the confidentiality directions are directed, which ensures a fair trial and so does not amount to an interference with the due administration of criminal justice. Of course, the investigatory and prosecutorial personnel would, in any event, be precluded from using those answers, by virtue of the "use-immunity" in s 30(4) of the Commission Act. It is the inquisition by the Executive, combined with the compulsion to answer, which constitutes an interference with the due administration of criminal justice.
8 Even if in Hammond's Case investigators and prosecutions might have been present to hear the questions and answers, the hearing was in private, and the answers could not be used in the criminal trial. The High Court considered that Commission conduct in seeking to compulsorily examine Hammond as to the circumstances of the alleged offence (which questions he refused to answer) was the reason that Hammond was likely to be prejudiced in his defence to the criminal charges.
9 In my judgment, the High Court held that it was the questioning and the compulsion to answer about the charge that was very likely to prejudice him in his defence (per Gibbs CJ), and would constitute an interference with the due administration of criminal justice (per Deane J), and that the continuance of the inquiry would amount to a contempt of court. A parallel inquisitorial enquiry by the executive, when the person summoned is compelled to be sworn as a witness, and is subject to questioning about a pending criminal charge, constitutes in itself injustice and prejudice to the person summoned who has been charged with that criminal offence. An accused person is entitled to reserve his or her defence until that person is on trial.
10 The majority say, correctly, at [106] of their Honours' reasons:
In Hammond's Case the High Court considered that, once it was accepted that Mr Hammond would be bound to answer questions designed to establish that he was guilty of the offence with which he was charged, there was a real risk that the administration of justice would be interfered with. While the examination would take place in private, and the answers may not be used in the criminal trial, the High Court considered that the fact that Mr Hammond had been examined, in detail, as to the circumstances of the alleged offence, was likely to prejudice him in his defence. The High Court considered that, if during the course of an inquiry into allegations that a person had been guilty of criminal conduct, a criminal prosecution were commenced against that person based on those allegations, the continuance of the inquiry would, generally speaking, amount to a contempt of court. In those circumstances, the proper course would be to adjourn the inquiry until the disposal of the criminal proceedings (see Hammond's Case at 198-199).
(Emphasis in the original).
11 The regime provided by s 25A does not alter the commanding reasoning of the High Court in Hammond's Case.
12 In my opinion, the appeal from the judgment and orders of Justice Mansfield should be dismissed. I agree with the reasons that Mansfield J gave for his conclusions, except that, in my respectful opinion, it is irrelevant whether, notwithstanding confidentiality directions, there would still be a risk of disclosure to the investigation and/or prosecution authorities of the questions asked and the answers given by the summoned person. Mansfield J seems to suggest that there was such a risk, whereas the majority conclude that there was no such risk of disclosure to those authorities.
13 In my judgment, whether the quarantining of information from those authorities is successfully able to be done is not the determining question. It is the compulsory interrogation of a person facing a criminal charge about that criminal charge, whether quarantined or not, that constitutes the interference with the administration of justice.
14 In Hammond's Case, by s 6 of the Royal Commissions Act 1902 (Cth), it was an offence for a witness before a Commission to refuse to answer any question relevant to the inquiry put to him by any of the Commission. Section 6DD of that Act provided that a statement or disclosure made by any witness in answer to any question put to him by a Royal Commission or any of the Commissioners shall not (except in proceedings for an offence against the Act) be admissible in evidence against him in any civil or criminal proceedings.
15 The High Court (Gibbs CJ, Mason, Murphy, Brennan and Deane JJ) held that, assuming that under the Royal Commissions Act [and the Evidence Act 1958 (VICT.)] a witness who refused to answer a question relevant to an inquiry is guilty of an offence and that he is not entitled to refuse to answer on the ground that an answer might incriminate him, the continuance of the accused person's examination before the Royal Commission would interfere with the due administration of justice, even though his answer would not be admissible in evidence against him.
16 It was submitted to the High Court by DM Ryan QC, as his Honour then was, for Mr Hammond, at 190:
Section 6DD of the Royal Commissions Act 1902 (Cth) does not prevent the course proposed by the Commission from being an interference with the course of justice. The fact that a witness can object to answer under s. 7(2) on the ground of self incrimination does not avoid a contempt. The contempt lies in the usurpation of the functions of the court. An accused person is entitled to reserve his defence until the trial. That is why the problem is not avoided by s. 6DD. He should not be harassed even if he does not have to answer the question. The opportunity to put questions to the accused of itself creates prejudice. …
(Emphasis added).
17 Gibbs CJ (at 194) said that, when the hearing by the Commissioner resumed on 22 June, 1982:
The hearing was in confidential session but, over the objection of counsel for the plaintiff, the police officers who had investigated the matters upon which the plaintiff was to be examined were permitted to be present. On 22 and 23 June further evidence was given by Mr. Kennedy and by Mr. R.V. Hammond. The evidence called plainly related to the alleged conspiracy upon which the plaintiff had been committed for trial. On 23 June, the plaintiff was called to give evidence and sworn.
18 It does not plainly appear from that report that the police officers who had investigated the matters upon which the plaintiff was to be examined were present on the later days, the 22 and 23 June. In my judgment, however, even assuming that they were present, the judgment of the High Court did not depend on whether they learnt of any answers that might be given in answer to the questions. It was plain that any answers that were given concerning the charged offence were subject to the use immunity in s 6DD. That use immunity related to any answer or question, not the restricted use immunity conferred by s 30(4) of the Commission Act which relates to answers in respect of which a person has claimed that the answer may tend to incriminate him.
19 Gibbs CJ, at 196, said:
The first question that arises is whether it would be an interference with the due administration of justice if the examination of the plaintiff were to proceed before the Commission.
20 The Chief Justice gave his answer to that question, at 198:
Once it is accepted that the plaintiff will be bound, on pain of punishment, to answer questions designed to establish that he is guilty of the offence with which he is charged, it seems to me inescapably to follow, in the circumstances of this case, that there is a real risk that the administration of justice will be interfered with. It is clear that the questions will be put and pressed. It is true that the examination will take place in private, and that the answers may not be used at the criminal trial. Nevertheless, the fact that the plaintiff has been examined, in detail, as to the circumstances of the alleged offence, is very likely to prejudice him in his defence.
(Emphasis added).
21 Mason J agreed with the reasons of the Chief Justice.
22 Justice Murphy, at 201, said:
For the purposes of this case … it is assumed that the plaintiff has no privilege against self-incrimination. He is awaiting his trial on indictment for conspiracy against the laws of the Commonwealth. He has a constitutional right to trial by jury (see Constitution, s. 80). It is inconsistent with that right that he now be subject to interrogation by the executive government or that his trial be prejudiced in any other manner. I would take this view whether or not he has privilege against self-incrimination. (Emphasis added)
To maintain the integrity of the administration of the judicial power of the Commonwealth an order should issue restraining the Commissioner from directing the plaintiff to answer any question which would tend to incriminate him in respect of the pending criminal proceedings.
(Emphasis added).
23 Brennan J agreed that an injunction should be granted in the terms proposed by the Chief Justice. Brennan J said, at 202:
It is sufficient for present purposes to appreciate that it is a principle deep-rooted in our law and history that the Crown may not subject an accused person to compulsory process to obtain his answers upon the issue of his guilt of an offence with which he has been charged.
24 At 203, Brennan J said:
An accused person may not be deprived of his immunity from interrogation by the exercise of the prerogative power to appoint a Commission of Inquiry and Report.
25 It is to be noted that Brennan J is referring specifically to an accused person's "immunity from interrogation", not to the quarantining of the information from the prosecution and investigation authorities.
26 Brennan J continued, at 203:
Whether the Parliament could deprive him of that immunity when he stands charged with an offence against a law of the Commonwealth is a question which need not now be determined, for it is not to be thought that Parliament, in arming a Commissioner with the powers to be found in the respective Acts, intended that the power might be exercised to deny a freedom so treasured by tradition and so central to the judicial administration of criminal justice.
(Emphasis added).
27 Deane J said, at 205:
The basic submission advanced on behalf of the plaintiff is that, in circumstances where the plaintiff has been committed for trial and is waiting the hearing of the criminal proceedings against him, an inquisitorial inquiry of the type being conducted by the Commissioner into the very matters which constitute the basis of the criminal proceedings constitutes an interference with the due administration of criminal justice in his case.
28 At 206, Deane J continued:
… it is fundamental to the administration of criminal justice that a person who is the subject of pending criminal proceedings in a court of law should not be subjected to having his part in the matters involved in those criminal proceedings made the subject of a parallel inquisitorial inquiry by an administrative tribunal with powers to compel the giving of evidence and the production of documents which largely correspond (and, to some extent, exceed) the powers of the criminal court. Such an extra-curial inquisitorial investigation of the involvement of a person who has been committed for trial in the matters which form the basis of the criminal proceedings against him constitutes, in my view, an improper interference with the due administration of justice in the proceedings against him in the criminal court and contempt of court. Where a court is exercising the judicial power of the Commonwealth pursuant to s. 71 of the Constitution, such interference involves a derogation of the constitutional guarantees that flow from the vesting of the judicial power of the Commonwealth in courts of law.
(Emphasis added).
29 Deane J continued, at 207:
The plaintiff has been compelled to be sworn as a witness and has been subjected to questioning in the course of that inquiry. Indeed, his refusal to answer questions has led to his being charged, on the information of an officer of the Australian Federal Police, with an offence under the Royal Commissions Act 1902 (Cth). It is not, in my view, necessary to go beyond these things. In themselves, they constitute injustice and prejudice to the plaintiff.
(Emphasis added).
30 Section 23A(3) and (9) of the Commission Act were introduced in 1984, two years after Hammond's Case was decided in the High Court. There was no reference, so we are told by the Solicitor-General, to abrogating the judgment of Hammond's Case in any of the second reading speeches concerning the introduction of those subsections. That, in my view, is a most surprising omission, if indeed the effect of them is to overrule the judgment of the High Court in Hammond's Case.
31 What the High Court considered was the vice in the conduct of the Commission, and why the injunction of the High Court was issued, was the questioning of the witness, with the compulsion to answer. The injunction granted by the High Court was to restrain the defendants from "examining or resuming the examination on oath of the plaintiff in respect of matters touching and concerning the said charge."
32 It was the questioning and the compulsory obligation to answer that was enjoined, and the reason that was enjoined was because that conduct constituted an interference with the administration of justice, and constituted a contempt of court.
33 The short and central point is that in Australia, when a person is charged with a criminal offence, the onus is on the prosecution to prove its case. There is no obligation on a person charged with a criminal offence to prove anything. That person can say nothing, do nothing, and has to prove nothing.
34 The Lord Chancellor, Viscount Sankey, in Woolmington v The Director of Public Prosecutions (1935) AC 462, said at 481:
Throughout the web of the English Criminal Law one golden thread is always to be seen, that it is the duty of the prosecution to prove the prisoner's guilt subject to … the defense of insanity and subject also to any statutory exception. … No matter what the charge or where the trial, the principle that the prosecution must prove the guilt of the prisoner is part of the common law of England and no attempt to whittle it down can be entertained.
Lord Hewart LCJ, Lord Atkin, Lord Tomlin, and Lord Wright each concurred in the judgment of Viscount Sankey.
35 In Australia, the right to silence at trial exists as a common law right. The accused has a choice whether or not to give or call evidence in their defence.
36 It has been argued (Kellie, D and O'Sullivan H, "Ethical or Amoral? Is an Unqualified Right to Silence at Trial Defensible from an Ethical Perspective?" (2003) 6 (No 1) Legal Ethics 73) that :
… in the context of existing rules of evidence, providing an absolute right to silence at trial elevates the interests of the accused over other interests, emphatically and poetically elucidated by Judge Learned Hand in 1923:
"Under our criminal procedure the accused has every advantage. While the prosecution is held rigidly to the charge, he need not disclose the barest outline of his defence. He is immune from question or comment on his silence; he cannot be convicted when there is at least fair doubt in the minds of any one of the twelve. … Our dangers do not lie in too little tenderness to the accused. Our procedure has always been haunted by the ghost of an innocent man convicted. It is an unreal dream. What we need to fear is the archaic formalism and the watery sentiment that obstructs, delays and defeats the prosecution of crime." [United States v Garsson 291 F. 646 (SDNY 1923) cited in S I Iessler, "Asymmetry, fairness and criminal trials", (2001), Michigan Law Review, 6/99.]
37 Despite Judge Learned Hand's eloquent complaints about an accused's "right to silence", it is a fundamental right which a person accused of a an offence has.
38 In Weissensteiner v R (1993) 178 CLR 217, Mason CJ, Deane and Dawson JJ said, at 229:
The failure of the accused to give evidence is not of itself evidence. It is not an admission of guilt by conduct. It cannot be, because it is the exercise of a right which the accused has to put the prosecution to its proof.
(Emphasis added)
39 In Weissensteiner, Brennan and Toohey JJ, at 231 said:
… the present case relates to the non-exercise by an accused of his statutory right to testify in his own defence at his trial. (Emphasis added)
40 Gaudron and McHugh JJ, at 240, said that "the right to silence … is a fundamental rule of the common law."
41 In RPS v The Queen (2000) 199 CLR 620, at 630, Gaudron ACJ, Gummow, Kirby and Hayne JJ said:
What is presently significant is that a criminal trial is an accusatorial process in which the prosecution bears the onus of proving the guilt of the accused beyond reasonable doubt. In a trial of that kind, what significance can be attached to the fact that the accused does not give evidence?
42 At 643, McHugh J said:
The "right to silence" derives from the privilege against self-incrimination. That privilege is one of the bulwarks of liberty. History, and not only the history of totalitarian societies, shows that all too frequently those who have a right to obtain an answer soon believe that they have a right to the answer that they believe should be forthcoming. Because they hold that belief, often they do not hesitate to use physical and psychological means to obtain the answer they want. The privilege against self-incrimination helps to avoid this socially undesirable consequence. Nevertheless, as Professor Wigmore has pointed out:
"In preserving the privilege … we must resolve not to give it more than its due significance. We are to respect it rationally for its merits, not worship it blindly as a fetish."
The privilege exists to protect the citizen against official oppression. We should not use it to bar ordinary processes of reasoning where they are applicable.
(Footnote omitted) (Emphasis added).
43 What flows from all of the above is that at the trial of a person of a criminal offence, that person has the right to silence, however that right may be labelled. Whether, in Hohfeldian terms, it is a "right", a "privilege", or an "immunity", it is a fundamental entitlement at common law. An accused person does not have to give an answer to the charge before that person's criminal trial.
44 Consistent with the onus of proof being on the prosecution from first to last, and with the presumption of innocence, it is a central feature of a criminal trial that in respect of a charge with which the person is charged, he or she is not obliged to testify: the person charged can say nothing, do nothing, prove nothing. As Deane J said in Hammond's Case, an extracurial inquisitorial investigation of the involvement of a person charged with a criminal offence, by the executive arm of government with powers to command the giving of evidence by that person, "constitutes an improper interference with the due administration of justice in the proceedings against him in the criminal courts and contempt of court."
45 In my judgment, Mansfield J was right to enjoin the Examiner, as set out in [1] of this judgment.
46 The judgment of the High Court in Hammond's Case has not been modified, abrogated, or overruled by the insertion of s 25A(3) and s 25A(9). In my judgment, an essential feature of a criminal trial, namely, the choice by an accused person whether to testify concerning that charge, has been usurped if an accused person is obliged by s 30 to answer questions concerning the charge he is presently facing. The questioning by an Examiner of a person about a charge he is presently facing, and an insistence on answers with the threat of penal sanctions if not answered, involve a derogation from the rights which an accused has in a criminal court.
47 I refer again to the comments of Deane J in Hammond's Case at 207, set out in [25] above. The questioning and compulsory answering constitutes injustice and prejudice to the person summonsed.
48 As Murphy J noted in Hammond's Case, at 201:
He has a constitutional right to trial by jury (see Constitution, s.80). It is inconsistent with that right that he now be subject to interrogation by the executive government or that his trial be prejudiced in any other manner. I would take this view whether or not he has privilege against self-incrimination.
(Emphasis added).
49 The injunction Mansfield J ordered is necessary to maintain the integrity of the administration of justice in the criminal courts of South Australia.
50 Further, one can rhetorically ask, if the answers about the charge by a person charged with a criminal offence cannot be used in any way, and, in particular where there are confidentiality orders, cannot be conveyed to any prosecuting authority or reported on to anybody other than the persons present when the questions are asked and the answers given, and the information is confined to those persons, what possible utility is there in requiring and compelling the answers to those questions?
51 There is nothing I wish to add to the reasons for judgment of Mansfield J concerning his Honour's analysis of A v Boulton (2004) 204 ALR 598; Mansfield v Australian Crime Commission (2003) 132 FCR 251; A v Boulton (2004) 136 FCR 420; and Deputy Commissioner of Taxation v De Vonk (1995) 61 FCR 564, with which I respectfully agree.
52 I do wish to say something of the judgment of Jessup J in ABC v Sage (2009) 107 ALD 614 (Sage). The reason for this is that the Examiner in the present case regarded Sage as authority authorising the questioning and compelling of answers to questions, even though these questions directly concerned the charge the person summoned was facing.
53 Sage, an Examiner under the Commission Act, issued a summons to the applicant which summons indicated that the applicant "would not be examined in relation to charges currently before the Court." During the examination, the applicant declined to answer a question on the ground that the answer would reveal an element of his intended defence to serious criminal charges that had been made against him and in relation to which he was then remanded in custody.
54 Two of the challenges by the summoned person in proceedings in the Federal Court were that "it was unlawful for the respondent to require him to give an answer which related to charges currently before the Courts" and also that "to answer the particular question to which the applicant objected would have involved him in revealing an element of his intended defence to the criminal charges, and that requirement to answer tended to interfere in the administration of justice and was in contempt of court."
55 Jessup J dismissed the application on all grounds, including the two to which I have referred.
56 The summons compelling the attendance of the applicant to give evidence contained the statement, "You will not be examined in relation to charges currently before the Courts." In my judgment, any questioning contrary to that undertaking, promise or indication in the summons would constitute in the clearest way a fraud on the power to compel a person to attend to give evidence.
57 Jessup J, in rejecting the contention that the requirement to answer would tend to interfere in the administration of justice and was in contempt of court, held that s 30(5) and 25A(9) of the Commission Act were manifestly calculated to reduce to a minimum the prospect of evidence given in an examination would find its way into the hands of authorities or persons other than those to whom, in accordance with directions given by an Examiner, it is limited, and that the directions given by the respondent, and the administrative steps taken by the Commission were such as would eliminate any real, as distinct from theoretical risk, of an interference with the administration of justice should the applicant answer the question put to him as required.
58 Jessup J seemed to be of the view that if one could prevent the leakage of details of the applicant's evidence given in the examination, then the fair trial of the applicant would be protected and would not be prejudiced.
59 Jessup J was of the view that Hammond's Case was distinguishable because those involved in the prosecution of the applicant in Sage would not come to learn of the substance of his evidence in the examination.
60 As I have sought to indicate above, that is not the basis on which the fair trial of the applicant was prejudiced in Hammond's Case. The basis was that the executive sought compulsorily to examine him in relation to the charges he was presently facing in the criminal court.
61 In this respect also, I respectfully disagree with the judgment of Jessup J in Sage.
62 For all of the above reasons, I would dismiss the appeal.
63 That conclusion has the unhappy consequence that two judges of this Court, Emmett and Jacobson JJ who constitute the majority in this appeal, are of the view that it is permissible for the executive compulsorily to interrogate a person facing criminal charges, if "appropriate confidentiality is ensured." The primary judge in this case, Mansfield J, and I are of the opposite view.
64 Our view is that compulsory interrogation by the executive of a person facing criminal charges about those charges, even in the circumstances postulated by the majority, is "inconsistent with that person's right to trial by jury," prejudices his trial, "is very likely to prejudice him in his defence", "is an improper interference with the due administration of justice in the proceedings against him in the criminal courts", and "constitutes a contempt of court," adopting conclusions by judges of the High Court in Hammond's Case.
I certify that the preceding sixty-four (64) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Spender.