[2022] VSCA 240
General information, not legal advice.
Court of Appeal (Vic)
2022-11-02
Priest JA
Original judgment source is linked above.
CRIMINAL LAW - Appeal - Bail pending appeal - Applications for leave to appeal against conviction and sentence not properly initiated - Whether Court has power to grant bail - Whether exceptional circumstances justifying grant of bail - Bail refused.
You submitted the following documents by which you seek to apply for leave to appeal against conviction and sentence:
1. notice of application for leave to appeal against conviction (Form 6-2A) dated 29 September 2022;
2. notice of application for leave to appeal against sentence (Form 6-2B) dated 29 September 2022;
3. written case dated 29 September 2022;
4. schedule of evidence dated 29 September 2022 (two versions, in substantially the same terms);
5. list of authorities and materials relied upon dated 29 September 2022 (two versions, one comprising an annotated version of Annexure 3 to Practice Note SC CA 1); and
6. application for extension of time (Form 6-2H).
Those documents do not comply with the requirements of the Supreme Court (Criminal Procedure) Rules 2017 (Rules) or Practice Note SC CA 1. Furthermore, if they were sealed, they would be substantially irregular. Accordingly, pursuant to r 1A.04(1) and (2) of the Rules, the Registrar of Criminal Appeals refuses to seal those documents, and rejects them.
The Registrar's decision arises from the following matters.
1. The grounds of appeal in the Form 6-2A and Form 6-2B do not comply with the requirement in r 2.05(4) of the Rules that they be stated 'specifically and concisely, and not merely in general terms'. In particular, they are stated in general terms and are not sufficiently specific, with the consequence that they do not clearly identify the issues and matters relied on (see section 8 of Practice Note SC CA 1).
2. The grounds of appeal in the Form 6-2A refer to matters concerning the plea hearing and sentencing which do not have any apparent relevance to an application for leave to appeal against conviction.
3. The written case relates only to the proposed application for leave to appeal against conviction. However, a written case must be filed in support of both an application for leave to appeal against conviction and an application for leave to appeal against sentence (r 2.05(4) of the Rules). Contrary to that requirement, no written case was submitted in support of the proposed application for leave to appeal against sentence.
4. The written case is in general terms and does not disclose arguments you would seek to advance in support of each ground of appeal, nor does it disclose any evidence, passages of transcript or other documents you would seek to rely upon to support your allegations. It must also contain a summary of relevant facts. Please see the requirements in sections 9.3 and 9.4 in Practice Note SC CA 1.
5. In the written case you state 'To be amended once I am out of jail and have access to the required documents & resources.' Please see section 13 of Practice Note SC CA 1 which relates to amendment. You should not assume that amendment outside the parameters referred to in that section will be permitted (including as to timing).
6. The lists of authorities and materials relied upon do not identify any relevant legislation or authorities. In relation to the list which includes specific items in the 'materials relied upon' section, the relevance of all the things listed is not clear given the contents of the written case. For example, it is not apparent why 'all transcripts, video & audio recordings for all related hearings over the last 7 years' are relevant. Please also note that it must be clear which list of authorities relates to the application for leave to appeal against conviction, and which relates to the application for leave to appeal against sentence.
7. The schedule of evidence is not sufficiently specific. Please also note that only one schedule of evidence is to be submitted.
8. It is premature to seek to apply for an extension of time because the 28 day appeal period has not yet expired. Accordingly, the application for an extension of time (Form 6-2H) cannot be accepted for filing. In the event you do need to apply for an extension of time in the future, please refer to the procedural guidance contained in my letter to you dated 28 September 2022.
3. This is an urgent appeal bail application
4. made to the Practice Court at the
5. Supreme Court of Victoria.
6. The required appeal documents are
7. made from memory only as I have no
8. resources in jail.
9. This application is made on 29 September
10. 2022 because DPFC[[6]] refused to send
11. my bail application to the Supreme Court
12. prior to the Ombudsman becoming involved.
13. I am a self-represented applicant.
- I was handed these forms at 10.15 am on 29/9/22 & told I had to hand them back completed before 12 noon if I wanted them sent to the court today.
310 Bail pending appeal
(1) A prisoner within the meaning of the Corrections Act 1986 who appeals, or applies for leave to appeal, to the Court of Appeal may apply to the Court of Appeal to be granted bail.
(2) On an application under subsection (1), the Court of Appeal may grant the prisoner bail pending the appeal.
(1) First, to reiterate the words of Brennan J in Chamberlain v R,[14] the central feature in the administration of criminal justice is the jury and it is a mistake to regard the effect of its verdict as contingent upon confirmation by an appellate court. In Markovina v R,[15] Hayne J doubted that there was any reason to distinguish these remarks in the case of an appeal against sentence. In Re Pinkstone's Applications[16] Kirby J stated that in the context of a pending application for special leave, convictions and sentences and other orders are not to be regarded as provisional.[17]
(2) Secondly, although there is a statutory right of appeal, it is a right which is conditioned by the presumption which operates in favour of the validity of the conviction and sentence and it is, therefore, not a right to have the conviction or sentence suspended pending the hearing and determination of an appeal.
(3) Thirdly, as has been confirmed by the High Court in Cabal,[18] to allow bail pending the hearing of an appeal, after a person has been convicted and imprisoned:
- makes the conviction appear contingent until confirmed;
- places the court in the invidious position of having to return to prison a person whose circumstance may have changed dramatically during the period of liberty on bail;
- encourages unmeritorious appeals;
- undermines respect for the judicial system in having a 'recently sentenced man walking free'; and
- undermines the public interest in having convicted persons serve their sentences as soon as is practicable.
These considerations have long been recognised as also applicable where the appeal is against sentence.[19]
(4) Fourthly, and consequently, an order granting bail will only be made if there are exceptional circumstances.
(5) Fifthly, 'exceptional circumstances' means circumstances which are truly exceptional.
On 7 December 2016, I went to the Melbourne Magistrates' Court to attend a rehearing of a personal safety intervention order in accordance with s 99 of that Act. As I walked up the steps to the entrance, I was surrounded by police officers and held on those steps for almost an hour before being walked down them, around the side of the building and into the holding cells. Late that afternoon, in a decision that took less than a minute to make and which was made at the request of Detective Trent Dwyer, I was told I was being sent to gaol. I was not released until 22 November 2017, 355 days later.
I've never been found guilty of anything. The facts and circumstances of this matter have never been considered by a court. The only things that come out of gaol are rage and hate. What - what follows are some of the reasons specifically relating to my experiences of that occurring.
On 26 January 2017, I was housed in the Mitchell Units at the Dame Phyllis Frost maximum security prisoner - prison. We woke on that morning and waited for the morning count. They should have started at 7.30 am and would involve prison officers going into each unit and counting prisoners as they stood by their cell door. It was Australia Day, the court - the count did not start. There were no announcements on the intercom.
From our window, we saw multiple ambulances and police cars park outside the recreation centre. Under ordinary circumstances, police never entered the body of the gaol.
HIS HONOUR: Ms Austin, I should say to you that I hesitate greatly to interrupt you during the course of your opening address and I do so because I feel an obligation to try and ensure that you do have a fair trial.
Now, I ask you to listen to me as best you can and with - without some sense that I'm seeking to the worst for you. The position here is that the prosecutor has set out for the jury what they say occurred in 2014, 2015 and 2016. Now, I appreciate you were arrested in October 2016 and then placed in custody and that no doubt there were terrible experiences associated with that.
ACCUSED: Are you aware what happened on that day that I'm talking about?
HIS HONOUR: No, I'm not and I was concerned that you tell the jury about it. You see, what the opening is directed to and what I'm required to direct you to is to where you take issue with what's alleged during the period of the indictment.
Now, what occurred in gaol after that is very, very unlikely to have any bearing upon those matters.
HIS HONOUR: ... Ms Austin, I'm going to let you proceed. I've done my best to perhaps alert you to the problems that arise. You should understand that ultimately I have to direct the jury as to lawfully approaching their task. And I'll hear further submissions as to the relevance of these matters at that time. But for present purposes, not to shut you out as to any valid defence that you wish to pursue, I'll permit you to proceed.
Could I ask you to reflect on the matters that you want to put to the jury and ask yourself the question as to whether they really are capable of bearing upon the facts in issue that were raised yesterday by [the prosecutor] about these allegations in the summary that was put to the jury.
That's the real nub of this case and it's your opportunity now to deal with those allegations and can I urge you to do so?
ACCUSED: Well, what I've seen so far is that you're going to stop me presenting my case and I don't have any trace - trust or faith in you to do otherwise so I'll present my case as I see fit, whether it's in court or to the media that you are determined to get involved in this matter.
HIS HONOUR: Yes. Very well. We'll bring the jury back please.
Okay. After I was sacked, did you finish the school year at um the school?---Yes.
And did you return in 2015?---Yes.
Did you go to university in 2016 after you completed Year 12?---Yes.
Did you complete your degree?---No.
Are you still studying that degree?---Ah what's the relevance?
Well, were you continuing on with your life as you would ordinarily or was it interrupted in some way?---Can you ask me - - -
HIS HONOUR: We'll just pause there for a moment. I'll ask you to be a bit more specific about this question, Ms Austin, if you would. In what time frame are you focusing the question or directing it to?
ACCUSED: Ah time period?
HIS HONOUR: Yes.
ACCUSED: So I would imagine an undergraduate degree would be completed in - - -
HIS HONOUR: Just pause there. You're asking the witness - - -
ACCUSED: Yes.
HIS HONOUR: - - - whether he's completed his studies.
ACCUSED: Yes.
HIS HONOUR: What's the purpose of that question, if I may ask?
ACCUSED: The purpose is um he's been claiming he's deeply traumatised and hasn't been able to function. So completing his degree, why he didn't complete the degree, um all those kind of things are - are relevant in that sense.
HIS HONOUR: I'll allow the question. [OD], are you able to tell us whether you completed your studies?---No.
Meaning you did not complete them?---No. Yes, meaning I haven't completed.
Yes. Yes. Proceed. Thank you, Ms Austin.
ACCUSED: So was that because he failed or because he dropped out and he said he was a student now so - - -
HIS HONOUR: We'll just pause for a moment, Ms Austin. We'll take one question at a time if we can. You're being asked, [OD], why it was in essence, you hadn't completed your studies. Are you able to say?---Ah, I decided that the degree wasn't right for me.
Yes?---But I'll add to that question that I was writing a blog ah, because I was studying a communications degree, and I wrote a blog as a part of that degree. And that was published on the internet and I received correspondence from Fiona in relation to that blog, which was very traumatising and the fact that she knew the campus that I was on
All right. Well, just pause there for a moment. What we're going to do, Ms Austin, is try and focus on the period, 2014 to 2017, say, rather than more recent events.
ACCUSED: This is - this is that period.
HIS HONOUR: All right. What's the - you just mentioned an event where you writing a blog, [OD]. When did that occur?---That was in 2016.
Yes?---Ah, yeah.
All right. Well, you proceed with your questions, Ms Austin.
ACCUSED: Okay, so are you suggesting via that comment, that you decided that the degree wasn't right for you in 2016?---Ah, what relevance does that have?
HIS HONOUR: I think if you - if you wouldn't mind, [OD], just attending to that question and answering it for us.
WITNESS: Ah, the degree wasn't right for me. I studied that degree during 2016 and then didn't continue on into 2017. So, in that period of time, I decided not to continue studying that degree.
ACCUSED: All right. So, what did you do after you dropped out of uni?---Ah, that's going into 2017. I started working in hospitality.
All right. So, you were working in hospitality right up until the pandemic started, is that correct?
[PROSECUTOR]: How is that relevant, Your Honour?
WITNESS: Ah - - -
HIS HONOUR: Well, there is an objection - - -
[PROSECUTOR]: I do object to that question, Your Honour.
HIS HONOUR: Yes. There is an objection as to relevance, Ms Austin?
ACCUSED: All right, so you were employed essentially. You had a job?---Yes.
Yes. So, you went to school. You completed your secondary schooling, you started university, you dropped out. You got a job?---Yes.
All right. Did you go on any holidays or trips in all this time period, leading up to where we are today?
HIS HONOUR: No. No, Ms Austin. I'm going to ask that you focus - the witness' evidence focussed on that period 2014. Let's say through until 2017, and his evidence as to how he felt at that time is what is in before the jury now.
ACCUSED: Yes, and that's what I'm saying - - -
HIS HONOUR: Whether he went on holiday subsequent to that - - -
ACCUSED: No, not subsequent. During that - - -
HIS HONOUR: During that?
ACCUSED: - - - time period.
HIS HONOUR: Yes, I see. Very well, that's fine. Sorry, [OD]. I interrupted.
ACCUSED: So, all of these questions are for that time period.
HIS HONOUR: Very well, that's - - -
ACCUSED: They're not after.
HIS HONOUR: - - - fine, I apologise for interrupting,
Ms Austin. Perhaps if you wouldn't mind just putting the question, so it's clear for the witness.
ACCUSED: All right. (To witness) So, thinking about the time period that this case relates, had you been on any holidays, trips away?---Yes.
It is what you think is important that matters, not your perception of what you might think I think is important. I want to leave you in a position where at the end of this charge, you will not really know what opinions I hold, it is not for me to have an opinion. I am the trial judge, you are the finders of the facts, you are the judges of the facts and what you think that matters. So you will consider all of the evidence whether I refer to it or not and you will decide what is important.
...
Now as you know my role as the judge is to explain to you the principles of law that you must apply to make your decision and you must accept and follow all of my legal directions. I should make it clear that it is unlikely that I will make any comments about the evidence but if I do make a comment about the evidence you must not give it any extra weight because I as the judge have made the comment. You must disregard any comment I may make about the evidence unless you agree with that view after making your own independent assessment of the evidence. That is what I mean when I say that you alone are the judges of the facts in this case.
Now in the same vein, if you thought that there were occasions during this trial when I was perhaps less patient than I should have been with Ms Austin, you must not read anything into that. Your focus will be on the issues and you are not to be distracted by considerations of that type. As I have emphasised, you alone are the judges of the facts in this case.
Accordingly, although I think it likely that you are afflicted by some kind of psychological or psychiatric condition, in the absence of any evidence I cannot make any sensible assessment as to how your condition might bear on sentence.
[1] Crimes Act 1958, s 21A. The maximum sentence is 10 years' imprisonment.
[2] Criminal Code (Cth), s 474.17(1). The maximum sentence is three years' imprisonment.
[3] The curious numbering on this and other documents is the result of the applicant inserting narrative statements into printed forms without deleting the printed numbering.
[4] DPP v Austin [2022] VCC 1571 (Judge O'Connell) ('Reasons').
[5] I note that the applicant in effect informed me in the course of the hearing that she was not the only family member who looked after her grandmother.
[6] Presumably, the Dame Phyllis Frost Centre, a maximum security women's prison.
[7] The respondent's counsel cited Re Zoudi [2006] VSCA 298; (2006) 14 VR 580 (Maxwell P, Buchanan, Nettle, Neave and Redlich JJA) ('Zoudi').
[8] Richards (a pseudonym) v The Queen [2017] VSCA 57; (2017) 270 A Crim R 311, 314 [12] (Maxwell P and McLeish JA) ('Richards').
[9] Grassby v The Queen [1989] HCA 45; (1989) 168 CLR 1, 16-17 (Dawson J). See also Richards, 315-6 [14]-[17].
[10] Baker v The Queen (No 2) [2022] VSCA 171, [17]-[24] (Emerton P, Priest and Niall JJA) ('Baker'). See also Richards, 315-6 [14]-[17].
[12] Zoudi, 581, [2]-[4], 587 [22].
[14] [1983] HCA 13; (1983) 153 CLR 514 at 519-20.
[15] (1998) 72 ALJR 1522 at 1523, [8].
[16] [2003] HCA 46; (2003) 200 ALR 325 at 328, [16]; [2003] HCA 46; 77 ALJR 1561 at 1563.
[17] See also Putland v R [2003] HCATrans 263 per Kirby J.
[18] [United Mexican States v Cabal [2001] HCA 60; (2001) 209 CLR 165] at 181, [39] per Gleeson CJ and McHugh and Gummow JJ.
[19] R v Giordano (1982) 31 SASR 241 at 244 per King CJ; R v Velevksi [2000] NSWCCA 445; (2000) 117 A Crim R 30 at 32, [12]; Ettridge v Director of Public Prosecutions (Qld) [2003] QCA 410 at [4]-[7].
Austin
The King [2022] VSCA 240
(1982) 31 SASR 241
(1983) 153 CLR 514
(1998) 72 ALJR 1522
(2006) 14 VR 580
(1989) 168 CLR 1
(2003) 200 ALR 325
(2001) 209 CLR 165