[2011] VCAT 1088
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2011-06-09
Original judgment source is linked above.
The applicant then sought leave to appeal to the High Court of Australia from the Court of Appeal decision on two occasions in December 1999 and August 2001. Both applications for special leave to appeal were refused.
I pause here again to say that on the second occasion, the applicant appeared for himself and it was a majority decision of the High Court that refused him leave to appeal. Ms Woodger then goes on -
On 26 January 2001, the applicant submitted a petition for mercy to the then Attorney General. In April 2003, the Governor denied the applicant's petition.
In August 2003, the applicant applied for access under the Freedom of Information Act 1982 to :
'a copy of all documents/letters sent by the Hon Rob Hulls, Attorney-General and/or the Department of Justice;
A copy of all documents/letters received by the Hon Rob Hulls, Attorney-General and/or the Department of Justice, in connection with [the applicant's] joint and several Petition and Application; and
A copy of documents/letters exchanged with other Government departments especially the Supreme Court of Victoria'.
On 15 October 2003, the Department notified the applicant of its decision in respect of the applicant's first request of August 2003. That decision was to release a number of documents in full or in part, with access denied in full to 46 pages. By a request dated 15 July 2010, the applicant sought access under the Act for those 46 pages (of which I am informed by Ms Stephanie Hamilton, FOI Officer within the Department and believe 13 pages were duplicates of other pages). The decision made on internal review in respect of that request has given rise to the present proceeding before the Tribunal.
When a petition is referred to the Attorney-General, it is in turn usually referred to Criminal Law Policy (formerly Legal Policy), to consider, evaluate and recommend how the issues raised should be dealt with. To the extent that any legal grounds are raised by a petition for mercy (for example a petition seeking a retrial or a pardon), it is generally forwarded to the Victorian Government Solicitor ('VGS') or barristers with relevant criminal law experience for assessment and advice. The advice was and is usually provided to the Attorney-General through Criminal Law Policy (or its predecessor).
And Ms Woodger then deposes to the fact that a decision is made, as it was in this case.
Document 1 is a letter dated 2 August 2001 from the Legal Policy and Court Services Branch of the Department to the VGS, enclosing copies of the applicant's petition of mercy, correspondence between the applicant and the Department and other documents. The letter sought legal advice on the applicant's petition of mercy.
Document 2 is a letter dated 17 August 2001 from the Legal Policy and Court Services Branch of the Department to the VGS, providing further instructions by way of enclosing additional correspondence received from the applicant in relation to his petition of mercy. The letter seeks legal advice in relation to the applicant's petition for mercy.
Document 3 is a further letter dated 24 October 2001 from the Legal Policy and Court Services Branch of the Department to the VGS (similar to Document 2), providing further instructions by way of enclosing additional correspondence in relation to the applicant's petition of mercy and seeking legal advice in relation to the petition.
Document 4 is a memorandum of legal advice dated 2 January 2002 from the VGS to the then Director of Legal Policy and Court Services Branch of the Department. It provides the legal advice sought in relation to the applicant's petition for mercy.
Document 5 is a memorandum of advice and recommendations from the Legal Policy Branch of the Department to the then Attorney-General dated 25 March 2003. In addition to providing advice and recommendations, the memorandum also summarises the legal advice obtained from the VGS in relation to the applicant's petition for mercy.
Document 6 is a letter from the then Attorney-General to the Premier dated 25 March 2003, providing legal advice and recommendations on the applicant's petition of mercy. It encloses draft letters prepared by the Legal Policy Branch of the Department.
Document 7 is an unsigned and undated earlier draft of Document 5, stamped 'Copy' and includes the draft letters enclosed in Document 6.
However, the content of the decision making processes involved in making recommendations as to the exercise of the discretion relating to petitions for mercy are always confidential and involve communications of the most sensitive kind at the highest levels of government.
Decisions on petitions often involve difficult, sensitive and controversial issues of a legal and policy nature. It would assist the decision-making process if advice to the Attorney-General, Premier and Governor on such matters remain confidential.
In assessing and providing recommendations about a petition for mercy, it is often necessary for candid legal or policy advice to be provided on important issues such as the veracity of a claim made in a petition, or the credibility of a person where that is relevant to the assessment of the petition.
The applicant has asserted the following matters as public interest matters which can be summarised as follows :
(a) The removal of immunity for barristers and solicitors.
(c) The administration of justice or miscarriage of justice and, more specifically, that the administration of the criminal justice system under Labor 'has been perverted'.
They are what the applicant says are the grounds that the public interest override should apply.
Relevantly to this appeal, the exercise of the power conferred by s 50(4) requires satisfaction of two conditions. The first is the condition that, as a matter of law, the material before the Tribunal is capable of supporting the formation by it of an opinion that the public interest requires that access to the documents should be granted. That condition may also be expressed as a limitation, namely, that the opinion referred to by the sub-section is an opinion which is such that it can be formed by a reasonable decision-maker who correctly understands the meaning of the law under which that decision-maker acts. The second condition is that the Tribunal actually forms the opinion that the public interest requires that access to the documents should be granted. This is an evaluative and essentially factual judgment. If the Tribunal forms the requisite opinion, its power to grant access is enlivened. In the ordinary case, the exercise of the power will be subsumed in the formation of the necessary opinion.
References to clearing the air, or more general references of the kind made in oral argument in this Court to a need for 'transparency' in government are, at best, statements of the values that are to be understood as informing the structure and operation of the FOI Act. Neither reference to clearing the air, nor reference to a need for transparency in government, reveals the reasoning that supports the conclusion that the public interest requires disclosure of what otherwise is otherwise privileged communication.
His Honour's statement is equally appropriate in this proceeding.
The Tribunal has held that : '[l]egal professional privilege is a common law right, and a fundamental human or civil right, and therefore may be displaced only by other public interest factors of the highest order'; it is 'clear law that there is a very strong public interest in the maintenance of legal professional privilege as it is fundamental to the operation of our legal system.
... I am persuaded that it would be undesirable if the effect of providing access to the documents in this case would be to create a precedent whereby legal advice in relation to future petitions of mercy would be, or would be expected to be, available under freedom of legislation laws.
.... case is clearly a unique case: not in the sense that it is on its own in a factual sense, but because of the publicity and concern it generated.
There was a high amount of publicity in the Osland case which to no small extent was fuelled by the Attorney-General making a statement. Here, there has been no statement by the Attorney-General and there has been no or no sufficient evidence of general public interest.
... the question is whether there has been some sufficient injustice to the applicant so as to elevate his position to one where the public interest demands that injustice done to him (presumably the injustice arising by reason of his inability to clear his name) should be rectified by release of the document as opposed to his grievances as an individual.
... there was no evidence before the Tribunal to show that the applicant's concerns were part of a larger community controversy and frankly there was no evidence before me to convince me that any injustice had in fact occurred.
From the following observations by the Court of Appeal in the Osland case (which were not disapproved by the High Court), it is clear that this aspect of the public interest override - namely that the public interest 'requires' disclosure - will only be satisfied in exceptional cases.
(He there referred to Currie v Building Commission [2008] VCAT 979 at [32].)
Mr Batskos correctly summarised relevant considerations in relation to invoking the public interest override.
(a) it is a 'stringent test' and the case for release 'must, in effect, be irresistible'.
(b) The word 'required' in the context of s 50(4) of the FOI Act connotes 'obligation', 'necessity' or 'compulsion'.
(c) There is a notion of the imperative involved. Having regard to the fact that consideration of s 50(4) only arises after a determination has been made that a document is exempt, it is not surprising that the legislature should set the criterion for the operation of the section by reference to concept of necessity.
(d) To apply s 50(4) properly the Tribunal has to be able to express itself in terms which conveyed that 'it had no practical alternative but to allow access' and that 'result has to be emphatic'.
(e) The Tribunal must be of the opinion that unless access was granted the public interest would suffer or be diminished in some way. Short of such a state of satisfaction the public interest would not require that there be access to the document.
Arundell
Department of Justice