The purging of contempts
28 In the application filed in this Court on 14 March 2014, the applicant sought an order that the respondent was guilty of contempt of the ACC "in that, being a witness appearing at an examination before an examiner on 5 February 2014 and 13 March 2014, he refused or failed to answer questions which the examiner required him to answer". The accompanying statement of charges particularised eight instances of contempt, being the respondent's refusal on each of 5 February 2014 and 13 March 2014 to answer the four questions from Ms Jefferson relating to his membership of the named group and the second named group.
29 At the hearing on 16 December 2014, the respondent pleaded guilty to each of the eight charges of contempt. As indicated earlier, when during the course of the submissions in mitigation, it was said that the respondent now wished to purge his contempt by answering the questions, I adjourned the hearing to allow an opportunity for that to occur.
30 At the resumption of the examination before the applicant on 22 December 2014, the respondent answered these questions and, as indicated earlier, additional questions by both Ms Jefferson and the applicant.
31 At the resumed hearing in this Court on 23 December, counsel for the applicant submitted that the applicant's statement that he was satisfied that the respondent had now purged his contempt should be understood as an indication only that he was satisfied that the respondent had answered the four questions which he had refused to answer on 5 February and 13 March 2014. Counsel contended that the Court should sentence the respondent on the basis that, at the resumed examination before the applicant on 22 December, he had been "not totally cooperative in the examination process" and that "his demeanour and his disposition towards the examiner [had] left a lot to be desired". Later counsel submitted that "the respondent did not fully cooperate, his attitude was one of evasiveness".
32 There are a number of difficulties in acting on this submission. It is true that there are some passages in which the respondent used profanities and answered questions in a disrespectful manner. However, immediately after a short adjournment requested by the respondent's counsel, the respondent apologised for that conduct, and it seems that his apology was accepted by the applicant. As I understand it, counsel did not base her submission on these aspects of the respondent's conduct.
33 Counsel referred instead to the respondent's responses to questions from the applicant regarding a lunch which he had attended in August 2014. She submitted that in those responses, the respondent had "feigned a memory failure" by saying that he could not recall who else had attended the lunch. The applicant had pressed the respondent for answers and, after the adjournment to which I referred to earlier, the respondent did answer the applicant's questions by providing some names and details about the lunch.
34 The applicant did not express any view on 22 December 2014, one way or the other, as to whether the respondent had feigned a lack of memory. Instead, as noted, he expressed his satisfaction that the respondent had purged his contempt.
35 In sentencing for criminal offences, a sentencing judge may not take facts into account in a way which is adverse to the interests of the accused unless those facts have been established beyond reasonable doubt: R v Olbrich [1999] HCA 54; (1999) 199 CLR 270 at [27]. Proceedings relating to the imposition of a penalty for a contempt are sufficiently analogous to the sentencing process for that principle, or a principle having the same effect, to be applicable in the present context. That is especially so having regard to the application of the criminal standard of proof to charges of contempt: Witham v Holloway (1995) 183 CLR 525 at 534. That means that the Court would need to be satisfied beyond reasonable doubt that the respondent had, at times on 22 December 2014, feigned a lack of memory or that in other respects, he had been "not totally cooperative in the examination process", that "his demeanour and his disposition towards the examiner [had] left a lot to be desired", and that "his attitude [had been] one of evasiveness". There are some obvious difficulties for the Court making findings to that effect on the basis of the audio visual record and the written transcript of the proceedings on 22 December 2014, especially having regard to the lack of specificity in the conduct of the respondent alleged by counsel.
36 There is another and perhaps more fundamental difficulty. If it was the case that the respondent had feigned an absence of memory in the examination on 22 December 2014, then he may have committed a separate contempt of the ACC: see s 34A(a)(ii) and (c) of the ACC Act and Keeley v The Honourable Mr Justice Brooking (1979) 143 CLR 162. There is a principle of sentencing law that conduct which amounts by itself to a criminal offence should not generally be regarded as a circumstance aggravating some other offence. The general principle was stated by Gibbs CJ in R v De Simoni (1981) 147 CLR 383 at 389:
[T]he general principle that a sentence imposed on an offender should take account of all the circumstances of the offence is subject to a more fundamental and important principle, that no-one should be punished for an offence of which he has not been convicted. … The combined effect of the two principles, so far as relevant for present purposes, is that a judge, in imposing sentence, is entitled to consider all the conduct of the accused, including that which would aggravate the offence, but cannot take into account circumstances of aggravation which would have warranted a conviction for a more serious offence.
(Emphasis added)
37 King CJ spoke of this principle in R v Austin (1985) 121 LSJS 181 at 183:
It is true that in imposing sentence for a crime, a Judge should take into account not only the conduct which actually constitutes the crime, but also such of the surrounding circumstances as are directly related to that crime and are properly to be regarded as circumstances of aggravation or circumstances of mitigation. Just what surrounding circumstances are properly to be taken into account in a particular case is a matter of degree. The courts have to be particularly cautious when the circumstances relied upon themselves may constitute crimes. Often the circumstances amount to crimes of similar character to that charged and can more readily be taken into account as circumstances of aggravation. Likewise where the criminality of the aggravating circumstances is clearly subsidiary to as well as related to the criminality involved in the conduct constituting the crime charged. Special care, however, is required when the circumstances relied upon as circumstances of aggravation themselves constitute crimes or may constitute crimes of a different character or crimes against different victims.
(Emphasis added)
38 Similarly, in R v Teremoana (1990) 54 SASR 30 at 36, Cox J said:
As a general rule, the Judge who is sentencing a person who has been convicted of an offence will have regard to all the circumstances surrounding the offence and this may include its impact upon other people. Care must be taken, however, not to take into account actions of the defendant, however reprehensible they may have been, that were really irrelevant to the crime charged, and special caution is needed if the result of taking something into account will be to punish the defendant for an offence of which he is not been convicted.
(Emphasis added)
39 In my opinion, the punishment of a person for contempt is sufficiently analogous to the conventional sentencing process for these principles to be applicable in the present context. This by itself makes it inappropriate to have regard, in a way which is adverse to the respondent, to the conduct on 22 December 2014 which was impugned by the applicant's counsel.
40 Next, it is appropriate to keep firmly in mind the limits of this Court's jurisdiction. The jurisdiction of the Court under s 34B of the ACC Act is to deal with the contempt of the ACC which was the subject of the examiner's application and which the Court finds proved: (s 34B(5)). The Court is not vested with jurisdiction to deal with conduct not amounting to a contempt of the ACC. This does not mean that conduct of the kind to which counsel referred may never be relevant to the imposition of a penalty for a contempt of the ACC but care must be exercised in this respect.
41 Finally, I consider it unlikely that the applicant would, on 22 December 2014, have stated his satisfaction that the respondent had purged his contempt if he considered that, by conduct closely associated with that purging, the respondent had committed a further contempt.
42 Having regard to all these matters, I do not propose to take into account, in a way which is adverse to the respondent, his conduct before the applicant on 22 December 2014 which was impugned by the applicant's counsel.