[2024] VSCA 233
General information, not legal advice.
Court of Appeal (Vic)
2024-10-10
Ms J, Priest JA, Beach JA, Boyce JA
Original judgment source is linked above.
We don't say the notice has to take has to take the form of formal interview. It just has to be notice.
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As I understood all the cases Your Honours just described,[[9]] one of the difficulties the applicants faced was in effect that having been placed on notice variously as they were, and whether they chose to exercise the right to silence or not in the process of being placed on notice, they chose with that state of knowledge to communicate with people in the knowledge that those people could then communicate back to police.
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But we agree with your Honour, the 19 cases don't specifically refer to the requirement of notice, but it is in our submission highly relevant to note that in each of those cases the notice was given.
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Well, we say the obligation of police to comply with the right to silence, as we've described it, is a duty to comply with that principle.
Perhaps duty was not the right choice of word, but we say it [the right to silence] creates for police the requirement to respect - the requirement to not disregard [it].
It's not the deception to which we take issue. It's a step before the deception. It's the lack of notice.
These four appeals raise for consideration the admissibility of 'scenario evidence'. In outline, scenario evidence is confessional evidence obtained in the following way. Undercover police officers pose as members of a gang. They solicit the cooperation of a person whom they think has committed a serious crime, although they do not believe that they are yet able to prove it. They encourage that person to take part in 'scenarios' involving what the person wrongly thinks is criminal conduct. Provided that the person informs the head of the gang of anything which might attract the adverse attention of the police, they offer the person two advantages. One is the opportunity of material gain by joining the gang. The other is the certainty that the head of the gang can influence supposedly corrupt police officers to procure immunity from prosecution for the serious crime. This technique was developed in Canada and evidence obtained pursuant to it there has been held admissible by the Supreme Court of Canada.[13]
This expression arouses strong but unfocused feelings. In truth it does not denote any single right, but rather refers to a disparate group of immunities, which differ in nature, origin, incidence and importance, and also as to the extent to which they have already been encroached upon by statute. Amongst these may be identified:
(1) A general immunity, possessed by all persons and bodies, from being compelled on pain of punishment to answer questions posed by other persons or bodies.
(2) A general immunity, possessed by all persons and bodies, from being compelled on pain of punishment to answer questions the answers to which may incriminate them.
(3) A specific immunity, possessed by all persons under suspicion of criminal responsibility whilst being interviewed by police officers or others in similar positions of authority, from being compelled on pain of punishment to answer questions of any kind.
(4) A specific immunity, possessed by accused persons undergoing trial, from being compelled to give evidence, and from being compelled to answer questions put to them in the dock.
(5) A specific immunity, possessed by persons who have been charged with a criminal offence, from having questions material to the offence addressed to them by police officers or persons in a similar position of authority.
(6) A specific immunity (at least in certain circumstances, which it is unnecessary to explore), possessed by accused persons undergoing trial, from having adverse comment made on any failure (a) to answer questions before the trial, or (b) to give evidence at the trial.
References were made in argument to the appellants' 'right to silence', and to the effect on that right of the techniques adopted by the undercover police. As Lord Mustill pointed out in R v Director of Serious Fraud Office; Ex parte Smith, that expression 'refers to a disparate group of immunities, which differ in nature, origin, incidence and importance, and also as to the extent to which they have already been encroached upon by statute'. It is not a single principle. It is a convenient shorthand reference to a collection of principles and rules, some substantive and some procedural. If it is said that there has been an infringement of a person's right to silence, then it is usually necessary to identify the particular legal rule involved and to explain the nature of the infringement by reference to that rule. The tendency in argument in the present case was to use the shorthand description to create an aura of inviolability around the appellants' guilty secrets, and then to take the further step of characterising the tricking of the appellants into deciding to reveal those secrets as an overbearing of the will.
In answer to this line of reasoning it must again be observed that many forms of undercover police activity, and of covert surveillance, involve attempts to gain information from people who, if they were aware of what was going on, would remain inactive or silent. There is a sense in which it can be said that intercepting a telephone conversation, or secretly recording an interview, always deprives a person of the opportunity to remain silent in circumstances where, if the person had realised that he or she was under observation, the person would have remained silent. That does not mean that there has been an infringement of one of the legal rules which together make up the right to silence. Nor does it mean that what is being said in the conversation is involuntary. The argument seems to equate the right to silence with a right of privacy, and to treat as involuntary any statement that is made without a fully-informed appreciation of the possible consequences. Neither step is consistent with legal principle.
The appellants submitted that 'the vice is here that these were police officers who deliberately set about the scenario tactic to secure from the suspect a detailed confession which, had they gone about it by interview process, they could not have done without giving proper warnings and securing and advising that they could have the benefit of a solicitor'. It was the essence of scenario evidence that 'the appellants in each case had to be denied their fundamental rights'. In particular, counsel for Clarke submitted: 'Naturally [Clarke] was not afforded any protective rights; they were and indeed, had to be, deliberately circumvented in order to achieve the sole purpose of extraction of the confession.'
when police officers, pursuant to judicial warrant, listen to telephone calls made by others, they may obtain evidence of admissions which they could not have obtained by the process of interviewing. Yet the surveillance evidence is admissible. So is confessional evidence obtained by eavesdropping.
Counsel for Clarke said that three further factors were relevant. One was that the conduct was encouraged or tolerated by those in higher authority: plainly it was. Another was that the conduct was inconsistent with a right of Clarke's which was fundamental, namely the 'right to silence'. That submission must be rejected in view of the conclusions reached above that the admissions were voluntary and that Clarke saw himself as having a choice which he exercised for his own purposes. That is, he had a right to silence but he chose not to exercise it.
As the authorities make clear, the application of s 90 is 'highly fact-specific'. The focus must be upon the circumstances in which the impugned admission was made, and the way in which those circumstances would render the use of the evidence of the admission unfair to the accused at trial. That is, the focus of s 90 is upon the fairness of using the evidence at trial, not directly upon characterising the circumstances in which the admission was made - including the manner in which it was elicited - as fair or unfair. Consideration must be given to whether there is some aspect of the circumstances in which the admission was made that reveals why it would be unfair to use the evidence of the admission in the trial of the person who made it.
the aim of the cell deployment was more than just rapport building. It was to elicit information as to the suspect's participation, if any, in the homicide either during that cell deployment or thereafter by way of scenario technique.
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We say it's not open to have found as a matter of fact as the judge did on the evidence that we've referred this court to and the evidence that was before his Honour below that the aim of the cell deployment was just rapport building.
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Ground 2 is about what we say [is] a factual error in determining what the aim of the cell deployment was, for it in effect meant that the standard operating procedure didn't have application. We say the factual finding regarding that aim is wrong ...
Ground 4 is really for completeness, it's we submit a gateway in terms of the question of leave and it's a matter of form.
We say that the reasons refer to the right to silence ... in relation to the free choice in the context of voluntariness, but they don't expose a conclusion as to whether the right to silence in this case was circumvented in the way we've described in connection with ground 1, 2 and three.
Although the common law right to silence is a fundamental right, the accused was not interrogated in the cells or during the subsequent covert operation. It seems to me that at all relevant times, he was free to speak or not to speak, and that, because he perceived it was in his self-interest to speak, he freely chose to make the impugned admissions. The gravity of the (assumed) impropriety of the cell deployment (and/or the subsequent deployment) was not high.
[2] We were informed during the hearing that, due to a lack of evidence, Alula Tegegne was not charged.
[3] [(2007) [2007] HCA 39; 231 CLR 396]. The [applicant] was not able to point to a single scenario case where the impugned evidence of admissions was excluded.
[4] R v Swaffield; Pavic v The Queen (1998) 192 CLR 159, 185-6 [35] ('Swaffield'). (Footnotes as in original.)
[5] Bunning v Cross [1978] HCA 22; (1978) 141 CLR 54 at 75, per Stephen and Aickin JJ.
[6] R v Lee [1950] HCA 25; (1950) 82 CLR 133 at 152.
[7] Tofilau v The Queen [2007] HCA 39; (2007) 231 CLR 396, 403 [5] ('Tofilau').
[8] The 19 cases were: Tofilau; Swaffield; Em v The Queen [2007] HCA 46; (2007) 232 CLR 67; R v Roba [2000] VSC 96; (2000) 110 A Crim R 245 (Coldrey J); R v Dewhirst [2001] VSC 172; (2001) 122 A Crim R 403 (Coldrey J); R v Chimirri [2002] VSC 555; (2002) 136 A Crim R 381 (Osborn J); R v Favata [2006] VSCA 44 (Callaway, Buchanan and Vincent JJA); Lauchlan v Western Australia [2008] WASCA 227 (Buss and Miller JJA and Murray AJA); R v Weaven (Ruling No 1) [2011] VSC 442 (Weinberg JA); R v Drummond (Ruling No 1) [2013] VSC 70 (Osborn JA); R v Simmons; R v Moore (No 2) [2015] NSWSC 143; (2015) 249 A Crim R 82 (Hamill J); R v Simmons; R v Moore (No 3) [2015] NSWSC 189 (Hamill J); R v Fesus (No 2) [2015] NSWSC 1467 (Wilson J); R v Wichman [2015] NZSC 198; [2016] 1 NZLR 753 (Elias CJ, William Young, Glazebrook, Arnold and O'Regan JJ); R v Cowan; ex parte AG (Qld) [2015] QCA 87; [2016] 1 Qd R 433 (McMurdo P and Fraser JA); R v Jelicic [2016] SASC 57 (Peek J); Deacon v The Queen [2019] NTCCA 21; (2019) 282 A Crim R 303 (Grant CJ, Southwood J and Riley AJ); Sidaros v The Queen [2020] ACTCA 11; (2020) 15 ACTLR 64 (Burns, Elkaim and Loukas-Karlsson JJ); R v Kilincer (No 2) [2021] NSWSC 829 (Johnson J); and R v Rumsby [2023] NSWSC 229 (R A Hulme J).
[9] The cases referred to in argument were Tofilau and R v Clarke (one of the three cases dealt with by the High Court at the same time as Tofilau).
[11] R v Simmons; R v Moore (No 3) [2015] NSWSC 189, [95] ('Simmons (No 3)').
[13] Evidence obtained by a similar technique was admitted in R v Todd (1901) 13 Man LR 364. The Manitoba Court of Appeal admitted scenario evidence in R v Unger (1993) 83 CCC (3d) 228. In R v Hodgson [1998] 2 SCR 449 at 475 [36] a test was stated which, if correct, rendered the evidence admissible ... The Supreme Court of Canada reaffirmed the test specifically in relation to scenario evidence after the trials in the present appeals had taken place, and held that type of evidence admissible: R v Grandinetti [2005] 1 SCR 27. There are rulings of trial judges other than those under challenge in these appeals permitting the reception of scenario evidence, but they did not turn on the question of whether there was a person in authority: Director of Public Prosecutions (Vic) v Ghiller [2003] VSC 350; (2003) 151 A Crim R 148; R v Favata [2004] VSC 7 (an appeal against conviction being subsequently allowed on other grounds in R v Favata [2006] VSCA 44); Western Australia v Lauchlan [2005] WASC 266.
[14] See Crimes Act 1958 (Vic), s 464J; Crimes Act 1914 (Cth), s 23S.
[15] See Crimes Act 1958 (Vic), ss 464A(2), 464I; Crimes Act 1914 (Cth), ss 23C, 23DB.
[16] R v Director of Serious Fraud Office, Ex parte Smith [1993] AC 1, 30.
[17] Tofilau, 409 [20]. (Footnotes omitted; emphasis added.)
[23] We note that Hamill J made a number of observations in R v Simmons (No 2) [2015] NSWSC 143; (2015) 249 A Crim R 82, when ruling scenario evidence against Simmons to be admissible, that do not support the present applicant's case. See 94 [60], 95-6 [65], 96-7 [65], 114-5 [130].
[24] Headland (a pseudonym) v The Queen [2023] VSCA 174 (Emerton P, Priest and Kennedy JJA) ('Headland').
[25] Em v R [2007] HCA 46; (2007) 232 CLR 67.
[26] DPP v Myles [2021] VSCA 324, [25]-[29] (Priest, T Forrest and Walker JJA).
[28] GLJ v Trustees of the Roman Catholic Church for the Diocese of Lismore [2023] HCA 32; (2023) 97 ALJR 857 ('GLJ').
[29] GLJ, 866 [16]. See also Moore (a pseudonym) v The Queen [2024] HCA 30, [26].
[30] [1979] HCA 9; (1979) 142 CLR 531, 552 (Gibbs ACJ, Jacobs and Murphy JJ).
Alhassan
The King [2024] VSCA 233
DPP v Alhassan [2024] VSC 573R
(1998) 192 CLR 159
(1978) 141 CLR 54
(1950) 82 CLR 133
(2007) 231 CLR 396
(2007) 232 CLR 67
(2020) 15 ACTLR 64
(2023) 97 ALJR 857
(1979) 142 CLR 531