[2018] AATA 3013
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2018-08-21
Original judgment source is linked above.
Graham and Comcare (Compensation) [2018] AATA 3013 (21 August 2018)
The reviewable decision of 11 April 2016 is set aside and in substitution the Tribunal determines that Mr Graham suffered an injury under s 14 of the Safety, Rehabilitation and Compensation , being an adjustment disorder with anxiety, with a date of injury of 22 December 2015.
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COMPENSATION - adjustment disorder with anxiety - whether ailment was contributed to, to a significant degree, by the employee's employment - scope of employment - direction to return to work - scope of performance of employment duties - reviewable decision set aside.
Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue (Northern Territory) [2009] HCA 41
Australian Industry Development Corporation v Boyd [1990] FCA 96
Chubb Security Australia Ltd v Trevarrow [2004] NSWCA 344
CIC Insurance Ltd v Bankstown Football Club Ltd (1997) 187 CLR 384
Comcare v Canute [2005] FCAFC 262
Comcare v Mooi [1996] FCA 1587
Comcare v Martin [2016] HCA 43
Federal Broom Co Pty Ltd v Semlitch [1964] HCA 34; (1964) 110 CLR 626John Holland Group Pty Ltd v Robertson [2010] FCAFC 88
Military Rehabilitation and Compensation Commission v May [2016] HCA 19
Mills v Australian Postal Corporation (1994) 32 ALD 489
Pettiford and Comcare [2014] AATA 95
Patient reports bout of anxiety/depression 1-2 years ago. Saw psychologist at that stage and things seemed to settle - felt it wasn't a problem at all for over a year or more now. Has been off work for a while - trying to get diabetes under control. Work have been supportive up until xmas. Had independent medical assessment which suggested there was nothing wrong with him and had to come back to work today (4th Jan). Report was inaccurate and gave the wrong impression of his condition. Patient very worried about going back to work - doesn't feel well enough at this stage. Report seems dismissive of his current state. On examination: anxious, sweaty, clouded thinking, tight throat and chest, difficulty breathing, worried about getting back to work now, concentration affected. Went to work today - called manager when in the building who agreed wasn't medically well. Blood sugars now increased.
Impression: anxiety.
Before receiving the correspondence dated 18 December 2015 my anxiety was in remission and I was not experiencing symptoms. I believe that all of the anxiety symptoms I am currently experiencing are as a result of the 18 December correspondence and the subsequent actions and attitude from my workplace.
I have today seen Paul who is an extremely distressed state following work directives issued prior to close of business at work in the Department of Prime Minister and Cabinet, requesting him to return to work on 4 January 2016 as per a report from an occupational physician (Dr Thai) employed by the Department to determine Paul's capacity to return to work.
Given the poor nature, in the way Paul was directed back to the workplace without consultation with his treating physicians; given very tight time lines (4 days) for a response, the stress and anxiety this directive has provoked has had serious health consequences for Paul and on his Anxiety.
Subject to this Part, Comcare is liable to pay compensation in accordance with this Act in respect of an injury suffered by an employee if the injury results in death, incapacity for work, or impairment.
(a) a disease suffered by an employee; or
(b) an injury (other than a disease) suffered by an employee, that is a physical or mental injury arising out of, or in the course of, the employee's employment; or
(c) an aggravation of a physical or mental injury (other than a disease) suffered by an employee (whether or not that injury arose out of, or in the course of, the employee's employment), that is an aggravation that arose out of, or in the course of, that employment;
but does not include a disease, injury or aggravation suffered as a result of reasonable administrative action taken in a reasonable manner in respect of the employee's employment.
"disease" means:
(a) an ailment suffered by an employee; or
(b) an aggravation of such an ailment;
that was contributed to, to a significant degree, by the employee's employment by the Commonwealth or a licensee...
...any physical or mental ailment, disorder, defect or morbid condition (whether of sudden onset or gradual development).
The second ground treats the word "employment" in the definition as something distinct both from the fact of the employment of the worker and from any consequence of the employment, and confines it (if I understand the notion correctly) to the inherent features or essential incidents of the employment, to the exclusion of occurrences in the course of the work. With all respect, I think that to take this view is to refine upon the word too much and by so doing to miss what the definition is manifestly intending to say. Where it is possible to identify as a contributing factor to the aggravation, acceleration, exacerbation or deterioration of a disease some incident or state of affairs to which the worker was exposed in the performance of his duties and to which he would not otherwise have been exposed, I see no misuse of English in condensing the statement of fact by saying simply that the employment was a contributing factor to the aggravation, acceleration, exacerbation or deterioration. It is in that sense that I should understand the language of the definition.
...if not directly part of her usual employment activities, certainly part of it in an incidental or ancillary sense. Ms Trevarrow's employment was an instigating factor (being a characteristic of the conditions in which her work was performed) in her attendance at the Ashfield premises, where she sustained the injury. It is misconceived to attempt to interpret employment as confined essentially to Ms Trevarrow walking her beat around the IBM premises at Baulkham Hills to which she was assigned to guard. The respondent's written submissions correctly criticise this as an attempt to resurrect a narrow interpretation which was rejected by the High Court in respect of s 4 in Federal Broom Co Pty Ltd v Semlitch [1964] HCA 34; (1964) 110 CLR 626.
Nor does the fact that the aggravating incident occurred at the employee's home, or away from his place of employment, preclude it from being an aspect or incident of the employment. Thus, a visit or telephone call by the employer to the employee's home may be sufficiently connected to the employment relationship to satisfy the element of the requirement of contribution by the employment which is erected by the definition of "disease".
...the modern approach to statutory interpretation (a) insists that the context be considered in the first instance, not merely at some later stage when ambiguity might be though to arise, and (b) uses 'context' in its widest sense to include such things as the existing state of the law and the mischief which, by legitimate means such as [reference to reports of law reform bodies], one may discern the statute was intended to remedy: Attorney-General v Prince Ernest Augustus of Hanover [1957] AC 436 at 461, cited in K & S Lake City Freighters Pty Ltd v Gordon & Gotch Ltd [1985] HCA 48; (1985) 157 CLR 309 at 312, 315.
This Court has stated on many occasions that the task of statutory interpretation must begin with a consideration of the text itself. Historical considerations and extrinsic materials cannot be relied on to displace the clear meaning of the text. The language which has actually been employed in the text of the legislation is the surest guide to legislative intention. The meaning of the text may require consideration of the context, which includes the general purpose and policy of a provision, in particular the mischief it is seeking to remedy.
(References omitted.)
Causation in a legal context is always purposive... The application of a causal term in a statutory provision is always to be determined by reference to the statutory text construed and applied in its statutory context in a manner which best effects its statutory purpose. ... It has been said more than once in this Court that it is doubtful whether there is any "common sense" approach to causation which can provide a useful, still less universal, legal norm.
In respect of injuries other than diseases the injury, whether it be physical or mental, must be one 'arising out of or in the course of the employee's employment. This does not always necessitate a causal connection between injury and employment. As appears from s 6(1)(b)(i), where an injury which is a disease, a causal connection is always necessary between the employment and the contraction of the disease. That causal connection is defined by the words 'contributed to in a material degree by the employee's employment by the Commonwealth (s 4)...
However, in my view, guidance is to be found in other sections of the Act. In s 4 the term "place of work" is defined as including "any place at which an employee is required to attend for the purpose of carrying out the duties of his or her employment". This definition suggests that the term "employment" encompasses the duties which an employee is engaged to perform. The term "injury" is defined in s 5A. The word means, inter alia, "an injury suffered by an employee, that is a physical or mental injury arising out of, or in the course of, the employee's employment". A similar formula is used in defining "aggravation" of an injury and, in s 5B, in defining the term "disease". If the Act contemplates a connection between an injury or disease and the employee's employment, then it must be possible to determine the ambit of such employment, and whether the circumstances in which the injury arose were within that ambit. This suggests a focus on what was done rather than upon trade, calling or any system of classification.
Although none of this is definitive, it seems to be more consistent with the purpose of the Act to treat the word "employment", when used in the Act, as describing rather more than a trade, calling or classification of employees. The Act is very much concerned with conditions in which employees work and their terms of engagement, rather than how they may be classified. [Emphasis that of Comcare]
When the Act speaks of "the employment" as a contributing factor it refers not to the fact of being employed but to what the worker in fact does in his employment. The contributing factor must in my opinion be either some event or occurrence in the course of the employment or some characteristic of the work performed or the conditions in which it was performed.
Such an event cannot, in my view, properly be described as an incident or state of affairs to which the worker is exposed 'in the performance of his duties'. Nor can it properly be described as a characteristic of the work performed or a condition in which the work was performed in the sense in which those expressions are used in Federal Broom Co Pty Ltd v Semlitch.
While undeniably a decision about the employment relationship, the more difficult question is whether, as Ms Pettiford contends, it could be said to constitute 'employment' within the definition of disease used in the Act. Kitto J in Federal Broom was not, as I understand Ms Pettiford to argue, referring to an incident or state of affairs relating to 'work', to use a neutral term, but to 'some incident or state of affairs to which the worker was exposed in the performance of his duties and to which he would not otherwise have been exposed' [emphasis added]. That qualification was echoed by the comments made by Windeyer J: 'some event or occurrence in the course of the employment or some characteristic of the work performed or the conditions in which it was performed'.
I accept as argued by Ms Pettiford that 'but for' the fact that she was an employee of Centrelink she would not have been exposed to the decision about her return to work. However that is not the test imposed by s 5B of the Act to determine whether the necessary causal relationship exists between the claimed ailment and the employee's employment. Rather the applicable test is whether the employee's 'employment' in the narrow sense employed by Kitto and Windeyer JJ, contributed to that ailment, or its aggravation.
For these reasons I conclude that the communication of the offending decision did not fall within the scope of the phrase 'the employee's employment with the Commonwealth' as used in s 5B of the Act.
Where it is possible to identify as a contributing factor to the aggravation, acceleration, exacerbation or deterioration of a disease some incident or state of affairs to which the worker was exposed in the performance of his duties and to which he would not otherwise have been exposed, I see no misuse of English in condensing the statement of fact by saying simply that the employment was a contributing factor to the aggravation, acceleration, exacerbation or deterioration.
...the Tribunal attached significance to the fact that the applicant had been on recreation leave when he suffered the episode of acute anxiety precipitated by the AFP "raid". However, the fact of being on leave does not preclude an employee from exposure to some event or occurrence in the course of the employment as that concept was explained in Semlitch's case. The real question is whether the "raid" with all its attendant features was an incident or state of affairs to which the applicant was exposed in consequence of his employment, and to which he would not otherwise have been exposed.
When the Act speaks of "the employment" as a contributing factor it refers not to the fact of being employed but to what the worker in fact does in his employment. The contributing factor must in my opinion be either some event or occurrence in the course of the employment or some characteristic of the work performed or the conditions in which it was performed. (Emphasis added.)
Comcare's position, as I understood it, was that these words connote performance at work, rather than instruction with respect to performance. With respect, however, this emphasis ignores the earlier part of the sentence, where his Honour specifies an alternative test, namely that the contributing factor is some event or occurrence in the course of the employment.
I certify that the preceding 60 (sixty) paragraphs are a true copy of the reasons for the decision herein of Deputy President Gary Humphries
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[1] In this decision, italicised text is generally used to indicate direct quotations.
Alcan (NT) Alumina Pty Ltd
Commission
(1985) 157 CLR 309
(1997) 187 CLR 384
(1964) 110 CLR 626