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[2020] FWC 3792
plaintiff. Extension of time under s 394(3) granted; Applicant permitted to file the unfair dismissal application until 2 July 2020. Order PR721118 to be issued (see [19]).
Commissioner Bissett granted a 7-day extension to file an unfair dismissal application. The applicant was 7 days late but demonstrated a credible explanation for the whole delay: failed attempts to instruct a representative due to phone connectivity, contact with the Fair Work Ombudsman, moving house, multiple Centrelink visits to obtain Jobseeker payments, single-parent responsibilities and limited computer skills. The Commission treated these ordinary factors together as 'exceptional circumstances' under s 394(3), found no demonstrable employer prejudice, and allowed the extension to 2 July 2020.
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Albert Barkho was dismissed with effect from 4 June 2020. The 21-day period for filing an unfair dismissal application under s 394(2) of the Fair Work Act 2009 expired at midnight on 25 June 2020. Mr Barkho lodged his unfair dismissal application on 2 July 2020, seven days outside the statutory 21-day window ([2], [3]).
Because the application was out of time, the matter before Commissioner Bissett was confined to whether the Commission should exercise its discretion under s 394(3) to extend the time for filing. That section allows an extension only if the Commission is satisfied that there are "exceptional circumstances", and it prescribes matters the Commission must take into account when making that assessment ([4], [5]).
The Applicant advanced a range of reasons for the delay. He said he had contacted the Fair Work Ombudsman before the 21-day period expired and believed assistance was being pursued. He also instructed Unfair Dismissals Australia to file the application, but the representative was unable to obtain clear instructions because of substantial telephone interference and drop-outs. The Applicant moved house on 24–25 June 2020, made multiple visits to Centrelink to obtain Jobseeker payments, is a single parent who does not drive (so travel was time-consuming and required childcare arrangements), and lacks computer literacy and needed assistance to file the application online ([9], [10], [11]).
The Respondent opposed the extension but did not identify prejudice caused by the delay. The Commissioner analysed the six statutory considerations in s 394(3), treated many as neutral in the circumstances, and concluded that the cumulative effect of the Applicant's attempts to obtain assistance together with his personal circumstances constituted an acceptable explanation and, when aggregated, were "exceptional circumstances". An extension was granted so the application could be treated as filed on 2 July 2020, and an order (PR721118) was to issue ([12], [13], [16], [17], [19]).
The decision turns on statutory text and established Commission approach to s 394(3). Two elements are essential.
First, exceptional circumstances is not a requirement that the circumstances be unique or unprecedented. The Commissioner adopted the established phrasing: exceptional circumstances are "out of the ordinary course, unusual, special or uncommon" but need not be unique, unprecedented or very rare; ordinary factors can be exceptional when taken together ([4]). This approach aligns with earlier Commission authorities cited in the decision ([4] fn 1 and fn 2).
Second, the statutory list in s 394(3) governs the assessment and each matter must be considered and given appropriate weight ([5], [6]). The Commissioner proceeded through each of these six matters:
Weighing these, the Commissioner concluded that the credible explanation for the delay and the realistic practical obstacles faced by the Applicant (house move, Centrelink requirements, technological limitations, caring responsibilities) cumulatively constituted exceptional circumstances ([12], [13], [19]). That combination, not any single extraordinary event, was decisive.
Before this decision, Commission practice had already developed the idea that "exceptional circumstances" can arise from a combination of ordinary factors, and that a credible explanation covering the entire delay is generally favourable to the applicant. The reasons in this decision expressly rely on prior Commission authority (for example Nulty v Blue Star Group Pty Ltd and Stogiannidis) for those propositions ([4], fn 1; [8], fn 3).
After this decision, the law as applied in the Fair Work Commission remains consistent: s 394(3) is applied by an evaluative, multi-factor assessment, and ordinary personal difficulties, attempts to obtain assistance, and practical obstacles can cumulatively amount to exceptional circumstances if they credibly explain the entire delay. This decision is an application and reinforcement of that established approach rather than a departure from it ([4], [8], [12], [19]).
In practical terms, the decision demonstrates that the Commission will be receptive to extension applications where a late filer can show a credible narrative encompassing both attempts to secure representation or assistance and tangible personal obstacles, even where the delay is short (seven days in this case).
Passage: "The FW Act allows the Commission to extend the period within which an unfair dismissal application must be made only if it is satisfied that there are 'exceptional circumstances'... the circumstances themselves do not need to be unique nor unprecedented, nor even very rare." ([4])
Plain English: The Commission can only extend time if there are special circumstances, but those circumstances do not have to be completely extraordinary, ordinary events can be special when looked at together.
Passage: "Section 394(3) ... requires that, in considering whether to grant an extension of time, the Commission must take into account the following: (a) the reason for the delay; (b) whether the person first became aware of the dismissal after it had taken effect; (c) any action taken by the person to dispute the dismissal; (d) prejudice to the employer (including prejudice caused by the delay); (e) the merits of the application; and (f) fairness as between the person and other persons in a similar position." ([5])
Plain English: The law lists six things the Commission must look at before deciding to extend time: why the applicant was late, if they only learned about the dismissal late, what they did to challenge it, if the employer would be hurt by the delay, whether the dismissal case looks strong, and whether giving an extension would be fair compared with others.
Passage: "In these circumstances ... the circumstances of moving house, attempting to resolve Jobseeker payments with Centrelink and his lack of technical skills, together, to be an acceptable or reasonable explanation for the delay..." ([12])
Plain English: The Commissioner accepted that moving house, dealing with Centrelink for income support, and not being good with computers, when combined with attempts to get help, made a reasonable explanation for being late.
Passage: "I am satisfied that there are exceptional circumstances ... I will therefore grant an extension of time ... until 2 July 2020." ([19])
Plain English: The Commissioner decided the combined reasons were enough to be considered special, so the applicant was allowed to file the claim as if it had been lodged on 2 July 2020.
This decision is most directly applicable to short-to-moderate delays where the applicant:
If these elements are credibly established and the employer cannot demonstrate prejudice, the Commission is likely to view the combined circumstances as potentially exceptional. The key is that the applicant provides a credible explanation for the entirety of the delay and that the combination of ordinary events, in aggregation, explains why the statutory time limit was not met ([8], [9], [10], [11], [12], [16], [19]).
This decision is a first-instance Commission decision applying established Commission reasoning. The decision cites prior Commission authorities (Nulty; Stogiannidis) as the doctrinal foundation for treating combined ordinary factors as capable of being exceptional ([4], fn 1; [8], fn 3). The text of this decision does not record any appellate treatment or later citation history. Therefore, from the materials in the decision itself, we cannot identify subsequent appellate consideration or the extent to which later decisions have applied or distinguished this specific factual combination.
Practitioners should treat the decision as a persuasive application of settled Commission principles on late filing and exceptional circumstances, noting that its weight will depend on the facts and on whether tribunals or courts at higher levels adopt or refine the Commission's approach in later reported decisions.
Quantitative threshold: The decision does not set any bright-line temporal threshold for how long a delay can be and still be excused. It is fact-driven. How long a delay can be tolerated will depend on the strength of the explanation and other factors; this decision does not delineate a maximum tolerable delay.
Weight of absence of prejudice: The Commissioner said absence of prejudice would be given little weight ([16]). What precise circumstances would be sufficient to elevate absence of prejudice to a decisive factor remains open. For example, where other s 394(3) factors are neutral or finely balanced, could absence of prejudice tip the balance? The decision indicates limited weight but does not fix a rule.
Quality of evidence: The decision accepted the Applicant's account. In cases where representations about communication failures or Centrelink interactions are disputed or unsupported by contemporaneous records, how heavily will the Commission require corroboration? The decision does not articulate a specific evidentiary standard beyond the general requirement of a credible explanation.
Interaction with representation: This decision accepts failures of a representative to file because of communication difficulties. It leaves open the question how the Commission will treat delays caused by a representative's inattentiveness or negligence as opposed to genuine communication or access impediments.
Fairness between similarly placed persons: The Commissioner noted this factor may relate to other matters before the Commission or previous decisions and is generally fact specific ([18]). How this factor will operate where an employer has multiple dismissals or a pattern of late filings by employees remains unspecified.
In sum, Barkho v Aussie Traveller applies and reinforces the Commission's established approach: exceptional circumstances may arise from an aggregate of ordinary hardships and procedural obstacles if they credibly explain the entire delay. The decision is fact-bound, and future determinations will refine boundaries on evidentiary sufficiency, the weight of employer prejudice, and how representative conduct is assessed.
s.394 - Unfair dismissal
Unfair dismissal application filed out of time - circumstances exceptional - extension of the time for filing allowed.
[1] This decision concerns an application by Mr Albert Barkho (Applicant) for an unfair dismissal remedy pursuant to s 394 of the Fair Work Act 2009 (FW Act).
[2] The Applicant's employment with Aussie Traveller Pty Ltd (Respondent) was terminated with effect from 4 June 2020. The unfair dismissal application was lodged on 2 July 2020.
[3] Section 394(2) of the FW Act states that an application for an unfair dismissal remedy must be made "within 21 days after the dismissal took effect", or within such further period as the Commission allows pursuant to s 394(3). The period of 21 days ended at midnight on 25 June 2020. The application was therefore filed 7 days outside the 21 day period. The Applicant asks the Commission to grant a further period for the application to be made under s.394(3). The Respondent opposes this request.
[4] The FW Act allows the Commission to extend the period within which an unfair dismissal application must be made only if it is satisfied that there are "exceptional circumstances". Briefly, exceptional circumstances are circumstances that are out of the ordinary course, unusual, special or uncommon but the circumstances themselves do not need to be unique nor unprecedented, nor even very rare.[1] Exceptional circumstances may include a single exceptional matter, a combination of exceptional factors, or a combination of ordinary factors which, although individually of no particular significance, when taken together can be considered exceptional.[2]
[5] Section 394(3) of the FW Act requires that, in considering whether to grant an extension of time, the Commission must take into account the following:
(b) whether the person first became aware of the dismissal after it had taken effect;
(c) any action taken by the person to dispute the dismissal;
(d) prejudice to the employer (including prejudice caused by the delay);
(f) fairness as between the person and other persons in a similar position.
[6] The requirement that these matters be taken into account means that each matter must be considered and given appropriate weight in assessing whether there are exceptional circumstances. I now consider these matters in the context of the Application.
[7] Both the Applicant and Respondent were given permission to be represented in the proceedings.
[8] The FW Act does not specify what reason for delay might tell in favour of granting an extension however decisions of the Commission have referred to an acceptable or reasonable explanation. The absence of any explanation for any part of the delay will usually weigh against an applicant in the assessment of whether there are exceptional circumstances, and a credible explanation for the entirety of the delay will usually weigh in the applicant's favour, however all of the circumstances must be considered.[3]
[9] The Applicant cited several reasons for the delay in lodging his application. He said that he had some contact with the Fair Work Ombudsman prior to the expiration of the 21 days. He said the staff attempted to help him make an application but he had difficulty in doing so. He said that he had contacted Unfair Dismissals Australia (his representative) prior to the expiration of the 21 day time limit and asked them to file his application. Unfair Dismissals Australia, who represented the Applicant in these proceedings, said that they had tried to gain instructions from the Applicant in order to file his application but had a range of difficulties in being able to get a telephone connection without substantial interference or drop outs. The representative said that, for this reason they could not get clear instructions from the Applicant to enable them to file a completed application. The Applicant said that he had understood his application would be filed but, when he did not hear from the Fair Work Commission, he contacted the Commission and found that no application had been made.
[10] The Applicant said that he moved house on 24-25 June 2020 and that, following 25 June 2020 he had to visit Centrelink on 4-5 occasions to try and sought out his Jobseeker benefit. The Applicant does not drive and is a single parent. For this reason travel to Centrelink took some time and, each time, he had to arrange for someone to care for his children. Centrelink was a priority for the Applicant as he needed to ensure he had some income so he could care for his children.
[11] The Applicant said that when he found that his application had not been filed, he sought assistance with making and filing an application. The Applicant said that he was not computer literate and he needed help to file the application. He said he did this at the same time as his visits to Centrelink and trying to make his Jobseeker application with Centrelink online which was what Centrelink advised him to do after his visits.
Whether the person first became aware of the dismissal after it had taken effect
[14] The Applicant was aware of his dismissal on the day it took effect and therefore had the full period of 21 days to lodge the unfair dismissal application. This is a neutral consideration.
[15] The Applicant took no steps, other than the lodgement of this application to dispute the dismissal. This is a neutral consideration.
[16] I cannot identify any prejudice that would accrue to the Respondent if an extension of time were to be granted and no submission was made by the Respondent that this was the case. The mere absence of prejudice is not in my view a factor that would point in favour of the grant of an extension of time. However, if one were to consider the absence of prejudice as favouring of an extension, I would attribute it little weight in the consideration of whether there are exceptional circumstances.
[17] The FW Act requires me to take into account the merits of the application in considering whether to extend time. The competing contentions of the parties in relation to the merits of the Application are set out in brief in the application of the Applicant and the response of the Respondent to that application and I do not repeat them here. The dismissal before me related to the redundancy of the Applicant. Having examined the materials, it is evident to me that the merits of the Application turn on contested points of fact which would need to be tested if an extension of time were granted and the matter were to proceed. It is not possible to make any firm or detailed assessment of the merits. The Applicant has a prima facie case, to which the Respondent raises an apparent defence. I do not consider the merits of the present case to tell for or against an extension of time. I consider the merits, of this reason, to be a neutral consideration.
Fairness as between the person and other persons in a similar position
[18] This consideration may relate to matters currently before the Commission or to matters previously decided by the Commission. It may also relate to the position of various employees of an employer responding to an unfair dismissal application. However, cases of this kind will generally turn on their own facts. In the present case no submissions were made on the question of fairness. I therefore consider this to be a neutral consideration.
[19] Having regard to the matters I am required to take into account under s.394(3), and all of the matters raised by the Applicant, I am satisfied that there are exceptional circumstances when the various circumstances that contributed to the delay in filing the application are considered together. Because I am satisfied that there are exceptional circumstances I will therefore grant an extension of time within which the application may be made until 2 July 2020. An order[4] to this effect will be issued with this decision.
[1] Nulty v Blue Star Group Pty Ltd [2011] FWAFB 975 at [13].
[3] Stogiannidis v Victorian Frozen Foods Distributors Pty Ltd t/as Richmond Oysters [2018] FWCFB 901 at [39].
Printed by authority of the Commonwealth Government Printer
Albert Barkho
Aussie Traveller Pty Ltd [2020] FWC 3792
Extension of time under s 394(3) granted; Applicant permitted to file the unfair dismissal application until 2 July 2020. Order PR721118 to be issued (see [19]).
[12] In these circumstances and given the attempts by the Applicant to find information and provide instructions to his representative to file an unfair dismissal application and the circumstances of moving house, attempting to resolve Jobseeker payments with Centrelink and his lack of technical skills, together, to be an acceptable or reasonable explanation for the delay in making the application.
[13] The finding of an acceptable explanation weighs in favour of a conclusion that there are exceptional circumstances.