Consideration
51 Leave to raise a new argument on appeal may be granted in circumstances where it is in the interests of the administration of justice: Montenegro v Secretary, Department of Education [2020] FCAFC 210 at [38], Sun v Minister for Immigration and Border Protection [2016] FCAFC 52 at [90], (2016) 243 FCR 220 at 47. However, in Vu v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCAFC 90 detailed consideration was given by the Full Court to circumstances where an appellant in a migration case sought leave to raise new grounds on appeal. In particular, in refusing leave in that case O'Callaghan J (with whom Katzmann and Stewart JJ agreed) observed as follows:
41. No explanation was given as to why the proposed grounds of appeal were not raised before the learned primary judge. The fact that the appellant retained new counsel is not, of itself, sufficient: BLX16 v Minister for Immigration and Border Protection [2019] FCAFC 176 at [31] (Moshinsky, Steward and Wheelahan JJ); DKT16 v Minister for Immigration and Border Protection [2019] FCAFC 208 at [31] (Davies, Moshinsky and Snaden JJ).
42. In VUAX v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 158; (2004) 238 FCR 588 at 598-599 [46]-[48], the Full Court said:
Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so: O'Brien v Komesaroff [1982] HCA 33; (1982) 150 CLR 310; H v Minister for Immigration and Multicultural Affairs [2000] FCA 1348]; and Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd [2001] FCA 1833; (2001) 117 FCR 424 at [20]- [24] and [38].
In Coulton v Holcombe [1986] HCA 33; (1986) 162 CLR 1, Gibbs CJ, Wilson, Brennan and Dawson JJ observed, in their joint judgment, at 7:
It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish.
The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused.
See also Murad v Assistant Minister for Immigration and Border Protection [2017] FCAFC 73; (2017) 250 FCR 510 at 516 [19]- [20] (Griffiths and Perry JJ), and also 524-525 [55]-[58] (Mortimer J).
43. It is clear therefore that merit alone will generally be insufficient for the grant of leave. As Bromwich J observed in Han v Minister for Home Affairs [2019] FCA 331 at [8]- [9] (observations which were endorsed by Perry J in BEG17 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCA 660 at [11]):
It may be convenient, and in many cases it will be entirely appropriate, to decide the question of whether to grant leave to advance an entirely new proposed ground of review in the form of a ground of appeal by giving dominant, but not exclusive, weight to the merit of the proposed ground. Merit is necessary, but not of itself ordinarily sufficient. Other features will generally need to be absent or present. Possible further considerations for the granting of leave in addition to merit include such things as an acceptable explanation for the ground not being run below, the nature and extent of any injustice (beyond a merely adverse result) that may result if the issue raised is not addressed, and the lack of prejudice to the opposing party. The decision to grant or refuse leave is then made by weighing the competing considerations, which are sometimes finely balanced.
The approach of relying predominantly on merit as the basis for leave becomes more problematic when there is no adequate explanation for the ground not having been advanced at the trial in the court below and other circumstances also tell against leave being granted. Care needs to be taken to ensure that a focus on merit does not have the troubling practical effect that a new ground sought to be raised is effectively heard and determined by this Court in the exercise of its appellate jurisdiction as though leave was not required. If that happens, the appellant may get to run an appeal which in truth is a new trial upon nothing more compelling than the fact that it might have succeeded if it had been run below. If the argument in support of the proposed ground finds favour, leave is then granted, and the appeal is allowed. If the argument does not find favour, leave is refused and the appeal dismissed. The grant or refusal of leave then turns on the success or failure of the new ground, making leave a mere formality. If so, an important principle in the administration of justice may be lost in the process.
52 Taking these principles into consideration I now find as follows.
53 First, I am not persuaded of the prejudice the Minister submits he would be likely to experience in the present circumstances, namely that if the appellant is successful in respect of the grant of leave the Minister would be unlikely to be able to obtain leave to appeal to the High Court. In my view this is an illusory argument. Insofar as concerns this alleged prejudice, the Minister is in no worse position than the appellant will be if he is unsuccessful in obtaining the leave he seeks.
54 On the other hand, I note the Minister's submission that the grant of leave to permit the appellant to rely on new grounds of appeal will potentially cause an issue for cross-examination to arise, and result in the need for a further hearing. This would, in my view, cause prejudice to the Minister, namely wasted costs to date.
55 Second, as the Minister has submitted, no explanation of substance has been given by the appellant as to why it is only at this late appellate stage that he has sought to raise the grounds on which he now seeks to rely. Certainly the appellant was represented by Ms Michaela Byers, a lawyer and registered migration agent, in the Tribunal proceedings. It is unclear to me from the decision of the primary Judge whether the appellant had legal representation at any stage of the proceedings in the Federal Circuit Court - the decision of that Court simply notes that he appeared in person. However, at least initially in the Federal Court appeal, the appellant was represented - indeed again by Ms Byers. Ms Byers filed a Notice of Intention to Cease to Act on 13 December 2017, after the appellant had filed a notice of appeal from the primary Judge's decision, and after case management orders had been made in respect of the appeal by a Registrar of the Court.
56 That the appellant clearly had access to legal representation at various points throughout the proceedings weighs against the grant of leave to introduce new arguments at this late stage: Raibevu v Minister for Home Affairs [2020] FCAFC 35, and Charlesworth J in Montenegro v Secretary, Department of Education [2020] FCAFC 210 at [65].
57 Third, I am not persuaded that any of the proposed grounds of appeal advanced have merit.
58 In relation to proposed ground of appeal 1(a), a real question arises as to how the appellant could claim to have a well-founded fear of persecution within the meaning of the Migration Act in respect of what appear to be domestic laws of general application in Sri Lanka concerning procurement and use of false passports. In any event, insofar as I can ascertain, the prospect of the appellant being at risk in Sri Lanka of suffering serious harm or persecution because he had, unlawfully, procured and used a false passport was not raised before the Tribunal. In the absence of such a claim, I am unable to identify how the decision of the Tribunal could be affected by jurisdictional error in this regard.
59 In relation to proposed ground of appeal 1(b), I am unable to identify how merely being imputed with a political opinion, without more (and, in particular, demonstrating that possessing that political opinion would result in the holder having a well-founded fear of persecution), constitutes a basis for a protection claim. Counsel for the appellant submitted that, as the Tribunal accepted that the appellant had been a candidate in an election, this must mean that he would be imputed a political opinion. Insofar as I understand, the alleged imputed political opinion is that of being a sympathiser with the LTTE. However, the Tribunal specifically dealt with the issue of the appellant's political opinion at [59] where it stated:
59. The Tribunal is satisfied that on balance, credible independent country information fundamentally indicates that it is those who have actual or perceived strong LTTE links/sympathisers who can be targeted. As the Tribunal has found that the applicant has no profile of being involved or associated with, or suspected of being involved with the LTTE, the Tribunal does not accept that the applicant would be imputed with an adverse political opinion by the Sri Lankan authorities because he is Tamil of the Hindu ethnicity, from Colombo, or he has left Sri Lanka illegally, or as a failed asylum seeker, or for any other claimed reason.
60 The appellant's contention that there is a basis for claiming that the Tribunal did not deal with this issue lacks merit.
61 In relation to proposed ground of appeals 2 and 3(a), and the alleged unreasonable or illogical approach of the Tribunal, or the absence of active intellectual consideration on the part of the Tribunal, in finding that the appellant had not raised a claim of being charged with offences until the Second Tribunal, I note the following observation of the Tribunal:
47. As noted above, in the course of the hearing, the applicant's responses in relation to questions by the Tribunal were overall vague and inconsistent with other information provided by the applicant. In the course of the hearing, the applicant gave an impression that he was prepared to make claims that he perceived to be in his favour, rather than being truthful. For example, the applicant claimed that he had been charged, yet there is no mention of being charged with any offences in the application for a protection visa. This is a serious claim to make at this stage of the process and failure to have made at the primary stage reflect poorly on the applicant's credibility. His explanations are not persuasive or convincing….
62 Insofar as I can ascertain from the material before me, this statement by the Tribunal is accurate. While, for example, in his statutory declaration dated 29 November 2012, and contemporaneous with his visa application, the appellant stated that he was asked to attend a local police station, that the police accused him of attempting to extort money, that he was held for 2 days and during that time beaten with a pole, and that the police continued to harass him, he did not claim that he was charged. Further, although in his visa application that appellant refers to copies of "police summons - relating to false accusations", those documents as translated into English are headed "Notice Calling for Discussion for the Conciliation According to the Conciliation According to the Conciliation Board Act No. 72 of 1988." They are not charge documents.
63 In my view these grounds have no merit.
64 Fourth, in relation to proposed grounds of appeal 3(b) and 4, I note the following observations of the High Court in Minister for Immigration and Citizenship v SZIAI [2009] HCA 39; 259 ALR 429:
25. Although decisions in the Federal Court concerned with a failure to make obvious inquiries have led to references to a "duty to inquire", that term is apt to direct consideration away from the question whether the decision which is under review is vitiated by jurisdictional error. The duty imposed upon the Tribunal by the Migration Act is a duty to review. It may be that a failure to make an obvious inquiry about a critical fact, the existence of which is easily ascertained, could, in some circumstances, supply a sufficient link to the outcome to constitute a failure to review. If so, such a failure could give rise to jurisdictional error by constructive failure to exercise jurisdiction. It may be that failure to make such an inquiry results in a decision being affected in some other way that manifests itself as jurisdictional error.
65 I also note the observations of the Full Court of this Court in Kaur v Minister for Immigration and Border Protection [2017] FCAFC 184:
33. There is no general obligation to make inquiries, but as Kenny J noted in Minister for Immigration and Citizenship v Le [2007] FCA 1318; (2007) 164 FCR 151 at [60], an obligation may arise in "rare or exceptional circumstances". The mere fact that it may have been reasonable to make an inquiry does not mean the lack of such an inquiry amounts to a jurisdictional error; SZMJM v Minister for Immigration and Citizenship [2010] FCA 309 at [30] (Bennett J); MZZGB v Minister for Immigration and Border Protection [2014] FCA 1052 at [63] (White J); Singh v Minister for Immigration and Border Protection [2017] FCA 1285 at [64] (Murphy J).
66 The appellant further submitted that a visual inspection of his scars by the Tribunal would not have been a neutral inspection, but rather would have been corroborative of the appellant's claims. In my view this submission has no merit in circumstances where the Tribunal at [48] accepted that the appellant had burns on his back, but did not accept that they were the result of an incident involving torture as the appellant claimed. To that extent there is also no merit in proposed grounds of appeal claiming jurisdictional error on the part of the Tribunal in failing to make an inquiry by way of examination of the appellant's burn scars.
67 Finally, in circumstances where the Tribunal has found that the appellant has no adverse profile in Sri Lanka such as to attract the attention of Sri Lankan intelligence agencies, I am not persuaded that any information contained in either this or the primary judgment militates in favour of granting leave to the appellant to raise new grounds of appeal.
68 In my view the interlocutory application to file an amended notice of appeal raising new grounds of appeal should be dismissed.