The review by the Immigration Assessment Authority
7 Following the delegate's decision not to grant the appellant the visa, the appellant's application was referred to the Immigration Assessment Authority for review pursuant to Part 7AA of the Migration Act: see, generally, ABT17 v Minister for Immigration and Border Protection [2020] HCA 34 at [1] (Kiefel CJ, Bell, Gageler and Keane JJ) and the cases cited therein, which consider Part 7AA of the Act.
8 After the appellant's application was referred to the Authority, the appellant's representative lodged with the Authority written submissions and a further statutory declaration made by the appellant, both dated 7 October 2016. The submissions alleged errors in the delegate's reasons for refusing to grant the appellant a visa. Material to the issues that arise on this appeal, the appellant's representative submitted to the Authority -
L. Would the Applicant be targeted if returned to Sri Lanka? Decision at [128]
The Delegate concluded that "Sri Lankan authorities target returnees with history of working for and supporting the LTTE": Decision at [128]. Given that the Applicant has provided food and built bunkers for the LTTE, for a period of over 3 years, this falls within the prescribed risk factors, and it is plausible that the Applicant would be targeted upon his return. It is plausible that while authorities undertake an investigative process at the airport to confirm the Applicant's identity, which includes contacting the authorities in the Applicant's home town it will come to their attention that the Applicant has not checked in as required, raising suspicions and leading to a risk that the Applicant would be detained at the airport and subjected to harm.
9 The appellant's further statutory declaration included new claims in relation to his involvement with the LTTE and his interactions with the SLA. In his further statutory declaration, the appellant stated that on the last day of his training with the LTTE, he was shown how to load and shoot a rifle. The appellant also referred to an occasion when three members of the SLA accused him of being in the LTTE and he denied having any involvement, and then those members of the SLA showed him a picture of himself holding a rifle, and further questioned him about his involvement with the LTTE. The appellant stated that after the delegate's decision, a friend who resided in Australia advised him that he had obtained a copy of that picture, although the appellant did not know how or where his friend had found the picture. The appellant also stated that approximately one week before he made his further statutory declaration, he spoke to his aunt in Sri Lanka, who informed him that when she had attended a local police station about 10 days earlier to make an unrelated land enquiry, she was presented with the picture of the appellant holding a rifle and questioned about his whereabouts. The appellant annexed a copy of the photograph to his further statutory declaration. The photograph depicts more than a dozen men, each kneeling and holding a gun. The appellant identified himself as amongst the men in the photograph.
The Authority's decision
10 On 23 December 2016, the Authority affirmed the delegate's decision not to grant the appellant a visa. The Authority found that the appellant was not a person who engaged ss 36(2)(a) or (aa) of the Migration Act. The Authority's reasons may be summarised as follows.
11 The Authority first identified the information that was before it. The Authority considered whether the appellant's written submissions and further statutory declaration, which had been provided to the Authority after the delegate's decision, constituted "new information" for the purposes of s 473DD of the Migration Act, and if so, whether it would consider that new information in its review: see, generally, Plaintiff M174/2016 v Minister for Immigration and Border Protection [2018] HCA 16; 264 CLR 217, and AUS17 v Minister for Immigration and Border Protection [2020] HCA 37. The Authority found that to the extent that the submissions contained arguments responding to the delegate's decision, re-asserting claims that were before the delegate and referring to country information, policy advice and Australian case law that was already before the delegate, that did not constitute "new information". The Authority found that a number of reports that had been referred to in the appellant's written submissions constituted "new information" that it would not consider in its review. However, the Authority found that the appellant's claims in his further statutory declaration, and the photograph annexed to that declaration, did constitute "new information" that it would consider in its review. The Authority considered that this new information was not, and could not have been, provided to the delegate, that it was credible personal information which was not previously known and that, had it been known, it may have affected the consideration of the appellant's claims, and that there were exceptional circumstances to justify the Authority considering the new information.
12 The Authority then made a number of findings -
(a) it accepted that the appellant lived in LTTE controlled areas during the war, and that he had helped the LTTE as claimed;
(b) it accepted that the appellant did some physical training with the LTTE, including some weapons training. In making this finding, the Authority expressed some concerns about the appellant's inconsistent evidence about whether he used weapons in his training with the LTTE, but ultimately it placed weight on the photograph of the appellant holding a rifle, and was "prepared to accept he did some weapons training";
(c) it was not satisfied that the appellant was an LTTE member or combatant, or that he otherwise engaged in active conflict;
(d) it accepted that the appellant's family had been displaced towards the end of the war in 2009, and that they were detained in an internally displaced persons camp until their release from that camp in early 2010;
(e) it was satisfied that the appellant was not suspected of being an LTTE member or supporter, or was ever accused of being an LTTE member or supporter at any time before August 2010, when he resettled in his home village;
(f) it accepted that one week after resettling in his home village, the appellant purchased a boat and resumed working as a fisherman, and that he suffered harassment, discrimination, and extortion from local members of the SLA who would frequently take his catch without payment and would threaten to withhold his fishing permit when he protested;
(g) it accepted that between late 2010 and August 2012, the appellant was called to a local SLA camp for enquiry on several occasions, and that he was interrogated about LTTE membership and support because of his previous residence in LTTE controlled areas, and that he was coerced to sign a confession "linking him to the LTTE";
(h) it accepted that on one occasion in 2011, the appellant was interrogated about the photograph of him holding a rifle, and that on another occasion, he was interrogated about having failed to sign in with the SLA;
(i) it accepted that the appellant was mistreated by the authorities, including in 2012, who continued to extort fish from him, and to require intermittent call-ins to SLA camps involving threats and physical violence, but found that the appellant embellished the frequency of the call-ins, the severity of the harm that he suffered, and his perceived profile;
(j) it was not satisfied that the appellant had been subject to a strict weekly reporting regime with the SLA, and only accepted that in 2012, he was required to report to the SLA camp from time to time when required;
(k) it accepted that the photograph of the appellant holding a rifle that was provided to the Authority was authentic, and that during an interrogation in 2011, the SLA had showed the appellant the photograph; and
(l) it accepted that the SLA knew from the photograph, and the appellant's subsequent admission, that he did physical training and a day's weapons training with the LTTE.
13 Although the Authority was satisfied that the appellant had suffered physical harm and threats, it did not accept that this amounted to torture. The Authority was not satisfied that the appellant was tortured on any occasion, or that he was harmed with such severity or frequency that it affected his daily activities once he was released. The Authority relied on its findings that the appellant had provided "some inconsistent details", and that "some aspects of his account" were "implausible". In that respect, the Authority referred to the following matters -
(a) at an entry interview with the Department held shortly after the appellant arrived in Australia, the appellant stated that in 2012 he had forgotten to sign in with the SLA, but at his interview before the delegate, after initially stating that he had forgotten to sign in, the appellant stated that he deliberately did not sign in because he feared being shot or transferred to another camp;
(b) in his statutory declaration, the appellant gave a date on which he was required to sign in, but during his interview before the delegate he was unable to recall the precise dates;
(c) the Authority found the appellant's evidence about the frequency of his visits to SLA camps in 2012 to be confused and at times contradictory. The Authority accepted that in 2012, the appellant was required to report to the SLA camp from time to time, but it was not satisfied that he was subject to a strict reporting regime, or that he was detained overnight after failing to sign in;
(d) the Authority found implausible the claim that the appellant made at his SHEV interview that the only reason that he had not been transferred to another camp was because his family had blocked the road, and that when he was taken to the camp after failing to sign in, he was released because his wife and children had waited outside. The Authority did not find it plausible that the SLA would have been influenced by the appellant's family if they had in fact suspected the appellant to have engaged in LTTE activity, or for any other reason. The Authority, therefore, did not accept that the SLA ever threatened to transfer the appellant to a different camp.
14 Although the Authority accepted that: (a) between late 2010 and August 2012, the appellant was called to the SLA camp for enquiry and interrogated about LTTE membership and support because of his previous residence in LTTE controlled areas; (b) the appellant was coerced into signing a confession linking him to the LTTE; and (c) the appellant suffered physical harm and threats, the Authority was not satisfied that the Sri Lankan authorities suspected him of being an LTTE member or supporter. The Authority instead found that the Sri Lankan authorities' interest in the appellant was routine monitoring and questioning of the sort to which Tamils in the Northern Province were subjected at that time. The Authority relied on the Sri Lankan authorities not having used the photograph of the appellant holding a rifle, the admissions that he made to the SLA, and the confession that he signed, as evidence to arrest, charge or send the appellant to a rehabilitation camp at any time. The Authority considered it "implausible that the authorities maintained suspicion on him but did not charge, arrest or seek to rehabilitate him."
15 The Authority accepted that the appellant suffered harassment, discrimination and extortion by local members of the SLA who would frequently take his fish without payment and threaten to withhold his fishing permit when he protested. However, the Authority found that the appellant was a target of opportunistic extortion by corrupt officers who took advantage of the ongoing monitoring of Tamils in the Northern Province, and not because he was suspected to be an LTTE member or supporter.
16 Finally, in relation to the appellant's claims about events in Sri Lanka after his departure, the Authority did not accept that the SLA was so persistent as to visit his house four or five times to look for him, or that the claimed interaction between the appellant's aunt and the police who showed her the photograph of the appellant holding the rifle occurred. The Authority did not accept that the Sri Lankan authorities considered the appellant to be an LTTE member or supporter before he left Sri Lanka, and did not accept that the authorities developed that suspicion after his departure.
17 Having made those findings, the Authority considered whether the appellant was a "refugee" within the meaning of s 5H of the Migration Act, and whether the appellant engaged s 36(2)(a) of the Act. The Authority considered that question by reference to: (a) the appellant being a Tamil, together with its findings about his interactions with the SLA; (b) the appellant being a Tamil, apart from its findings about his interactions with the SLA; (c) the appellant having been the subject of opportunistic extortion; and (d) the appellant returning to Sri Lanka as a failed asylum seeker who had departed illegally.
18 In assessing the risk of harm to the appellant as a Tamil, considered together with its findings about his interactions with the SLA, the Authority repeated its findings that the Sri Lankan authorities knew that the appellant lived in an LTTE controlled area in the final stages of the war, and that the authorities were also aware, from the photograph and the appellant's subsequent admission, that he helped the LTTE and that he did some weapons training with the LTTE. The Authority then referred to country information in relation to the risk to persons imputed to be former members or supporters of the LTTE, and its findings in relation to the Sri Lankan authorities' view of the appellant's involvement with the LTTE, as follows -
The UNHCR does include in its identified risk profiles inter alia 'former LTTE combatants or cadres' and 'former LTTE supporters who may never have undergone military training, but were involved in sheltering or transporting LTTE personnel, or the support and transport of goods for the LTTE'. However, the UNHCR also advises that such a person's need for protection depends on the specifics of the individual case. I am satisfied that the authorities' interest in the [appellant] was intermittent and I am satisfied he was never arrested, detained overnight or even subject to reporting requirements. I have not accepted the [appellant] was considered by the authorities to be an LTTE member or supporter.
As for the intermittent call-ins, it is noteworthy that these events occurred between 2010 and 2012. While I have not accepted the authorities maintained any suspicion that the [appellant] was an LTTE member, nor any adverse interest in his being a supporter or helper, I do accept that being a Tamil from a former LTTE controlled area whose history of helping the LTTE and doing rifle training was known to the authorities at a time when questioning and monitoring of Tamils was common in the North, the [appellant] was a vulnerable target of opportunistic harassment and extortion.
19 The Authority then referred to country information in relation to the improved situation in Sri Lanka since the end of the civil war. The Authority referred in particular to country information about the situation in the Northern Province, which indicated an improved, less militarised security environment with decreased monitoring and harassment, and a government with a focus on anti-corruption. The Authority went on to make findings as to what would likely happen to the appellant if he was returned to Sri Lanka, as follows -
I accept the [appellant] may face some discrimination upon return. However, while he was subject to intermittent call-ins at the time he departed, I have not accepted the authorities considered him to be an LTTE member or supporter. Given this, that he was not subject to any formal reporting regime and the improved situation in Sri Lanka for Tamils, including the decrease in monitoring and harassment of Tamils in the Northern Province and that Tamils there feel more confident to question the motives of the authorities, I am not satisfied that he would suffer harassment or be monitored upon return. I am not satisfied the [appellant] would face a real chance of serious harm through official or societal discrimination, harassment or extortion upon returning from Australia to Sri Lanka.
…
I am not satisfied he was previously bestowed with this profile by the authorities and I am satisfied that this has not occurred subsequently. I am not satisfied that his profile is such that the [appellant] will be at risk upon return of being detained under the operation of the PTA, or that he otherwise has a well-founded fear of persecution on the basis of any imputed LTTE support or links.
20 In assessing the risk of harm to the appellant as a Tamil, apart from its findings about his interactions with the SLA, the Authority referred to country information that showed that after the war, "and particularly in the four years that the [appellant] has been in Australia", the situation for Tamils in Sri Lanka had changed considerably. The Authority summarised that country information in some detail. The Authority accepted that Tamils in Sri Lanka, particularly those in the north and east of the country, still faced discrimination and harassment, and that re-possession of land by Tamils whose land was occupied by the SLA was still an issue. However, the Authority noted that the appellant did not claim that his family's land was occupied by the SLA, and it found that the discrimination and harassment suffered by Tamils was not to a level amounting to serious harm. The Authority, therefore, was not satisfied that the appellant would suffer harassment or be monitored on his return to Sri Lanka, or that he would face a real chance of serious harm through official or societal discrimination or harassment.
21 In assessing the risk of harm to the appellant in light of his having been the subject of opportunistic extortion, the Authority was not satisfied that the appellant's family had been targeted for money or faced harm after the appellant left Sri Lanka. The Authority referred to country information that since the end of the war, incidents of extra-judicial killing, disappearances, and kidnapping for ransom had fallen considerably, and that no particular group had recently been the target of kidnapping or extortion. On the basis of this country information, and given its finding that it did not accept that the Sri Lankan authorities considered the appellant to be an LTTE member or supporter, the Authority concluded that it was not satisfied that the appellant faced a real chance of serious harm through extortion.
22 In assessing the risk of harm to the appellant returning to Sri Lanka as a failed asylum seeker who departed illegally, the Authority accepted that the appellant would be identifiable to the authorities at the airport as a failed asylum seeker who had departed illegally. After describing procedures that are followed in the processing of involuntary returnees, and repeating its findings that the Sri Lankan authorities' interest in the appellant "was intermittent and consistent with the level of monitoring that was occurring at that time", and that it was satisfied "the [appellant] is not perceived to be an LTTE member or to have an LTTE supporter profile", the Authority found that on his return to Sri Lanka the re-entry procedures would be applied without discrimination on the basis of ethnicity. The Authority considered what was likely to occur to the appellant on his return, including him being charged for having departed Sri Lanka illegally, being imprisoned for a short time awaiting bail, and being fined, and concluded that the appellant would not suffer significant or serious harm.
23 Finally in relation to the question whether the appellant was a "refugee" within the meaning of s 5H of the Migration Act, the Authority concluded as follows -
I have considered the risk of harm to the [appellant], a Tamil male from [a named location] in the Northern Province, who helped the LTTE and is known to have done some physical training and some weapons training, was called in for questioning between 2010 and 2012, signed confessions and was previously harmed. While the [appellant] suffered discrimination, harassment and extortion before he left Sri Lanka in 2012 I am not satisfied that the authorities suspected he was an LTTE member or supporter, or that he would be suspected as such on return to Sri Lanka. Even with these previous circumstances and that authorities asked after him after his departure, that they would be aware that he departed illegally, sought asylum in Australia and spent considerable time here, I am not satisfied that these circumstances cumulatively give rise to a well-founded fear of persecution.
24 The Authority then considered whether the appellant met the complementary protection criterion under s 36(2)(aa) of the Migration Act. The Authority repeated the effect of many of the findings that it had made in relation to its assessment of whether the appellant was a "refugee", and concluded that there were no substantial grounds for believing that, as a necessary and foreseeable consequence of him being returned from Australia to Sri Lanka, there was a real risk that he would suffer significant harm.