Zhang v University of Tasmania
[2009] FCAFC 35
At a glance
Source factsCourt
Federal Court of Australia (Full Court)
Decision date
2009-03-23
Before
Gordon JJ, Gray J
Source
Original judgment source is linked above.
Judgment (6 paragraphs)
introduction 33 This is an appeal against an order dismissing the Appellant's application under s 46PO of the Human Rights and Equal Opportunity Commission Act 1986 (Cth) ("the HREOC Act"): Zhang v University of Tasmania [2008] FCA 516. 34 From late September 1998 until October 1999, the Appellant attended the First Respondent ("UTAS") as an overseas PhD candidate in the School of Management. During that period, the Appellant alleged that she was discriminated against by the Respondents "because of an (imputed) disability and her race and sex" contrary to s 22 of the Disability Discrimination Act 1992 (Cth) ("the DDA"), s 15(1) of the Racial Discrimination Act 1975 (Cth) and s 14(2) of the Sex Discrimination Act 1984 (Cth). 35 Before the primary judge, the Appellant (who was self-represented) particularised her complaint as follows: 1. Failing to provide me with the Overseas Postgraduate Research Scholarship ("OPRS Scholarship") that I had won in 1998. 2. Paying me only $67.39 for the first hour and $44.93 for repeated hours of tutorial work whilst the School of Management of [UTAS] paid about $90 per hour to the other tutors. My supervisor, Dr Dallas Hanson, told me that "if you argue about payment you cannot be anybody's PhD candidate. I had a Chinese PhD candidate in the past, who argued about payment. Then he/she left." 3. Falsely suspecting that I was in financial problem or had no money because of my Chinese origin. 4. Treating me less favourably by: · not conducting annual review for my academic progress; · not submitting my paper to the 1999 ANZAM Conference hosted by the UTAS; · advising me that the Faculty of Commerce & Law had "no scholarship" even though the information indicated that the scholarship was available at the time; · breaching my confidential information by obtaining a letter from UTAS counseling [sic] services without my permission. 5. Imputing that I had potentially suffered "serious psychological problem" [sic], then referring me to UTAS Counseling [sic] Service and treating me as if I had such a disability. 6. Terminating my PhD candidature in Oct. 1999. 36 The primary judge dismissed the application with costs. His Honour found that three of the complaints (grounds 1, 4 and 6) did not on their face raise any allegation of discrimination of the grounds of disability, race or sex and that, in any event, there was no factual basis for any of the Appellant's complaints: at [3]. This appeal followed. 37 On appeal, the Appellant originally raised two points of error. However, each of these was abandoned in favour of five new grounds in a proposed amended notice of appeal which the Appellant sought leave to file pursuant to O 52 r 21(3) of the Federal Court Rules. The Respondents consented to the amendment of ground 1 of the notice to read: The learned primary judge erred in finding that the respondents' conduct did not constitute unlawful discrimination against the appellant in contravention of s 22 of the Disability Discrimination Act 1992 (Cth). 38 The Respondents did not oppose the deletion of the existing ground 2 but opposed the Appellant being granted leave to amend the notice of appeal to raise any additional grounds of appeal. The primary overall purpose of the additional amendments sought was to agitate, for the first time, a claim in contract which was not made below, but which was said to be available on the facts. The content of the contract alleged was that UTAS had offered to refund tuition fees to the Appellant if she left the university (which, eventually, she did). More specifically, the proposed additional grounds were in substance that the primary judge: (1) erred by finding that only the unlawful discrimination claims were justiciable (ground 2); (2) erred by failing to determine all of the Appellant's claims, including a claim in contract for the refund of her tuition fees that was presented by the material before his Honour although not pleaded as such (ground 3); (3) denied the Appellant procedural fairness by not providing the Appellant as a self-represented litigant with the necessary assistance to ensure that she could claim all rights and put all arguments available to her (ground 4); and (4) abused his discretion in terminating the Appellant's cross-examination of the Third Respondent (ground 5). We would not grant the Appellant leave to raise the proposed amended grounds of appeal numbered 2, 3, 4 and 5. Each of the claims is futile. 39 Grounds 2 and 3, which were argued together, are bound to fail. The rule is that a party is bound by the conduct of their case at trial and cannot raise a point for the first time on appeal where it was not taken below: Coulton v Holcombe (1986) 162 CLR 1, 7ff ('Coulton')citing University of Wollongong v Metwally (No 2) (1985) 60 ALR 68, 71; see also Water Board v Moustakas (1988) 180 CLR 491, 497ff. The exception to this rule is where the proposed ground of appeal raises a question of law upon facts either admitted or proved beyond controversy so as to make it expedient in the interests of justice that the point should be argued and decided: Coulton at 8 citing Mason J in O'Brien v Komesaroff (1982) 150 CLR 310, 319. Here, however, even assuming that there was material in the court below such as to squarely suggest the possible existence of a contract or other claim aside from discrimination, evidence could have been given which by any possibility could have prevented the point from succeeding. For example, the Appellant relied on a letter of offer from UTAS proposing to refund her tuition fees if she transferred to another university; however, no evidence was led as to whether she ever accepted that offer. The Respondents argued that had they known that the Appellant was making a claim in contract, they would have sought to lead evidence showing that rather than accepting the purported offer, the Appellant instead made a counteroffer which UTAS never accepted. In light of the potential prejudice to the Respondents and the fact that it does not raise a question of law dependent upon uncontroverted facts, the contract point cannot now be taken: Coulton at 7-8. 40 Similarly, ground 4 is hopeless. While a judge may be bound to provide advice and assistance to an unrepresented litigant, there are two important qualifications to that general statement. First, the Judge should not intervene to such an extent that he or she cannot maintain a position of neutrality in the litigation and, secondly, the "boundaries of legitimate intervention are flexible and will be influenced by the need for intervention to ensure a fair and just trial": Minogue v Human Rights and Equal Opportunity Commission (1999) 84 FCR 438, 445-7. In the present case, the Appellant's only complaint was that the primary judge failed to render assistance to the Appellant to formalise a claim for refund of fees. That contention is bound to fail for at least two reasons. First, the Appellant claimed refund of her fees only as part of her interlocutory relief in her originating process and, secondly, for the same reasons that proposed grounds 2 and 3 are bound to fail. Ground 5 is also futile because the Appellant made no submission, nor proffered any evidence to show what additional questions she would have asked on cross-examination had she had more time. In other words, there was nothing to impugn the finding made by the judge that she had had ample opportunity to cross-examine and that the cross-examination had become repetitious. 41 Accordingly, the only point that falls for consideration upon this appeal is ground 6 in the application before the primary judge, which is pursued in this Court as ground 1 - the contention that UTAS constructively terminated the Appellant's candidature on the basis of an imputed psychological disability and that by that conduct, UTAS discriminated against the Appellant in contravention of the DDA. For the reasons that follow, that ground cannot be made out and the appeal must therefore be dismissed with costs.