[This headnote is not to be read as part of the judgment]
The appellant, Raymond Xie, appealed against his conviction on 10 counts following a trial in the District Court at Parramatta before Judge Letherbarrow SC (the trial judge) and a jury. The appellant was acquitted in respect of two charges. He was sentenced to an aggregate term of imprisonment of 9 years commencing on 22 September 2018 and expiring on 21 September 2027, with a non-parole period of 5 years and 4 months expiring on 21 January 2024.
The 12 counts were allegedly committed in the years 2017 and 2018 and related to three complainants: RK in respect of Counts 1-2, JG in respect of Count 3, and MO in respect of Counts 4-12. Each complainant claimed to have been assaulted or sexually assaulted by the appellant at an apartment in Russell Lea, which he maintained separately to his principal residence where he resided with his wife and two children. The alleged assaults of the various complainants were relied upon as tendency evidence in relation to the charges in respect of the other complainants.
On the Crown case, Counts 1 and 2 were committed against RK in mid-2017 after the appellant happened upon RK lost in a park with a flat mobile phone battery and drove RK to his apartment to charge it. RK's evidence was that, when inside the apartment, the appellant offered him a drink from which he took two or three sips before passing out. Upon regaining consciousness, RK realised the appellant was masturbating RK's penis (Count 2). It was the Crown's case that the drink given to RK contained methylamphetamine and two sedatives, namely dexmedetomidine and hyoscine (Count 1), all three of which were subsequently detected in RK's urine.
On the appellant's account, he and RK smoked ice after he gave RK the drink. The appellant then offered RK a sip of his "ice mate", a popular after-party drug designed to be sipped following the smoking of ice to moderate the impact of the methylamphetamine, and which RK declined. RK fell asleep, and when he awoke later that morning, he discovered that his pants were undone and that he had urinated and vomited on himself. The appellant's evidence was that he attempted to clean up RK with a towel, during which he may have unintentionally touched RK's penis.
Counts 4-12 related to offences alleged to have been committed against MO in late 2018. On the Crown case, the appellant met MO on Tinder, the appellant having held himself out as a woman named 'Lily' who agreed to meet MO for a drink. 'Lily' arranged for MO to first attend an apartment to practice sports massage with her friend 'Pei' for her new sports therapy shop. MO was taken by Uber to the appellant's apartment where it was alleged that he caused MO to take methylamphetamine (Count 4). It was the Crown case that the appellant then indecently and sexually assaulted MO whilst his cognition was significantly impaired and during which the appellant ignored MO's pleas for him to stop (Counts 5-12).
In relation to Counts 1 and 4, which charged that the appellant caused RK and MO to take certain intoxicating substances, the appellant gave evidence at trial that RK and MO each consumed drugs voluntarily and together with the appellant, and that both complainants subsequently and consensually engaged in sexual activity with the appellant, albeit while intoxicated.
In the course of the trial, the Crown sought to lead evidence in relation to a statement made by the appellant to a detective the day after he had been charged in relation to RK's complaint. The statement included the appellant saying, among other things, "I am with my solicitor. We have looked at all the evidence. I am in big trouble. Please take it easy on me. I have two kids and a wife." The appellant objected to the admission of the material. The trial judge heard argument, delivered a separate judgment, and ultimately admitted a portion of the statement into evidence.
The appellant also made an unsuccessful 'no case' application in relation to Count 1, it having been submitted that the Count should not go to the jury principally because, despite a police search of the appellant's apartment, no evidence was found of a can or drinking vessel containing traces of each of methylamphetamine, dexmedetomidine and hyoscine. Further, whilst there was a cup that contained dexmedetomidine and hyoscine, namely the 'ice mate', it contained no trace of methylamphetamine.
The jury ultimately found the appellant guilty on Counts 1, 2 and 5-12 and acquitted him on Counts 3 and 4.
On appeal, the appellant sought orders that the guilty verdicts on Counts 1, 2 and 5-12 be quashed, that a verdict of acquittal be entered in relation to Count 1, and that the matter be remitted for retrial on Counts 2 and 5-12.
The appellant relied on three grounds of appeal. The first ground was that the trial judge erred in failing to find that there was no case to answer in relation to Count 1, such that the appellant's trial miscarried having regard to that Count being left to the jury, and that the verdict on Count 1 was unreasonable. The second ground was that the Crown prosecutor went too far in what he said in his final address to the jury about the appellant's propensity to lie and that this, together with other aspects of his address, resulted in a miscarriage of justice. The third ground was that the trial judge erred in allowing into evidence the portion of the statement made by the appellant to the detective or, in the alternative, that a miscarriage of justice arose due to its admission.
The Court held (Bell CJ, Mitchelmore JA and Yehia J agreeing), granting leave to appeal to the extent necessary other than in respect of the second ground, setting aside and quashing the appellant's conviction in respect of Count 1 and directing a verdict of acquittal in relation to Count 1, ordering a new trial in relation to Count 2, otherwise dismissing the appeal in relation to Counts 5-12 and remitting the proceedings to the District Court for the resentencing of the appellant in light of his acquittal on Count 1.
As to ground 1
1. Whether or not Count 1 should have been left to the jury or a verdict of acquittal directed, the verdict on Count 1 was unreasonable. It was not open to the jury to infer in the absence of key inculpatory evidence relating to how RK came to have methylamphetamine in his system that the appellant had slipped it into RK's drink. To have so found would have involved improper speculation or conjecture, rather than logical inference: [48]-[54] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
Dickson v R (2017) 94 NSWLR 476; [2017] NSWCCA 78; Ritchie (a pseudonym) v R [2019] VSCA 202; Seltsam Pty Ltd v McGuiness (2002) 49 NSWLR 262; [2000] NSWCA 29, referred to.
1. The independent assessment of the evidence must be undertaken by reference to the particular manner in which Count 1 was formulated, which in this case was that all three intoxicating substances, namely methylamphetamine, dexmedetomidine and hyoscine, were imbibed simultaneously by RK in a single drinking vessel: [49] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
2. Given the inferential nature of the Crown's case, this is not a case where particular deference needed to be given to advantages enjoyed by the jury: [55] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
3. A new trial should be ordered in respect of Count 2 in light of the fact that the wrongful conviction on Count 1 would inevitably have influenced the jury's consideration of the issue of consent in respect of Count 2: [57] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
4. Wrongful conviction on Counts 1 and 2 did not necessitate a retrial in respect of Counts 5-12. The acquittal of the appellant in respect of Count 4 made it plain that the jury was able to differentiate between the charges raised in respect of MO from those involving RK, and reached its guilty verdict in relation to the assault and sexual assault charges in relation to MO on the basis that he had not first been drugged by the appellant: [58] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
As to ground 2
1. Leave to raise ground 2 pursuant to r 4.15 of the Supreme Court (Criminal Appeal) Rules 2021 (NSW) is refused. If leave is not required, the ground is dismissed. The Crown prosecutor's closing address did not exceed the proper boundaries of prosecutorial propriety and no miscarriage of justice occurred as a result of the manner and form of that address: [67]-[115] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
Livermore v R (2006) 67 NSWLR 659; [2006] NSWCCA 334; Ford (a pseudonym) v The Queen (2020) 63 VR 405; [2020] VSCA 162; Bugeja v The Queen (2010) 30 VR 493; [2010] VSCA 321; Hughes v R (2015) 93 NSWLR 474; [2015] NSWCCA 330; FX v R; GX v R (2020) 290 A Crim R 31; [2020] NSWCCA 189; Zurshig v R [2021] NSWCCA 309; Libke v The Queen (2007) 230 CLR 559; [2007] HCA 30; Ritchie (a pseudonym) v R [2019] VSCA 202; Crockford v R [2022] NSWCCA 115; Lyndon v R [2014] NSWCCA 112; Aravena v R (2015) 91 NSWLR 258; [2015] NSWCCA 288; Medich v R [2021] NSWCCA 36; Roach v R [2019] NSWCCA 160; (2019) 344 FLR 429; Whitehorn v R (1983) 152 CLR 657; [1983] HCA 42; Hofer v The Queen [2021] HCA 36; (2021) 95 ALJR 937, referred to.
1. References by the Crown prosecutor to lies told by the appellant were of themselves likely to be prejudicial, but any prejudice was not unfair prejudice in a context where the credibility of the appellant was squarely in issue and it was not suggested that the references were without foundation: [84], [86] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
2. The appellate court, in forming its own impression, must bear in mind that experienced defence counsel made no objection to the fairness of the Crown prosecutor's address, nor did the experienced trial judge invite the Crown to modify its references: [87], [113] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
3. The mere fact that a submission may not be accepted or is contradicted by other evidence does not translate it into a submission that was either not open or improperly advanced: [108] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
As to ground 3
1. This ground does not fall for determination in light of the appellant's success under ground 1. The evidence the subject of this ground did not and logically could not have related to the events giving rise to the charges in relation to MO given the statement was made by the appellant approximately 13 months prior to those events. In this context, the admission of the statement did not occasion a miscarriage of justice in relation to Counts 5-12 in respect of which the appellant was convicted so as to warrant the ordering of a retrial on those counts: [60]-[61] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).
2. There is no utility in otherwise dealing with the third ground. Insofar as there will be or may be a retrial in relation to Count 2, it will be for the trial judge to determine whether the pre-trial order should be revisited in accordance with s 130A of the Criminal Procedure Act 1986 (NSW). That exercise, which will involve considerations of probative value and prejudicial effect of the statement, must be undertaken in the light of the facts and other evidence adduced or likely to be adduced on any retrial: [62] (Bell CJ); [117] (Mitchelmore JA); [118] (Yehia J).